"SEEBECK/PELTIER BIDIRECTIONAL THERMOELECTRIC CONVERSION DEVICE USING NANOWIRES OF CONDUCTOR OR SEMICONDUCTOR MATERIAL"
DESCRIPTION
The invention relates in general to Seebeck/Peltier bidirectional thermoelectric conversion devices and in particular to devices using nanowires of conductor or semiconductor material defined on a substrate by means of common planar technologies.
Seebeck effect is a thermoelectric phenomenon therefor in a circuit constituted by metallic conductors or semiconductors a temperature difference generates electricity. The effect, discovered by the physicist Thomas J. Seebeck in 1821, appears with the presence of a potential difference at the ends of a metallic bar subjected to a temperature gradient V T . In a circuit wherein there are two junctions between two materials A and B placed at temperatures T\ and T2 the resulting voltage is given by:
V = )[SB(T)-SA(T)]dT (1)
Ά wherein: SA and SB are the Seebeck coefficients (also called thermoelectric power) related to two materials A and B. The voltage values are typically in the order of some μV/K. The Seebeck coefficients are not linear and they depend upon the materials, upon the absolute temperature thereof and upon the structure thereof. It results that the Seebeck effect can be exploited both for implementing devices suitable to measure temperature differences as potential differences generated in a circuit constituted by wires of different material (thermocouple) and, by connecting in series a certain number of thermocouples, for generating electric energy
{thermopile).
From the microscopic point of view the charge carriers (electrons in metals, electrons and holes in semiconductors, ions in ionic conductors) will spread when a conductor terminal is at a different temperature respect to the other one. The higher temperature carriers will spread towards the area at lower temperature, as long as there will be different carrier densities in the portion with lower temperature and in the one with higher temperature of the conductor. If the system is isolated, the equilibrium will be reached when, after the scattering process, the heat will uniformly be distributed through the whole conductor. The re-distribution of thermal energy due to the motion of charge carriers is called thermal current, and it is obviously associated to an electric current which will annul when the system temperature will have become uniform. In a system wherein the two junctions viceversa have a constant temperature difference, even the thermal current will be constant and then a constant flow of charge carriers will be noted. The mobility of the carriers is reduced by scattering phenomena {scattering) by the impurities which are present in the lattice, the structural defects and the reticular vibrations (phonons). Therefore, the Seebeck effect in a material depends very significantly upon the density of impurities and upon crystallographic defects of the material apart from the phonon spectrum of the material itself. The phonons, however, are not always in local thermal equilibrium. On the contrary, they move by following the thermal gradient and they lose energy by interacting with the electrons (or other carriers) and with the reticular imperfections. If the phonon-electron interaction is predominant, the phonons tend to push the electrons towards a material portion, loosing energy in the process, thus contributing to the already present electric field. This contribution is even more important in the temperature region wherein the phonon-electron scattering is
predominant, that is for r«-øn (2)
wherein ΘD is the Debye temperature. At lower temperatures, fewer phonons are available for the transportation, whereas at high temperatures they tend to loose energy in phonon-phonon collisions rather than phonon-electron collisions. The performance of a thermoelectric generator can be expressed as1
wherein Z
AB is a thermoelectric figure of merit of the material couple A-B. The performance tends towards a Carnot machine for Z
AB → ∞ . It is furthermore demonstrated that
1 :
ZAB = (SA ~ SB Ϋ 2 (4)
(KAPA + KBPB ) wherein KA and KB are the thermal conductivities of A and B and PA and pβ are the corresponding electric resistivities. It results then useful defining also a thermoelectric figure of merit of a material such as Z ~ (5)
Kp
From the technological point of view the use of generators based upon the Seebeck effect has been often considered of potential interest. More than half heat produced in a thermal plant is usually dissipated as heat with low enthalpy, it is estimated that about 15 millions of megawatt are wasted only in the energy conversion processes. The availability of Seebeck generators, able to convert only partially such heat in electricity would be able to impact positively on the energy problem. However, the thermoelectric generators have an extremely low efficiency. For
example, in case of the massive silicon, at room temperature Z « 3χ lO~5 K~' ; whereas values of ZT « 1 can be obtained only with materials of high cost and reduced availability such as Bi2Te3 or alloys thereof, for example, Sb or Se. In the facts, apart from some uses with high added value such as the thermoelectric generation in spatial environment, the thermoelectric generators based upon massive materials with high availability allow yields of converting thermal power into electric power of only about 7%. By way of comparison a turbine engine is able to convert about 20% of thermal energy into electric current. Recently two collaborations operating at University of California in Berkeley2 and of the California Institute of Technology in Pasadena3 have shown that silicon nanowires with sizes transversal to the wire of 20 run and with properly wrinkled surfaces are characterized by a high thermoelectric figure of merit. The rising of Z derives from the decoupling of the free average paths per phonons and electrons imposed by the scattering to the surfaces, hi particular, the important contribution to the thermal conductivity deriving from the acoustic phonons with lower frequency (higher wavelength) is eliminated, thus the density of phonons with higher wavelength than the cross sizes of the wire itself resulting null. Consequently, the silicon thermal conductivity results to be reduced by = 150 W m"1 K"1 (at room temperature per massive Si) at ~ 1.6 W m"1 K"1 (at room temperature per Si nanowires of20 nm in section).
Moreover, the devices implemented by the two collaborations were produced with techniques unsuitable to the industrialization on a big scale. In the approach of the researchers of the University of California in Berkeley2 the nanowires were obtained by chemical etching in baths of AgNO3 and HF, by supplying in uncontrolled way nanowires with diameters variable between 20 and 300 nm (with average value of
about 100 ran). The methodology adopted by the researchers of the California Institute of Technology3 uses instead alternatively techniques of lithography with electronic beam or the method of transferring pattern from a superlattice to nanowire {Superlattice Nanowire Pattern Transfer), both extremely complex and expensive; furthermore the control of the surface wrinkledness of the wires results in this case modest and substantially determined by the growth modes.
An efficient structure of device for the Seebeck thermoelectric conversion was found, based upon the use of nanowires of conductor or semiconductor material defined on a substrate with not critical photolithographic definition and by using apparatuses with relatively low cost, on a wide range of substrate materials even with a particularly advantageous cost/performance ratio.
In the context of the present description, under the term nanowire, a long thin body of conductor or semiconductor material is meant, with extended meaning with respect to the meaning established in the scientific environment, able to allow the passage of an electric current in presence of a potential difference between the ends thereof, the section thereof can have any shape with at least a linear size or diameter lower than 40nm. Basically, a device according to the invention comprises: at least an array of parallel nanowires spaced therebetween, rising from the plane surface of an area of a substrate with low electric conductivity and low thermal conductivity in the extension direction of the parallel nanowires thereabove they are formed and they extend in length for the whole size of the area, or almost thereof; a layer of dielectric material with low thermal conductivity for filling the separation spaces between nanowires adjacent to said array, with higher thickness than the nanowires' height;
electrical connections of the opposite ends of the nanowires according to a certain series-parallel scheme interconnecting the nanowires of the array therebetween and the so-obtained lattice to a circuit outside the device; coincident surfaces with opposite ends of the nanowires of said array constituting faces with different temperatures of the conversion devices.
The substrate can be made of a material belonging to the group composed by a mono or multi-component glass, a silica aerogel, single-crystal or polycrystalline silicon without dopants or with a low concentration of dopants so as to have a practically negligible electric conductivity with respect to the electric conductivity of the material constituting the nanowires, an organic polymeric material resistant to the process and operation temperatures of the conversion device, or materials with mechanical, dielectric features or with equivalent thermal conductivity. The features of low thermal conductivity of the substrate material and/or the geometrical shape thereof must be so as to minimize each residual behaviour as "thermal bridge" along the extension direction of the parallel nanowires formed above the substrate. Therefore, cell materials such as aerogels or rigid polymeric and preferably foamed materials are preferred. Other substrate materials of compact materials can have grooves or cross cavities with respect to the extension direction of the nanowires to reduce the equivalent section of heat transmission. The substrate can also be a laminated, wafer or multilayer of different materials or be constituted by a wafer of one of the materials mentioned above, wholly coated with a layer of another one of the mentioned materials, for example a monolite of silica aerogel coated with a film of polycrystalline silicon (briefly "polysilicon") of some tens of nanometres until some micrometers in thickness. The structure can be implemented with a sequence of process step which can provide
a single critical masking step, the defining limit thereof (minimum row width) is significantly bigger (of at least about one order of magnitude) than the width of the implemented nano wires.
Such nanowires, even though theoretically they can be made of any conductor material, according to the present invention they are made of an element of the IV Group of the Periodic Table, preferably of Si, Ge or alloys of the same dopants so as to reduce the bulk resistivity thereof until assuming a value equal or lower than lΩ cm, which can be deposited by chemical deposition by vapour phase (CVD, LPCVD and the like) in conforming way for a thickness from one to some tens of nanometers, on all surfaces of a sacrificial layer of a material deposited and then photolithographically defined above a substrate surface by means of a first masking step. The subsequent anisotropic etching of the conforming layer removes the conforming film from the horizontal surfaces by leaving it on the defining vertical surfaces of the sacrificial layer according to a common technique for forming the so- called dielectric "spacer" in the microelectronic processes.
The sacrificial layer, typically a thick layer of oxide, nitride or silicon oxynitride with thickness greater than the height of the nanowires to be implemented on the substrate surface, can be eliminated for example by dry (in plasma) or humid selective etching by leaving an array of structures with nanometric thickness (nanowires) and height corresponding to the thickness of the used sacrificial layer rising from the substrate surface extending parallelly therebetween for the whole longitudinal size of the formation area of the same on the substrate surface.
Obviously, the substrate material will have to resist to the selective etching solution of the oxide and/or nitride of the sacrificial layer. For example, in case of a substrate made of glass or silica aerogel, it will have to be coated in advance with a protective
film of polysilicon or other material with scarce or null electric conductivity resistant to the contact with the etching solution of the sacrificial layer. A dielectric material with reduced thermal conductivity can be then placed so as to fill-in the separation spaces between the nanowires to stabilize them mechanically, practically by encapsulating them for the whole extension length above the substrate surface. An aerogel made of silica or alumina or another oxide material produced by applying and drying up a sol-gel in situ represents an optimum stabilization material. The two ends of the parallel nanometric structures (nanowires), spaced therebetween, of the array formed in this way in a certain area on the substrate surface or even from one side to the other one of the substrate surface, are interconnected therebetween according to a certain series-parallel scheme and two terminal nodes of the whole series-parallel lattice of the array of nanowires can be then connected to an electric circuit outside the bidirectional converter device (to an electric load or to an electric source). The electric interconnections of the ends of the nanowires extending parallelly therebetween can be implemented by means of a second masking step to form openings along the areas coincident with the ends of the nanowires, on one side and on the other one of the forming area of the nanowires and by depositing through the openings of the a metal or alloy with low Seebeck coefficient, a step of metalizing the ends of the nanowires and the separation areas on the substrate surface. The openings intercept one or more pairs of ends of adjacent nanowires of the array of parallel nanowires along the terminal opposite sides by establishing the design interconnection series-parallel scheme and in case also metalized pads above the substrate surface to connect the Seebeck conversion device to an outer circuit. Through openings defined in this way along the two parallel bands intercepting the
ends of nano wires, on one side and on the other one, the deposition of the connection metal, for example aluminium or alloy of the same, is performed optionally preceded by a flash deposition of a compatibilization/adhesion film, for example of tungsten with few nanometers in thickness. As it will result evident from what described above, the architecture of the Seebeck thermoelectric conversion device of the present invention allows the implementation thereof with common techniques and manufacturing apparatuses and with relatively low cost, wherein the separation distance between adjacent nanowires of the array substantially corresponds to the minimum width of the photolithographic definition line of the sacrificial layer according to common manufacturing technologies based upon exposition of a masking fotoresist layer with luminous sources in the ultraviolet. Nevertheless, the operating structure of the conversion device has features which make possible an industrial production of highly efficient converting devices with low costs. To these features of the conversion structures of the present invention a specific tendency thereof to constitute strong and efficient "stack"-like multimodular architectures is combined, which allow to implement converters for relatively high voltages and powers. According to an alternative embodiment of the device, the nanowires extend for the whole substrate width and they are stabilized by forming a sufficiently bigger thickness layer than the nanowires' height on the whole substrate surface without performing any second masking or metallization operation.
The surface of the encapsulating layer of silica aerogel can then be planarized by grinding and possible lapping the upper surface of the aerogel layer until making it perfectly parallel to the surface of the substrate bottom.
The so-manufactured thin "tiles" are suitable to be stacked one onto the other one by gluing them perfectly overlapping the respective geometrical details, until constituting a parallelepiped body constituted by a plurality of single identical modules pre-constituted in the above-described way. The two opposite faces of the parallelepiped coincident with the opposite ends of the nanowires of the arrays of the stacked distinct modules, in turn, can be grinded, by uncovering the terminal surfaces of the nanowires.
On these opposite surfaces of the parallelepiped body relatively wide vertical strips or horizontal strips can be defined, intercepting a certain number of terminal surfaces of nanowires, in a perfectly aligned (specular) way on the two terminal opposite surfaces of the nanowires of all stack modules. On the exposed areas a metallic (metal) layer, for example made of aluminium, will be placed which will short- circuit on a face and on the other one a certain number of ends of nanowires of each module therebetween and in case of homologous nanowires of the other stacked modules.
By operatively connecting in series the different groups of nanowires in parallel by means of electric wires or by implementing strips of connecting metal above the other pair of faces of the parallelepiped body (on the pair of the side faces in case the nanowires have been connected in parallel by defining horizontal strips of metal or the upper face and the bottom face in case the nanowires have been connected in parallel by defining vertical strips of metal), an interconnection scheme of nanowire groups in parallel therebetween and in series to other nanowire groups in parallel therebetween, according to a certain plan scheme, can be easily implemented, in order to obtain at the ends of the series/parallel lattice a multiple voltage of the developed Seebeck voltage, at the actual conditions of temperature difference of the
two sensible faces of the device, at the ends of the single nanowires, as well as a multiplied capability of deliverable current.
The definition of relatively wide areas above the two termination faces of the nanowires (the sensible faces of the Seebeck converter) and on the other two faces (for the connections in series of the groups of nanowires) whereon the contact and electric connection metallic layer is to be deposited, can allow techniques for defining a suitable resist mask even with less sophisticated techniques than those usually used to define micrometric or submicrometric openings. Moreover, it was observed that the modes for forming the nanowires by means of anisotropic etching in plasma of a conforming matrix layer produces on the vertical surfaces of the nanowires exposed to the plasma a wrinkledness which increases significantly the thermoelectric figure of merit by favouring a greater decoupling of the free average paths of the phonons and of the electrons caused by scattering effects to the surface. Furthermore, it was found that the nanowires of the arrays of the structures of the present invention can be subjected to a heavy plant of not reactive gaseous elements, such as for example helium. A subsequent heating of the implanted material of the nanowires causes the formation of layers of nanobubbles at the helium implantation depths which can be modified during implantation (by diversifying the ions' kinetic energy). The formation of nanocavities in the material constituting the nanowires increases significantly the scattering effects of the phonons apart from contrasting the heat scattering along the longitudinal extension of the nanowires, however without materially decreasing the electric conductivity thereof. The invention is more precisely defined by the enclosed drawings. Figure 1 is a layout schematic view of a Seebeck conversion device according to an
embodiment of the present invention.
Figure 2 illustrates some phases of the manufacturing process of the device structure of figure 1.
Figure 1 is a layout schematic view of a conversion structure example of a device of the invention.
The substrate 1 can be a polymer sheet resistant to high temperatures. In the illustrated scheme, the array of nanowires of polycrystalline silicon 2 can be seen, uniformly spaced one from the other one extending parallelly from one side to the other one of the surface of the substrate 1. According to the illustrated example, the array of nanowires is constituted by a plurality of heavenly doped polysilicon rectangular rings so as to have an electric resistivity not higher than 1 Ω cm and with thickness of about 20 nanometers and height of about 40 nanometers. Uninterrupted strips of metal are provided along the opposite terminal areas of the rectangular rings of nanowires 2, so as to connect in parallel therebetween groups of six nanowires 2 of the array.
The metallization of the opposite ends of the nanowires 2 is performed by means of a specific not critical mask defining aligned openings therethrough a metal or metal alloy 3 is deposited preferably with a low Seebeck coefficient, for example aluminium, on the areas designated by the transparent dotted line, thus short- circuiting therebetween the ends of the nanowires on one side and on the other side of the structure. The bonding of wires of electric connection 4 can be performed above the metal layer, in order to connect in series adjacent groups of nanowires and in case the two extreme groups of the series to specific pads connecting the conversion device to an outer circuit.
The opposite surfaces of the so-implemented array of nanowires are thermally coupled to a hot wall and to a cold wall, respectively, to as to generate by Seebeck effect a voltage corresponding to the Seebeck voltage induced by the temperature difference along each nanowire 2 multiplied by the number of groups of nanowires electrically connected in series between two terminals connecting to an outer loading circuit of the converter.
Obviously, the converter device is bidirectional, as it can operate as voltage generator or as heat pump by forcing with an outer electric source by means of the nanowires an electric current so as to determine heat extinction from a (cooled) surface through the other (heated) wall.
Figure 2 shows a series of pairs of schematic views, of layout and relative elevational section, illustrating some significative phases of the manufacturing process of a conversion structure of the example illustrated in Figure 1. The views (a) of Figure 2 show schematically a polymer substrate, stable at high temperatures on a face thereof they have been defined by means of deposit, masking and anisotropic etching in plasma of an oxide sacrificial layer, strict rectangular cavities with identical sizes and orientation as it can be observed in Figure 1. The process continues with the deposition under conditions of high conformity, for example by means of a chemical deposition process by vapour phase (CVD, LPCVD or the like) carried out in a reactor with cold wall, of a polycrystalline layer of conductor material, for example silicon.
According to common practice, the CVD process is based upon the pyrolitic decomposition of a suitable gaseous precursor, such as for example silane (SiH4) or mallard (GeH4) or chlorosilane (SiHnCl4-11) at a temperature of about 600°C and however chosen in a temperature range comprised between 500 and 900°C in
presence even of a precursor of the doping species. A conforming conductor film is thus formed having a thickness of about 20 nm as illustrated in (b). As illustrated in (c) an anisotropic etching in plasma of the conductor polycrystalline material layer is carried out until wholly removing it from the horizontal surfaces, by leaving unchanged the thickness of the layer placed onto the vertical surfaces with respect to the direction of anisotropic etching in plasma.
Optionally, the so-formed product can be subjected to a heavy implantation of helium ions in a dose apt to determine the formations of nanobubbles inside the layer of polysilicon nanometric thickness and which, after subsequent heating in oven at the highest temperature tolerated by the substrate material and preferably between about 400 and about 900°C, for some hours, at least partially will be released by the material leaving nanocavities inside thereof. The implantation can be repeated by using gradually different implantation energies, for example a first implantation at an energy of 50 keV followed by other implantations with decreasing energies, each implantation performed in doses of about 2 x 1016 cm2 so as to implement inside the polycrystalline layer nanocavities at different heights, as schematically illustrated in (d).
The subsequent phase of the process provides the elimination of the oxide sacrificial layer, easily implementable by selective humid chemical etching of the oxide against both the substrate polymer and the single-crystal silicon constituting the polysilicon nano wires rising from the substrate surface, as illustrated in (e). It is also possible depositing the conforming layer of the matrix electrically conductor material therefrom the elements with nanometric thickness (nanowires) will be obtained also with a larger width so as to allow repeated implantations of helium ions at different implantation energies as described above, by reducing the
risk of causing fractures or failures of the residual "spacers" on the vertical faces defining the oxide sacrificial layer and, only when the treatment is completed, conducting an additional anisotropic etching in plasma with a certain not null incidence angle with respect to the vertical axis, until reducing the over- dimensioning of the spacers to the wished nanometric size of the nanowires already subjected to the implantation and to the helium release.
The illustrations at point (f) show the structure which is being manufactured after having formed a second not critical fotoresist mask to define the aluminium deposition openings along the terminals, on one side and on the other one of the rectangular annular structures of the nanowires and after having removed the masking fotoresist by "ashing".
At this point the deposition of a stabilization layer according to what previously described will follow.
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