WO2010028004A2 - Substituted berbines and processes for their synthesis - Google Patents

Substituted berbines and processes for their synthesis Download PDF

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Publication number
WO2010028004A2
WO2010028004A2 PCT/US2009/055676 US2009055676W WO2010028004A2 WO 2010028004 A2 WO2010028004 A2 WO 2010028004A2 US 2009055676 W US2009055676 W US 2009055676W WO 2010028004 A2 WO2010028004 A2 WO 2010028004A2
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group
compound
hydrocarbyl
hydrogen
independently selected
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PCT/US2009/055676
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French (fr)
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WO2010028004A3 (en
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Peter X. Wang
Frank W. Moser
Gary L. Cantrell
Christopher W. Grote
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Mallinckrodt Inc.
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Priority to EP09792152.2A priority Critical patent/EP2331508B1/en
Publication of WO2010028004A2 publication Critical patent/WO2010028004A2/en
Publication of WO2010028004A3 publication Critical patent/WO2010028004A3/en

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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D455/00Heterocyclic compounds containing quinolizine ring systems, e.g. emetine alkaloids, protoberberine; Alkylenedioxy derivatives of dibenzo [a, g] quinolizines, e.g. berberine
    • C07D455/03Heterocyclic compounds containing quinolizine ring systems, e.g. emetine alkaloids, protoberberine; Alkylenedioxy derivatives of dibenzo [a, g] quinolizines, e.g. berberine containing quinolizine ring systems directly condensed with at least one six-membered carbocyclic ring, e.g. protoberberine; Alkylenedioxy derivatives of dibenzo [a, g] quinolizines, e.g. berberine
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J31/00Catalysts comprising hydrides, coordination complexes or organic compounds
    • B01J31/16Catalysts comprising hydrides, coordination complexes or organic compounds containing coordination complexes
    • B01J31/22Organic complexes
    • B01J31/2282Unsaturated compounds used as ligands
    • B01J31/2295Cyclic compounds, e.g. cyclopentadienyls
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D217/00Heterocyclic compounds containing isoquinoline or hydrogenated isoquinoline ring systems
    • C07D217/12Heterocyclic compounds containing isoquinoline or hydrogenated isoquinoline ring systems with radicals, substituted by hetero atoms, attached to carbon atoms of the nitrogen-containing ring
    • C07D217/18Aralkyl radicals
    • C07D217/20Aralkyl radicals with oxygen atoms directly attached to the aromatic ring of said aralkyl radical, e.g. papaverine
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J2231/00Catalytic reactions performed with catalysts classified in B01J31/00
    • B01J2231/60Reduction reactions, e.g. hydrogenation
    • B01J2231/64Reductions in general of organic substrates, e.g. hydride reductions or hydrogenations
    • B01J2231/641Hydrogenation of organic substrates, i.e. H2 or H-transfer hydrogenations, e.g. Fischer-Tropsch processes
    • B01J2231/643Hydrogenation of organic substrates, i.e. H2 or H-transfer hydrogenations, e.g. Fischer-Tropsch processes of R2C=O or R2C=NR (R= C, H)
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J2531/00Additional information regarding catalytic systems classified in B01J31/00
    • B01J2531/80Complexes comprising metals of Group VIII as the central metal
    • B01J2531/82Metals of the platinum group
    • B01J2531/821Ruthenium

Definitions

  • the present invention generally relates to processes for the synthesis of substituted berbines and intermediate compounds used in the preparation of substituted berbines.
  • the berbine class of heterocyclic compounds is structurally related to the plant alkaloid berberine.
  • Berbine compounds have been reported to have numerous therapeutic effects. For example, they supposedly have antibacterial, antifungal, antiparasitic, antipyretic, antihypertensive, antidepressant, antiemetic, tranquilizing, and analgesic activities. Because of the potential therapeutic value of berbine compounds and derivatives thereof, there is a need for efficient synthesis processes for the preparation of pure preparations of specific enantiomers.
  • the present invention provides processes for the synthesis of substituted berbine compounds. Also provided are intermediate compounds used in the preparation of substituted berbine compounds.
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyi;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH2) n 0 ⁇ — ⁇ , and R B and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH 2 ) n 0 ⁇ -- ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • Another aspect of the invention provides a process for preparing compound 9 from compound 6.
  • the process comprises contacting compound 6 with an aldehyde in the presence of a asymmetric transition metal catalyst to form compound 9 according to the following reaction scheme:
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NU2, hydrocarby!, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, OR 13 , hydrocarbyl, and substituted hydrocarby!, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2) n O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CHz) n O ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyi, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO2, hydrocarbyl, and substituted hydrocarby!;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarby], provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2) ⁇ O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2) n O ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • Still another aspect provides a process for the preparation of compound 9x according to the following reaction scheme: wherein:
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH 2 )n0 ⁇ - ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarby!, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • Yet another aspect of the invention encompasses a process for preparing compound 10.
  • the process comprises contacting compound 8 with formaldehyde to form compound 10 according to the following reaction scheme: wherein:
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyi;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ -- ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ TM- ⁇ O(CH2)nO ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R 1 , R 4 , R 6 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH 2 ) ⁇ O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0 ⁇ CH2) n 0 ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms;
  • the present invention provides processes for preparing substituted berbines, as well as intermediate compounds for use in the preparation of substituted berbines. These processes of the invention are more efficient, more specific, and provide greater yields than currently available synthesis processes. Additionally, the substituted berbines may be more specific, more efficacious, more potent, and/or have fewer untoward effects than unsubstituted berbines.
  • substituted berbine compounds For ease of discussion of the substituted berbine compounds and their intermediates, the ring atoms of a berbine compound are numbered as diagrammed below.
  • the substituted berbine compounds detailed herein may have as many as three chiral carbons, namely, C-14, C-13, and C-8.
  • One aspect of the present invention encompasses compounds that may be used as intermediates in the preparation of a substituted berbine compound.
  • the intermediate compounds comprise Formula (i):
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyl;
  • R 2 ( R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 )nO ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms;
  • is a single or double bond.
  • the compound comprises Formula (Ia):
  • R 1 , R 2 , R 3 , R ⁇ R 5 , R 6 , R 7 , R 8 , R 9 , R 10 , R 11 , and R 12 are as defined above.
  • R 9 , R 10 , R 11 , and R 12 are each hydrogen.
  • the compound comprises Formula (Ib):
  • R 1 , R 2 , R 3 , R 4 , R s , R 6 , R 7 , R 8 , R 3 , R 10 , R 11 , and R 12 are as defined above.
  • R 9 , R 10 , R 11 , and R 12 are each hydrogen.
  • the compound comprises Formula (Ic):
  • R 9 , R 10 , R 11 , and R 12 are as defined above.
  • R 9 , R 10 , R 11 , and R 12 are each hydrogen.
  • the optica! activity of this compound may be either (+) or ⁇ -), and the configuration of the chiral carbons, C-14 and C-13, may be RR, RS, SR or SS, respectively.
  • Another aspect of the present invention provides reaction schemes for the preparation of substituted berbine compounds.
  • the processes entail formation of a new ring from an asymmetric compound.
  • Reaction Scheme 1 provides a process in which the asymmetric compound, compound 7, undergoes a ring closure in the presence of an aldehyde and a proton donor or a proton acceptor to form the substituted berbine, compound 9, as depicted below:
  • R is selected from the groups consisting of hydrogen, hydrocarbyi, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarby!, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyi, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ — ⁇ ; R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R is selected from the group consisting of hydrogen, aikyl, aryl, carboxylic acid, and a heterocyclic ring; and R 9 , R 10 , R 11 , and R 12 are each hydrogen. In a preferred alternative of this embodiment R is hydrogen.
  • the process of Reaction Scheme 1 comprises contacting compound 7 with an aldehyde
  • aldehydes include formaldehyde, acetaldyhyde, propio ⁇ aldehyde, butyraldehyde, cyclopropane carboxaldehyde, cyclobutane carboxaldehyde, benzaldehyde, glyoxal, glyoxylic acid, 2-furaldehyde, nicotinaldehyde, and so forth.
  • the aldehyde may be formaldehyde, cyclopropane carboxaldehyde, or cyclobutane carboxaidehyde.
  • the aldehyde may be formaldehyde.
  • the molar ratio of compound 7 to aldehyde may range from about 1 :0.5 to about 1 :2, or more preferably from about 1 :0.8 to about 1:1.2.
  • the proton donor or proton acceptor will have a pH of less than about 9.
  • Suitable proton donors include, but are not limited to, HOAc, HCO 2 H 1 n-PrCO 2 H, PhCO 3 H, MeSO 3 H, poly H 3 PO 4 , H 3 P ⁇ 4 , H 2 SO 4 , HCI, HBr, HI, CF 3 SO 3 H, p-methyltoluenesulfonic acid, and combinations thereof.
  • Suitable proton acceptors include borate salts (such as, for example, NaBO 3 ), di- and tri-basic phosphate salts (such as, for example, Na Z HPO 4 and Na 3 PO 4 , and the like), bicarbonate salts (such as, for example, NaHCO 3 , KHCO 3 , LiHCO 3 , and the like), carbonate salts (such as, for example, Na 2 CO 3 , K 2 CO 3 , U2CO 3 , and the like), organic bases (such as, for example, pyridine, triethylamine, diisopropylethylamine, N-methylmorpholine, N.N-dimethylaminopyridine), and mixtures thereof.
  • borate salts such as, for example, NaBO 3
  • di- and tri-basic phosphate salts such as, for example, Na Z HPO 4 and Na 3 PO 4 , and the like
  • bicarbonate salts such as, for example, NaHCO 3 , KHCO
  • Suitable proton acceptors/proton donors include N,N-bis-(2-hydroxyethyl)-glycine (BICINE), N-[tris(hydroxymethyl)methyi]glycine (TRICINE), tris(hydroxymethyl)aminomethane (TRlS), 3-(cyclohexylamino)-1- propanesulfonic acid (CAPS), 3-(cyclohexylamino)-2-hydroxy-1-propanesulfonic acid (CAPSO), N-(2- hydrooxyethyl)piperazine-N'-(3-propanesulfonic acid) (EPPS), N-2-hydroxyethyipiperazine-N'-2-ethanesulfonic acid (HEPES), 2-(N-morpholino)ethanesulfonic acid (MES) 1 3-(N-morpholino)propanesulfonic acid (MOPS), piperazine- N,N'-bis(2-ethanesulfonic acid) (PIPES), 3- ⁇ [
  • the proton donor or proton acceptor may be HCO 2 H, HOAc, MeSO 3 H, or triethylamine.
  • the molar ratio of compound 7 to proton donor or proton acceptor may range from 1 :0.1 to about 1:5, or more preferably from about 1:0.5 to about 1 :2.
  • the reaction is typically conducted in the presence of a solvent.
  • the solvent may be an aprotic polar solvent, a non-polar solvent, or combinations thereof.
  • suitable solvents include acetone, acetonitrile, benzene, butanone, chloroform, 1,2-dichloroethane, dichloromethane, diethyl ether, diethoxymethane, dimethylformamide (DMF), dimethyl sulfoxide (DMSO), N,N-dimethylpropionamide, 1,3-dimethyl- SAS.e-tetrahydro ⁇ il-O-pyrimidinone (DMPU), 1,3-dimethyl-2-imidazolidinone (DMI), 1,2-dimethoxyethane (DME) 1 dimethoxymethane, dimethylacetamide (DMAC), N-methylpyrrolidinone (NMP), dioxa ⁇ e, ethyl acetate, ethyl formate, ethyl methyl
  • the solvent may be acetone, acetonitrile, butanone, chloroform, 1,2,-dtchloroethane, dichloromethane, ethyl acetate, n-propyl acetate, isopropyl acetate, methyl t-butyl ether, methyl butyl ketone, tetrahydrofuran, toluene, or combinations thereof.
  • the weight ratio of solvent to compound 7 may range from about 0.5:1 to about 10:1 (g/g).
  • the temperature of the reaction may range from about O 0 C to about 120 0 C, and more preferably from about 1O 0 C to about 8O 0 C.
  • the reaction is preferably performed under ambient pressure.
  • the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC).
  • a "completed reaction” generally means that the reaction mixture contains a significantly diminished amount of compound 7 and a significantly increased amount of compound 9 compared to the amounts of each at the beginning of the reaction.
  • the yield of compound 9 may be at least about 80%, at least about 85%, at least about 90%, at least about 95%, or at least about 99.9%.
  • the optical activity of compound 7 and compound 9 may be either (-) or (+).
  • the configuration of C-14 in compound 7 may be either R or S, and the configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS, SR, or SS.
  • Reaction Scheme 2 comprises a process in which asymmetric compound 6 undergoes a ring closure in the presence of an aldehyde and an asymmetric transition metal complex to form the substituted berbine, compound 9, as depicted below:
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NO 2 , hydrocarbyl, and substituted hydrocarbyl;
  • R 2 , R 3 , R B , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH 2 ) n 0 ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R is selected from the group consisting of hydrogen, alkyl, aryi, carboxylic acid, and a heterocyclic ring; and R 9 , R 10 , R 11 , and R 12 are each hydrogen. In a preferred alternative of this embodiment, R is hydrogen.
  • the process of Reaction Scheme 2 comprises contacting compound 6 with an aldehyde in the presence of an asymmetric transition metal complex to form compound 9.
  • suitable and preferred aldehydes are presented above in section (ll)(a).
  • the molar ratio of compound 6 to aldehyde may range from about 1 :0.5 to about 1 :2, or more preferably from about 1 :0.8 to about 1:1.2.
  • the asymmetric transition metal complex comprises a metal or a metal ion selected from the group consisting of Co, Cr, Ir, Ni, Pd, Pt, Rh 1 and Ru.
  • Exemplary asymmetric transition metal complexes include dich!oro-(p-cymene)-Ru(ll) dimer.
  • the molar ratio of compound 6 to asymmetric transition metal complex may range from about 1:0.001 to about 1:1, or more preferably from about 1:0.005 to about 1:0.5, [0032]
  • the reaction is typically conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (ll)(a).
  • the weight ratio of solvent to compound 6 may range from about 0.5:1 to about 10:1 (g/g).
  • the temperature of the reaction may range from about 0 0 C to about 12O 0 C, and more preferably from about 1O 0 C to about 8O 0 C.
  • the reaction is preferably performed under ambient pressure, and preferably in an inert atmosphere (e.g., nitrogen or argon). Typically, the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC).
  • the yield of compound 9 generally is at least about 80%. In some embodiments, the yield of compound 9 may be about 85%, about 90%, about 95%, or about 99.9%.
  • the optical activity of compound 9 may be either (-) or (+).
  • the configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS 1 SR, or SS.
  • Reaction Scheme encompasses a two-step process for the conversion of asymmetric compound 6 to the substituted berbine, compound 9, according to the following scheme:
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen,
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen,
  • OR 13 hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ 0(CH2) n 0 ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2)nO ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R13 j selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarby!, preferably an alkyl group with 1 to S carbon atoms; and n is an integer from 1 to 3.
  • R is selected from the group consisting of hydrogen, alkyl, aryl, carboxylic acid, and a heterocyclic ring; and R 9 , R 10 , R 11 , and R 12 are each hydrogen. In a preferred alternative of this embodiment, R is hydrogen.
  • step A of Reaction Scheme 3 compound 6 is contacted with an asymmetric transition metal complex to form compound 7.
  • asymmetric transition metal complex examples of suitable and preferred asymmetric transition metal complexes are presented above in section (ll)(b).
  • the molar ratio of compound 6 to asymmetric transition metal complex may range from about 1 :0.001 to about 1:1, or more preferably from about 1 :0.005 to about 1 :0.5.
  • step B of Reaction Scheme 3 the asymmetric compound 7 undergoes a ring closure to form compound 9.
  • compound 7 is contacted with an aldehyde in the presence of a proton donor or a proton acceptor.
  • a proton donor or a proton acceptor examples of suitable and preferred aldehydes are presented above in section (ll)(a).
  • suitable and preferred proton donors and proton acceptors are presented in section (ll)(a).
  • the molar ratio of compound 7 to aldehyde to proton donor/acceptor may range from about 1:0.5:0.1 to about 1:2:5, or more preferably from about 1 :0.8:0.5 to about 1:1.2:2.
  • Both steps of the process are typically performed in the presence of a solvent.
  • suitable and preferred solvents are detailed above in section (!l)(a).
  • the temperature of both steps of the reaction may range from about 0 0 C to about 120 0 C 1 and more preferably from about 1O 0 C to about 80 0 C.
  • the reaction is preferably performed under ambient pressure, and may be performed in an inert atmosphere ⁇ e.g., nitrogen or argon). Typically, the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC).
  • the yield of compound 9 generally is at least about 80%. In some embodiments, the yield of compound 9 may be about 85%, about 90%, about 95%, or about 99.9%.
  • the optical activity of compound 7 and compound 9 may be either (-) or (+).
  • the configuration of C-14 in compound 7 may be R or S, and the configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS, SR, or SS.
  • Reaction Scheme 4 provides a three-step process for the conversion of asymmetric compound 6c to the substituted berbine, compound 9x, as depicted be!ow:
  • R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl
  • R 1 , R 4 , R 5 , and R 8 are independently selected from the group consisting of hydrogen, halogen, OR 13 , NU 2 , hydrocarbyl, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the group consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl, provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2)nO ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — JQ(CH 2 ) n O ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R is selected from the group consisting of hydrogen, alkyl, aryl, carboxylic acid, and a heterocyclic ring; and R 9 , R 10 , R 11 , and R 12 are each hydrogen, in a preferred alternative of this embodiment, R is hydrogen.
  • step A of Reaction Scheme 4 compound 6c is oxidized on C-13 to form compound 6x.
  • the process comprises contacting compound 6c with an oxidizing agent.
  • oxidizing agents include, but are not limited to, dichromates ⁇ e.g., ammonium dichromate, potassium dichromate, sodium dichromate, and the like); bromates (e.g., barium bromate, magnesium bromate, potassium bromate, sodium bromate, and the like); chlorates (e.g., ammonium chlorate, barium chlorate, calcium chlorate, potassium chlorate, sodium chlorate, and the like); chlorites (e.g., copper chlorite, lead chlorite, potassium chlorite, sodium chlorite, and the like); chloroisocyanuric acids (e.g., trichloroisocyanuric acid, and the like); chromates (e.g., potassium chromate, and the like); chromium oxides (e.g., chromic anhydride (chromium trioxide)); dichromates (e.g., sodium dichromate, potassium dichromate, potassium
  • Step A of the process is typically conducted in the presence of a solvent.
  • suitable and preferred solvents are presented above in section (ll)(a).
  • the weight ratio of solvent to compound 6c may range from about 0.5:1 to about 10:1 (g/g).
  • Step A of Reaction Scheme 4 is generally conducted at ambient pressure and at a temperature that ranges from about O 0 C to about 12O 0 C, and more preferably from about 1O 0 C to about 8O 0 C.
  • step B of Reaction Scheme 4 compound 6x undergoes catalytic reduction to form compound 7x.
  • compound 6x is contacted with a reducing agent such that the oxygen function on C-13 is reduced to a hydroxyl group.
  • reducing agents for use in catalytic reduction methods with hydrogen include commonly used catalysts such as, for example, platinum catalysts (e.g., platinum black, colloidal platinum, platinum oxide, platinum plate, platinum sponge, platinum wire, and the like), palladium catalysts (e.g., palladium black, palladium on barium carbonate, palladium on barium sulfate, colloidal palladium, palladium on carbon, palladium hydroxide on carbon, palladium oxide, palladium sponge, and the like), nickel catalysts (e.g., nickel oxide, Raney nickel, reduced nickel, and the like), cobalt catalysts (e.g., Raney cobalt, reduced cobalt, and the like), iron catalysts (e.g., Raney iron, reduced iron, Ullmann iron, and the iike), and others.
  • the reducing agent may be sodium cyanoborohydride.
  • the molar ratio of compound 6x to reducing agent may range from about 1 :0.5 to about 1 :3,
  • Step B is generally conducted in the presence of a solvent.
  • suitable and preferred solvents are presented above in section (ll)(a).
  • the weight ratio of solvent to compound 6c may range from about 0.5:1 to about 10:1 (g/g).
  • the reaction may be conducted at a temperature that ranges from about O 0 C to about 120 0 C, or more preferably from about 10 0 C to about 80 0 C.
  • Step B generally is conducted at ambient pressure, and preferably in an inert atmosphere.
  • step C of Reaction Scheme 4 compound 7x undergoes a ring closure to form compound 9x.
  • compound 7x is contacted with an aldehyde in the presence of a proton donor or a proton acceptor.
  • a proton donor or a proton acceptor examples of suitable and preferred aldehydes and are presented in section (ll)(a).
  • suitable and preferred proton donors, and proton acceptors are also presented in section (ll) ⁇ a).
  • the molar ratio of compound 7x to aldehyde to proton donor/acceptor may range from about 1 :0.5:0.1 to about 1 :2:5, or more preferably from about 1 :0.8:0.5 to about 1 :1.2:2.
  • Suitable solvents and weight ratios of solvent to compound 7x are as detailed in section (ll)(a).
  • the temperature of step C may range from about 0 0 C to about 120 0 C, or more preferably from about 10 0 C to about 80 0 C; and reaction is generally conducted at ambient pressure.
  • the yield of compound 9x generally is at least about 80%. In some embodiments, the yield of compound 9x may be about 85%, about 90%, about 95%, or about 99.9%.
  • the optica! activity of compound 7x, and compound 9x may be either (-) or (+).
  • Reaction Scheme 5 encompasses a process for the conversion of compound 8 to compound 1O 1 as depicted below:
  • R 1 , R", R 5 , and R 8 are independently selected from the groups consisting of hydrogen, halogen, OR 13 , NU2, hydrocarbyl, and substituted hydrocarbyl;
  • R 2 , R 3 , R 6 , and R 7 are independently selected from the groups consisting of hydrogen, halogen, OR 13 , hydrocarbyl, and substituted hydrocarbyl; provided that R 2 and R 3 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH2) n O ⁇ — ⁇ , and R 6 and R 7 together with the aromatic carbons to which they are attached may form a ring comprising ⁇ — ⁇ O(CH 2 ) n O ⁇ — ⁇ ;
  • R 9 , R 10 , R 11 , and R 12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
  • R 13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
  • R 3 , R 10 , R 11 , and R 12 are each hydrogen.
  • the process of Reaction Scheme 5 comprises contacting compound 8 with formaldehyde to form compound 10.
  • the molar ratio of compound 8 to formaldehyde may range from about 1 :0.8 to about VA.2, or more preferably from about 1 :0.9 to about 1 :1.1.
  • the process is conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (!l)(a).
  • the weight ratio of solvent to compound 8 may range from about 0.5:1 to about 10:1 (g/g).
  • the process is conducted at ambient pressure and at a temperature that ranges from about O 0 C to about 120 0 C, or more preferably from about 1O 0 C to about 80 0 C.
  • the yield of compound 10 typically may range form about 80% to about 99.9%.
  • the optica! activity of compound 8 and compound 10 may be (-) or (+).
  • the configuration of C-14 in compound 8 may be R or S, and the configuration of C-14 in compound 10 may be R or S.
  • acyl denotes the moiety formed by removal of the hydroxy group from the group COOH of an organic carboxylic acid, e.g., RC(O) , wherein R is R 1 , R 1 O-, R 1 R 2 N- or R 1 S-, R 1 is hydrocarbyl, heterosubstituted hydrocarbyl, or heterocyclo, and R 2 is hydrogen, hydrocarbyl or substituted hydrocarbyl.
  • alky as used herein describes groups which are preferably lower alkyl containing from one to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain or cyclic and include methyl, ethyl, propyl, isopropyl, butyl, hexyl and the like.
  • alkenyl as used herein describes groups which are preferably iower alkenyl containing from two to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain or cyclic and include ethenyl, propenyl, isopropenyl, butenyl, isobutenyl, hexenyl, and the like.
  • alkynyl as used herein describes groups which are preferably lower aikynyl containing from two to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain and include ethynyl, propynyl, butynyl, isobutynyl, hexynyl, and the like.
  • aromatic as used herein alone or as part of another group denotes optionally substituted homo- or heterocyclic aromatic groups. These aromatic groups are preferably monocyclic, bicyclic, or tricyclic groups containing from 6 to 14 atoms in the ring portion.
  • aromatic encompasses the "aryS” and “heteroaryl” groups defined below.
  • aryl as used herein alone or as part of another group denote optionally substituted homocyclic aromatic groups, preferably monocyclic or bicyclic groups containing from 6 to 12 carbons in the ring portion, such as phenyl, biphenyl, naphthyl, substituted phenyl, substituted biphenyl or substituted naphthyl. Phenyl and substituted phenyl are the more preferred aryl.
  • halogen or halo as used herein alone or as part of another group refer to chlorine, bromine, fluorine, and iodine.
  • heteroatom 11 shall mean atoms other than carbon and hydrogen.
  • heterocyclo or “heterocyclic” as used herein alone or as part of another group denote optionally substituted, fully saturated or unsaturated, monocyclic or bicyclic, aromatic or non-aromatic groups having at least one heteroatom in at least one ring, and preferably 5 or 6 atoms in each ring.
  • the heterocyclo group preferably has 1 or 2 oxygen atoms and/or 1 to 4 nitrogen atoms in the ring, and is bonded to the remainder of the molecule through a carbon or heteroatom.
  • Exemplary heterocyclo groups include heteroaromatics as described below.
  • substituents include one or more of the following groups: hydrocarbyl, substituted hydrocarbyl, hydroxy, protected hydroxy, acyl, acyloxy, alkoxy, alkenoxy, alky ⁇ oxy, aryloxy, halogen, amido, amino, cyano, ketals, acetals, esters and ethers.
  • hydrocarbon and “hydrocarbyl” as used herein describe organic compounds or radicals consisting exclusively of the elements carbon and hydrogen. These moieties include alkyl, alkenyl, alkyny], and aryl moieties. These moieties also include alkyl, alkenyl, alkynyl, and aryl moieties substituted with other aliphatic or cyclic hydrocarbon groups, such as alkaryl, alkenaryl and alkynaryl. Unless otherwise indicated, these moieties preferably comprise 1 to 20 carbon atoms.
  • substituted hydrocarbyl moieties described herein are hydrocarbyl moieties which are substituted with at least one atom other than carbon, including moieties in which a carbon chain atom is substituted with a hetero atom such as nitrogen, oxygen, silicon, phosphorous, boron, sulfur, or a halogen atom.
  • substituents include halogen, heterocyclo, alkoxy, alkenoxy, aryloxy, hydroxy, protected hydroxy, acyl, acyloxy, nitro, amino, amido, nitro, cyano, ketals, acetals, esters and ethers.
  • the compounds described herein may have asymmetric centers. Compounds containing an asymmetrically substituted atom may be isolated in optically active or racemic form. Cis and trans geometric isomers of the compounds of the present invention are described and may be isolated as a mixture of isomers or as separated isomeric forms. All chiral, diastereomeric, racemic forms and all geometric isomeric forms of a structure are intended, unless the specific stereochemistry or isomeric form is specifically indicated.
  • Example 1 Synthesis of Compound 8 from Compound 7.
  • the reaction mixture was warmed to about -28°C to +20 0 C to evaporate off most of the ammonia and stirred for another hour after the temperature reached +20 0 C.
  • the pH of the suspension was adjusted to about pH 8.8- 9.2 with 28% ammonium hydroxide (about 0.25 mL/g of compound 7).
  • the suspension was stirred for 1 h and filtered.
  • the reactor was repeatedly rinsed with water (3.0 mL/g of compound 7), which was then used to wash the solid filtrate.
  • the solid was then washed with water (3.0 mL/g of compound 7).
  • the solid was dried under flowing air for 4 h and then dried in vacuum (20 inches) at 6O 0 C for 20 h to the produce (compound 8) as an off-white solid with a yield around 90%.

Abstract

The present invention provides processes for the synthesis of substituted berbine compounds. Also provided are intermediates used in the synthesis of substituted berbine compounds.

Description

SUBSTITUTED BERBlNES AND PROCESSES FOR THEIR SYNTHESIS
FiELD OF THE INVENTlON
[0001 ] The present invention generally relates to processes for the synthesis of substituted berbines and intermediate compounds used in the preparation of substituted berbines.
BACKGROUND OF THE INVENTION
[0002] The berbine class of heterocyclic compounds is structurally related to the plant alkaloid berberine. Berbine compounds have been reported to have numerous therapeutic effects. For example, they supposedly have antibacterial, antifungal, antiparasitic, antipyretic, antihypertensive, antidepressant, antiemetic, tranquilizing, and analgesic activities. Because of the potential therapeutic value of berbine compounds and derivatives thereof, there is a need for efficient synthesis processes for the preparation of pure preparations of specific enantiomers.
SUIVlMARY OF THE INVENTION
[0003] The present invention provides processes for the synthesis of substituted berbine compounds. Also provided are intermediate compounds used in the preparation of substituted berbine compounds.
[0004] Among the various aspects of the present invention is one aspect encompassing a process for preparing compound 9 from compound 7. The process comprises contacting compound 7 with an aldehyde in the presence of a proton donor or a proton acceptor to form compound 9 according to the following reaction scheme:
Figure imgf000002_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyi; R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{— }, and RB and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{--};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0005] Another aspect of the invention provides a process for preparing compound 9 from compound 6. The process comprises contacting compound 6 with an aldehyde in the presence of a asymmetric transition metal catalyst to form compound 9 according to the following reaction scheme:
Figure imgf000003_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NU2, hydrocarby!, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, OR13, hydrocarbyl, and substituted hydrocarby!, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CHz)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyi, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3. [0006] A further aspect of the invention encompasses a two-step method for the preparation of compound 9 from compound 6 according to the following reaction scheme:
Figure imgf000004_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarby!;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarby], provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)πO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0007] Still another aspect provides a process for the preparation of compound 9x according to the following reaction scheme:
Figure imgf000005_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{-~};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarby!, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0008] Yet another aspect of the invention encompasses a process for preparing compound 10.
The process comprises contacting compound 8 with formaldehyde to form compound 10 according to the following reaction scheme:
Figure imgf000006_0001
wherein:
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyi;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{--}, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {™-}O(CH2)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3. [0009] A further aspect of the invention provides a compound comprising Formula (I):
Figure imgf000006_0002
wherein:
R1, R4, R6, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl; R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)πO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }0{CH2)n0{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms;
R14 and R15 are independently selected from the group consisting of hydrogen, hydroxy, and alkoxy, wherein R14 and R15 together may form =0; n is an integer from 1 to 3; and
- — is a single or double bond.
[0010] Other aspects and features of the invention will be in part apparent and in part pointed out hereinafter.
DETAILED DESCRIPTION
[0011] The present invention provides processes for preparing substituted berbines, as well as intermediate compounds for use in the preparation of substituted berbines. These processes of the invention are more efficient, more specific, and provide greater yields than currently available synthesis processes. Additionally, the substituted berbines may be more specific, more efficacious, more potent, and/or have fewer untoward effects than unsubstituted berbines.
[0012] For ease of discussion of the substituted berbine compounds and their intermediates, the ring atoms of a berbine compound are numbered as diagrammed below. The substituted berbine compounds detailed herein may have as many as three chiral carbons, namely, C-14, C-13, and C-8.
Figure imgf000007_0001
(I) Intermediate Compounds
[0013] One aspect of the present invention encompasses compounds that may be used as intermediates in the preparation of a substituted berbine compound. In general, the intermediate compounds comprise Formula (i):
Figure imgf000008_0001
wherein:
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2 ( R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {—}O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{~};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms;
R14 and R15 are independently selected from the group consisting of hydrogen, hydroxy, and alkoxy, wherein Ru and R15 together may form =0; n is an integer from 1 to 3; and
— is a single or double bond.
[0014] In one embodiment, the compound comprises Formula (Ia):
Figure imgf000009_0001
wherein R1, R2, R3, R\ R5, R6, R7, R8, R9, R10, R11, and R12 are as defined above.
[0015] In one iteration of this embodiment, R9, R10, R11, and R12 are each hydrogen.
[0016] In another embodiment, the compound comprises Formula (Ib):
Figure imgf000009_0002
wherein R1, R2, R3, R4, Rs, R6, R7, R8, R3, R10, R11, and R12 are as defined above.
[0017] In an iteration of this embodiment, R9, R10, R11, and R12 are each hydrogen.
[0018] In a further embodiment, the compound comprises Formula (Ic):
Figure imgf000009_0003
wherein R1, R2, R3, R4, R5, R6, R7, R8, R9, R10, R11, and R12 are as defined above. [0019] In one iteration of this embodiment R9, R10, R11, and R12 are each hydrogen. The optica! activity of this compound may be either (+) or {-), and the configuration of the chiral carbons, C-14 and C-13, may be RR, RS, SR or SS, respectively.
(II) Processes For Preparing Substituted Berbine Compounds
[0020] Another aspect of the present invention provides reaction schemes for the preparation of substituted berbine compounds. In general, the processes entail formation of a new ring from an asymmetric compound.
(a) Reaction Scheme 1: conversion of compound 7 to compound 9
[0021] Reaction Scheme 1 provides a process in which the asymmetric compound, compound 7, undergoes a ring closure in the presence of an aldehyde and a proton donor or a proton acceptor to form the substituted berbine, compound 9, as depicted below:
Reaction Scheme 1
Figure imgf000010_0001
wherein:
R is selected from the groups consisting of hydrogen, hydrocarbyi, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarby!, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyi, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }; R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0022] In an alternative of this embodiment, R is selected from the group consisting of hydrogen, aikyl, aryl, carboxylic acid, and a heterocyclic ring; and R9, R10, R11, and R12 are each hydrogen. In a preferred alternative of this embodiment R is hydrogen.
[0023] The process of Reaction Scheme 1 comprises contacting compound 7 with an aldehyde
(i.e., RCHO) in the presence of a proton donor or a proton acceptor to form compound 9. Non-limiting examples of suitable aldehydes include formaldehyde, acetaldyhyde, propioπaldehyde, butyraldehyde, cyclopropane carboxaldehyde, cyclobutane carboxaldehyde, benzaldehyde, glyoxal, glyoxylic acid, 2-furaldehyde, nicotinaldehyde, and so forth. In preferred embodiments, the aldehyde may be formaldehyde, cyclopropane carboxaldehyde, or cyclobutane carboxaidehyde. In an exemplary embodiment, the aldehyde may be formaldehyde. The molar ratio of compound 7 to aldehyde may range from about 1 :0.5 to about 1 :2, or more preferably from about 1 :0.8 to about 1:1.2.
[0024] In general, the proton donor or proton acceptor will have a pH of less than about 9.
Suitable proton donors include, but are not limited to, HOAc, HCO2H1 n-PrCO2H, PhCO3H, MeSO3H, poly H3PO4, H34, H2SO4, HCI, HBr, HI, CF3SO3H, p-methyltoluenesulfonic acid, and combinations thereof. Suitable proton acceptors include borate salts (such as, for example, NaBO3), di- and tri-basic phosphate salts (such as, for example, NaZHPO4 and Na3PO4, and the like), bicarbonate salts (such as, for example, NaHCO3, KHCO3, LiHCO3, and the like), carbonate salts (such as, for example, Na2CO3, K2CO3, U2CO3, and the like), organic bases (such as, for example, pyridine, triethylamine, diisopropylethylamine, N-methylmorpholine, N.N-dimethylaminopyridine), and mixtures thereof. Other suitable proton acceptors/proton donors include N,N-bis-(2-hydroxyethyl)-glycine (BICINE), N-[tris(hydroxymethyl)methyi]glycine (TRICINE), tris(hydroxymethyl)aminomethane (TRlS), 3-(cyclohexylamino)-1- propanesulfonic acid (CAPS), 3-(cyclohexylamino)-2-hydroxy-1-propanesulfonic acid (CAPSO), N-(2- hydrooxyethyl)piperazine-N'-(3-propanesulfonic acid) (EPPS), N-2-hydroxyethyipiperazine-N'-2-ethanesulfonic acid (HEPES), 2-(N-morpholino)ethanesulfonic acid (MES)1 3-(N-morpholino)propanesulfonic acid (MOPS), piperazine- N,N'-bis(2-ethanesulfonic acid) (PIPES), 3-{[tris(hydroxymethyl)]amino}-1-propanesulfonic acid (TAPS), and N- tris(hydroxymethyl)methyl-2-amino-ethanesulfonic acid (TES). In a preferred embodiment, the proton donor or proton acceptor may be HCO2H, HOAc, MeSO3H, or triethylamine. The molar ratio of compound 7 to proton donor or proton acceptor may range from 1 :0.1 to about 1:5, or more preferably from about 1:0.5 to about 1 :2.
[0025] The reaction is typically conducted in the presence of a solvent. The solvent may be an aprotic polar solvent, a non-polar solvent, or combinations thereof. Non-limiting examples of suitable solvents include acetone, acetonitrile, benzene, butanone, chloroform, 1,2-dichloroethane, dichloromethane, diethyl ether, diethoxymethane, dimethylformamide (DMF), dimethyl sulfoxide (DMSO), N,N-dimethylpropionamide, 1,3-dimethyl- SAS.e-tetrahydro^il-O-pyrimidinone (DMPU), 1,3-dimethyl-2-imidazolidinone (DMI), 1,2-dimethoxyethane (DME)1 dimethoxymethane, dimethylacetamide (DMAC), N-methylpyrrolidinone (NMP), dioxaπe, ethyl acetate, ethyl formate, ethyl methyl ketone, formamide, hexamethylphosphoramide, hexane, n-propyl acetate, isopropy! acetate, methyl acetate, N-methy!acetamide, N-methylformamide, methyl t-butyl ether, methyl butyl ketone, methylene chloride, nitrobenzene, nitromethane, propionitrile, sulfolane, tetramethyiurea, tetrahydrofuran (THF), toluene, trichloromethane, and combinations thereof. In preferred embodiments, the solvent may be acetone, acetonitrile, butanone, chloroform, 1,2,-dtchloroethane, dichloromethane, ethyl acetate, n-propyl acetate, isopropyl acetate, methyl t-butyl ether, methyl butyl ketone, tetrahydrofuran, toluene, or combinations thereof. The weight ratio of solvent to compound 7 may range from about 0.5:1 to about 10:1 (g/g).
[0026] The temperature of the reaction may range from about O0C to about 1200C, and more preferably from about 1O0C to about 8O0C. The reaction is preferably performed under ambient pressure. Typically, the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC). In this context, a "completed reaction" generally means that the reaction mixture contains a significantly diminished amount of compound 7 and a significantly increased amount of compound 9 compared to the amounts of each at the beginning of the reaction. The yield of compound 9 may be at least about 80%, at least about 85%, at least about 90%, at least about 95%, or at least about 99.9%.
[0027] The optical activity of compound 7 and compound 9 may be either (-) or (+). The configuration of C-14 in compound 7 may be either R or S, and the configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS, SR, or SS.
(b) Reaction Scheme 2: conversion of compound 6 to compound 9
[0028] Reaction Scheme 2 comprises a process in which asymmetric compound 6 undergoes a ring closure in the presence of an aldehyde and an asymmetric transition metal complex to form the substituted berbine, compound 9, as depicted below:
Reaction Scheme 2
Figure imgf000013_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, RB, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0029] In an alternative of this embodiment, R is selected from the group consisting of hydrogen, alkyl, aryi, carboxylic acid, and a heterocyclic ring; and R9, R10, R11, and R12 are each hydrogen. In a preferred alternative of this embodiment, R is hydrogen.
[0030] The process of Reaction Scheme 2 comprises contacting compound 6 with an aldehyde in the presence of an asymmetric transition metal complex to form compound 9. Examples of suitable and preferred aldehydes are presented above in section (ll)(a). The molar ratio of compound 6 to aldehyde may range from about 1 :0.5 to about 1 :2, or more preferably from about 1 :0.8 to about 1:1.2.
[0031 ] The asymmetric transition metal complex comprises a metal or a metal ion selected from the group consisting of Co, Cr, Ir, Ni, Pd, Pt, Rh1 and Ru. Exemplary asymmetric transition metal complexes include dich!oro-(p-cymene)-Ru(ll) dimer. The molar ratio of compound 6 to asymmetric transition metal complex may range from about 1:0.001 to about 1:1, or more preferably from about 1:0.005 to about 1:0.5, [0032] The reaction is typically conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (ll)(a). The weight ratio of solvent to compound 6 may range from about 0.5:1 to about 10:1 (g/g).
[0033] The temperature of the reaction may range from about 00C to about 12O0C, and more preferably from about 1O0C to about 8O0C. The reaction is preferably performed under ambient pressure, and preferably in an inert atmosphere (e.g., nitrogen or argon). Typically, the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC).
[0034] The yield of compound 9 generally is at least about 80%. In some embodiments, the yield of compound 9 may be about 85%, about 90%, about 95%, or about 99.9%. The optical activity of compound 9 may be either (-) or (+). The configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS1 SR, or SS.
(c) Reaction Scheme 3: two-step process for the conversion of compound 6 to compound 9
[0035] Reaction Scheme encompasses a two-step process for the conversion of asymmetric compound 6 to the substituted berbine, compound 9, according to the following scheme:
Reacljpn Scheme 3
Figure imgf000014_0001
wherein
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen,
OR13, N02, hydrocarbyi, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen,
OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 js selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarby!, preferably an alkyl group with 1 to S carbon atoms; and n is an integer from 1 to 3.
[0036] In an alternative of this embodiment, R is selected from the group consisting of hydrogen, alkyl, aryl, carboxylic acid, and a heterocyclic ring; and R9, R10, R11, and R12 are each hydrogen. In a preferred alternative of this embodiment, R is hydrogen.
[0037] In step A of Reaction Scheme 3, compound 6 is contacted with an asymmetric transition metal complex to form compound 7. Examples of suitable and preferred asymmetric transition metal complexes are presented above in section (ll)(b). The molar ratio of compound 6 to asymmetric transition metal complex may range from about 1 :0.001 to about 1:1, or more preferably from about 1 :0.005 to about 1 :0.5.
[0038] In step B of Reaction Scheme 3, the asymmetric compound 7 undergoes a ring closure to form compound 9. For this, compound 7 is contacted with an aldehyde in the presence of a proton donor or a proton acceptor. Examples of suitable and preferred aldehydes are presented above in section (ll)(a). Likewise, examples of suitable and preferred proton donors and proton acceptors are presented in section (ll)(a). The molar ratio of compound 7 to aldehyde to proton donor/acceptor may range from about 1:0.5:0.1 to about 1:2:5, or more preferably from about 1 :0.8:0.5 to about 1:1.2:2.
[0039] Both steps of the process are typically performed in the presence of a solvent. Examples of suitable and preferred solvents are detailed above in section (!l)(a). The temperature of both steps of the reaction may range from about 00C to about 1200C1 and more preferably from about 1O0C to about 800C. The reaction is preferably performed under ambient pressure, and may be performed in an inert atmosphere {e.g., nitrogen or argon). Typically, the reaction is allowed to proceed for a sufficient period of time until the reaction is complete, as determined by chromatography (e.g., HPLC).
[0040] The yield of compound 9 generally is at least about 80%. In some embodiments, the yield of compound 9 may be about 85%, about 90%, about 95%, or about 99.9%. The optical activity of compound 7 and compound 9 may be either (-) or (+). The configuration of C-14 in compound 7 may be R or S, and the configuration of C-14 and C-8, respectively, in compound 9 may be RR, RS, SR, or SS. (d) Reaction Scheme 4: conversion of compound 6c to compound 9x.
[0041 ] Reaction Scheme 4 provides a three-step process for the conversion of asymmetric compound 6c to the substituted berbine, compound 9x, as depicted be!ow:
Reaction Scheme 4
Figure imgf000016_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NU2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— JQ(CH 2)nO{—};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3. [0042] In an alternative of this embodiment, R is selected from the group consisting of hydrogen, alkyl, aryl, carboxylic acid, and a heterocyclic ring; and R9, R10, R11, and R12 are each hydrogen, in a preferred alternative of this embodiment, R is hydrogen.
(\) Step A: conversion of compound 6c to compound 6x
[0043] In step A of Reaction Scheme 4, compound 6c is oxidized on C-13 to form compound 6x.
The process comprises contacting compound 6c with an oxidizing agent. Examples of oxidizing agents that may be used include, but are not limited to, dichromates {e.g., ammonium dichromate, potassium dichromate, sodium dichromate, and the like); bromates (e.g., barium bromate, magnesium bromate, potassium bromate, sodium bromate, and the like); chlorates (e.g., ammonium chlorate, barium chlorate, calcium chlorate, potassium chlorate, sodium chlorate, and the like); chlorites (e.g., copper chlorite, lead chlorite, potassium chlorite, sodium chlorite, and the like); chloroisocyanuric acids (e.g., trichloroisocyanuric acid, and the like); chromates (e.g., potassium chromate, and the like); chromium oxides (e.g., chromic anhydride (chromium trioxide)); dichromates (e.g., sodium dichromate, potassium dichromate, and the like); hydrogen peroxide; hypobromites (e.g., sodium hypobromite, and the like); hypochlorites (e.g., calcium hypochlorite, potassium hypochlorite, sodium hypochlorite, and the iike); hypoiodites (e.g., sodium hypoiodite, potassium hypoiodite, and the like); inorganic peroxides (e.g., barium peroxide, calcium peroxide, cesium peroxide, lithium peroxide, magnesium peroxide, potassium peroxide, rubidium peroxide, sodium peroxide, strontium peroxide, and the like); iodates (e.g., calcium iodate, potassium iodate, sodium iodate, zinc iodate, and the like); iodine oxides (e.g., diiodine pentaoxide, and the like); lead oxides (e.g., lead dioxde, and the like); manganese dioxide; nitrates (e.g., ammonium nitrate, ammonium cerium nitrate, barium nitrate, potassium nitrate, silver nitrate, sodium nitrate, and the like); nitric acid; nitrites (e.g., potassium nitrite, sodium nitrite, and the like); perchlorates (e.g., ammonium perchlorate, potassium perchlorate, sodium perchlorate, and the like); periodates (e.g., potassium periodate, sodium periodate, and the like); periodic acids (e.g., metaperiodic acid, and the like); permanganates (e.g., ammonium permanganate, magnesium permanganate, potassium permanganate, sodium permanganate, and the like); peroxoborates (e.g., ammonium peroxoborate, and the like); perchloric acid; peroxodisulfates (e.g., ammonium peroxodisulfates, potassium peroxydisulfate, and the like); peroxyacids (e.g., peroxyacetic acid, peroxybenzoic acid, peroxyformic acid, trifluoroperacetic acid, and the like); organic peroxides (e.g., benzoyl peroxide, and the like); tetroxides (e.g., osmium tetroxide, ruthenium tetroxide, and the like); and oxygen. As the oxygen source, air may also be used. The molar ratio of compound 6c to oxidizing agent may range from about 1 :0.5 to about 1 :5, or more preferably from about 1 :0.8 to about 1 :2.
[0044] Step A of the process is typically conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (ll)(a). The weight ratio of solvent to compound 6c may range from about 0.5:1 to about 10:1 (g/g). Step A of Reaction Scheme 4 is generally conducted at ambient pressure and at a temperature that ranges from about O0C to about 12O0C, and more preferably from about 1O0C to about 8O0C.
(H) Step B: conversion of compound 6x to compound 7x
[0045] In step B of Reaction Scheme 4, compound 6x undergoes catalytic reduction to form compound 7x. In this step of the process, compound 6x is contacted with a reducing agent such that the oxygen function on C-13 is reduced to a hydroxyl group. Representative reducing agents for use in catalytic reduction methods with hydrogen include commonly used catalysts such as, for example, platinum catalysts (e.g., platinum black, colloidal platinum, platinum oxide, platinum plate, platinum sponge, platinum wire, and the like), palladium catalysts (e.g., palladium black, palladium on barium carbonate, palladium on barium sulfate, colloidal palladium, palladium on carbon, palladium hydroxide on carbon, palladium oxide, palladium sponge, and the like), nickel catalysts (e.g., nickel oxide, Raney nickel, reduced nickel, and the like), cobalt catalysts (e.g., Raney cobalt, reduced cobalt, and the like), iron catalysts (e.g., Raney iron, reduced iron, Ullmann iron, and the iike), and others. In a preferred embodiment, the reducing agent may be sodium cyanoborohydride. The molar ratio of compound 6x to reducing agent may range from about 1 :0.5 to about 1 :3, or more preferably from about 1 :0.8 to about 1 :2.
[0046] Step B is generally conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (ll)(a). The weight ratio of solvent to compound 6c may range from about 0.5:1 to about 10:1 (g/g). The reaction may be conducted at a temperature that ranges from about O0C to about 1200C, or more preferably from about 100C to about 800C. Step B generally is conducted at ambient pressure, and preferably in an inert atmosphere.
(Hi) Step C: conversion of compound Ix to compound 9x
[0047] In step C of Reaction Scheme 4, compound 7x undergoes a ring closure to form compound 9x. For this, compound 7x is contacted with an aldehyde in the presence of a proton donor or a proton acceptor. Examples of suitable and preferred aldehydes and are presented in section (ll)(a). Similarly, examples of suitable and preferred proton donors, and proton acceptors are also presented in section (ll){a). The molar ratio of compound 7x to aldehyde to proton donor/acceptor may range from about 1 :0.5:0.1 to about 1 :2:5, or more preferably from about 1 :0.8:0.5 to about 1 :1.2:2. Suitable solvents and weight ratios of solvent to compound 7x are as detailed in section (ll)(a). The temperature of step C may range from about 00C to about 1200C, or more preferably from about 100C to about 800C; and reaction is generally conducted at ambient pressure.
[0048] The yield of compound 9x generally is at least about 80%. In some embodiments, the yield of compound 9x may be about 85%, about 90%, about 95%, or about 99.9%. [0049] The optica! activity of compound 7x, and compound 9x may be either (-) or (+). The configuration of C-13 and C-14, respectively, in compound 7x may be RR, RS, SR1 or SS1 and the configuration of C- 13, C-14, and C-8, respectively, in compound 9x may be RRR1 RRS1 RSR, RSS, SRR, SRS, SSR1 or SSS.
(e) Reaction Scheme 5: conversion of compound 8 to compound 10.
[0050] Reaction Scheme 5 encompasses a process for the conversion of compound 8 to compound 1O1 as depicted below:
Reaction Scheme 5
Figure imgf000019_0001
wherein:
R1, R", R5, and R8 are independently selected from the groups consisting of hydrogen, halogen, OR13, NU2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the groups consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl; provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alky! group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
[0051] In an alternative of this embodiment, R3, R10, R11, and R12 are each hydrogen.
[0052] The process of Reaction Scheme 5 comprises contacting compound 8 with formaldehyde to form compound 10. The molar ratio of compound 8 to formaldehyde may range from about 1 :0.8 to about VA.2, or more preferably from about 1 :0.9 to about 1 :1.1. Typically, the process is conducted in the presence of a solvent. Examples of suitable and preferred solvents are presented above in section (!l)(a). The weight ratio of solvent to compound 8 may range from about 0.5:1 to about 10:1 (g/g). Generally, the process is conducted at ambient pressure and at a temperature that ranges from about O0C to about 1200C, or more preferably from about 1O0C to about 800C. The yield of compound 10 typically may range form about 80% to about 99.9%.
[0053] The optica! activity of compound 8 and compound 10 may be (-) or (+). The configuration of C-14 in compound 8 may be R or S, and the configuration of C-14 in compound 10 may be R or S.
DEFINITIONS
[0054] To facilitate understanding of the invention, several terms are defined below.
[0055] The term "acyl," as used herein alone or as part of another group, denotes the moiety formed by removal of the hydroxy group from the group COOH of an organic carboxylic acid, e.g., RC(O) , wherein R is R1, R1O-, R1R2N- or R1S-, R1 is hydrocarbyl, heterosubstituted hydrocarbyl, or heterocyclo, and R2 is hydrogen, hydrocarbyl or substituted hydrocarbyl.
[0056] The term "alky!" as used herein describes groups which are preferably lower alkyl containing from one to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain or cyclic and include methyl, ethyl, propyl, isopropyl, butyl, hexyl and the like.
[0057] The term "alkenyl" as used herein describes groups which are preferably iower alkenyl containing from two to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain or cyclic and include ethenyl, propenyl, isopropenyl, butenyl, isobutenyl, hexenyl, and the like.
[0058] The term "alkynyl" as used herein describes groups which are preferably lower aikynyl containing from two to eight carbon atoms in the principal chain and up to 20 carbon atoms. They may be straight or branched chain and include ethynyl, propynyl, butynyl, isobutynyl, hexynyl, and the like.
[0059] The term "aromatic" as used herein alone or as part of another group denotes optionally substituted homo- or heterocyclic aromatic groups. These aromatic groups are preferably monocyclic, bicyclic, or tricyclic groups containing from 6 to 14 atoms in the ring portion. The term "aromatic" encompasses the "aryS" and "heteroaryl" groups defined below.
[0060] The term "aryl" as used herein alone or as part of another group denote optionally substituted homocyclic aromatic groups, preferably monocyclic or bicyclic groups containing from 6 to 12 carbons in the ring portion, such as phenyl, biphenyl, naphthyl, substituted phenyl, substituted biphenyl or substituted naphthyl. Phenyl and substituted phenyl are the more preferred aryl.
[0061] The terms "halogen" or "halo" as used herein alone or as part of another group refer to chlorine, bromine, fluorine, and iodine.
[0062] The term "heteroatom11 shall mean atoms other than carbon and hydrogen.
[0063] The terms "heterocyclo" or "heterocyclic" as used herein alone or as part of another group denote optionally substituted, fully saturated or unsaturated, monocyclic or bicyclic, aromatic or non-aromatic groups having at least one heteroatom in at least one ring, and preferably 5 or 6 atoms in each ring. The heterocyclo group preferably has 1 or 2 oxygen atoms and/or 1 to 4 nitrogen atoms in the ring, and is bonded to the remainder of the molecule through a carbon or heteroatom. Exemplary heterocyclo groups include heteroaromatics as described below. Exemplary substituents include one or more of the following groups: hydrocarbyl, substituted hydrocarbyl, hydroxy, protected hydroxy, acyl, acyloxy, alkoxy, alkenoxy, alkyπoxy, aryloxy, halogen, amido, amino, cyano, ketals, acetals, esters and ethers.
[0064] The terms "hydrocarbon" and "hydrocarbyl" as used herein describe organic compounds or radicals consisting exclusively of the elements carbon and hydrogen. These moieties include alkyl, alkenyl, alkyny], and aryl moieties. These moieties also include alkyl, alkenyl, alkynyl, and aryl moieties substituted with other aliphatic or cyclic hydrocarbon groups, such as alkaryl, alkenaryl and alkynaryl. Unless otherwise indicated, these moieties preferably comprise 1 to 20 carbon atoms.
[0065] The "substituted hydrocarbyl" moieties described herein are hydrocarbyl moieties which are substituted with at least one atom other than carbon, including moieties in which a carbon chain atom is substituted with a hetero atom such as nitrogen, oxygen, silicon, phosphorous, boron, sulfur, or a halogen atom. These substituents include halogen, heterocyclo, alkoxy, alkenoxy, aryloxy, hydroxy, protected hydroxy, acyl, acyloxy, nitro, amino, amido, nitro, cyano, ketals, acetals, esters and ethers.
[0066] When introducing elements of the present invention or the preferred embodiments(s) thereof, the articles "a", "an", "the" and "said" are intended to mean that there are one or more of the elements. The terms "comprising", "including" and "having" are intended to be inclusive and mean that there may be additional elements other than the listed elements.
[0067] The compounds described herein may have asymmetric centers. Compounds containing an asymmetrically substituted atom may be isolated in optically active or racemic form. Cis and trans geometric isomers of the compounds of the present invention are described and may be isolated as a mixture of isomers or as separated isomeric forms. All chiral, diastereomeric, racemic forms and all geometric isomeric forms of a structure are intended, unless the specific stereochemistry or isomeric form is specifically indicated.
[0068] As various changes could be made in the above compounds and processes without departing from the scope of the invention, it is intended that all matter contained in the above description and in the examples given below, shall be interpreted as illustrative and not in a limiting sense.
EXAMPLES
[0069] The following examples illustrate various embodiments of the invention.
Example 1 : Synthesis of Compound 8 from Compound 7.
[0070] Compound 8 was prepared from compound 7 according to the following reaction scheme:
Figure imgf000022_0001
[0071] To a reactor, isopropyl alcohol (2.0 mUg of compound 7), tetrahydrofuran (4.0 mL/g of compound 7) and compound 7 (pre-dried until the limit of detection was <0.2%) were added. The suspension was cooled to -55° with stirring over a dry-ice bath. To the reactor, liquid ammonia (10 mUg of compound 7) was condensed at -550C. The reaction mixture was cooled at -55°C and was flushed with nitrogen for 15 min. NaOBu-t (0.35 g/g of compound 7) was added and stirred for another 15 min. Lithium (cut, 0.070 g/g of compound 7) was added in three portions to the mixture (each portion = 1/3 x 0.070 g/g of compound 7) and the temperature of the reaction mixture was maintained at about -456C to -55°C using a dry-ice bath and by controlling the addition rate. The reaction mixture was stirred for 50 min or until all of the lithium was added. If the blue color of the reaction mixture lasted for more than 30 min the reaction was complete; otherwise, more lithium was added until the blue color persisted. Methanol (1.0 g/g of compound 7) was added after the reaction was deemed complete. The reaction mixture was warmed to about -28°C to +200C to evaporate off most of the ammonia and stirred for another hour after the temperature reached +200C. Degassed water (10 mL/g of compound 7) (prepared by bubbling with nitrogen for 20 min) was added under nitrogen to the above mixture. The suspension was stirred for 30 min to form a solution (pH = 12.4). A solution of acetic acid/water (HOAc 0.95 ml/g of compound 7, and H20 1 ,90mL/g of compound 7) was added to form a suspension (pH = 7.8). The pH of the suspension was adjusted to about pH 8.8- 9.2 with 28% ammonium hydroxide (about 0.25 mL/g of compound 7). The suspension was stirred for 1 h and filtered. The reactor was repeatedly rinsed with water (3.0 mL/g of compound 7), which was then used to wash the solid filtrate. The solid was then washed with water (3.0 mL/g of compound 7). The solid was dried under flowing air for 4 h and then dried in vacuum (20 inches) at 6O0C for 20 h to the produce (compound 8) as an off-white solid with a yield around 90%.
Example 2: Synthesis of Compound 9 from Compound 7.
[0072] Compound 9 was prepared from compound 7 according to the foilowiπg:
Figure imgf000023_0001
[0073] Compound 7 (3 g) was refluxed in acetronitrϋe/chloroform (15 mL/30 mL). A solution of formaldehyde (1 M) in H2O/acetonitrile (1 :9, 11 mL) was added. The mixture was heated to reflux for another 3 h to form a suspension. About 20 mL of the solvent was removed by distillation. The resulting suspension was cooled to room temperature and filtered. The solid was washed with isopropyl alcohol (2 x 5 mL) and dried under vacuum at 500F for 4 h to give 2,3 g of compound 9 as a solid.
Example 3: Synthesis of Compound 9 from Compound 6.
[0074] Compound 9 was prepared from compound 6 according to the following scheme:
Figure imgf000023_0002
[0075] To a reactor equipped with mechanical stirrer, triethylamine (NEfe) {1.06 g per gram of compound 6) and acetonitrile (6 mL per gram of compound 6) were added. Formic acid {HCO2H) (1.2 g per gram of compound 6) was added in four portions. The exothermic reaction was maintained at a temperature of less than 8O0C during the addition. Upon cooling to room temperature, a solution of 5HCOϊH/2NEt3 in acetonitrile was formed. Compound 6 was added to the solution to form a suspension. After flushing with nitrogen for 15 min, the Ru catalyst 11 {0.01 g per gram of compound 6) was added. The suspension was again flushed with nitrogen for 15 min and stirred at room temperature for 10 h. A solution of formaldehyde (1 M) in hbO/acetonitrile (1:9, 3.5 mL per gram of compound 6) was added. The reaction mixture was heated over 1000C for 2 h to form compound 9. The product was isolated as a solid by pouring the solution into an ice-cold ammonium hydroxide (NH4OH) solution (20 mL per gram of compound 6). Example 4: Synthesis of C-8 Cyclopropyl Derivative of Compound 9.
[0076] The cyciopropyf derivative of compound 9 was prepared from the (R) isomer of compound
7 according to the foilowing reaction scheme:
Figure imgf000024_0001
[0077] A stirred solution of compound 7 (0.5 g), methanol (3 mL), cyclopropane carboxaldehyde
(0.175 ml_), triethylamine (1.86 mL), and formic acid (0.77 mL) was heated to reflux and maintained at reflux for 1 hour. The reaction mixture was then cooled to 40°C, and dichloro (p-cymene)-Ru(ll) dimer (0.01 g) was added. The resulting mixture was stirred at 400C overnight. After cooling to room temperature, the reaction was diluted with water (3 mL) and the pH was adjusted to 9.0 with NH4OH. The precipitate was collected by vacuum filtration and dried to give the product as a light yellow solid. The structure of the product was confirmed by LC-NMR and LC-MS.
Example 5: Synthesis of C-8 Cyclobutyl Derivative of Compound 9.
[0078] The cyclobutyl derivative of compound 9 was prepared from the (R) isomer of compound
7 according to the following reaction scheme:
Figure imgf000024_0002
[0079] A stirred solution of compound 7 (0.5 g), methanol (3 mL), cyclobutane carboxaldehyde
(0.175 mL), triethylamine (1.86 mL), and formic acid (0.77 mL) was heated at reflux for 1 hour. The reaction mixture was then cooled to 400C1 and dichloro (p-cymene)-Ru(li) dimer (0.01 g) was added. The resulting mixture was stirred at 400C overnight. After cooling to room temperature, the reaction was diluted with water (3 mL) and the pH adjusted to 9.0 with NI-UOH. The precipitate was collected by vacuum filtration and dried to give the product as a light yellow solid. The structure of the product was confirmed by LC-NMR and LC-MS. Example 6: Alternate Synthesis of C-8 Cyclobutyl Derivative of Compound 9.
[0080] The cyclobutyl derivative of compound 9 was prepared from the (R) isomer of compound
7 according to the following reaction:
Figure imgf000025_0001
[0081 ] A solution of compound 7 (0.5 g) and cyclobutane carboxaldehyde (0.212 mL) in acetonitrile (3 mL) was heated at 40 0C for 1 hour. Sodium cyanoborohydride {0.16 g) was then added, and the resulting mixture was stirred at 4O0C overnight. After cooling to room temperature, the reaction mixture was diluted with water (3 mL) and the pH adjusted to 9.0 with NhUOH. The precipitate was collected by vacuum filtration and dried to give the product as a light yellow solid. The structure of the product was confirmed by LC-IMMR and LC-MS.

Claims

CLAIMSWhat Is Claimed Is:
1. A process for preparing compound 9, the process comprising contacting compound 7 with RCHO in the presence of a proton donor or a proton acceptor to form compound 9 according to the following reaction scheme:
Figure imgf000026_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyi, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, N02, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {~}O(CH2)πO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }0(CH2)n0{-};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; preferably an alkyl group with 1 to 8 carbon atoms; n is an integer from 1 to 3; and the proton donor or the proton acceptor has a pH of less than about 9; the molar ratio of compound 7 to RCHO to proton donor/acceptor is from about 1:0.5:0.1 to about 1:2:5; the reaction is conducted in the presence of a solvent selected from the group consisting of acetone, acetonitrile, butanone, chloroform, 1 ,2,-dichloroethane, dichloromethane, ethyl acetate, n-propy! acetate, isopropyl acetate, methyl t-butyl ether, methyl butyl ketone, tetrahydrofuran, toluene, and combinations thereof; the weight ratio of solvent to compound 7 is from about 0.5:1 to about 10:1 (g/g); and the reaction is conducted at a temperature ranging from about O0C to about 120°.
2. A process for preparing compound 9, the process comprising contacting compound 6 with RCHO in the presence of a asymmetric transition metal catalyst to form compound 9 according to the following reaction scheme:
Figure imgf000027_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, OR13, hydracarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)πO{— };
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; n is an integer from 1 to 3; and the asymmetric transition metal complex comprises a metal or a metal ion selected from the group consisting of Co, Cr, ir, Ni, Pd1 Pt, Rh, and Ru; the molar ratio of compound 6 to RCHO to asymmetric transition metal complex is from about 1:0.5:0.001 to about 1 :2:1; the reaction is conducted in the presence of a solvent selected from the group consisting of acetone, acetonitrile, butanone, chloroform, 1,2,-dichloroethane, dichloromethane, ethyl acetate, n-propyl acetate, isopropyl acetate, methyl t-butyl ether, methyl butyl ketone, tetrahydrofuran, toluene, and combinations thereof; and the reaction is conducted at a temperature ranging from about O0C to about 1200C.
3. A process for the preparation of compound 9 according to the following reaction scheme:
Figure imgf000028_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{-};
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydracarbyl, preferably an alkyl group with 1 to 8 carbon atoms; π is an integer from 1 to 3; and the molar ratio of compound 6 to asymmetric transition metal complex is from about 1 :0.001 to about 1:1, and the reaction is conducted at a temperature ranging from about O0C to about 12O0C; molar ratio of compound 7 to RCHO to proton donor/acceptor is from about 1:0.5:0.1 to about 1:2:5; the proton donor/acceptor has a pH of less than about 9, and the reaction is conducted at a temperature ranging from about 00C to about 12O0C.
4. The process of any of claims 1 to 3, wherein the optical activity of compound 7 and compound 9 is (-) or (+), the configuration of C-14 in compound 7 is R or S, and the configuration of C-14 and C-8, respectively, in compound 9 is selected from the group consisting of RR, RS, SR, and SS.
cess for the preparation of compound 9x according to the following reaction scheme:
Figure imgf000030_0001
wherein:
R is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000030_0002
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; n is an integer from 1 to 3; and the molar ratio of compound 6c to oxidizing agent is from about 1 :0.5 to about 1 :5, and the reaction is conducted at a temperature ranging from about O0C to about 1200C; the molar ratio of compound 6x to reducing agent is from about 1 :0.5 to about 1 :3, and the reaction is conducted at a temperature ranging from about O0C to about 1200C; the proton donor or proton acceptor has a pH of less than about 9; the molar ratio of compound 7x to RCHO to proton donor/acceptor is from about 1:0.
5:0.1 to about 1:2:5, and the reaction is conducted at a temperature ranging from about 00C to about 1200C.
6. The process of any of claims 1 to 5, wherein:
R is selected from the group consisting of hydrogen, alkyl, aryl, carboxylic acid, and a heterocyclic ring; and
R9, R10, R11, and R12 are each hydrogen.
7. The process of claim 5, wherein the optica! activity of compound 7x and compound 9x is (-) or (+), the configuration of C-13 and C-14, respectively, in compound 7x is selected from the group consisting of RR, RS, SR, and SS, and the configuration of C-13, C-14, and C-8, respectively, in compound 9x is selected from the group consisting of RRR, RRS, RSR1 RSS, SRR, SRS, SSR, and SSS.
8. A process for preparing compound 10, the process comprising contacting compound 8 with formaldehyde to form compound 10 according to the following reaction scheme:
Figure imgf000031_0001
wherein:
R1, R4, R5, and RB are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen OR13, hydrocarbyi, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000031_0002
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl; R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; π is an integer from 1 to 3; and the molar ratio of compound 8 to HCHO is from about 1 :0.8 to about 1:1.2; the reaction is conducted in the presence of a solvent selected from the group consisting of acetone, acetonitrile, butanone, chloroform, 1,2,-dichloroethane, dichloromethane, ethyl acetate, n-propyl acetate, isopropyl acetate, methyl t-butyi ether, methyl butyl ketone, tetrahydrofuran, toluene, and combinations thereof; and the reaction is conducted at a temperature ranging from about O0C to about 12O0C.
9. The process of claim 8, wherein the optical activity of compound 8 and compound 10 is (-) or (+), and the configuration of C-14 in compound 8 and compound 10 is R or S.
10. A compound comprising Formula (I):
Figure imgf000033_0001
wherein
R1, R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NU2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarby!, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000033_0002
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarby!, preferably an alkyl group with 1 to 8 carbon atoms;
Ru and R15 are independently selected from the group consisting of hydrogen, hydroxy, and alkoxy, wherein R14 and R15 together may form =0; n is an integer from 1 to 3; and
- — is a single or double bond.
11. The compound of claim 10, wherein the compound comprises the following:
Figure imgf000033_0003
wherein
R\ R4, R5, and R8 are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000034_0001
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyS, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
12. The compound of claim 10, wherein the compound comprises the following:
Figure imgf000034_0002
wherein
R1, R4, R5, and RB are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000034_0003
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
13. The compound of claim 10, wherein the compound comprises the following:
Figure imgf000035_0001
wherein
R1, R4, R5, and RB are independently selected from the group consisting of hydrogen, halogen, OR13, NO2, hydrocarbyl, and substituted hydrocarbyl;
R2, R3, R6, and R7 are independently selected from the group consisting of hydrogen, halogen, OR13, hydrocarbyl, and substituted hydrocarbyl, provided that R2 and R3 together with the aromatic carbons to which they are attached may form a ring comprising {— }O(CH2)nO{— }, and R6 and R7 together with the aromatic carbons to which they are attached may form a ring comprising {—
Figure imgf000035_0002
R9, R10, R11, and R12 are independently selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl;
R13 is selected from the group consisting of hydrogen, hydrocarbyl, and substituted hydrocarbyl, preferably an alkyl group with 1 to 8 carbon atoms; and n is an integer from 1 to 3.
14. The compound of any of claimsiO to 13, wherein R9, R1D, R11, and R12 are each hydrogen.
15. The compound of claim any of claims 10 to 14, wherein the optical activity of the compound is (-) or(+), and the configuration of C-13 and C-14, respectively, is selected from the group consisting of RR, RS, SR, and SS.
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