WO2005026864A3 - System and method for evaluating regulatory compliance for a company - Google Patents

System and method for evaluating regulatory compliance for a company Download PDF

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Publication number
WO2005026864A3
WO2005026864A3 PCT/CA2004/001641 CA2004001641W WO2005026864A3 WO 2005026864 A3 WO2005026864 A3 WO 2005026864A3 CA 2004001641 W CA2004001641 W CA 2004001641W WO 2005026864 A3 WO2005026864 A3 WO 2005026864A3
Authority
WO
WIPO (PCT)
Prior art keywords
module
database
company
user
compliance
Prior art date
Application number
PCT/CA2004/001641
Other languages
French (fr)
Other versions
WO2005026864A2 (en
Inventor
Felicia Salomon
Adam Mason
Khashayar Sajadi
Dino Skordoulis
Original Assignee
Corporate Responsibility Syste
Felicia Salomon
Adam Mason
Khashayar Sajadi
Dino Skordoulis
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from CA002441516A external-priority patent/CA2441516A1/en
Application filed by Corporate Responsibility Syste, Felicia Salomon, Adam Mason, Khashayar Sajadi, Dino Skordoulis filed Critical Corporate Responsibility Syste
Priority to EP04761804A priority Critical patent/EP1671266A4/en
Publication of WO2005026864A2 publication Critical patent/WO2005026864A2/en
Publication of WO2005026864A3 publication Critical patent/WO2005026864A3/en

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q10/00—Administration; Management

Abstract

The invention relates to a system and method for tracking compliance of a company against a regulatory requirement. The system includes a database, an administrative module, a user entry module, a database access module, a question module, an evaluation module and a report module. The database contains records relating to the company, question information relating to the requirement, answer information and user information. The administrative module provides the company's administrative data to the database. The user entry module provides the user data to the database. The database access module determines relevant questions for the user after accessing the database. The question module provides questions to the user, accepts answers to the questions and stores the answers in the database. The evaluation module evaluates compliance by the company to the requirement after it evaluates records in the database. The report module generates a report of regulatory compliance of the company.
PCT/CA2004/001641 2003-09-18 2004-09-17 System and method for evaluating regulatory compliance for a company WO2005026864A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
EP04761804A EP1671266A4 (en) 2003-09-18 2004-09-17 System and method for evaluating regulatory compliance for a company

Applications Claiming Priority (4)

Application Number Priority Date Filing Date Title
CA2,441,516 2003-09-18
CA002441516A CA2441516A1 (en) 2003-09-18 2003-09-18 System and method for evaluating regulatory compliance for a company
US10/696,571 2003-10-30
US10/696,571 US20050065865A1 (en) 2003-09-18 2003-10-30 System and method for evaluating regulatory compliance for a company

Publications (2)

Publication Number Publication Date
WO2005026864A2 WO2005026864A2 (en) 2005-03-24
WO2005026864A3 true WO2005026864A3 (en) 2005-06-09

Family

ID=34314639

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/CA2004/001641 WO2005026864A2 (en) 2003-09-18 2004-09-17 System and method for evaluating regulatory compliance for a company

Country Status (2)

Country Link
EP (1) EP1671266A4 (en)
WO (1) WO2005026864A2 (en)

Families Citing this family (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
DE102006018245A1 (en) * 2006-04-13 2007-10-18 Aurenz, Hans-Peter System for controlling terminals
GB2439354A (en) * 2006-06-19 2007-12-27 Casewise Ltd A system and method for facilitating compliance with a regulatory regime.
US10186001B2 (en) * 2015-08-18 2019-01-22 Ramona Rae Root-Scimeme Methods and systems for setting and sending reminders

Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CA2415597A1 (en) * 2000-06-02 2001-12-13 John E. Ware, Jr. Method and system for health assessment and monitoring
CA2412526A1 (en) * 2000-06-12 2001-12-20 Epredix.Inc. (D/B/A Epredix.Com) Computer-implemented system for human resources management
US20010056398A1 (en) * 2000-04-14 2001-12-27 E-Vantage International, Inc. Method and system for delivering foreign exchange risk management advisory solutions to a designated market
CA2417863A1 (en) * 2000-08-03 2002-02-14 Unicru, Inc. Electronic employee selection systems and methods

Patent Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20010056398A1 (en) * 2000-04-14 2001-12-27 E-Vantage International, Inc. Method and system for delivering foreign exchange risk management advisory solutions to a designated market
CA2415597A1 (en) * 2000-06-02 2001-12-13 John E. Ware, Jr. Method and system for health assessment and monitoring
CA2412526A1 (en) * 2000-06-12 2001-12-20 Epredix.Inc. (D/B/A Epredix.Com) Computer-implemented system for human resources management
CA2417863A1 (en) * 2000-08-03 2002-02-14 Unicru, Inc. Electronic employee selection systems and methods

Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
See also references of EP1671266A4 *

Also Published As

Publication number Publication date
WO2005026864A2 (en) 2005-03-24
EP1671266A2 (en) 2006-06-21
EP1671266A4 (en) 2007-01-10

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