WO2003017041A3 - Financial portfolio risk management - Google Patents

Financial portfolio risk management Download PDF

Info

Publication number
WO2003017041A3
WO2003017041A3 PCT/US2002/025491 US0225491W WO03017041A3 WO 2003017041 A3 WO2003017041 A3 WO 2003017041A3 US 0225491 W US0225491 W US 0225491W WO 03017041 A3 WO03017041 A3 WO 03017041A3
Authority
WO
WIPO (PCT)
Prior art keywords
user
portfolio
securities
risk
var
Prior art date
Application number
PCT/US2002/025491
Other languages
French (fr)
Other versions
WO2003017041A2 (en
Inventor
E Sloan Ronald
Stephen B Slutsky
Original Assignee
Accenture Llp
E Sloan Ronald
Stephen B Slutsky
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Accenture Llp, E Sloan Ronald, Stephen B Slutsky filed Critical Accenture Llp
Priority to EP02765976A priority Critical patent/EP1423813A4/en
Priority to AU2002329732A priority patent/AU2002329732A1/en
Priority to CA002456824A priority patent/CA2456824A1/en
Publication of WO2003017041A2 publication Critical patent/WO2003017041A2/en
Publication of WO2003017041A3 publication Critical patent/WO2003017041A3/en

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/08—Insurance
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/03—Credit; Loans; Processing thereof
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Abstract

A financial portfolio risk modeling system operates in a collaborative computing environment between a user (110) and a portfolio development system (182). The portfolio generating system models the user's personal investment parameters (174) into a user profile in terms of the user risk tolerance level, user investment style, and user bull/bear attitude. The system further calculates Value At Risk (VAR) values for the user. The system filters various securities based on their VAR and Beta values and presents two lists of filtered securities, with opposing Beta values, matching the user profile. The system enables the user to swap securities in and out of his/her existing portfolio. The model also generates an ideal portfolio based on the user profile. The system presents the user with an estimated value of his/her portfolio, based on a regression formula as well as a possible best and worst scenario on a statistical formula.
PCT/US2002/025491 2001-08-15 2002-08-09 Financial portfolio risk management WO2003017041A2 (en)

Priority Applications (3)

Application Number Priority Date Filing Date Title
EP02765976A EP1423813A4 (en) 2001-08-15 2002-08-09 Financial portfolio risk management
AU2002329732A AU2002329732A1 (en) 2001-08-15 2002-08-09 Financial portfolio risk management
CA002456824A CA2456824A1 (en) 2001-08-15 2002-08-09 Financial portfolio risk management

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US09/930,786 2001-08-15
US09/930,786 US7831494B2 (en) 1999-11-01 2001-08-15 Automated financial portfolio coaching and risk management system

Publications (2)

Publication Number Publication Date
WO2003017041A2 WO2003017041A2 (en) 2003-02-27
WO2003017041A3 true WO2003017041A3 (en) 2003-12-24

Family

ID=25459767

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2002/025491 WO2003017041A2 (en) 2001-08-15 2002-08-09 Financial portfolio risk management

Country Status (5)

Country Link
US (1) US7831494B2 (en)
EP (1) EP1423813A4 (en)
AU (1) AU2002329732A1 (en)
CA (1) CA2456824A1 (en)
WO (1) WO2003017041A2 (en)

Families Citing this family (239)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7650303B2 (en) * 1998-11-05 2010-01-19 Financeware, Inc. Method and system for financial advising
US7562040B2 (en) * 1998-11-05 2009-07-14 Loeper David B Method, system and computer program for auditing financial plans
US7765138B2 (en) 1998-11-05 2010-07-27 Financeware, Inc. Method and system for financial advising
US7966234B1 (en) 1999-05-17 2011-06-21 Jpmorgan Chase Bank. N.A. Structured finance performance analytics system
US7783545B2 (en) 1999-11-01 2010-08-24 Accenture Global Services Gmbh Automated coaching for a financial modeling and counseling system
US7818233B1 (en) 1999-11-01 2010-10-19 Accenture, Llp User interface for a financial modeling system
US7921048B2 (en) 1999-11-01 2011-04-05 Accenture Global Services Gmbh Financial planning and counseling system projecting user cash flow
US8024213B1 (en) 2000-03-08 2011-09-20 Accenture Global Services Limited System and method and article of manufacture for making financial decisions by balancing goals in a financial manager
US10929927B2 (en) * 2000-03-27 2021-02-23 Nyse American Llc Exchange trading of mutual funds or other portfolio basket products
US20150348195A1 (en) 2000-03-27 2015-12-03 Nyse Mkt Llc Systems and methods for trading actively managed funds
US8170935B2 (en) 2000-03-27 2012-05-01 Nyse Amex Llc Systems and methods for evaluating the integrity of a model portfolio of a financial instrument
JP2004513409A (en) 2000-05-01 2004-04-30 シーエフピーエイチ，　エル．エル．シー． Real-time interactive betting on event results
WO2001093164A1 (en) * 2000-05-30 2001-12-06 Ittai Korin Method and system for analyzing performance of an investment portfolio together with associated risk
US7249095B2 (en) 2000-06-07 2007-07-24 The Chase Manhattan Bank, N.A. System and method for executing deposit transactions over the internet
US6963853B1 (en) * 2000-08-09 2005-11-08 User-Centric Enterprises, Inc. Method and apparatus for calculating a return on investment for weather-related risk management
US7379909B1 (en) * 2000-10-04 2008-05-27 Tradestation Technologies, Inc. System, method and apparatus for monitoring and execution of entry and exit orders
US7313541B2 (en) 2000-11-03 2007-12-25 Jpmorgan Chase Bank, N.A. System and method for estimating conduit liquidity requirements in asset backed commercial paper
US7620581B2 (en) * 2001-10-16 2009-11-17 Sungard Systems International Inc. Financial instrument portfolio credit exposure evaluation
US8732061B2 (en) * 2001-12-27 2014-05-20 Bgc Partners, Inc. Creating and trading dynamic securities
CA2473589A1 (en) * 2002-01-25 2003-12-04 Bdellium Inc. Method of analyzing investments using overlapping periods
US7536405B2 (en) * 2002-02-26 2009-05-19 Global Asset Protection Services, Llc Risk management information interface system and associated methods
US7441197B2 (en) * 2002-02-26 2008-10-21 Global Asset Protection Services, Llc Risk management information interface system and associated methods
US8095448B2 (en) * 2002-02-28 2012-01-10 Engel Wendy J Reducing accounting volatility
JP2005519383A (en) * 2002-02-28 2005-06-30 バイナー ビクター Investment portfolio analysis system
CA2381689A1 (en) * 2002-04-12 2003-10-12 Algorithmics International Corp. System, method and framework for generating scenarios
US8224723B2 (en) 2002-05-31 2012-07-17 Jpmorgan Chase Bank, N.A. Account opening system, method and computer program product
EP1540545A4 (en) * 2002-07-19 2006-02-01 Riskmetrics Group Inc Constant volatility or risk indices
US8239298B1 (en) * 2002-07-24 2012-08-07 Wilson David B Method and apparatus for managing financial accounts
US7596523B2 (en) * 2002-09-09 2009-09-29 Barra, Inc. Method and apparatus for network-based portfolio management and risk-analysis
US20040117286A1 (en) * 2002-09-23 2004-06-17 Water Street Advisers, Inc. Process to the audit the performance of investment portfolios
US7752099B2 (en) * 2002-10-17 2010-07-06 Itg Software Solutions, Inc. Factor risk model based system, method, and computer program product for generating risk forecasts
AU2003293135A1 (en) * 2002-12-03 2004-06-23 Future Quote Incorporated System and method for managing investment information
US8566184B1 (en) * 2002-12-23 2013-10-22 Ameriprise Financial, Inc. Method and tool for portfolio monitoring, rebalancing and reporting
US20050080701A1 (en) * 2002-12-23 2005-04-14 Ge Corporate Financial Services, Inc. Methods and systems for managing risk management information
US20050055301A1 (en) * 2003-01-29 2005-03-10 Cohen Randolph B. Systems and methods for computing performance parameters of securities portfolios
US20040164961A1 (en) * 2003-02-21 2004-08-26 Debasis Bal Method, system and computer product for continuously monitoring data sources for an event of interest
US8032441B2 (en) * 2003-03-03 2011-10-04 Itg Software Solutions, Inc. Managing security holdings risk during portfolio trading
US7904365B2 (en) 2003-03-03 2011-03-08 Itg Software Solutions, Inc. Minimizing security holdings risk during portfolio trading
US7640201B2 (en) * 2003-03-19 2009-12-29 General Electric Company Methods and systems for analytical-based multifactor Multiobjective portfolio risk optimization
US7593880B2 (en) * 2003-03-19 2009-09-22 General Electric Company Methods and systems for analytical-based multifactor multiobjective portfolio risk optimization
US20040186804A1 (en) * 2003-03-19 2004-09-23 Anindya Chakraborty Methods and systems for analytical-based multifactor multiobjective portfolio risk optimization
US7341517B2 (en) 2003-04-10 2008-03-11 Cantor Index, Llc Real-time interactive wagering on event outcomes
US7770184B2 (en) 2003-06-06 2010-08-03 Jp Morgan Chase Bank Integrated trading platform architecture
US20060247956A1 (en) * 2003-06-24 2006-11-02 R-Squared Analytics, Llc Risk environment modeling for predicting decisions
US7970688B2 (en) 2003-07-29 2011-06-28 Jp Morgan Chase Bank Method for pricing a trade
US20050044028A1 (en) * 2003-08-21 2005-02-24 International Business Machines Corporation Method, system, and product for providing a graphical and interactive financial planning tool
JP2005107878A (en) * 2003-09-30 2005-04-21 Toshiba Corp System and method for providing semiconductor process technology information and method for purchasing the same
US7860774B1 (en) * 2003-10-31 2010-12-28 Charles Schwab & Co., Inc. System and method for providing financial advice for an investment portfolio
US20050102209A1 (en) * 2003-11-12 2005-05-12 Jon Sagrillo Method and system for computing personal and business financial information
US7630928B2 (en) 2004-02-20 2009-12-08 General Electric Company Systems and methods for multi-objective portfolio analysis and decision-making using visualization techniques
US7469228B2 (en) * 2004-02-20 2008-12-23 General Electric Company Systems and methods for efficient frontier supplementation in multi-objective portfolio analysis
US7542932B2 (en) * 2004-02-20 2009-06-02 General Electric Company Systems and methods for multi-objective portfolio optimization
US8219477B2 (en) 2004-02-20 2012-07-10 General Electric Company Systems and methods for multi-objective portfolio analysis using pareto sorting evolutionary algorithms
US8126795B2 (en) * 2004-02-20 2012-02-28 General Electric Company Systems and methods for initial sampling in multi-objective portfolio analysis
US20050192885A1 (en) * 2004-02-27 2005-09-01 Horowitz Robert V. Method and system for implementing integrated investment model
US20050204898A1 (en) * 2004-03-16 2005-09-22 Adams Charles C Tuner for musical instruments integrated with utility device and method therefor
US20050222892A1 (en) * 2004-03-30 2005-10-06 Erc-Ip Llc Strategies for managing recommendations
US8423447B2 (en) 2004-03-31 2013-04-16 Jp Morgan Chase Bank System and method for allocating nominal and cash amounts to trades in a netted trade
US20050262002A1 (en) * 2004-05-20 2005-11-24 William Manning Process, system and financial engine for determining a level of risk in the market, and for adjusting user's market exposure based on the level of risk
US20080040250A1 (en) * 2004-06-01 2008-02-14 Transcon Securities Pty Ltd., A Corporation System and Method for Analysing Risk Associated with an Investment Portfolio
CA2569397C (en) 2004-06-07 2019-11-26 Cfph, Llc System and method for managing financial market information
US7890396B2 (en) 2005-06-07 2011-02-15 Cfph, Llc Enhanced system and method for managing financial market information
WO2006010044A2 (en) * 2004-07-09 2006-01-26 Gapyx, Llc System and method for behavioral finance
US7693770B2 (en) 2004-08-06 2010-04-06 Jp Morgan Chase & Co. Method and system for creating and marketing employee stock option mirror image warrants
US20060064363A1 (en) * 2004-09-03 2006-03-23 Schwegmann Phillip A Financial Planning Method and System
WO2006031446A2 (en) * 2004-09-10 2006-03-23 Chicago Mercantile Exchange Inc. System and method of margining fixed payoff products
US7426487B2 (en) * 2004-09-10 2008-09-16 Chicago Mercantile Exchange, Inc. System and method for efficiently using collateral for risk offset
US7593877B2 (en) 2004-09-10 2009-09-22 Chicago Mercantile Exchange, Inc. System and method for hybrid spreading for flexible spread participation
US7428508B2 (en) * 2004-09-10 2008-09-23 Chicago Mercantile Exchange System and method for hybrid spreading for risk management
US7430539B2 (en) 2004-09-10 2008-09-30 Chicago Mercantile Exchange System and method of margining fixed payoff products
US7769667B2 (en) 2004-09-10 2010-08-03 Chicago Mercantile Exchange Inc. System and method for activity based margining
US7509275B2 (en) 2004-09-10 2009-03-24 Chicago Mercantile Exchange Inc. System and method for asymmetric offsets in a risk management system
US8849711B2 (en) * 2004-09-10 2014-09-30 Chicago Mercantile Exchange Inc. System and method for displaying a combined trading and risk management GUI display
US20060064364A1 (en) * 2004-09-17 2006-03-23 Bert Whitehead Method for creating and managing a portfolio of securities with a tax-enhanced index strategy
WO2006041918A2 (en) * 2004-10-07 2006-04-20 Ameritrade Ip Company, Inc. Market motion detector
WO2006058041A2 (en) * 2004-11-23 2006-06-01 Clearsight Systems Inc. Automated trading platform
US7672890B2 (en) * 2005-01-03 2010-03-02 Fmr Llc Signal testing methodology for long-only portfolios
US8103578B2 (en) * 2005-01-07 2012-01-24 Chicago Mercantile Exchange Inc. System and method for multi-factor modeling, analysis and margining of credit default swaps for risk offset
US8738490B2 (en) 2005-01-07 2014-05-27 Chicago Mercantile Exchange Inc. System and method for multi-factor modeling, analysis and margining of credit default swaps for risk offset
US7593879B2 (en) 2005-01-07 2009-09-22 Chicago Mercantile Exchange, Inc. System and method for using diversification spreading for risk offset
US8069109B2 (en) 2005-01-07 2011-11-29 Chicago Mercantile Exchange Inc. System and method for using diversification spreading for risk offset
US20070294158A1 (en) * 2005-01-07 2007-12-20 Chicago Mercantile Exchange Asymmetric and volatility margining for risk offset
US8108281B2 (en) * 2005-01-07 2012-01-31 Chicago Mercantile Exchange Inc. System and method for multi-factor modeling, analysis and margining of credit default swaps for risk offset
US20090132297A1 (en) * 2005-02-04 2009-05-21 Searete Llc, A Limited Liability Corporation Of The State Of Delaware Probability adjustment of a virtual world loss event
US7958047B2 (en) 2005-02-04 2011-06-07 The Invention Science Fund I Virtual credit in simulated environments
US8688569B1 (en) 2005-03-23 2014-04-01 Jpmorgan Chase Bank, N.A. System and method for post closing and custody services
US20060271452A1 (en) * 2005-05-25 2006-11-30 Sparaggis Panayotis T System and method for relative-volatility linked portfolio adjustment
US7822682B2 (en) 2005-06-08 2010-10-26 Jpmorgan Chase Bank, N.A. System and method for enhancing supply chain transactions
AU2006262221B2 (en) * 2005-06-20 2012-08-23 Cfph, Llc Enhanced system and method for managing financial market information
AU2006263644A1 (en) * 2005-06-29 2007-01-04 Itg Software Solutions, Inc. System and method for generating real-time indicators in a trading list or portfolio
US8566191B2 (en) * 2005-07-05 2013-10-22 Fmr Llc Generating an annuity payment using a dynamic asset allocation investment
US8055566B2 (en) * 2005-08-09 2011-11-08 Sacks Barry H Method and system for using credit lines to enhance the durability of securities portfolios
US7567928B1 (en) 2005-09-12 2009-07-28 Jpmorgan Chase Bank, N.A. Total fair value swap
US7818238B1 (en) 2005-10-11 2010-10-19 Jpmorgan Chase Bank, N.A. Upside forward with early funding provision
US9757455B2 (en) * 2005-11-28 2017-09-12 Johnson & Johnson Consumer Inc. Oral therapeutic compound delivery system
ITMI20052438A1 (en) * 2005-12-21 2007-06-22 Gamma Croma Spa METHOD FOR REALIZING A COMPOSITE ARTICLE INCLUDING A COSMETIC PRODUCT AND A DECORATIVE ELEMENT
US8112332B1 (en) 2005-12-30 2012-02-07 United Services Automobile Association (Usaa) Financial assessment systems and methods
US8280794B1 (en) 2006-02-03 2012-10-02 Jpmorgan Chase Bank, National Association Price earnings derivative financial product
US8285627B2 (en) * 2006-02-22 2012-10-09 Michael Anthony Noel Platform for customizing a derivative portfolio trading strategy
US7908204B2 (en) * 2006-04-25 2011-03-15 Yuri Boglaev Market speedometer
US7620578B1 (en) 2006-05-01 2009-11-17 Jpmorgan Chase Bank, N.A. Volatility derivative financial product
US7647268B1 (en) 2006-05-04 2010-01-12 Jpmorgan Chase Bank, N.A. System and method for implementing a recurrent bidding process
US20100094773A1 (en) * 2006-06-26 2010-04-15 Andrew Knight Simpson Web based valuation game
US7571109B2 (en) 2006-07-14 2009-08-04 Fawls Robert A System and method for assessing operational process risk and quality by calculating operational value at risk
US9811868B1 (en) 2006-08-29 2017-11-07 Jpmorgan Chase Bank, N.A. Systems and methods for integrating a deal process
US8562422B2 (en) 2006-09-28 2013-10-22 Cfph, Llc Products and processes for processing information related to weather and other events
US8708227B1 (en) * 2006-10-31 2014-04-29 United Services Automobile Association (Usaa) Systems and methods for remote deposit of checks
US8341066B2 (en) * 2006-11-02 2012-12-25 Preston Jr John E System and method for determining optimal investment strategy
US7827096B1 (en) 2006-11-03 2010-11-02 Jp Morgan Chase Bank, N.A. Special maturity ASR recalculated timing
US7680719B1 (en) 2006-12-12 2010-03-16 Goldman Sachs & Co. Method, system and apparatus for wealth management
US8463697B1 (en) 2007-01-10 2013-06-11 Liberty Home Equity Solutions, Inc. Method and system for providing a loan using equity in a new home
US20080177654A1 (en) * 2007-01-19 2008-07-24 Edmund Hon Wah Hor Non-Deterministic Trading Systems and Methods
US7840468B2 (en) * 2007-02-05 2010-11-23 Jpmorgan Chase Bank, N.A. System and method for a risk management framework for hedging mortality risk in portfolios having mortality-based exposure
US20090048903A1 (en) * 2007-08-13 2009-02-19 Universal Passage, Inc. Method and system for universal life path decision support
US20090048907A1 (en) * 2007-08-13 2009-02-19 Universal Passage, Inc. Method and system for advertising and data mining as a part of a marketing and sales program for universal critical life stage decision support
US20090055249A1 (en) * 2007-08-13 2009-02-26 Universal Passage, Inc. Method and system for providing a structured virtual world for advertising and data mining as a part of a marketing and sales program for universal life stage decision support
US20090138335A1 (en) * 2007-08-13 2009-05-28 Universal Passage, Inc. Method and system for providing identity template management as a part of a marketing and sales program for universal life stage decision support
US8484115B2 (en) 2007-10-03 2013-07-09 Palantir Technologies, Inc. Object-oriented time series generator
US20090171824A1 (en) * 2007-12-27 2009-07-02 Dmitriy Glinberg Margin offsets across portfolios
US10540712B2 (en) 2008-02-08 2020-01-21 The Pnc Financial Services Group, Inc. User interface with controller for selectively redistributing funds between accounts
US7849004B2 (en) * 2008-02-29 2010-12-07 American Express Travel Related Services Company, Inc. Total structural risk model
US7991671B2 (en) 2008-03-27 2011-08-02 Chicago Mercantile Exchange Inc. Scanning based spreads using a hedge ratio non-linear optimization model
US20090281960A1 (en) * 2008-05-09 2009-11-12 Derrell Hendrix System and method using securities issuance for risk transference
US8401938B1 (en) 2008-05-12 2013-03-19 The Pnc Financial Services Group, Inc. Transferring funds between parties' financial accounts
US8751385B1 (en) 2008-05-15 2014-06-10 The Pnc Financial Services Group, Inc. Financial email
JP4513131B2 (en) * 2008-05-23 2010-07-28 住友電気工業株式会社 Method for producing soft magnetic material and method for producing dust core
US8423449B2 (en) * 2008-06-20 2013-04-16 Salient Partners, L.P. Consolidated sales, marketing, and customer support system for financial products
US8984390B2 (en) 2008-09-15 2015-03-17 Palantir Technologies, Inc. One-click sharing for screenshots and related documents
US20100070426A1 (en) 2008-09-15 2010-03-18 Palantir Technologies, Inc. Object modeling for exploring large data sets
US8041714B2 (en) * 2008-09-15 2011-10-18 Palantir Technologies, Inc. Filter chains with associated views for exploring large data sets
US8135598B2 (en) * 2008-10-28 2012-03-13 Allianz Life Insurance Company Of North America Systems and methods for providing a deferred annuity with a target date retirement benefit
US20100121746A1 (en) * 2008-11-13 2010-05-13 Ez Decisions Llc Financial statement risk assessment and management system and method
US8473428B2 (en) * 2008-12-18 2013-06-25 Cisco Technology, Inc. Generation and use of specific probability tables for arithmetic coding in data compression systems
US10891037B1 (en) 2009-01-30 2021-01-12 The Pnc Financial Services Group, Inc. User interfaces and system including same
US8965798B1 (en) 2009-01-30 2015-02-24 The Pnc Financial Services Group, Inc. Requesting reimbursement for transactions
US20100217725A1 (en) * 2009-02-24 2010-08-26 Clyne Miles A Apparatus for automatic financial portfolio monitoring and associated methods
US8224734B2 (en) 2009-03-07 2012-07-17 Bastgone, LLC Financial risk cover analysis, modeling control and monitoring system
WO2010124332A1 (en) * 2009-04-30 2010-11-04 Hopkins Pass Pty Ltd An alert system
WO2010141558A2 (en) * 2009-06-03 2010-12-09 Ten-Sixty Asset Management System for modeling investment performance
US8473390B2 (en) * 2009-07-22 2013-06-25 Axa Equitable Funds Management Group, Llc Computerized method and system for managing a financial portfolio relative to market volatility
US8321333B2 (en) 2009-09-15 2012-11-27 Chicago Mercantile Exchange Inc. System and method for determining the market risk margin requirements associated with a credit default swap
US8131634B1 (en) 2009-09-15 2012-03-06 Chicago Mercantile Exchange Inc. System and method for determining the market risk margin requirements associated with a credit default swap
US8401950B2 (en) * 2010-01-25 2013-03-19 Fair Isaac Corporation Optimizing portfolios of financial instruments
US8738514B2 (en) 2010-02-18 2014-05-27 Jpmorgan Chase Bank, N.A. System and method for providing borrow coverage services to short sell securities
US8352354B2 (en) 2010-02-23 2013-01-08 Jpmorgan Chase Bank, N.A. System and method for optimizing order execution
US8791949B1 (en) 2010-04-06 2014-07-29 The Pnc Financial Services Group, Inc. Investment management marketing tool
US8780115B1 (en) 2010-04-06 2014-07-15 The Pnc Financial Services Group, Inc. Investment management marketing tool
US20110264602A1 (en) * 2010-04-22 2011-10-27 Donald James Erdman Computer-Implemented Systems And Methods For Implementing Dynamic Trading Strategies In Risk Computations
US8458085B1 (en) 2010-06-03 2013-06-04 Zelman Yakubov Investor social networking website
US8458084B2 (en) 2010-06-03 2013-06-04 Zelman Yakubov Investor social networking website
US8417614B1 (en) 2010-07-02 2013-04-09 The Pnc Financial Services Group, Inc. Investor personality tool
US8423444B1 (en) 2010-07-02 2013-04-16 The Pnc Financial Services Group, Inc. Investor personality tool
US11475524B1 (en) 2010-07-02 2022-10-18 The Pnc Financial Services Group, Inc. Investor retirement lifestyle planning tool
US11475523B1 (en) 2010-07-02 2022-10-18 The Pnc Financial Services Group, Inc. Investor retirement lifestyle planning tool
US8930250B1 (en) 2010-08-26 2015-01-06 Edward Jones & Co. System and method of evaluating an investment portfolio
US8732059B2 (en) 2010-08-26 2014-05-20 Edward D. Jones & Co., L.P. Method and system for building an investment portfolio
US8688477B1 (en) 2010-09-17 2014-04-01 National Assoc. Of Boards Of Pharmacy Method, system, and computer program product for determining a narcotics use indicator
SG10201508393WA (en) * 2010-10-10 2015-11-27 Super Derivatives Inc Device, method and system of testing financial derivative instruments
US20120330817A1 (en) * 2010-12-02 2012-12-27 Integrated Transaction Systems Ltd. Risk management system and method for monitoring and controlling of messages in a trading system
US20120203710A1 (en) * 2011-02-04 2012-08-09 Discovery Holdings Limited System and method of managing an investment on behalf of an investor
US20120203711A1 (en) * 2011-02-04 2012-08-09 Discovery Holdings Limited System and method of managing an investment on behalf of an investor
US9665908B1 (en) 2011-02-28 2017-05-30 The Pnc Financial Services Group, Inc. Net worth analysis tools
US8374940B1 (en) 2011-02-28 2013-02-12 The Pnc Financial Services Group, Inc. Wealth allocation analysis tools
US9852470B1 (en) 2011-02-28 2017-12-26 The Pnc Financial Services Group, Inc. Time period analysis tools for wealth management transactions
US8321316B1 (en) * 2011-02-28 2012-11-27 The Pnc Financial Services Group, Inc. Income analysis tools for wealth management
US9098831B1 (en) 2011-04-19 2015-08-04 The Pnc Financial Services Group, Inc. Search and display of human resources information
US8732574B2 (en) 2011-08-25 2014-05-20 Palantir Technologies, Inc. System and method for parameterizing documents for automatic workflow generation
AU2011226956A1 (en) * 2011-09-29 2013-04-18 Skaffold Pty Limited Systems and methods for providing share assessment data with price and value analysis
AU2011226958A1 (en) * 2011-09-29 2013-04-18 Skaffold Pty Limited Systems and methods for providing share assessment data in relation to virtual portfolios
US20130085965A1 (en) * 2011-10-04 2013-04-04 Hui Dai Method and Apparatus of Investment Strategy Formulation and Evaluation
US10169812B1 (en) 2012-01-20 2019-01-01 The Pnc Financial Services Group, Inc. Providing financial account information to users
US10937097B1 (en) 2012-02-06 2021-03-02 Acorns Grow Incorporated Systems and methods for creating excess funds from retail transactions and apportioning those funds into investments
US8781906B2 (en) * 2012-02-06 2014-07-15 Walter Cruttenden Systems and methods for managing consumer transaction-based investments
US9495708B2 (en) 2012-06-11 2016-11-15 Acorns Grow Incorporated Systems and methods for managing electronic interactive gaming-based investments
US9348677B2 (en) 2012-10-22 2016-05-24 Palantir Technologies Inc. System and method for batch evaluation programs
US20140143173A1 (en) * 2012-11-16 2014-05-22 Gerald Cochrane Wagner Systems and methods for using a reverse mortgage as a portfolio supplement
US20140156334A1 (en) * 2012-12-04 2014-06-05 International Business Machines Corporation Setting constraints in project portfolio optimization
US20150324918A1 (en) * 2012-12-12 2015-11-12 Selfwealth Ltd Methods and systems for collaborative portfolio optimization
US20140172683A1 (en) * 2012-12-14 2014-06-19 PIEtech, Inc. Loss tolerance methodology
US9881339B2 (en) * 2012-12-18 2018-01-30 Johnathan Mun Project economics analysis tool
US20140201105A1 (en) * 2013-01-15 2014-07-17 PrairieSmarts LLC Investment portfolio risk analysis system
USD972577S1 (en) 2013-03-14 2022-12-13 Acorns Grow Inc. Mobile device screen with a graphical user interface
US11176614B1 (en) 2013-03-14 2021-11-16 Acorns Grow Incorporated Systems and methods for creating excess funds from retail transactions and apportioning those funds into investments
USD969818S1 (en) 2013-03-14 2022-11-15 Acorns Grow Inc. Mobile device screen with graphical user interface
USD928190S1 (en) 2013-03-14 2021-08-17 Acorns Grow Incorporated Mobile device screen or portion thereof with an animated graphical user interface
USD927508S1 (en) 2013-03-14 2021-08-10 Acorns Grow Incorporated Mobile device screen or portion thereof with graphical user interface
US8868486B2 (en) 2013-03-15 2014-10-21 Palantir Technologies Inc. Time-sensitive cube
US20140279703A1 (en) * 2013-03-15 2014-09-18 Open Access Technology International, Inc. Systems and methods for parameter estimation for use in determining value-at-risk
US11227028B2 (en) * 2013-03-15 2022-01-18 Locus Lp Hyperdimensional vector representations for algorithmic functional grouping of complex systems
US8855999B1 (en) 2013-03-15 2014-10-07 Palantir Technologies Inc. Method and system for generating a parser and parsing complex data
US8903717B2 (en) 2013-03-15 2014-12-02 Palantir Technologies Inc. Method and system for generating a parser and parsing complex data
US20140279369A1 (en) * 2013-03-15 2014-09-18 Financial Tracking Technologies, Llc Methods, systems, and computer-readable media for automating trading and reversing of financial trades
US8909656B2 (en) 2013-03-15 2014-12-09 Palantir Technologies Inc. Filter chains with associated multipath views for exploring large data sets
US10515123B2 (en) * 2013-03-15 2019-12-24 Locus Lp Weighted analysis of stratified data entities in a database system
US8930897B2 (en) 2013-03-15 2015-01-06 Palantir Technologies Inc. Data integration tool
US20150081592A1 (en) * 2013-08-23 2015-03-19 Axioma, Inc. Adjusted Factor-Based Performance Attribution
US20150095015A1 (en) 2013-09-27 2015-04-02 Statistics Solutions, Llc Method and System for Presenting Statistical Data in a Natural Language Format
CA2865603A1 (en) 2013-09-30 2015-03-30 The Toronto-Dominion Bank Systems and methods for administering investment portfolios based on transaction data
US8938686B1 (en) 2013-10-03 2015-01-20 Palantir Technologies Inc. Systems and methods for analyzing performance of an entity
US20150127580A1 (en) * 2013-11-05 2015-05-07 Novus Partners, Inc. Equalizer
AU2014360754A1 (en) * 2013-12-02 2016-06-16 Finmason, Inc. Systems and methods for financial asset analysis
US9105000B1 (en) 2013-12-10 2015-08-11 Palantir Technologies Inc. Aggregating data from a plurality of data sources
GB2537776A (en) * 2014-02-14 2016-10-26 Tidd Nathan Selecting equity investments using quantitative multi-factor models
US9974512B2 (en) 2014-03-13 2018-05-22 Convergence Medical, Llc Method, system, and computer program product for determining a patient radiation and diagnostic study score
US8924429B1 (en) 2014-03-18 2014-12-30 Palantir Technologies Inc. Determining and extracting changed data from a data source
US20160098795A1 (en) * 2014-10-02 2016-04-07 Mehmet Alpay Kaya Path-Dependent Market Risk Observer
USD785640S1 (en) 2015-02-11 2017-05-02 Acorns Grow Inc. Mobile device screen or portion thereof with a graphical user interface
WO2016164160A1 (en) * 2015-04-09 2016-10-13 Finmason, Inc. Systems and methods for retirement planning
US10706473B2 (en) 2015-05-18 2020-07-07 Optimal Asset Management Systems and methods for customizing a portfolio using visualization and control of factor exposure
US20160343079A1 (en) * 2015-05-19 2016-11-24 Optimal Assett Managegment System and methods for completing a portfolio according to a factor blend analysis
USD792890S1 (en) 2015-05-22 2017-07-25 Acorns Grow Incorporated Display screen or portion therof with a financial data graphical user interface
CA2991793A1 (en) * 2015-08-03 2017-02-09 Aquilon Energy Services, Inc. Energy collaboration platform with multiple information level matching
US11138667B2 (en) * 2016-03-30 2021-10-05 Nvstr Technologies Inc. Data structures for transfer and processing of financial data
US10467697B2 (en) * 2016-04-18 2019-11-05 Laurent Bensemana Method and system for building an enhanced investment portfolio
US10762564B2 (en) * 2016-11-10 2020-09-01 International Business Machines Corporation Autonomous peer-to-peer energy networks operating on a blockchain
US10963964B1 (en) 2016-12-28 2021-03-30 Wells Fargo Bank, N.A. Measuring risk tolerance using virtual or augmented reality view of simulated outcome
US11113757B1 (en) 2017-02-13 2021-09-07 Wells Fargo Bank, N.A. Systems and methods for filtering digital content having a negative financial influence
US10509612B2 (en) 2017-08-10 2019-12-17 Td Ameritrade Ip Company, Inc. Three-dimensional information system
US11301746B2 (en) 2017-12-30 2022-04-12 Graphen, Inc. Persona-driven and artificially-intelligent avatar
US11120503B2 (en) * 2018-01-21 2021-09-14 Optimal Asset Management, Inc. Analysis and visual presentation of dataset components
USD928799S1 (en) 2018-07-19 2021-08-24 Acorns Grow Incorporated Mobile device screen or portion thereof with graphical user interface
US20220027990A1 (en) * 2018-09-14 2022-01-27 Element Ai Inc. Trading schedule management system
US11244385B1 (en) * 2018-10-10 2022-02-08 Wells Fargo Bank, N.A. System and method for providing virtual coaching
WO2020075305A1 (en) * 2018-10-12 2020-04-16 Ｈｅｒｏｚ株式会社 Management assistance device, management assistance method, and management assistance program
US11567655B2 (en) 2019-02-21 2023-01-31 Acorns Grow Incorporated Secure signature creation on a secondary device
GB2595092A (en) * 2019-03-01 2021-11-17 Conquest Planning Inc Strategic advice manager for financial plans
US11302447B1 (en) * 2019-06-21 2022-04-12 Medpros, Llc Systems and methods for simulating mechanisms of injury utilizing an objective impairment injury score risk model
DE102019005116A1 (en) * 2019-07-23 2021-01-28 Daimler Ag Procedure for trading cryptocurrencies
US20210042737A1 (en) * 2019-08-07 2021-02-11 Seatig Inc. Distributed computing architecture with settlement mechanism to enable traceability of credit tokenization, disbursement and repayment
USD927521S1 (en) 2019-12-09 2021-08-10 Acorns Grow Incorporated Mobile device screen or portion thereof with a graphical user interface
US11443380B2 (en) * 2020-02-20 2022-09-13 Mark Cummings System and method of providing and recording personalized context-specific advice in the form of an artificial intelligence view of a hierarchical portfolio
US11539752B2 (en) 2020-04-28 2022-12-27 Bank Of America Corporation Selective security regulation for network communication
US11556635B2 (en) 2020-04-28 2023-01-17 Bank Of America Corporation System for evaluation and weighting of resource usage activity
US20220101437A1 (en) * 2020-07-23 2022-03-31 Fmr Llc Machine Learning Portfolio Simulating and Optimizing Apparatuses, Methods and Systems
US20220068502A1 (en) * 2020-08-31 2022-03-03 Usarad Holdings, Inc. Automated Matching in a Second Opinion Brokerage System
US20220261892A1 (en) * 2021-02-12 2022-08-18 Blackstar Enterprises Group, Inc. System and method for facilitating a public offering on an immutable blockchain provided to eligible qualified investors based upon priorty of interest
WO2022212381A1 (en) * 2021-03-30 2022-10-06 Jpmorgan Chase Bank, N.A. Method and system for graph-based attribution analysis
KR102489494B1 (en) * 2021-04-26 2023-01-18 정내권 A platform and calculation method that calculates the contribution due to carbon emission generation using a blockchain and calculates the payment, contribution, investment, and profit situation for the contribution
US20220358499A1 (en) * 2021-05-07 2022-11-10 Jpmorgan Chase Bank, N.A. Method and system for autonomous portfolio platform management

Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6349290B1 (en) * 1998-06-30 2002-02-19 Citibank, N.A. Automated system and method for customized and personalized presentation of products and services of a financial institution
US20020111890A1 (en) * 1999-11-01 2002-08-15 Sloan Ronald E. Financial modeling and counseling system

Family Cites Families (133)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US4597046A (en) 1980-10-22 1986-06-24 Merrill Lynch, Pierce Fenner & Smith Securities brokerage-cash management system obviating float costs by anticipatory liquidation of short term assets
JPS5752967A (en) 1980-09-17 1982-03-29 Nec Corp Device for immediately calculating and displaying dose distribution
GB2192567B (en) 1986-04-23 1990-04-25 Honda Motor Co Ltd Method of and apparatus for supplying coating agent to coating robot
US5852811A (en) 1987-04-15 1998-12-22 Proprietary Financial Products, Inc. Method for managing financial accounts by a preferred allocation of funds among accounts
US4953085A (en) 1987-04-15 1990-08-28 Proprietary Financial Products, Inc. System for the operation of a financial account
US5644727A (en) 1987-04-15 1997-07-01 Proprietary Financial Products, Inc. System for the operation and management of one or more financial accounts through the use of a digital communication and computation system for exchange, investment and borrowing
US5185696A (en) 1988-01-06 1993-02-09 Casio Computer Co., Ltd. Financial calculator capable of displaying graphic representation
US5222019A (en) 1988-01-06 1993-06-22 Casio Computer Co., Ltd. Financial calculator capable of displaying graphic representation
US4896291A (en) 1988-05-20 1990-01-23 International Business Machines Corporation Valuator menu for use as a graphical user interface tool
JPH0219963A (en) 1988-07-08 1990-01-23 Hitachi Ltd Method and system for monitoring real time state
US5621812A (en) 1989-05-01 1997-04-15 Credit Verification Corporation Method and system for building a database for use with selective incentive marketing in response to customer shopping histories
US5077665A (en) 1989-05-25 1991-12-31 Reuters Limited Distributed matching system
US5136501A (en) 1989-05-26 1992-08-04 Reuters Limited Anonymous matching system
US5126936A (en) 1989-09-01 1992-06-30 Champion Securities Goal-directed financial asset management system
US5132899A (en) 1989-10-16 1992-07-21 Fox Philip J Stock and cash portfolio development system
US5214579A (en) 1989-12-22 1993-05-25 L & C Family Partnership Goal-oriented investment indexing, tracking and monitoring data processing system
WO1991019183A1 (en) 1990-06-04 1991-12-12 Eastman Kodak Company Method for interactive self-modeling mixture analysis
US5193056A (en) 1991-03-11 1993-03-09 Signature Financial Group Inc. Data processing system for hub and spoke financial services configuration
US6055514A (en) 1992-03-20 2000-04-25 Wren; Stephen Corey System for marketing foods and services utilizing computerized centraland remote facilities
EP1111531A1 (en) 1992-06-10 2001-06-27 Cantor Fitzgerald Fixed income portfolio index processor and method for using same
US5675746A (en) 1992-09-30 1997-10-07 Marshall; Paul S. Virtual reality generator for use with financial information
US5721850A (en) 1993-01-15 1998-02-24 Quotron Systems, Inc. Method and means for navigating user interfaces which support a plurality of executing applications
US5806049A (en) 1993-04-21 1998-09-08 Petruzzi; Christopher R. Data processing system for global assessment of investment opportunity and cost
AU7686994A (en) 1993-08-18 1995-03-21 Wells Fargo Nikko Investment Advisors Investment fund management method and system
US5745885A (en) 1993-10-08 1998-04-28 Human Capital Resources, Inc. Data storage medium for funding education by acquiring shares of students'f
US5809484A (en) 1993-10-08 1998-09-15 Human Capital Resources, Inc. Method and apparatus for funding education by acquiring shares of students future earnings
US5812988A (en) 1993-12-06 1998-09-22 Investments Analytic, Inc. Method and system for jointly estimating cash flows, simulated returns, risk measures and present values for a plurality of assets
US6018722A (en) 1994-04-18 2000-01-25 Aexpert Advisory, Inc. S.E.C. registered individual account investment advisor expert system
EP0686926A3 (en) 1994-05-24 1996-06-12 Ron S Dembo Method and apparatus for optimal portfolio replication
US5761442A (en) 1994-08-31 1998-06-02 Advanced Investment Technology, Inc. Predictive neural network means and method for selecting a portfolio of securities wherein each network has been trained using data relating to a corresponding security
AU4373196A (en) 1994-12-13 1996-07-03 Fs Holdings, Inc. A system for receiving, processing, creating, storing and disseminating investment information
US6058378A (en) 1995-02-22 2000-05-02 Citibank, N.A. Electronic delivery system and method for integrating global financial services
US5729700A (en) 1995-02-24 1998-03-17 Meyer Melnikoff Methods and apparatus for facilitating execution of asset trades based on nonnegative investment risk, using overlapping time periods
US5784696A (en) 1995-02-24 1998-07-21 Melnikoff; Meyer Methods and apparatus for evaluating portfolios based on investment risk
US5774663A (en) 1995-09-05 1998-06-30 Huntington Bancshares, Inc. Personal banker customer management system providing interactive video communication in real time concerning banking information
US5615109A (en) 1995-05-24 1997-03-25 Eder; Jeff Method of and system for generating feasible, profit maximizing requisition sets
US5774883A (en) 1995-05-25 1998-06-30 Andersen; Lloyd R. Method for selecting a seller's most profitable financing program
US6012042A (en) 1995-08-16 2000-01-04 Window On Wallstreet Inc Security analysis system
US5806048A (en) 1995-10-12 1998-09-08 Mopex, Inc. Open end mutual fund securitization process
EP0770967A3 (en) 1995-10-26 1998-12-30 Koninklijke Philips Electronics N.V. Decision support system for the management of an agile supply chain
US6055517A (en) 1995-10-30 2000-04-25 Efi Actuaries Method of determining optimal asset allocation utilizing asset cash flow simulation
US6186793B1 (en) 1995-11-07 2001-02-13 Randall E. Brubaker Process to convert cost and location of a number of actual contingent events within a region into a three dimensional surface over a map that provides for every location within the region its own estimate of expected cost for future contingent events
US5930774A (en) 1996-01-29 1999-07-27 Overlap, Inc. Method and computer program for evaluating mutual fund portfolios
US5811055A (en) 1996-02-06 1998-09-22 Geiger; Michael B. Torch mounted gas scavaging system for manual and robotic welding and cutting torches
US5870550A (en) 1996-02-26 1999-02-09 Network Engineering Software Web server employing multi-homed, moldular framework
US5819237A (en) 1996-02-13 1998-10-06 Financial Engineering Associates, Inc. System and method for determination of incremental value at risk for securities trading
US6018768A (en) 1996-03-08 2000-01-25 Actv, Inc. Enhanced video programming system and method for incorporating and displaying retrieved integrated internet information segments
US6513069B1 (en) 1996-03-08 2003-01-28 Actv, Inc. Enhanced video programming system and method for providing a distributed community network
AU2068997A (en) 1996-03-15 1997-10-01 Citibank, N.A. A method and system for analysing and handling the customer files of a financial institution
US5950176A (en) 1996-03-25 1999-09-07 Hsx, Inc. Computer-implemented securities trading system with a virtual specialist function
US5774873A (en) 1996-03-29 1998-06-30 Adt Automotive, Inc. Electronic on-line motor vehicle auction and information system
US5884287A (en) 1996-04-12 1999-03-16 Lfg, Inc. System and method for generating and displaying risk and return in an investment portfolio
US6081768A (en) 1996-05-13 2000-06-27 Abb Power T&D Company Inc. Digital peak detector
US5987433A (en) 1996-06-03 1999-11-16 General Electric Company Method and system for developing a time horizon based investment strategy
US5987434A (en) 1996-06-10 1999-11-16 Libman; Richard Marc Apparatus and method for transacting marketing and sales of financial products
US5826250A (en) 1996-06-19 1998-10-20 Pegasystems Inc. Rules bases and methods of access thereof
US5819263A (en) 1996-07-19 1998-10-06 American Express Financial Corporation Financial planning system incorporating relationship and group management
US6064984A (en) 1996-08-29 2000-05-16 Marketknowledge, Inc. Graphical user interface for a computer-implemented financial planning tool
US6253192B1 (en) 1996-08-30 2001-06-26 The Quantam Consultancy Group (Proprietary) Limited Method of personal financial planning
CA2264680A1 (en) 1996-08-30 1998-04-09 The Quantum Consultancy Group (Proprietary) Limited Method of personal financial planning
US6012043A (en) 1996-09-09 2000-01-04 Nationwide Mutual Insurance Co. Computerized system and method used in financial planning
US5930762A (en) 1996-09-24 1999-07-27 Rco Software Limited Computer aided risk management in multiple-parameter physical systems
US5963625A (en) 1996-09-30 1999-10-05 At&T Corp Method for providing called service provider control of caller access to pay services
US5963925A (en) 1996-10-09 1999-10-05 Visa International Service Association Electronic statement presentment system
US5903879A (en) 1996-10-29 1999-05-11 Mitchell; Clark Alan Method of managing a loan for funding a pension
US6275814B1 (en) 1996-11-27 2001-08-14 Investment Strategies Network Investment portfolio selection system and method
US5913202A (en) 1996-12-03 1999-06-15 Fujitsu Limited Financial information intermediary system
US5978778A (en) 1996-12-30 1999-11-02 O'shaughnessy; James P. Automated strategies for investment management
US6317726B1 (en) 1996-12-30 2001-11-13 Netfolio, Inc. Automated strategies for investment management
US5920848A (en) 1997-02-12 1999-07-06 Citibank, N.A. Method and system for using intelligent agents for financial transactions, services, accounting, and advice
US5970478A (en) 1997-03-12 1999-10-19 Walker Asset Management Limited Partnership Method, apparatus, and program for customizing credit accounts
US5999918A (en) 1997-04-02 1999-12-07 Rational Investors, Inc. Interactive color confidence indicators for statistical data
US5873071A (en) 1997-05-15 1999-02-16 Itg Inc. Computer method and system for intermediated exchange of commodities
US6119103A (en) 1997-05-27 2000-09-12 Visa International Service Association Financial risk prediction systems and methods therefor
US6292827B1 (en) 1997-06-20 2001-09-18 Shore Technologies (1999) Inc. Information transfer systems and method with dynamic distribution of data, control and management of information
EP0895173A3 (en) 1997-08-02 2003-02-12 Fujitsu Services Limited Computer system for delivery of financial services
US5940812A (en) 1997-08-19 1999-08-17 Loanmarket Resources, L.L.C. Apparatus and method for automatically matching a best available loan to a potential borrower via global telecommunications network
US6085174A (en) 1997-09-23 2000-07-04 Edelman; Ric Computer assisted and/or implemented process and architecture for administering an investment and/or retirement program
US6324523B1 (en) 1997-09-30 2001-11-27 Merrill Lynch & Co., Inc. Integrated client relationship management processor
US6026382A (en) 1997-10-08 2000-02-15 Ncr Corporation Computer-implemented system for relationship management for financial institutions
US6393409B2 (en) 1997-10-31 2002-05-21 Morgan Stanley Dean Witter & Co. Computer method and apparatus for optimizing portfolios of multiple participants
US6112181A (en) 1997-11-06 2000-08-29 Intertrust Technologies Corporation Systems and methods for matching, selecting, narrowcasting, and/or classifying based on rights management and/or other information
US6021397A (en) * 1997-12-02 2000-02-01 Financial Engines, Inc. Financial advisory system
US6125355A (en) 1997-12-02 2000-09-26 Financial Engines, Inc. Pricing module for financial advisory system
US5918217A (en) * 1997-12-10 1999-06-29 Financial Engines, Inc. User interface for a financial advisory system
US6061768A (en) * 1997-12-18 2000-05-09 Advanced Micro Devices, Inc. Apparatus and method in a network interface device for storing tracking information indicating stored data status between contending memory controllers
US6332154B2 (en) 1998-09-11 2001-12-18 Genesys Telecommunications Laboratories, Inc. Method and apparatus for providing media-independent self-help modules within a multimedia communication-center customer interface
US6370508B2 (en) 1998-09-11 2002-04-09 Genesys Telecommunications Laboratories, Inc. Interface engine for managing business processes within a multimedia communication-center
US6230197B1 (en) 1998-09-11 2001-05-08 Genesys Telecommunications Laboratories, Inc. Method and apparatus for rules-based storage and retrieval of multimedia interactions within a communication center
US6996539B1 (en) * 1998-03-11 2006-02-07 Foliofn, Inc. Method and apparatus for enabling smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
JP2002507018A (en) 1998-03-12 2002-03-05 ヌーチー ソリューションズ インコーポレイテッド System that operates with client-defined rules
US6078904A (en) * 1998-03-16 2000-06-20 Saddle Peak Systems Risk direct asset allocation and risk resolved CAPM for optimally allocating investment assets in an investment portfolio
US6003018A (en) 1998-03-27 1999-12-14 Michaud Partners Llp Portfolio optimization by means of resampled efficient frontiers
US6327586B1 (en) 1998-05-27 2001-12-04 Wisdombuilder, L.L.C. System method and computer program product to automate the management and analysis of heterogeneous data
US6085175A (en) 1998-07-02 2000-07-04 Axiom Software Laboratories, Inc. System and method for determining value at risk of a financial portfolio
DE19837595B4 (en) 1998-08-19 2004-06-03 Kuka Roboter Gmbh Method and device for balancing the weight of a robot arm
US6275807B1 (en) 1998-08-26 2001-08-14 Metropolitan Life Insurance Company Computer system and methods for management, and control of annuities and distribution of annuity payments
US6430542B1 (en) * 1998-08-26 2002-08-06 American Express Financial Corporation Computer-implemented program for financial planning and advice system
US6282520B1 (en) 1998-09-09 2001-08-28 Metropolitan Life Insurance Company Computer system and methods for allocation of the returns of a portfolio among a plurality of investors with different risk tolerance levels and allocation of returns from an efficient portfolio
US6292787B1 (en) * 1998-09-11 2001-09-18 Financial Engines, Inc. Enhancing utility and diversifying model risk in a portfolio optimization framework
US6236975B1 (en) 1998-09-29 2001-05-22 Ignite Sales, Inc. System and method for profiling customers for targeted marketing
US6418417B1 (en) 1998-10-08 2002-07-09 Strategic Weather Services System, method, and computer program product for valuating weather-based financial instruments
EP1129392A4 (en) * 1998-11-09 2004-06-30 Onecore Financial Network Inc Systems and methods for performing integrated financial transactions
JP2000163030A (en) 1998-12-01 2000-06-16 Hitachi Ltd Animation analysis assisting device
US6260024B1 (en) 1998-12-02 2001-07-10 Gary Shkedy Method and apparatus for facilitating buyer-driven purchase orders on a commercial network system
US6615240B1 (en) 1998-12-18 2003-09-02 Motive Communications, Inc. Technical support chain automation with guided self-help capability and option to escalate to live help
US6233566B1 (en) 1998-12-31 2001-05-15 Ultraprise Corporation System, method and computer program product for online financial products trading
US5987436A (en) 1999-01-26 1999-11-16 Halbrook; W. Bracey Obligated investment system
US6360210B1 (en) 1999-02-12 2002-03-19 Folio Trade Llc Method and system for enabling smaller investors to manage risk in a self-managed portfolio of assets/liabilities
US6567796B1 (en) 1999-03-23 2003-05-20 Microstrategy, Incorporated System and method for management of an automatic OLAP report broadcast system
US6388688B1 (en) 1999-04-06 2002-05-14 Vergics Corporation Graph-based visual navigation through spatial environments
US6375466B1 (en) 1999-04-23 2002-04-23 Milan Juranovic Method for teaching economics, management and accounting
US6195697B1 (en) 1999-06-02 2001-02-27 Ac Properties B.V. System, method and article of manufacture for providing a customer interface in a hybrid network
JP2000355290A (en) 1999-06-12 2000-12-26 Kenichiro Furuta Robot for assisting advance and going-over of step by extension/contraction degree of these respective legs and positional change in respective legs to apparatus by using wheeled extensible/contractible longitudinally slidable moving legs
US6470325B1 (en) 1999-06-18 2002-10-22 Adrian S. Leemhuis Method and data processing system for managing a mutual fund brokerage
TW522500B (en) 1999-07-28 2003-03-01 Winbond Electronics Corp Measurement of surface pressure distribution of whole wafer surface and feedback method
US6574600B1 (en) 1999-07-28 2003-06-03 Marketsound L.L.C. Audio financial data system
US6256773B1 (en) 1999-08-31 2001-07-03 Accenture Llp System, method and article of manufacture for configuration management in a development architecture framework
US6393412B1 (en) * 1999-09-23 2002-05-21 Peter Deep Method for allowing users to purchase professional services in a private chat room through a service brokerage via the internet
AU7439800A (en) 1999-09-24 2001-04-24 Dkg Intelligent interfaces for integrating goals and finances in an intuitive manner
US6370355B1 (en) 1999-10-04 2002-04-09 Epic Learning, Inc. Blended learning educational system and method
US7783545B2 (en) 1999-11-01 2010-08-24 Accenture Global Services Gmbh Automated coaching for a financial modeling and counseling system
US7315837B2 (en) 1999-11-01 2008-01-01 Accenture Llp Communication interface for a financial modeling and counseling system
US7921048B2 (en) 1999-11-01 2011-04-05 Accenture Global Services Gmbh Financial planning and counseling system projecting user cash flow
US7188076B2 (en) 1999-12-20 2007-03-06 Ndex Systems Inc. System and method for creating a true customer profile
JP2001209721A (en) 2000-01-27 2001-08-03 Nec Corp Financial asset unitary management system and its method
US6564191B1 (en) 2000-02-24 2003-05-13 Visveshwar N Reddy Computer-implemented method for performance measurement consistent with an investment strategy
US7231608B1 (en) 2000-03-08 2007-06-12 Accenture Llp Financial manager user interface as filed
US20020087496A1 (en) 2000-04-05 2002-07-04 Stirpe Paul A. System, method and applications for knowledge commerce
US20010039493A1 (en) 2000-04-13 2001-11-08 Pustejovsky James D. Answering verbal questions using a natural language system
US20020099613A1 (en) 2000-06-14 2002-07-25 Garret Swart Method for forming and expressing reservables and engagements in a database for a transaction service
US20020046074A1 (en) 2000-06-29 2002-04-18 Timothy Barton Career management system, method and computer program product
US20020161928A1 (en) 2000-10-10 2002-10-31 Awele Ndili Smart agent for providing network content to wireless devices

Patent Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6349290B1 (en) * 1998-06-30 2002-02-19 Citibank, N.A. Automated system and method for customized and personalized presentation of products and services of a financial institution
US20020111890A1 (en) * 1999-11-01 2002-08-15 Sloan Ronald E. Financial modeling and counseling system

Also Published As

Publication number Publication date
EP1423813A2 (en) 2004-06-02
AU2002329732A1 (en) 2003-03-03
CA2456824A1 (en) 2003-02-27
EP1423813A4 (en) 2004-08-18
WO2003017041A2 (en) 2003-02-27
US20020147671A1 (en) 2002-10-10
US7831494B2 (en) 2010-11-09

Similar Documents

Publication Publication Date Title
WO2003017041A3 (en) Financial portfolio risk management
Elie et al. A tale of a principal and many, many agents
Konno Piecewise linear risk function and portfolio optimization
WO2005026917A3 (en) Method and system for asset allocation
WO2007090106A3 (en) Identifying and compensating for model mis-specification in factor risk models
WO2006062695A3 (en) Method and system of collectively setting preferences among a plurality of electronic devices and users
WO2002065236A3 (en) System and method for managing consumer information
WO2005065335A3 (en) Option premium enhanced total returns from a predetermined index or etf type portfolio
WO2005008424A3 (en) Providing optimization of a financial portfolio using a parametric leptokurtic distribution
Dalziel Cambridge (UK) versus Cambridge (Mass.): A Keynesian Solution of “Pasinetti’s Paradox”
CN109146727A (en) Patent value assessment method and system based on AI
Schmidli Perturbed risk processes: a review
Nishkin The Economics of Money, Banking, and Financial Markets
CN109508863A (en) Investment portfolio risk data analysing method and device
CN110334350A (en) A kind of implicit attribute abstracting method and device
WO2001033402A8 (en) Financial portfolio risk management
CN106549395A (en) A kind of capacity collocation method of urbanite power distribution station comprehensive compensating device
Kahn Fixed-income risk modeling in the 1990s
WO2002044855A3 (en) A computerized portfolio and assessment system
Hadjimichalakis Expectations of the myopic perfect foresight'variety in monetary dynamics Stability and non-neutrality of money
Li et al. Neural network adaptive control for highway traffic.
Li et al. Fuzzy neural network load modeling based on subtractive clustering.
Doi et al. Government deficits, political inefficiency, and fiscal reconstruction in Japan
Bensoussan et al. A Control Theoretical Approach to Mean Field Games and Associated Master Equations
Alcala et al. Balancing small fixed and proportional transaction cost in trading strategies

Legal Events

Date Code Title Description
AK Designated states

Kind code of ref document: A2

Designated state(s): AE AG AL AM AT AU AZ BA BB BG BR BY BZ CA CH CN CO CR CU CZ DE DK DM DZ EE ES FI GB GD GE GH GM HR HU ID IL IN IS JP KE KG KP KR KZ LC LK LR LS LT LU LV MA MD MG MK MN MW MX MZ NO NZ PL PT RO RU SD SE SG SI SK SL TJ TM TR TT TZ UA UG US UZ VN YU ZA ZW

Kind code of ref document: A2

Designated state(s): AE AG AL AM AT AU AZ BA BB BG BY BZ CA CH CN CO CR CU CZ DE DM DZ EE ES FI GB GD GE GH GM HU ID IL IN IS JP KE KG KP KR KZ LK LR LS LT LU LV MA MD MG MK MW MX MZ NO NZ PL PT RO RU SD SG SI SK SL TJ TM TR TT TZ UA UG UZ VN YU ZA

AL Designated countries for regional patents

Kind code of ref document: A2

Designated state(s): GH GM KE LS MW MZ SD SL SZ UG ZM ZW AM AZ BY KG KZ RU TJ TM AT BE BG CH CY CZ DK EE ES FI FR GB GR IE IT LU MC PT SE SK TR BF BJ CF CG CI GA GN GQ GW ML MR NE SN TD TG

Kind code of ref document: A2

Designated state(s): GH GM KE LS MW MZ SD SL SZ TZ UG ZM ZW AM AZ BY KG KZ MD RU TJ TM AT BE BG CH CY CZ DE DK EE ES FI FR GB GR IE IT LU MC NL PT SE SK TR BF BJ CF CG CI CM GA GN GQ GW ML MR NE SN TD TG

121 Ep: the epo has been informed by wipo that ep was designated in this application
DFPE Request for preliminary examination filed prior to expiration of 19th month from priority date (pct application filed before 20040101)
WWE Wipo information: entry into national phase

Ref document number: 2456824

Country of ref document: CA

WWE Wipo information: entry into national phase

Ref document number: 2002765976

Country of ref document: EP

WWP Wipo information: published in national office

Ref document number: 2002765976

Country of ref document: EP

REG Reference to national code

Ref country code: DE

Ref legal event code: 8642

NENP Non-entry into the national phase

Ref country code: JP

WWW Wipo information: withdrawn in national office

Country of ref document: JP