WO2003036429B1 - Automated financial market information and trading system - Google Patents

Automated financial market information and trading system

Info

Publication number
WO2003036429B1
WO2003036429B1 PCT/US2002/034027 US0234027W WO03036429B1 WO 2003036429 B1 WO2003036429 B1 WO 2003036429B1 US 0234027 W US0234027 W US 0234027W WO 03036429 B1 WO03036429 B1 WO 03036429B1
Authority
WO
WIPO (PCT)
Prior art keywords
list
price
action
email
call
Prior art date
Application number
PCT/US2002/034027
Other languages
French (fr)
Other versions
WO2003036429A2 (en
WO2003036429A3 (en
Inventor
Theodore C Lee
Original Assignee
Theodore C Lee
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Theodore C Lee filed Critical Theodore C Lee
Priority to AU2002349906A priority Critical patent/AU2002349906A1/en
Publication of WO2003036429A2 publication Critical patent/WO2003036429A2/en
Publication of WO2003036429A3 publication Critical patent/WO2003036429A3/en
Publication of WO2003036429B1 publication Critical patent/WO2003036429B1/en

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes

Abstract

An automated financial market communication apparatus executes actions as desired, and includes a facility for selecting parameters including: event category (210), event object (220), object attribute (230), attribute comparison (240), and comparison value (250). These parameters establish a condition (201) or conditions of operation of the apparatus. Actions (202) may be selected and logged for execution given one or another of the conditions (201). The actions (202) are then executed manually or automatically in managing a financial market portfolio.

Claims

29AMENDED CLAIMS[received by the International Bureau on 20 October 2003 (20.10.03); original claims 1-29 replaced by amended claims 1-29 (3 pages)]
1. A programmed data processing apparatus for executing trading instructions in accordance with a logic-based instruction, the apparatus comprising: a means for selecting parameters from a plurality of parameters including: event category, event object, object attribute, attribute comparison, and comparison value; the parameters comprising a condition; a means for selecting at least one action from a plurality of actions thereby establishing an action; a means for automatically combining the condition and the action into a logic form; and a means for incorporating the logic form of the condition and the action into the logic based instruction,
2. The apparatus of claim 1 wherein the event category is selected from a group of event categories comprising: (a) stock; (b) news; (c) market; (d) order; (e) account; (f) email; (g) call; and (h) date/time.
3. The apparatus of claim 1 wherein the event object is selected from a group of event objects comprising: (a) stock symbol; (b) news symbol; (c) market index; (d) order number; (e) account name; (f) email address; (g) telephone number; and (h) date/time.
4. The apparatus of claim 1 wherein the object attribute is selected from a group of object attributes comprising: (a) stock; (b) news; (c) market; (d) order; (c) account; (f) email; (g) call; and date/time.
5. The apparatus of claim 4 wherein the stock object attribute is selected from a list comprising: last price, ask price, low price, close price, price change, bid size, industry, bid price, high price, open price, volume, change percent, ask size and exchange.
6. The apparatus of claim 4 wherein the news object attribute is selected from a list comprising: headline and story.
7. The apparatus of claim 4 wherein the market object attribute is selected from a list comprising: last price, close price, price change, open price and change percent.
8. The apparatus of claim 4 wherein the order object attribute is selected from a list comprising: order status, open quantity, open value, value change, open percent,
AMENDED SHEET (ARTICLE 19} 30
execution quantity, execution value, market value, execution percent, and exchange.
9. The apparatus of claim 4 wherein the account object attribute is selected from a list comprising: account type, investment value, unrealized cash, unrealized account, open investment, cash value, account value, unrealized investment, account description, and open cash.
10. The apparatus of claim 4 wherein the email object attribute is selected from a list comprising: sender address, message, subject.
11. The apparatus of claim 4 wherein the call object attribute is selected from a list comprising: pick up, hang up and answer.
12. The apparatus of claim 4 wherein the date/time object attribute is selected from a list comprising: start date, end date, date, recurrence pattern, recurrence day, start time, end time, time, and recurrence frequency.
13. The apparatus of claim 1 wherein the attribute comparison is selected from a group of attribute comparisons comprising: (a) >=, <=, >, <, =, and !=; (b) is, is not, has, has not, contains, contains not, exists, and not exist; and (c) on, at, before, and after.
14. The apparatus of claim 1 wherein the comparison value is selected from a group of comparison values comprising; number, string and date/time.
15. The apparatus of claim 1 wherein the plurality of action selections include: audio, popup, call, order, email, page, print, and fax.
16. The apparatus of claim 15 wherein the audio action selection is made from a list comprising: audio sound and text to be synthesized.
17. The apparatus of claim 15 wherein the popup action selection is made from a list comprising: text and alternatives to be determined.
18. The apparatus of claim 15 wherein the call action selection is made from a list comprising: telephone number, call type, call subject and call message.
19. The apparatus of claim 15 wherein the order action selection is made from a list comprising: symbol, shares, order action, order type, price type, condition, and duration.
20. The apparatus of claim 15 wherein the email action selection is made from a list comprising: email address, email type, email subject, and email message.
21. The apparatus of claim 15 wherein the page action selection is made from a list comprising: telephone number and page message.
22. The apparatus of claim 15 wherein the print action selection is made from a list comprising: printer name, message or file.
23. The apparatus of claim 15 wherein the fax action selection is made from a list comprising: fax number and message or file.
24. (Cancelled)
25. The apparatus of claim I further comprising a means for evaluating the condition and for taking the action automatically using the logic based instruction.
26. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via an Internet browser.
27. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via a voice-activated communication device.
28. The apparatus of claim 1 further comprising a means for modifying any of the parameters and the actions via a text display device.
29- The apparatus of claim 1 further comprising a means for logging communications data generated by the apparatus.
l DED SHEET (ARTICLE 19)
PCT/US2002/034027 2001-10-24 2002-10-23 Automated financial market information and trading system WO2003036429A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
AU2002349906A AU2002349906A1 (en) 2001-10-24 2002-10-23 Automated financial market information and trading system

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US34508401P 2001-10-24 2001-10-24
US60/345,084 2001-10-24

Publications (3)

Publication Number Publication Date
WO2003036429A2 WO2003036429A2 (en) 2003-05-01
WO2003036429A3 WO2003036429A3 (en) 2004-01-08
WO2003036429B1 true WO2003036429B1 (en) 2004-02-19

Family

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Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2002/034027 WO2003036429A2 (en) 2001-10-24 2002-10-23 Automated financial market information and trading system

Country Status (3)

Country Link
US (1) US20030078865A1 (en)
AU (1) AU2002349906A1 (en)
WO (1) WO2003036429A2 (en)

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Also Published As

Publication number Publication date
US20030078865A1 (en) 2003-04-24
WO2003036429A2 (en) 2003-05-01
AU2002349906A1 (en) 2003-05-06
WO2003036429A3 (en) 2004-01-08

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