WO2001003017A1 - Method and system for user registration on terminal - Google Patents

Method and system for user registration on terminal Download PDF

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Publication number
WO2001003017A1
WO2001003017A1 PCT/AU2000/000766 AU0000766W WO0103017A1 WO 2001003017 A1 WO2001003017 A1 WO 2001003017A1 AU 0000766 W AU0000766 W AU 0000766W WO 0103017 A1 WO0103017 A1 WO 0103017A1
Authority
WO
WIPO (PCT)
Prior art keywords
registration
user
page
sensing device
data
Prior art date
Application number
PCT/AU2000/000766
Other languages
French (fr)
Inventor
Paul Lapstun
Kia Silverbrook
Original Assignee
Silverbrook Research Pty Ltd
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from AUPQ1313A external-priority patent/AUPQ131399A0/en
Priority claimed from AUPQ2912A external-priority patent/AUPQ291299A0/en
Application filed by Silverbrook Research Pty Ltd filed Critical Silverbrook Research Pty Ltd
Priority to CA002414768A priority Critical patent/CA2414768C/en
Priority to AU56628/00A priority patent/AU761767B2/en
Priority to DE60039891T priority patent/DE60039891D1/en
Priority to EP00941784A priority patent/EP1212714B1/en
Publication of WO2001003017A1 publication Critical patent/WO2001003017A1/en

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q10/00—Administration; Management
    • G06Q10/10—Office automation; Time management
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q20/00—Payment architectures, schemes or protocols
    • G06Q20/30—Payment architectures, schemes or protocols characterised by the use of specific devices or networks
    • G06Q20/36—Payment architectures, schemes or protocols characterised by the use of specific devices or networks using electronic wallets or electronic money safes
    • G06Q20/367—Payment architectures, schemes or protocols characterised by the use of specific devices or networks using electronic wallets or electronic money safes involving electronic purses or money safes
    • G06Q20/3674—Payment architectures, schemes or protocols characterised by the use of specific devices or networks using electronic wallets or electronic money safes involving electronic purses or money safes involving authentication
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L12/00—Data switching networks
    • H04L12/02—Details
    • H04L12/16—Arrangements for providing special services to substations
    • H04L12/18—Arrangements for providing special services to substations for broadcast or conference, e.g. multicast
    • H04L12/1813—Arrangements for providing special services to substations for broadcast or conference, e.g. multicast for computer conferences, e.g. chat rooms
    • H04L12/1827—Network arrangements for conference optimisation or adaptation
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L65/00—Network arrangements, protocols or services for supporting real-time applications in data packet communication
    • H04L65/40—Support for services or applications
    • H04L65/403—Arrangements for multi-party communication, e.g. for conferences
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L9/00—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols
    • H04L9/32—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials
    • H04L9/3226—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials using a predetermined code, e.g. password, passphrase or PIN
    • H04L9/3231—Biological data, e.g. fingerprint, voice or retina
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04M—TELEPHONIC COMMUNICATION
    • H04M3/00—Automatic or semi-automatic exchanges
    • H04M3/42—Systems providing special services or facilities to subscribers
    • H04M3/56—Arrangements for connecting several subscribers to a common circuit, i.e. affording conference facilities
    • H04M3/567—Multimedia conference systems
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04N—PICTORIAL COMMUNICATION, e.g. TELEVISION
    • H04N7/00—Television systems
    • H04N7/14—Systems for two-way working
    • H04N7/15—Conference systems
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L2209/00—Additional information or applications relating to cryptographic mechanisms or cryptographic arrangements for secret or secure communication H04L9/00
    • H04L2209/56—Financial cryptography, e.g. electronic payment or e-cash
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L2209/00—Additional information or applications relating to cryptographic mechanisms or cryptographic arrangements for secret or secure communication H04L9/00
    • H04L2209/60—Digital content management, e.g. content distribution
    • H04L2209/608—Watermarking
    • H—ELECTRICITY
    • H04—ELECTRIC COMMUNICATION TECHNIQUE
    • H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L2209/00—Additional information or applications relating to cryptographic mechanisms or cryptographic arrangements for secret or secure communication H04L9/00
    • H04L2209/80—Wireless
    • H04L2209/805—Lightweight hardware, e.g. radio-frequency identification [RFID] or sensor
    • Y—GENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10—TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10S—TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S118/00—Coating apparatus
    • Y10S118/15—Roller structure

Definitions

  • the present invention relates generally to methods, systems and apparatus for interacting with computers. More particularly, the invention relates to registration of a user to use a particular terminal of a computer system, utilizing such systems, methods and apparatus
  • the invention has been developed primarily to allow a large number of distributed users to interact with networked information via printed matter and optical sensors, thereby to obtain interactive printed matter on demand via high-speed networked color printers. Although the invention will largely be described herein with reference to this use, it will be appreciated that the invention is not limited to use in this field.
  • PCT/AU00/00762 PCT/AU00/00763, PCT/AU00/0076 I , PCT/AU00/00760, PCT/AU00/00759, PCT/AUOO/00758, PCT/AU00/00764, PCT/AU00/00765, PCT/AU00/00767, PCT/AU00/00768, PCT/AU00/00773, PCT/AU00/00774, PCT/AU00/00775, PCT/AU00/00776, PCT/AU00/00777, PCT/AU00/00770, PCT/AU00/00769, PCT/AU00/00771 , PCT/AU00/00772, PCT/AU00/00754, PCT/AU00/00755, PCT/AU00/00756, PCT/AU00/00757
  • Identification information may be provided in the form of textual information entered via a keyboard, in the form of information stored on an access token such as a smart card, or in the form of biometric information captured by the system.
  • User registration allows a computer system to control access to its resources, and allows it to provide users with implicit access to their data and preferences as soon as they are identified. Where a computer system includes a number of terminals, user registration can extend to provide individual users with access to only selected terminals.
  • a method for registration of a user for use of a terminal of a computer system includes providing a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form.
  • the method also includes receiving in the computer system, through said terminal, indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data.
  • the method further includes determining, from the indicating data and stored user registration data in the computer system, an identity of a registered user of the computer system; and storing, in the computer system, registration data associating the identity of the registered user with said computer system terminal.
  • the at least one action of the sensing device in relation to the registration form includes the formation of handwritten text and/or markings on the form.
  • the indicating data regarding the formation of handwritten text and/or markings on the registration form is used to derive the identity of the registered user from the stored user registration data.
  • One form of the invention includes using the indicating data regarding the formation of handwritten text and or markings on the registration form to generate, from the stored user registration data, a list form indicating registered users corresponding to the indicating data, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form.
  • the method may include receiving in the computer system further indicating data from the sensing device, the further indicating data including information regarding the identity of the list form and at least one action of the sensing device in relation to the list form generated by the sensing device using at least some of the coded data, the further indicating data being used to determine one of the listed registered users for association with said computer system terminal.
  • the computer system includes stored data indicating correspondence between the sensing device and a registered user, and the step of determining the identity of a registered user is performed using the stored correspondence data.
  • One form of the present invention includes: providing a first printed form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form; receiving in the computer system indicating data from the sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data; identifying a registered user of the computer system from the stored correspondence between the registered user and the received identity of the sensing device; and generating said registration form, wherein the registration information includes an indication of the identity of the registered user.
  • One form of the invention includes receiving in the computer system authorizing data from a second sensing device, the authorizing data including information regarding the identity of the second sensing device, the identity of the registration form and at least one action of the second sensing device in relation to the registration form generated by the second sensing device using at least some of the coded data, the second sensing device being associated in the computer system with a second registered user authorized to permit registrations of users for computer system terminals.
  • the computer system terminal includes a printer, and wherein the registration form is printed, using the printer of the computer system terminal, on demand on the surface of a sheet material including printing said coded data thereon.
  • the coded data is printed so as to be at least substantially invisible in the visible spectrum.
  • a system for registration of a user for use of a terminal of a computer system including: a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form; a computer system having a terminal adapted to receive indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data, the computer system including: processing means for determining, from the indicating data and registration data stored in the computer system, an identity of a registered user of the computer system; and data storage for storing registration data associating the identity of the registered user with said computer system terminal.
  • the at least one action of the sensing device in relation to the registration form includes the formation of handwritten text and/or markings on the form.
  • the indicating data regarding the formation of handwritten text and/or markings on the registration form can then be used to derive the identity of the registered user from information stored in the data storage of the computer system.
  • a list form indicating registered users corresponding to the indicating data is generated, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form, the list form being generated, from information stored in the computer system, using the indicating data regarding the formation of handwritten text and/or markings on the registration form.
  • the system includes the sensing device which contains an identification means that imparts a unique identity to the sensing device.
  • the sensing device is preferably uniquely associated with the registered user.
  • the computer system terminal preferably includes a printer for printing the registration form on demand.
  • the registration form is preferably printed on the surface of a sheet material including printing said coded data thereon. Further, the coded data is preferably printed so as to be at least substantially invisible in the visible spectrum.
  • Figure 1 is a schematic of a the relationship between a sample p ⁇ nted netpage and its online page description
  • Figure 2 is a schematic view of a interaction between a netpage pen, a netpage p ⁇ nter, a netpage page server, and a netpage application server,
  • Figure 3 illustrates a collection of netpage servers and p ⁇ nters interconnected via a network
  • Figure 4 is a schematic view of a high-level structure of a p ⁇ nted netpage and its online page description
  • Figure 5 is a plan view showing a structure of a netpage tag
  • Figure 6 is a plan view showing a relationship between a set of the tags shown in Figure 5 and a field of view of a netpage sensing device in the form of a netpage pen
  • FIG. 7 is a flowchart of a tag image processing and decoding algo ⁇ thm
  • Figure 8 is a perspective view of a netpage pen and its associated tag-sensing field-of-view cone
  • Figure 9 is a perspective exploded view of the netpage pen shown m Figure 8
  • Figure 10 is a schematic block diagram of a pen controller for the netpage pen shown in Figures 8 and 9,
  • Figure 11 is a perspective view of a wall-mounted netpage p ⁇ nter
  • Figure 12 is a section through the length of the netpage p ⁇ nter of Figure 11 .
  • Figure 12a is an enlarged portion of Figure 12 showing a section of the duplexed print engines and glue wheel assembly
  • Figure 13 is a detailed view of the ink cartridge, ink, air and glue paths, and p ⁇ nt engines of the netpage p ⁇ nter of Figures 11 and 12,
  • Figure 14 is a schematic block diagram of a p ⁇ nter controller for the netpage p ⁇ nter shown in Figures 11 and 12,
  • Figure 15 is a schematic block diagram of duplexed p ⁇ nt engine controllers and MemjefTM p ⁇ ntheads associated with the p ⁇ nter controller shown in Figure 14,
  • Figure 16 is a schematic block diagram of the p ⁇ nt engine controller shown in Figures 14 and 15, Figure 17 is a perspective view of a single MemjetTM p ⁇ nting element, as used in, for example, the netpage p ⁇ nter of Figures 10 to 12,
  • Figure 18 is a perspective view of a small part of an array of MemjetTM p ⁇ nting elements
  • Figure 19 is a se ⁇ es of perspective views illustrating the operating cycle of the MemjetTM p ⁇ nting element shown in Figure 13
  • Figure 20 is a perspective view of a short segment of a pagewidth MemjetTM p ⁇ nthead
  • Figure 21 is a schematic view of a user class diagram
  • Figure 22 is a schematic view of a p ⁇ nter class diagram
  • Figure 23 is a schematic view of a pen class diagram
  • Figure 24 is a schematic view of an application class diagram
  • Figure 25 is a schematic view of a document and page desc ⁇ ption class diagram
  • Figure 26 is a schematic view of a document and page ownership class diagram
  • Figure 27 is a schematic view of a terminal element specialization class diagram
  • Figure 28 is a schematic view of a static element specialization class diagram
  • Figure 29 is a schematic view of a hyperlink element class diagram
  • Figure 30 is a schematic view of a hyperlink element specialization class diagram
  • Figure 31 is a schematic view of a hyperlinked group class diagram
  • Figure 32 is a schematic view of a form class diagram
  • Figure 33 is a schematic view of a digital ink class diagram
  • Figure 34 is a schematic view of a field element specialization class diagram
  • Figure 35 is a schematic view of a checkbox field class diagram
  • Figure 36 is a schematic view of a text field class diagram
  • Figure 37 is a schematic view of a signature field class diagram
  • Figure 38 is a flowchart of an input processing algo ⁇ thm
  • Figure 38a is a detailed flowchart of one step of the flowchart of Figure 38,
  • Figure 39 is a schematic view of a page server command element class diagram
  • Figure 40 is a schematic view of a subsc ⁇ ption delivery protocol
  • Figure 41 is a schematic view of a hyperlink request class diagram
  • Figure 42 is a schematic view of a hyperlink activation protocol
  • Figure 43 is a schematic view of a form submission protocol
  • Figure 44 is a schematic view of a set of user interface flow document icons
  • Figure 45 is a schematic view of a set of user interface page layout element icons
  • Figure 46 is a schematic view of a user registration user interface flow
  • Figure 47 is a schematic view of a user registration form
  • Figure 48 is a schematic view of a pen registration user interface flow
  • Figure 49 is a schematic view of a pen registration form
  • Figure 50 is a schematic view of a pen registration matching users page
  • Figure 51 is a schematic view of a pen registration local users page
  • Figure 52 is a schematic view of a user authonzation user interface flow
  • Figure 53 is a schematic view of a user authorization form
  • Figure 54 is a schematic view of a user authorization matching users page
  • Figure 55 is a schematic view of a user autho ⁇ zation global users page
  • MemjetTM is a trade mark of Silverbrook Research Pty Ltd, Australia
  • the invention is configured to work with the netpage networked computer system, a detailed overview of which follows It will be appreciated that not every implementation will necessa ⁇ ly embody all or even most of the specific details and extensions discussed below in relation to the basic system However, the system is desc ⁇ bed in its most complete form to reduce the need for external reference when attempting to understand the context in which the preferred embodiments and aspects of the present invention operate
  • the preferred form of the netpage system employs a computer interface in the form of a mapped surface, that is, a physical surface which contains references to a map of the surface maintained in a computer system
  • the map references can be queried by an appropriate sensing device
  • the map references may be encoded visibly or invisibly, and defined in such a way that a local query on the mapped surface yields an unambiguous map reference both within the map and among different maps
  • the computer system can contain information about features on the mapped surface, and such information can be retrieved based on map references supplied by a sensing device used with the mapped surface
  • the information thus ret ⁇ eved can take the form of actions which are initiated by the computer system on behalf of the operator in response to the operator's interaction with the surface features
  • the netpage system In its prefe ⁇ ed form, the netpage system relies on the production of, and human interaction with, netpages These are pages of text, graphics and images p ⁇ nted on ordinary paper, but which work like interactive web pages Information is encoded on each page using ink which is substantially invisible to the unaided human eye The ink, however, and thereby the coded data, can be sensed by an optically imaging pen and transmitted to the netpage system
  • buttons and hyperlinks on each page can be clicked with the pen to request information from the network or to signal preferences to a network server
  • text w ⁇ tten by hand on a netpage is automatically recognized and converted to computer text in the netpage system, allowing forms to be filled in
  • signatures recorded on a netpage are automatically ve ⁇ fied, allowing e-commerce transactions to be securely autho ⁇ zed
  • a p ⁇ nted netpage 1 can represent a interactive form which can be filled in by the user both physically, on the printed page, and "electronically", via communication between the pen and the netpage system
  • the example shows a "Request" form containing name and address fields and a submit button
  • the netpage consists of graphic data 2 p ⁇ nted using visible ink, and coded data 3 p ⁇ nted as a collection of tags 4 using invisible ink
  • the corresponding page desc ⁇ ption 5, stored on the netpage network describes the individual elements of the netpage In particular it describes the type and spatial extent (zone) of each interactive element (I e text field or button m the example), to allow the netpage system to correctly interpret input via the netpage
  • the submit button 6, for example has a zone 7 which corresponds to the spatial extent of the corresponding graphic 8
  • the netpage pen 101 a preferred form of which is shown in Figures 8 and 9 and desc ⁇ bed in more detail below, works in conjunction with a netpage p ⁇ n
  • the netpage p ⁇ nter 601 is able to deliver, pe ⁇ odically or on demand, personalized newspapers, magazines, catalogs, brochures and other publications, all p ⁇ nted at high quality as interactive netpages Unlike a personal computer, the netpage p ⁇ nter is an appliance which can be, for example, wall-mounted adjacent to an area where the morning news is first consumed, such as in a user's kitchen, near a breakfast table, or near the household's point of departure for the day It also comes in tabletop, desktop, portable and miniature versions Netpages p ⁇ nted at their point of consumption combine the ease-of-use of paper with the timeliness and interactivity of an interactive medium
  • the netpage pen 101 interacts with the coded data on a printed netpage 1 and communicates, via a short-range radio link 9, the interaction to a netpage p ⁇ nter
  • the printer 601 sends the interaction to the relevant netpage page server 10 for inte ⁇ retation
  • the page server sends a co ⁇ esponding message to application computer software running on a netpage application server 13
  • the application server may in turn send a response which is printed on the originating p ⁇ nter
  • netpage system is made considerably more convenient in the prefe ⁇ ed embodiment by being used m conjunction with high-speed microelectromechanical system (MEMS) based Inkjet (MemjetTM) p ⁇ nters
  • MEMS microelectromechanical system
  • MemjetTM Inkjet
  • a netpage publication has the physical characteristics of a traditional newsmagazine, such as a set of letter- size glossy pages printed in full color on both sides, bound together for easy navigation and comfortable handling
  • the netpage p ⁇ nter exploits the growing availability of broadband Internet access Cable service is available to 95% of households in the United States, and cable modem service offering broadband Internet access is already available to 20% of these
  • the netpage p ⁇ nter can also operate with slower connections, but with longer delivery times and lower image quality Indeed, the netpage system can be enabled using existing consumer Inkjet and laser p ⁇ nters, although the system will operate more slowly and will therefore be less acceptable from a consumer's point of view
  • the netpage system is hosted on a p ⁇ vate intranet
  • the netpage system is hosted on a single computer or computer-enabled device, such as a printer
  • Netpage publication servers 14 on the netpage network are configured to deliver print-quality publications to netpage p ⁇ nters
  • Periodical publications are delivered automatically to subsc ⁇ bing netpage p ⁇ nters via pointcasting and multicasting Internet protocols
  • Personalized publications are filtered and formatted according to individual user profiles
  • a netpage printer can be configured to support any number of pens, and a pen can work with any number of netpage p ⁇ nters
  • each netpage pen has a unique identifier
  • a household may have a collection of colored netpage pens, one assigned to each member of the family This allows each user to maintain a distinct profile with respect to a netpage publication server or application server
  • a netpage pen can also be registered with a netpage registration server 11 and linked to one or more payment card accounts This allows e-commerce payments to be securely autho ⁇ zed using the netpage pen
  • the netpage registration server compares the signature captured by the netpage pen with a previously registered signature, allowing it to authenticate the user's identity to an e-commerce server
  • Other biometrics can also be used to ve ⁇ fy identity
  • a version of the netpage pen includes finge ⁇ nt scanning, ve ⁇ fied in a similar way by the netpage registration server
  • netpage p ⁇ nter may deliver pe ⁇ odicals such as the morning newspaper without user intervention, it can be configured never to deliver unsolicited junk mail In its preferred form, it only delivers pe ⁇ odicals from subsc ⁇ bed or otherwise autho ⁇ zed sources In this respect, the netpage p ⁇ nter is unlike a fax machine or e-mail account which is visible to anyjunk mailer who knows the telephone number or email address 1 NETPAGE SYSTEM ARCHITECTURE
  • UML Unified Modeling Language
  • a class diagram consists of a set of object classes connected by relationships, and two kinds of relationships are of interest here associations and generalizations
  • An association represents some kind of relationship between objects, I e between instances of classes A generalization relates actual classes, and can be understood in the following way if a class is thought of as the set of all objects of that class, and class A is a generalization of class B, then B is simply a subset of A
  • the UML does not directly support second-order modelling - I e classes of classes
  • Each class is drawn as a rectangle labelled with the name of the class It contains a list of the att ⁇ butes of the class, separated from the name by a horizontal line, and a list of the operations of the class, separated from the attribute list by a ho ⁇ zontal line In the class diagrams which follow, however, operations are never modelled
  • An association is drawn as a line joining two classes, optionally labelled at either end with the multiplicity of the association The default multiplicity is one
  • An aste ⁇ sk (*) indicates a multiplicity of "many", i e zero or more
  • Each association is optionally labelled with its name, and is also optionally labelled at either end with the role of the co ⁇ esponding class
  • An open diamond indicates an aggregation association ("ls-part-of '), and is drawn at the aggregator end of the association line
  • any class which is duplicated is shown with a dashed outline in all but the main diagram which defines it It is shown with attributes only where it is defined
  • Netpages are the foundation on which a netpage network is built They provide a paper-based user interface to published information and interactive services
  • a netpage consists of a p ⁇ nted page (or other surface region) invisibly tagged with references to an online desc ⁇ ption of the page
  • the online page desc ⁇ ption is maintained persistently by a netpage page server
  • the page desc ⁇ ption desc ⁇ bes the visible layout and content of the page, including text, graphics and images It also desc ⁇ bes the input elements on the page, including buttons, hyperlinks, and input fields
  • a netpage allows markings made with a netpage pen on its surface to be simultaneously captured and processed by the netpage system
  • each netpage is assigned a unique page identifier This page ID has sufficient precision to distinguish between a very large number of netpages
  • Each reference to the page desc ⁇ ption is encoded in a p ⁇ nted tag
  • the tag identifies the unique page on which it appears, and thereby indirectly identifies the page desc ⁇ ption
  • the tag also identifies its own position on the page Characteristics of the tags are desc ⁇ bed in more detail below
  • Tags are p ⁇ nted in infrared-abso ⁇ tive ink on any substrate which is infrared-reflective, such as ordinary paper Near-infrared wavelengths are invisible to the human eye but are easily sensed by a solid-state image sensor with an approp ⁇ ate filter
  • a tag is sensed by an area image sensor in the netpage pen, and the tag data is transmitted to the netpage system via the nearest netpage printer
  • the pen is wireless and communicates with the netpage p ⁇ nter via a short-range radio link Tags are sufficiently small and densely arranged that the pen can reliably image at least one tag even on a single click on the page It is important that the pen recognize the page ID and position on every interaction with the page, since the interaction is stateless Tags are e ⁇ or-co ⁇ ectably encoded to make them partially tolerant to surface damage
  • the netpage page server maintains a unique page instance for each p ⁇ nted netpage, allowing it to maintain a distinct set of user-supplied values for input fields in the page desc ⁇ ption for each printed netpage
  • the relationship between the page desc ⁇ ption, the page instance, and the printed netpage is shown in Figure
  • the p ⁇ nted netpage may be part of a printed netpage document 45
  • the page instance is associated with both the netpage p ⁇ nter which p ⁇ nted it and, if known, the netpage user who requested it
  • each tag identifies the region in which it appears, and the location of that tag within the region
  • a tag may also contain flags which relate to the region as a whole or to the tag
  • One or more flag bits may, for example, signal a tag sensing device to provide feedback indicative of a function associated with the immediate area of the tag, without the sensing device having to refer to a desc ⁇ ption of the region
  • a netpage pen may, for example, illuminate an "active area" LED when in the zone of a hyperlink
  • each tag contains an easily recognized inva ⁇ ant structure which aids initial detection, and which assists in minimizing the effect of any wa ⁇ induced by the surface or by the sensing process
  • the tags preferably tile the entire page, and are sufficiently small and densely a ⁇ anged that the pen can reliably image at least one tag even on a single click on the page It is important that the pen recognize the page ID and position on every interaction with the page,
  • Each tag contains 120 bits of information, typically allocated as shown in Table 1 Assuming a maximum tag density of 64 per square inch, a 16-bit tag ID supports a region size of up to 1024 square inches Larger regions can be mapped continuously without increasing the tag ID precision simply by using abutting regions and maps The 100-bit region ID allows 2 100 ( ⁇ 10 30 or a million tnlhon tnllion) different regions to be uniquely identified
  • the 120 bits of tag data are redundantly encoded using a (15, 5) Reed-Solomon code This yields 360 encoded bits consisting of 6 codewords of 15 4-bit symbols each
  • the (15, 5) code allows up to 5 symbol e ⁇ ors to be co ⁇ ected per codeword, I e it is tolerant of a symbol e ⁇ or rate of up to 33% per codeword
  • Each 4-bit symbol is represented in a spatially coherent way in the tag, and the symbols of the six codewords are interleaved spatially within the tag This ensures that a burst e ⁇ or (an e ⁇ or affecting multiple spatially adjacent bits) damages a minimum number of symbols overall and a minimum number of symbols in any one codeword, thus maximising the likelihood that the burst e ⁇ or can be fully co ⁇ ected
  • the physical representation of the tag shown in Figure 5, includes fixed target structures 15, 16, 17 and vanable data areas 18
  • the fixed target structures allow a sensing device such as the netpage pen to detect the tag and infer its three-dimensional o ⁇ entation relative to the sensor
  • the data areas contain representations of the individual bits of the encoded tag data
  • the tag is rendered at a resolution of 256x256 dots When p ⁇ nted at 1600 dots per inch this yields a tag with a diameter of about 4 mm At this resolution the tag is designed to be su ⁇ ounded by a "quiet area" of radius 16 dots Since the quiet area is also contnubbed by adjacent tags, it only adds 16 dots to the effective diameter of the tag
  • the tag includes six target structures
  • a detection nng 15 allows the sensing device to initially detect the tag
  • the ring is easy to detect because it is rotationally invariant and because a simple co ⁇ ection of its aspect ratio removes most of the effects of perspective distortion
  • An o ⁇ entation axis 16 allows the sensing device to dete ⁇ nine the approximate planar o ⁇ entation of the tag due to the yaw of the sensor
  • the o ⁇ entation axis is skewed to yield a unique o ⁇ entation
  • Four perspective targets 17 allow the sensing device to infer an accurate two-dimensional perspective transform of the tag and hence an accurate three-dimensional position and orientation of the tag relative to the sensor
  • each data bit is represented by a radial wedge in the form of an area bounded by two radial lines and two concentnc circular arcs
  • Each wedge has a minimum dimension of 8 dots at 1600 dpi and is designed so that its base (its inner arc), is at least equal to this minimum dimension
  • the height of the wedge in the radial direction is always equal to the minimum dimension
  • Each 4-bit data symbol is represented by an a ⁇ ay of 2x2 wedges
  • the 15 4-bit data symbols of each of the six codewords are allocated to the four concentnc symbol nngs 18a to 18d in interleaved fashion Symbols are allocated alternately in circular progression around the tag
  • the interleaving is designed to maximise the average spatial distance between any two symbols of the same codeword
  • the sensing device In order to support "single-click" interaction with a tagged region via a sensing device, the sensing device must be able to see at least one entire tag in its field of view no matter where in the region or at what o ⁇ entation it is positioned
  • the required diameter of the field of view of the sensing device is therefore a function of the size and spacing of the tags
  • the tag image processing and decoding performed by a sensing device such as the netpage pen is shown in Figure 7 While a captured image is being acquired from the image sensor, the dynamic range of the image is determined (at 20) The center of the range is then chosen as the binary threshold for the image 21 The image is then thresholded and segmented into connected pixel regions (I e shapes 23) (at 22) Shapes which are too small to represent tag target structures are discarded The size and centroid of each shape is also computed
  • Binary shape moments 25 are then computed (at 24) for each shape, and these provide the basis for subsequently locating target structures
  • Central shape moments are by their nature invanant of position, and can be easily made invariant of scale, aspect ratio and rotation
  • the nng target structure 15 is the first to be located (at 26)
  • a ring has the advantage of being very well behaved when perspective-distorted Matching proceeds by aspect-normalizing and rotation-normalizing each shape's moments Once its second-order moments are normalized the nng is easy to recognize even if the perspective distortion was significant
  • the ring's o ⁇ ginal aspect and rotation 27 together provide a useful approximation of the perspective transform
  • the axis target structure 16 is the next to be located (at 28)
  • Matching proceeds by applying the ⁇ ng's normalizations to each shape's moments, and rotation-normalizing the resulting moments Once its second-order moments are normalized the axis target is easily recognized Note that one third order moment is required to disambiguate the two possible onentations of the axis The shape is deliberately skewed to one side to make this possible Note also that it is only possible to rotation-normalize the axis target after it has had the ⁇ ng's no ⁇ nalizations applied, since the perspective distortion can hide the axis target's axis The axis target's onginal rotation provides a useful approximation of the tag's rotation due to pen yaw 29
  • the four perspective target structures 17 are the last to be located (at 30) Good estimates of their positions are computed based on their known spatial relationships to the nng and axis targets, the aspect and rotation of the nng, and the rotation of the axis Matching proceeds by applying the ⁇ ng's normalizations to each shape's moments Once their second-order moments are normalized the circular perspective targets are easy to recognize, and the target closest to each estimated position is taken as a match
  • the original centroids of the four perspective targets are then taken to be the perspective-distorted corners 31 of a square of known size in tag space, and an eight-degree-of-freedom perspective transform 33 is infe ⁇ ed (at 32) based on solving the well-understood equations relating the four tag-space and image- space point pairs (see Heckbert, P , Fundamentals of Texture Mapping and Image Wa ⁇ g, Masters Thesis, Dept of EECS, U of California at Berkeley, Technical Report No UCB/CSD 89/516, June 1989, the contents
  • the infe ⁇ ed tag-space to image-space perspective transform is used to project (at 36) each known data bit position in tag space into image space where the real-valued position is used to bihnearly inte ⁇ olate (at 36) the four relevant adjacent pixels in the input image
  • the previously computed image threshold 21 is used to threshold the result to produce the final bit value 37
  • each of the six 60-bit Reed-Solomon codewords is decoded (at 38) to yield 20 decoded bits 39, or 120 decoded bits in total Note that the codeword symbols are sampled in codeword order, so that codewords are implicitly de-interleaved during the sampling process
  • the nng target 15 is only sought in a subarea of the image whose relationship to the image guarantees that the nng, if found, is part of a complete tag If a complete tag is not found and successfully decoded, then no pen position is recorded for the cu ⁇ ent frame Given adequate processing power and ideally a non-minimal field of view 193, an alternative strategy involves seeking another tag in the cu ⁇ ent image
  • the obtained tag data indicates the identity of the region containing the tag and the position of the tag within the region
  • An accurate position 35 of the pen nib in the region, as well as the overall onentation 35 of the pen, is then infe ⁇ ed (at 34) from the perspective transform 33 observed on the tag and the known spatial relationship between the pen's physical axis and the pen's optical axis
  • Tag Map Decoding a tag results in a region ID, a tag ID, and a tag-relative pen transform Before the tag ID and the tag-relative pen location can be translated into an absolute location within the tagged region, the location of the tag within the region must be known This is given by a tag map, a function which maps each tag ID in a tagged region to a co ⁇ esponding location
  • the tag map class diagram is shown in Figure 22, as part of the netpage p ⁇ nter class diagram
  • a tag map reflects the scheme used to tile the surface region with tags, and this can vary according to surface type When multiple tagged regions share the same tiling scheme and the same tag numbering scheme, they can also share the same tag map
  • the tag map for a region must be retrievable via the region ID
  • the tag map can be retrieved, the tag ID can be translated into an absolute tag location withm the region, and the tag-relative pen location can be added to the tag location to yield an absolute pen location within the region
  • a location-indicating tag contains a tag ID which, when translated through the tag map associated with the tagged region, yields a unique tag location within the region
  • the tag-relative location of the pen is added to this tag location to yield the location of the pen within the region
  • This in turn is used to determine the location of the pen relative to a user interface element in the page description associated with the region
  • Location-indicating tags therefore trivially support the capture of an absolute pen path in the zone of a particular user interface element
  • An object-indicating tag contains a tag ID which directly identifies a user interface element in the page desc ⁇ ption associated with the region All the tags in the zone of the user interface element identify the user interface element, making them all identical and therefore indistinguishable Object-indicating tags do not, therefore, support the capture of an absolute pen path They do, however, support the capture of a relative pen path So long as the position sampling frequency exceeds twice the encountered tag frequency, the displacement from one sampled pen position to the next within
  • the tags function in cooperation with associated visual elements on the netpage as user interactive elements in that a user can interact with the printed page using an approp ⁇ ate sensing device in order for tag data to be read by the sensing device and for an approp ⁇ ate response to be generated in the netpage system
  • a document is desc ⁇ bed at three levels At the most abstract level the document 836 has a hierarchical structure whose terminal elements 839 are associated with content objects 840 such as text objects, text style objects, image objects, etc
  • content objects 840 such as text objects, text style objects, image objects, etc
  • the document is paginated and otherwise formatted Formatted terminal elements 835 will in some cases be associated with content objects which are different from those associated with their co ⁇ esponding terminal elements, particularly where the content objects are style-related
  • Each pnnted instance of a document and page is also described separately, to allow input captured through a particular page instance 830 to be recorded separately from input captured through other instances of the same page description
  • a formatted document 834 consists of a set of formatted page descnptions 5, each of which consists of a set of formatted terminal elements 835
  • Each formatted element has a spatial extent or zone 58 on the page This defines the active area of input elements such as hyperlinks and input fields
  • a document instance 831 co ⁇ esponds to a formatted document 834 It consists of a set of page instances 830, each of which co ⁇ esponds to a page description 5 of the formatted document Each page instance 830 desc ⁇ bes a single unique pnnted netpage 1, and records the page ID 50 of the netpage A page instance is not part of a document instance if it represents a copy of a page requested in isolation
  • a page instance consists of a set of terminal element instances 832 An element instance only exists if it records instance-specific information Thus, a hyperlink instance exists for a hyperlink element because it records a transaction ID 55 which is specific to the page instance, and a field instance exists for a field element because it records input specific to the page instance An element instance does not exist, however, for static elements such as textflows
  • a terminal element can be a static element 843, a hyperlink element 844, a field element 845 or a page server command element 846, as shown in Figure 27
  • a static element 843 can be a style element 847 with an associated style object 854, a textflow element 848 with an associated styled text object 855, an image element 849 with an associated image element 856, a graphic element 850 with an associated graphic object 857, a video clip element 851 with an associated video clip object 858, an audio clip element 852 with an associated audio clip object 859, or a script element 853 with an associated script object 860, as shown in Figure 28
  • a page instance has a background field 833 which is used to record any digital ink captured on the page which does not apply to a specific input element
  • a tag map 811 is associated with each page instance to allow tags on the page to be translated into locations on the page
  • a netpage network consists of a distributed set of netpage page servers 10, netpage registration servers 11, netpage ID servers 12, netpage application servers 13, netpage publication servers 14, and netpage p ⁇ nters 601 connected via a network 19 such as the Internet, as shown in Figure 3
  • the netpage registration server 11 is a server which records relationships between users, pens, p ⁇ nters, applications and publications, and thereby authorizes va ⁇ ous network activities It authenticates users and acts as a signing proxy on behalf of authenticated users in application transactions It also provides handw ⁇ ting recognition services
  • a netpage page server 10 maintains persistent information about page descnptions and page instances
  • the netpage network includes any number of page servers, each handling a subset of page instances Since a page server also maintains user input values for each page instance, clients such as netpage printers send netpage input directly to the approp ⁇ ate page server The page server mte ⁇ rets any such input relative to the description of the co ⁇ esponding page
  • a netpage ID server 12 allocates document IDs 51 on demand, and provides load-balancing of page servers via its ID allocation scheme
  • a netpage p ⁇ nter uses the Internet Distributed Name System (DNS), or similar, to resolve a netpage page ID 50 into the network address of the netpage page server handling the co ⁇ esponding page instance
  • DNS Internet Distributed Name System
  • a netpage application server 13 is a server which hosts interactive netpage applications
  • a netpage publication server 14 is an application server which publishes netpage documents to netpage pnnters They are descnbed in detail in Section 2
  • Netpage servers can be hosted on a vanety of network server platforms from manufacturers such as IBM,
  • Hewlett-Packard, and Sun Multiple netpage servers can run concu ⁇ ently on a single host, and a single server can be distnaded over a number of hosts
  • Some or all of the functionality provided by netpage servers, and in particular the functionality provided by the ID server and the page server, can also be provided directly in a netpage appliance such as a netpage p ⁇ nter, in a computer workstation, or on a local network
  • the netpage pnnter 601 is an appliance which is registered with the netpage system and p ⁇ nts netpage documents on demand and via subsc ⁇ ption
  • Each printer has a unique pnnter ID 62, and is connected to the netpage network via a network such as the Internet, ideally via a broadband connection
  • the netpage p ⁇ nter contains no persistent storage
  • the network is the computer
  • Netpages function interactively across space and time with the help of the distnubbed netpage page servers 10, independently of particular netpage pnnters
  • the netpage pnnter receives subscribed netpage documents from netpage publication servers 14 Each document is distributed in two parts the page layouts, and the actual text and image objects which populate the pages Because of personalization, page layouts are typically specific to a particular subscnber and so are pointcast to the subsc ⁇ ber's pnnter via the approp ⁇ ate page server Text and image objects, on the other hand, are typically shared with other subsc ⁇ bers, and so are multicast to all subsc ⁇ bers' pnnters and the appropriate page servers
  • the netpage publication server optimizes the segmentation of document content into pointcasts and multicasts After receiving the pointcast of a document's page layouts, the p ⁇ nter knows which multicasts, if any, to listen to
  • the printer Once the printer has received the complete page layouts and objects that define the document to be p ⁇ nted, it can p ⁇ nt the document
  • the printer rastenzes and p ⁇ nts odd and even pages simultaneously on both sides of the sheet It contains duplexed p ⁇ nt engine controllers 760 and p ⁇ nt engines utilizing MemjetTM p ⁇ ntheads 350 for this pu ⁇ ose
  • the p ⁇ nting process consists of two decoupled stages raste ⁇ zation of page descnptions, and expansion and printing of page images
  • the raster image processor (RIP) consists of one or more standard DSPs 757 running in parallel
  • the duplexed print engine controllers consist of custom processors which expand, dither and pnnt page images in real time, synchronized with the operation of the p ⁇ ntheads in the p ⁇ nt engines
  • P ⁇ nters not enabled for IR p ⁇ nting have the option to p ⁇ nt tags using IR-abso ⁇ tive black k, although this restncts tags to otherwise empty areas of the page Although such pages have more limited functionality than IR-
  • a normal netpage p ⁇ nter p ⁇ nts netpages on sheets of paper More specialised netpage printers may print onto more specialised surfaces, such as globes Each printer supports at least one surface type, and supports at least one tag tiling scheme, and hence tag map, for each surface type
  • the tag map 81 1 which describes the tag tiling scheme actually used to p ⁇ nt a document becomes associated with that document so that the document's tags can be co ⁇ ectly inte ⁇ reted
  • Figure 2 shows the netpage printer class diagram, reflecting printer-related information maintained by a registration server 1 1 on the netpage network
  • a prefe ⁇ ed embodiment of the netpage printer is desc ⁇ bed in greater detail in Section 6 below, with reference to Figures 1 1 to 16
  • the netpage system can operate using p ⁇ nters made with a wide range of digital pnnting technologies, including thermal Inkjet, piezoelectric Inkjet, laser electrophotographic, and others
  • a netpage printer have the following charactenstics photographic quality color p ⁇ nting high quality text pnnting high reliability low printer cost • low ink cost low paper cost simple operation nearly silent p ⁇ nting high p ⁇ nting speed • simultaneous double sided pnnting compact form factor low power consumption
  • MemjetTM is a drop-on-demand Inkjet technology that mco ⁇ orates pagewidth pnntheads fabncated using microelectromechamcal systems (MEMS) technology
  • Figure 17 shows a single printing element 300 of a MemjetTM pnnthead
  • the netpage wallpnnter inco ⁇ orates 168960 printing elements 300 to form a 1600 dpi pagewidth duplex pnnter
  • This pnnter simultaneously prints cyan, magenta, yellow, black, and infrared inks as well as paper conditioner and ink fixative
  • the printing element 300 is approximately 110 microns long by 32 microns wide A ⁇ ays of these pnnting elements are formed on a silicon substrate 301 that inco ⁇ orates CMOS logic, data transfer, timing, and d ⁇ ve circuits (not shown)
  • Major elements of the p ⁇ nting element 300 are the nozzle 302, the nozzle nm 303, the nozzle chamber 304, the fluidic seal 305, the ink channel nm 306, the lever arm 307, the active actuator beam pair 308, the passive actuator beam pair 309, the active actuator anchor 310, the passive actuator anchor 31 1, and the ink inlet 312
  • the active actuator beam pair 308 is mechanically joined to the passive actuator beam pair 309 at the join 319 Both beams pairs are anchored at their respective anchor points 310 and 31 1
  • the combination of elements 308, 309, 310, 31 1 , and 319 form a cantilevered electrothermal bend actuator 320
  • Figure 18 shows a small part of an a ⁇ ay of printing elements 300, including a cross section 315 of a printing element 300
  • the cross section 315 is shown without ink, to clearly show the ink inlet 312 that passes through the silicon wafer 301
  • Figures 19(a), 19(b) and 19(c) show the operating cycle of a MemjetTM pnnting element 300
  • Figure 19(a) shows the quiescent position of the ink meniscus 316 pnor to printing an ink droplet Ink is retained in the nozzle chamber by surface tension at the ink meniscus 316 and at the fluidic seal 305 formed between the nozzle chamber 304 and the ink channel nm 306
  • the pnnthead CMOS circuitry distnbutes data from the pnnt engine controller to the co ⁇ ect pnnting element, latches the data, and buffers the data to dnve the electrodes 318 of the active actuator beam pair 308
  • Joule heating causes the beam pair 308 to expand
  • the passive actuator beam pair 309 is not heated, it does not expand, resulting in a stress difference between the two beam pairs
  • This stress difference is partially resolved by the cantilevered end of the electrothermal bend actuator 320 bending towards the substrate 301
  • the lever arm 307 transmits this movement to the nozzle chamber 304
  • the nozzle chamber 304 moves about two microns to the position shown in Figure 19(b) This increases the ink pressure, forcing ink 321 out of the nozzle 302, and causing the ink meniscus 316 to bulge
  • the actuator 320 returns to its onginal position This aids in the break-off of the ink droplet 317 from the ink 321 in the nozzle chamber, as shown in Figure 19(c)
  • the nozzle chamber is refilled by the action of the surface tension at the meniscus 316
  • Figure 20 shows a segment of a pnnthead 350 In a netpage pnnter, the length of the pnnthead is the full width of the paper (typically 210 mm) in the direction 351 The segment shown is 04 mm long (about 02% of a complete pnnthead) When pnnting, the paper is moved past the fixed pnnthead in the direction 352
  • the pnnthead has 6 rows of interdigitated printing elements 300, printing the six colors or types of ink supplied by the ink inlets 312
  • a nozzle guard wafer 330 is attached to the pnnthead substrate 301 for each nozzle 302 there is a co ⁇ esponding nozzle guard hole 331 through which the ink droplets are fired
  • filtered air is pumped through the air inlets 332 and out of the nozzle guard holes dunng pnntmg
  • the nozzle guard is sealed while the pnnter is idle
  • the active sensing device of the netpage system is typically a pen 101, which, using its embedded controller 134, is able to capture and decode IR position tags from a page via an image sensor.
  • the image sensor is a solid-state device provided with an appropriate filter to permit sensing at only near-infrared wavelengths.
  • the system is able to sense when the nib is in contact with the surface, and the pen is able to sense tags at a sufficient rate to capture human handwriting (i.e. at 200 dpi or greater and 100 Hz or faster).
  • Information captured by the pen is encrypted and wirelessly transmitted to the printer (or base station), the printer or base station inte ⁇ reting the data with respect to the (known) page structure.
  • the prefe ⁇ ed embodiment of the netpage pen operates both as a normal marking ink pen and as a non- marking stylus.
  • the marking aspect is not necessary for using the netpage system as a browsing system, such as when it is used as an Internet interface.
  • Each netpage pen is registered with the netpage system and has a unique pen ID 61.
  • Figure 23 shows the netpage pen class diagram, reflecting pen-related information maintained by a registration server 11 on the netpage network.
  • the pen determines its position and orientation relative to the page.
  • the nib is attached to a force sensor, and the force on the nib is inte ⁇ reted relative to a threshold to indicate whether the pen is "up” or "down".
  • This allows a interactive element on the page to be 'clicked' by pressing with the pen nib, in order to request, say, information from a network.
  • the force is captured as a continuous value to allow, say, the full dynamics of a signature to be verified.
  • the pen determines the position and orientation of its nib on the netpage by imaging, in the infrared spectrum, an area 193 of the page in the vicinity of the nib. It decodes the nearest tag and computes the position of the nib relative to the tag from the observed perspective distortion on the imaged tag and the known geometry of the pen optics. Although the position resolution of the tag may be low, because the tag density on the page is inversely proportional to the tag size, the adjusted position resolution is quite high, exceeding the minimum resolution required for accurate handwriting recognition.
  • Pen actions relative to a netpage are captured as a series of strokes.
  • a stroke consists of a sequence of time- stamped pen positions on the page, initiated by a pen-down event and completed by the subsequent pen-up event.
  • a stroke is also tagged with the page ID 50 of the netpage whenever the page ID changes, which, under normal circumstances, is at the commencement of the stroke.
  • Each netpage pen has a cu ⁇ ent selection 826 associated with it, allowing the user to perform copy and paste operations etc.
  • the selection is timestamped to allow the system to discard it after a defined time period.
  • the cu ⁇ ent selection describes a region of a page instance. It consists of the most recent digital ink stroke captured through the pen relative to the background area of the page. It is inte ⁇ reted in an application-specific manner once it is submitted to an application via a selection hyperlink activation.
  • Each pen has a cu ⁇ ent nib 824. This is the nib last notified by the pen to the system. In the case of the default netpage pen described above, either the marking black ink nib or the non-marking stylus nib is cu ⁇ ent.
  • Each pen also has a cu ⁇ ent nib style 825. This is the nib style last associated with the pen by an application, e.g. in response to the user selecting a color from a palette.
  • the default nib style is the nib style associated with the cu ⁇ ent nib. Strokes captured through a pen are tagged with the cu ⁇ ent nib style. When the strokes are subsequently reproduced, they are reproduced in the nib style with which they are tagged.
  • the pen is wireless and transmits digital ink to the netpage pnnter via a short-range radio link
  • the transmitted digital ink is encrypted for privacy and security and packetized for efficient transmission, but is always flushed on a pen-up event to ensure timely handling in the printer
  • the pen When the pen is out-of-range of a printer it buffers digital ink in internal memory, which has a capacity of over ten minutes of continuous handwnting When the pen is once again within range of a pnnter, it transfers any buffered digital ink
  • a pen can be registered with any number of pnnters, but because all state data resides in netpages both on paper and on the network, it is largely immaterial which pnnter a pen is communicating with at any particular time
  • the netpage printer 601 receives data relating to a stroke from the pen 101 when the pen is used to interact with a netpage 1
  • the coded data 3 of the tags 4 is read by the pen when it is used to execute a movement, such as a stroke
  • the data allows the identity of the particular page and associated interactive element to be determined and an indication of the relative positioning of the pen relative to the page to be obtained
  • the indicating data is transmitted to the pnnter, where it resolves, via the DNS, the page ID 50 of the stroke into the network address of the netpage page server 10 which maintains the co ⁇ esponding page instance 830 It then transmits the stroke to the page server If the page was recently identified m an earlier stroke, then the pnnter may already have the address of the relevant page server in its cache
  • Each netpage consists of a compact page layout maintained persistently by a netpage page server (see below)
  • the page layout refers to objects such as images, fonts and pieces of text, typically stored elsewhere on the netpage network
  • the page server When the page server receives the stroke from the pen, it retneves the page description to which the stroke applies, and determines which element of the page desc ⁇ ption the stroke intersects It is then able to inte ⁇ ret the stroke in the context of the type of the relevant element
  • a “click” is a stroke where the distance and time between the pen down position and the subsequent pen up position are both less than some small maximum
  • An object which is activated by a click typically requires a click to be activated, and accordingly, a longer stroke is ignored
  • the failure of a pen action, such as a "sloppy" click, to register is indicated by the lack of response from the pen's "ok” LED
  • There are two kinds of input elements in a netpage page desc ⁇ ption hyperlinks and form fields Input through a form field can also t ⁇ gger the activation of an associated hyperlink
  • a hyperlink is a means of sending a message to a remote application, and typically elicits a p ⁇ nted response in the netpage system
  • a hyperlink element 844 identifies the application 71 which handles activation of the hyperlink, a link ID 54 which identifies the hyperlink to the application, an "alias required" flag which asks the system to include the user's application alias ID 65 in the hyperlink activation, and a description which is used when the hyperlink is recorded as a favonte or appears in the user's history
  • the hyperlink element class diagram is shown in Figure 29 When a hyperlink is activated, the page server sends a request to an application somewhere on the network The application is identified by an application ID 64, and the application ID is resolved in the normal way via the DNS
  • a general hyperlink can implement a request for a linked document, or may simply signal a preference to a server
  • the co ⁇ esponding hyperlink instance 862 records a transaction ID 55 which can be specific to the page instance on which the hyperlink instance appears
  • the transaction ID can identify user-specific data to the application, for example a "shopping cart" of pending purchases maintained by a purchasing application on behalf of the user
  • the system includes the pen's cu ⁇ ent selection 826 in a selection hyperlink activation
  • the system includes the content of the associated form instance 868 in a form hyperlink activation, although if the hyperlink has its "submit delta" attnbute set, only input since the last form submission is included
  • the system includes an effective return path in all hyperlink activations
  • a hyperhnked group 866 is a group element 838 which has an associated hyperlink, as shown in Figure 31 When input occurs through any field element in the group, the hyperlink 844 associated with the group is activated
  • a hyperhnked group can be used to associate hyperlink behavior with a field such as a checkbox It can also be used, in conjunction with the "submit delta" attnbute of a form hyperlink, to provide continuous input to an application It can therefore be used to support a "blackboard" interaction model, I e where input is captured and therefore shared as soon as it occurs
  • a form defines a collection of related input fields used to capture a related set of inputs through a pnnted netpage
  • a form allows a user to submit one or more parameters to an application software program running on a server
  • a form 867 is a group element 838 in the document hierarchy It ultimately contains a set of terminal field elements 839
  • a form instance 868 represents a pnnted instance of a form It consists of a set of field instances 870 which co ⁇ espond to the field elements 845 of the form
  • Each field instance has an associated value 871, whose type depends on the type of the co ⁇ esponding field element
  • Each field value records input through a particular pnnted form instance, I e through one or more printed netpages
  • the form class diagram is shown in Figure 32
  • Each form instance has a status 872 which indicates whether the form is active, frozen, submitted, void or expired A form is active when first pnnted A form becomes frozen once it is signed or once its freeze time is reached A
  • Digital ink 873 consists of a set of timestamped stroke groups 874, each of which consists of a set of styled strokes 875
  • Each stroke consists of a set of timestamped pen positions 876, each of which also includes pen onentation and nib force
  • the digital ink class diagram is shown in Figure 33
  • a field element 845 can be a checkbox field 877, a text field 878, a drawing field 879, or a signature field 880
  • the field element class diagram is shown in Figure 34 Any digital ink captured in a field's zone 58 is assigned to the field
  • a checkbox field has an associated boolean value 881, as shown in Figure 35 Any mark (a tick, a cross, a stroke, a fill zigzag, etc ) captured m a checkbox field's zone causes a true value to be assigned to the field's value
  • a text field has an associated text value 882, as shown in Figure 36 Any digital ink captured in a text field's zone is automatically converted to text via online handw ⁇ ting recognition, and the text is assigned to the field's value
  • a signature field has an associated digital signature value 883, as shown in Figure 37
  • Any digital ink captured in a signature field's zone is automatically ve ⁇ fied with respect to the identity of the owner of the pen, and a digital signature of the content of the form of which the field is part is generated and assigned to the field's value
  • the digital signature is generated using the pen user's private signature key specific to the application which owns the form Online signature ve ⁇ fication is well-understood (see, for example, Plamondon, R and G Lorette, "Automatic Signature Ve ⁇ fication and Wnter Identification - The State of the Art", Pattern Recognition, Vol 22, No 2, 1989, the contents of which are herein inco ⁇ orated by cross-reference)
  • a field element is hidden if its "hidden" attnbute is set
  • a hidden field element does not have an input zone on a page and does not accept input It can have an associated field value which is included in the form data when the form containing the field is submitted
  • Digital ink as already stated, consists of a sequence of strokes Any stroke which starts in a particular element's zone is appended to that element's digital ink stream, ready for inte ⁇ retation Any stroke not appended to an object's digital ink stream is appended to the background field's digital ink stream
  • the system maintains a cu ⁇ ent selection for each pen
  • the selection consists simply of the most recent stroke captured in the background field
  • the selection is cleared after an inactivity timeout to ensure predictable behavior
  • the raw digital ink captured in every field is retained on the netpage page server and is optionally transmitted with the form data when the form is submitted to the application.
  • the entire background area of a form can be designated as a drawing field
  • the application can then decide, on the basis of the presence of digital ink outside the explicit fields of the form, to route the form to a human operator, on the assumption that the user may have indicated amendments to the filled-in fields outside of those fields
  • Figure 38 shows a flowchart of the process of handling pen input relative to a netpage
  • the process consists of receiving (at 884) a stroke from the pen, identifying (at 885) the page instance 830 to which the page ID 50 m the stroke refers, retrieving (at 886) the page description 5, identifying (at 887) a formatted element 839 whose zone 58 the stroke intersects, determining (at 888) whether the formatted element co ⁇ esponds to a field element, and if so appending (at 892) the received stroke to the digital ink of the field value 871, mte ⁇ reting (at 893) the accumulated digital ink of the field, and determining (at 894) whether the field is part of a hyperhnked group 866 and if so activating (at 895) the associated hyperlink, alternatively determining (at 889) whether the formatted element co ⁇ esponds to a hyperlink element and if so activating (at 895) the co ⁇ esponding
  • Figure 38a shows a detailed flowchart of step 893 in the process shown in Figure 38, where the accumulated digital ink of a field is inte ⁇ reted according to the type of the field
  • the process consists of determining (at 896) whether the field is a checkbox and (at 897) whether the digital ink represents a checkmark, and if so assigning (at 898) a true value to the field value, alternatively determining (at 899) whether the field is a text field and if so converting (at 900) the digital ink to computer text, with the help of the appropnate registration server, and assigning (at 901) the converted computer text to the field value, alternatively determining (at 902) whether the field is a signature field and if so verifying (at 903) the digital ink as the signature of the pen's owner, with the help of the appropnate registration server, creating (at 904) a digital signature of the contents of the co ⁇ esponding form, also with the help of the registration server and
  • a page server command is a command which is handled locally by the page server It operates directly on form, page and document instances
  • a page server command 907 can be a void form command 908, a duplicate form command 909, a reset form command 910, a get form status command 911, a duplicate page command 912, a reset page command 913, a get page status command 914, a duplicate document command 915, a reset document command 916, or a get document status command 917, as shown in Figure 39
  • a void form command voids the co ⁇ esponding form instance
  • a duplicate form command voids the co ⁇ esponding form instance and then produces an active pnnted copy of the cu ⁇ ent form instance with field values preserved The copy contains the same hyperlink transaction IDs as the ongmal, and so is indistinguishable from the ongmal to an application
  • a reset form command voids the co ⁇ esponding form instance and then produces an active pnnted copy of the form instance with field values discarded
  • a get form status command produces a printed report on the status of the co ⁇ esponding form instance, including who published it, when it was pnnted, for whom it was pnnted, and the form status of the form instance
  • a duplicate page command produces a pnnted copy of the co ⁇ esponding page instance with the background field value preserved If the page contains a form or is part of a form, then the duplicate page command is inte ⁇ reted as a duplicate form command
  • a reset page command produces a pnnted copy of the co ⁇ esponding page instance with the background field value discarded If the page contains a form or is part of a form, then the reset page command is inte ⁇ reted as a reset form command
  • a get page status command produces a pnnted report on the status of the co ⁇ esponding page instance, including who published it, when it was printed, for whom it was printed, and the status of any forms it contains or is part of The netpage logo which appears on every netpage is usually associated with a duplicate page element
  • a duplicate document command produces a p ⁇ nted copy of the co ⁇ esponding document instance with background field values preserved If the document contains any forms, then the duplicate document command duplicates the forms in the same way a duplicate form command does A reset document command produces a pnnted copy of the co ⁇ esponding document instance with background field values discarded If the document contains any forms, then the reset document command resets the forms in the same way a reset form command does A get document status command produces a pnnted report on the status of the co ⁇ esponding document instance, including who published it, when it was printed, for whom it was printed, and the status of any forms it contains
  • the command operates on the page identified by the pen's cu ⁇ ent selection rather than on the page containing the command This allows a menu of page server commands to be pnnted If the target page doesn't contain a page server command element for the designated page server command, then the command is ignored
  • An application can provide application-specific handling by embedding the relevant page server command element in a hyperhnked group
  • the page server activates the hyperlink associated with the hyperhnked group rather than executing the page server command
  • a page server command element is hidden if its "hidden” attribute is set
  • a hidden command element does not have an input zone on a page and so cannot be activated directly by a user It can, however, be activated via a page server command embedded in a different page, if that page server command has its "on selected" attnbute set
  • each netpage is pnnted with the netpage logo at the bottom to indicate that it is a netpage and therefore has interactive properties
  • the logo also acts as a copy button In most cases pressing the logo produces a copy of the page In the case of a form, the button produces a copy of the entire form And in the case of a secure document, such as a ticket or coupon, the button elicits an explanatory note or advertising page
  • the netpage pnnter has a single button labelled "Help" When pressed it elicits a single help page 46 of information, including status of printer connection status of printer consumables top-level help menu • document function menu top-level netpage network directory
  • the help menu provides a hierarchical manual on how to use the netpage system
  • the document function menu includes the following functions
  • a document function is initiated by selecting the document and then pressing the button
  • the status of a document indicates who published it and when, to whom it was delivered, and to whom and when it was subsequently submitted as a form
  • the help page is obviously unavailable if the pnnter is unable to pnnt In this case the "e ⁇ or" light is lit and the user can request remote diagnosis over the network
  • news is used as a canonical publication example to illustrate personalization mechanisms in the netpage system
  • news is often used in the limited sense of newspaper and newsmagazine news, the intended scope in the present context is wider
  • the editonal content and the advertising content of a news publication are personalized using different mechanisms
  • the editonal content is personalized according to the reader's explicitly stated and implicitly captured interest profile
  • the advertising content is personalized according to the reader's locality and demographic 2.1 EDITORIAL PERSONALIZATION
  • a subscriber can draw on two kinds of news sources: those that deliver news publications, and those that deliver news streams. While news publications are aggregated and edited by the publisher, news streams are aggregated either by a news publisher or by a specialized news aggregator. News publications typically co ⁇ espond to traditional newspapers and newsmagazines, while news streams can be many and varied: a "raw" news feed from a news service, a cartoon strip, a freelance writer's column, a friend's bulletin board, or the reader's own e-mail.
  • the netpage publication server supports the publication of edited news publications as well as the aggregation of multiple news streams. By handling the aggregation and hence the formatting of news streams selected directly by the reader, the server is able to place advertising on pages over which it otherwise has no editorial control.
  • T e subscriber builds a daily newspaper by selecting one or more contributing news publications, and creating a personalized version of each. The resulting daily editions are printed and bound together into a single newspaper.
  • the various members of a household typically express their different interests and tastes by selecting different daily publications and then customizing them.
  • the reader optionally selects specific sections. Some sections appear daily, while others appear weekly.
  • the set of available sections is specific to a publication, as is the default subset.
  • Custom sections can be created for e-mail and friends' announcements ("Personal"), or for monitoring news feeds for specific topics ("Alerts” or "Clippings”).
  • the reader optionally specifies its size, either qualitatively (e.g. short, medium, or long), or numerically (i.e. as a limit on its number of pages), and the desired proportion of advertising, either qualitatively (e.g. high, normal, low, none), or numerically (i.e. as a percentage).
  • the reader also optionally expresses a preference for a large number of shorter articles or a small number of longer articles. Each article is ideally written (or edited) in both short and long forms to support this preference.
  • An article may also be written (or edited) in different versions to match the expected sophistication of the reader, for example to provide children's and adults' versions.
  • the appropriate version is selected according to the reader's age.
  • the reader can specify a "reading age” which takes precedence over their biological age.
  • the articles which make up each section are selected and prioritized by the editors, and each is assigned a useful lifetime. By default they are delivered to all relevant subscribers, in priority order, subject to space constraints in the subscribers' editions.
  • the reader may optionally enable collaborative filtering. This is then applied to articles which have a sufficiently long lifetime.
  • Each article which qualifies for collaborative filtering is printed with rating buttons at the end of the article.
  • the buttons can provide an easy choice (e.g. “liked” and “disliked'), making it more likely that readers will bother to rate the article.
  • the reader optionally specifies a serendipity factor, either qualitatively (e.g. do or don't su ⁇ rise me), or numerically.
  • a high serendipity factor lowers the threshold used for matching during collaborative filtering. A high factor makes it more likely that the co ⁇ esponding section will be filled to the reader's specified capacity
  • a different serendipity factor can be specified for different days of the week
  • the reader also optionally specifies topics of particular interest within a section, and this modifies the pnonties assigned by the editors
  • the speed of the reader's Internet connection affects the quality at which images can be delivered
  • the reader optionally specifies a preference for fewer images or smaller images or both If the number or size of images is not reduced, then images may be delivered at lower quality (I e at lower resolution or with greater compression)
  • the reader specifies how quantities, dates, times and monetary values are localized This involves specifying whether units are impenal or metric, a local timezone and time format, and a local cu ⁇ ency, and whether the localization consist of in situ translation or annotation These preferences are denved from the reader's locality by default
  • the reader optionally specifies a global preference for a larger presentation Both text and images are scaled accordingly, and less information is accommodated on each page
  • the netpage system can be configured to provide automatic translation services in vanous guises
  • Effective advertising is placed on the basis of locality and demographics
  • Locality determines proximity to particular services, retailers etc , and particular interests and concerns associated with the local community and environment
  • Demographics determine general interests and preoccupations as well as likely spending patterns
  • a news publisher's most profitable product is advertising "space", a multi-dimensional entity determined by the publication's geographic coverage, the size of its readership, its readership demographics, and the page area available for advertising
  • the netpage publication server computes the approximate multi-dimensional size of a publication's saleable advertising space on a per-section basis, taking into account the publication's geographic coverage, the section's readership, the size of each reader's section edition, each reader's advertising proportion, and each reader's demographic
  • the netpage system allows the advertising space to be defined in greater detail, and allows smaller pieces of it to be sold separately It therefore allows it to be sold at closer to its true value
  • the same advertising "slot" can be sold in varying proportions to several advertisers, with individual readers' pages randomly receiving the advertisement of one advertiser or another, overall preserving the proportion of space sold to each advertiser
  • the netpage system allows advertising to be linked directly to detailed product information and online purchasing It therefore raises the mtnnsic value of the advertising space
  • an advertising aggregator can provide arbitrarily broad coverage of both geography and demographics. The subsequent disaggregation is efficient because it is automatic. This makes it more cost-effective for publishers to deal with advertising aggregators than to directly capture advertising. Even though the advertising aggregator is taking a proportion of advertising revenue, publishers may find the change profit-neutral because of the greater efficiency of aggregation.
  • the advertising aggregator acts as an intermediary between advertisers and publishers, and may place the same advertisement in multiple publications.
  • ad placement in a netpage publication can be more complex than ad placement in the publication's traditional counte ⁇ art, because the publication's advertising space is more complex. While ignoring the full complexities of negotiations between advertisers, advertising aggregators and publishers, the prefe ⁇ ed form of the netpage system provides some automated support for these negotiations, including support for automated auctions of advertising space. Automation is particularly desirable for the placement of advertisements which generate small amounts of income, such as small or highly localized advertisements.
  • the aggregator captures and edits the advertisement and records it on a netpage ad server. Co ⁇ espondingly, the publisher records the ad placement on the relevant netpage publication server. When the netpage publication server lays out each user's personalized publication, it picks the relevant advertisements from the netpage ad server.
  • the customization of a publication is typically publication-specific, and so the customization information is maintained by the relevant netpage publication server.
  • a collaborative filtering vector consists of the user's ratings of a number of news items. It is used to co ⁇ elate different users' interests for the pu ⁇ oses of making recommendations.
  • a collaborative filtering vector is therefore also maintained by the relevant netpage publication server. Contact details, including name, street address, ZIP Code, state, country, telephone numbers, are global by nature, and are maintained by a netpage registration server.
  • Presentation preferences including those for quantities, dates and times, are likewise global and maintained in the same way.
  • the localization of advertising relies on the locality indicated in the user's contact details, while the targeting of advertising relies on personal information such as date of birth, gender, ma ⁇ tal status, income, profession, education, or qualitative de ⁇ vatives such as age range and income range
  • Each user, pen, p ⁇ nter, application provider and application is assigned its own unique identifier, and the netpage registration server maintains the relationships between them, as shown in Figures 21 , 22, 23 and 24
  • a publisher is a special kind of application provider
  • a publication is a special kind of application
  • Each user 800 may be autho ⁇ zed to use any number of printers 802, and each pnnter may allow any number of users to use it
  • Each user has a single default printer (at 66), to which pe ⁇ odical publications are delivered by default, whilst pages p ⁇ nted on demand are delivered to the p ⁇ nter through which the user is interacting
  • the server keeps track of which publishers a user has authorized to p ⁇ nt to the user's default p ⁇ nter
  • a publisher does not record the ID of any particular printer, but instead resolves the ID when it is required
  • the user may also be designated as having administrative privileges 69 on the printer, allowing the user to autho ⁇ ze other users to use the p ⁇ nter This only has meaning if the p ⁇ nter requires administrative p ⁇ vileges 84 for such operations
  • the publisher 806 When a user subscribes 808 to a publication 807, the publisher 806 (l e application provider 803) is authorized to print to a specified p ⁇ nter or the user's default p ⁇ nter This authorization can be revoked at any time by the user
  • Each user may have several pens 801, but a pen is specific to a single user If a user is autho ⁇ zed to use a particular pnnter, then that printer recognizes any of the user's pens
  • the pen ID is used to locate the co ⁇ esponding user profile maintained by a particular netpage registration server, via the DNS in the usual way
  • a Web terminal 809 can be autho ⁇ zed to pnnt on a particular netpage pnnter, allowing Web pages and netpage documents encountered during Web browsing to be conveniently pnnted on the nearest netpage pnnter
  • the netpage system can collect, on behalf of a p ⁇ nter provider, fees and commissions on income earned through publications p ⁇ nted on the provider's p ⁇ nters Such income can include advertising fees, click-through fees, e- commerce commissions, and transaction fees If the pnnter is owned by the user, then the user is the pnnter provider
  • Each user also has a netpage account 820 which is used to accumulate micro-debits and credits (such as those descnbed in the preceding paragraph), contact details 815, including name, address and telephone numbers, global preferences 816, including p ⁇ vacy, delivery and localization settings, any number of biomet ⁇ c records 817, containing the user's encoded signature 818, finge ⁇ nt 819 etc, a handwriting model 819 automatically maintained by the system, and SET payment card accounts 821, with which e-commerce payments can be made
  • each user also has a netpage account 936 specific to each p ⁇ nter the user is authonzed to use
  • Each pnnter-specific account is used to accumulate micro-debits and credits related to the user's activities on that p ⁇ nter The user is billed on a regular basis for any outstanding debit balances
  • a user optionally appears in the netpage user directory 823, allowing other users to locate and direct e-mail (etc ) to the user 2.3.2 User Registration
  • a user In order to utilize the netpage system a person must first become a netpage registered user
  • a user In the prefe ⁇ ed implementation of the present invention, a user must be registered with the netpage network, own or be associated with at least one registered netpage pen, and be authonzed on at least one netpage printer, before being able to meaningfully interact with the netpage network
  • Registration information for a user including identification information and associations between the user and his or her netpage pens and allowed netpage pnnters, is maintained on the ne ⁇ age network by a netpage registration server
  • the user registration user interface flow is illustrated in Figure 46 and desc ⁇ bed hereinbelow
  • the netpage system needs to obtain a number of items of information, including user identification information such as name, address and contact details, a pen identifier for the netpage pen to be associated with the new user, and a netpage p ⁇ nter id for the new user to print from
  • the new user registration process can be initiated through the netpage p ⁇
  • a new user registration form is produced by the netpage p ⁇ nter
  • An example of a user registration form 500 is illustrated in Figure 47
  • the user registration form includes fields to capture the new user's identity 502, address 504 and phone details 506, as well as options 508 concerning pnvacy considerations for use of the netpage system
  • the new user enters the approp ⁇ ate details in the defined fields on the user registration form and clicks the ⁇ subm ⁇ t> button 510 in order to forward the registration information to the netpage registration server
  • the registration form must be signed or initialed (at 512) by a netpage user with administrator pnvileges 69 on the pnnter before submission
  • the registration form also includes a checkbox 514 to indicate that the new user should be given administrator pnvileges
  • a subset of the users authonzed to use a pnnter are designated as administrators, and only they may authonze the registration of additional users and pens on the pnnter
  • every new user is an administrator on a particular pnnter until a pnnter-specific pnvileges setting 84 is enabled for the printer
  • a new user can be registered without having to be authonzed by an administrator's pen until the pnvileges setting is enabled
  • This setting may never be enabled in a domestic environment, but may commonly be enabled in a co ⁇ orate environment User-specific pnvileges settings only appear on the registration form if the pnnter-specific pnvileges setting is enabled
  • the user registration form When pnvileges are enabled, the user registration form must be authonzed by an administrator's pen This is done by signing or initialing the registration form in the appropnate place, as mentioned above
  • the pen used to submit the registration form if previously unregistered in the netpage system, is automatically linked to the new user Also, upon registration the new user is automatically authorized to use the printer through which the registration takes place
  • Separate registration forms are available through the help page to enable a user to register another pen and or another p ⁇ nter for his or her use, as desc ⁇ bed hereinbelow
  • the information obtained by the registration server from the new user via the registration form is stored as a ne ⁇ age user record 800 in the registration server's database, indexed by a user ID 60 allocated by the registration server to uniquely identity the new netpage user
  • a pen registration process is provided to register a ne ⁇ age pen for use by a registered ne ⁇ age user, which is earned out, for example, when the new user registration process is conducted with a pen registered to another user, or when a user wishes to register another pen for his or her own use
  • the pen registration user interface flow is illustrated in Figure 48 and desc ⁇ bed hereinbelow
  • the ⁇ add pen to user> button on the help page (at 46 in Figure 48) generates a pen registration form
  • This form contains name and nickname fields 534, 535 and a ⁇ subm ⁇ t> button 536, as shown in Figure 49
  • the form is requested using a new (previously unregistered) pen, then the form 524 is blank and must be filled out with sufficient name details to allow the ne ⁇ age registration server to identify the user
  • the form 526 is automatically filled in with the details of the existing pen's owner
  • the ne ⁇ age registration server functions to match the name information against the list of local users, I e users autho ⁇ zed to use the p ⁇ nter through which the registration process is being conducted Partial name information can be entered, such as just a nickname If the name information is ambiguous, the system generates a page 528 containing a list 542 of matching users with an ⁇ add pen> button next to each, as shown in Figure 50 The user then simply clicks on the button next to the co ⁇ ect name details on the list with the new pen to submit the registration request The user must submit the pen registration form using the new pen This links the unique identity of the new pen, which is conveyed from the pen to the pnnter and thence to the registration server with each transmission, to the identified user The form cannot be submitted using a pen which is already registered
  • the help page 46 may also include an ⁇ add pen to local user> button which, when activated, generates a page 532 containing a list 548 of all users authorized to use the pnnter with an ⁇ add pen> button next to each, as shown in Figure 51
  • the local user list is only available to those users with administrator pnvileges
  • the pen registration form must be authonzed by an administrator's pen This can be done by the administrator signing or initialing the registration form (at 538 in Figure 49)
  • a user may be authorized to use additional ne ⁇ age pnnters Once authonzed to use a particular pnnter, the user may interact with the pnnter using any pen linked to the user
  • the user authonzation user interface flow is illustrated in Figure 52 and descnbed hereinbelow
  • the help page 46 contains an ⁇ authonze user on pnnter> button which, when activated, generates a user authonzation form
  • This form contains name and nickname fields 564, 565 and a ⁇ subrrut> button 566, as shown in Figure 53
  • the form 554 is presented blank and must be filled out with sufficient name details to allow the registration server to identify the user to be autho ⁇ zed for that p ⁇ nter
  • the form 556 is automatically filled in with the details of the new user, obtained from the registration server
  • the name information is matched in the registration server against the global user list Partial name information can be entered, such as just a nickname If the name information is ambiguous, the system generates a page 558 containing a list 572 of matching users with an ⁇ authonze user> button next to each, as shown in
  • the help page 46 may also contain an ⁇ authonze global user> button which, when activated, generates a page 562 containing a list 578 of all users on the network, with an ⁇ authonze user> button next to each
  • the global user list is available to all users, but only contains users who have elected to appear (e g via the user registration form pnvacy options)
  • the user authonzation form must be authorized by an administrator's pen This can be achieved by the administrator signing or initialing the authorization form (at 568 in Figure 53)
  • the information collected in the registration/authonzation procedures described herein is maintained in the database(s) of the ne ⁇ age registration server(s) on the netpage network, including the information concerning links between a user and his or her registered pen(s) and authorized pnnter(s) This registration information is then available on the network for venfication pu ⁇ oses whenever the user performs an action on the ne ⁇ age network, or one of the pens linked to the user is employed in performing an action on the network
  • the netpage publication server automatically lays out the pages of each user's personalized publication on a section-by-section basis Since most advertisements are in the form of pre-formatted rectangles, they are placed on the page before the editonal content
  • the advertising ratio for a section can be achieved with wildly varying advertising ratios on individual pages within the section, and the ad layout algorithm exploits this
  • the algorithm is configured to attempt to co-locate closely tied editorial and advertising content, such as placing ads for roofing matenal specifically within the publication because of a special feature on do-it-yourself roofing repairs
  • the editonal content selected for the user including text and associated images and graphics, is then laid out according to va ⁇ ous aesthetic rules
  • section size preference can, however, be matched on average over time, allowing significant day-to-day vanations
  • the p ⁇ mary efficiency mechanism is the separation of information specific to a single user's edition and information shared between multiple users' editions
  • the specific information consists of the page layout
  • the shared information consists of the objects to which the page layout refers, including images, graphics, and pieces of text.
  • a text object contains fully-formatted text represented in the Extensible Markup Language (XML) using the Extensible Stylesheet Language (XSL).
  • XSL provides precise control over text formatting independently of the region into which the text is being set, which in this case is being provided by the layout.
  • the text object contains embedded language codes to enable automatic translation, and embedded hyphenation hints to aid with paragraph formatting.
  • An image object encodes an image in the JPEG 2000 wavelet-based compressed image format.
  • a graphic object encodes a 2D graphic in Scalable Vector Graphics (SVG) format.
  • the layout itself consists of a series of placed image and graphic objects, linked textflow objects through which text objects flow, hyperlinks and input fields as described above, and watermark regions. These layout objects are summarized in Table 3.
  • the layout uses a compact format suitable for efficient distribution and storage.
  • the ne ⁇ age publication server allocates, with the help of the ne ⁇ age ID server 12, a unique ID for each page, page instance, document, and document instance.
  • the server computes a set of optimized subsets of the shared content and creates a multicast channel for each subset, and then tags each user-specific layout with the names of the multicast channels which will carry the shared content used by that layout.
  • the server then pointcasts each user's layouts to that user's printer via the appropriate page server, and when the pointcasting is complete, multicasts the shared content on the specified channels.
  • each page server and printer subscribes to the multicast channels specified in the page layouts.
  • each page server and printer extracts from the multicast streams those objects refe ⁇ ed to by its page layouts.
  • the page servers persistently archive the received page layouts and shared content.
  • the printer re-creates the fully- populated layout and then rasterizes and prints it.
  • the printer prints pages faster than they can be delivered. Assuming a quarter of each page is covered with images, the average page has a size of less than 400KB. The printer can therefore hold in excess of 100 such pages in its internal 64MB memory, allowing for temporary buffers etc. The printer prints at a rate of one page per second. This is equivalent to 400KB or about 3Mbit of page data per second, which is similar to the highest expected rate of page data delivery over a broadband network. Even under abnormal circumstances, such as when the printer runs out of paper, it is likely that the user will be able to replenish the paper supply before the printer's 100-page internal storage capacity is exhausted.
  • the ne ⁇ age publication server therefore allows printers to submit requests for re-multicasts. When a critical number of requests is received or a timeout occurs, the server re-multicasts the co ⁇ esponding shared objects.
  • a printer can produce an exact duplicate at any time by retrieving its page layouts and contents from the relevant page server.
  • ne ⁇ age document When a ne ⁇ age document is requested on demand, it can be personalized and delivered in much the same way as a periodical. However, since there is no shared content, delivery is made directly to the requesting printer without the use of multicast.
  • ne ⁇ age formatting server When a non-ne ⁇ age document is requested on demand, it is not personalized, and it is delivered via a designated ne ⁇ age formatting server which reformats it as a ne ⁇ age document.
  • a ne ⁇ age formatting server is a special instance of a ne ⁇ age publication server.
  • the ne ⁇ age formatting server has knowledge of various Internet document formats, including Adobe's Portable Document Format (PDF), and Hypertext Markup Language (HTML). In the case of HTML, it can make use of the higher resolution of the printed page to present Web pages in a multi-column format, with a table of contents. It can automatically include all Web pages directly linked to the requested page. The user can tune this behavior via a preference.
  • PDF Adobe's Portable Document Format
  • HTML Hypertext Markup Language
  • the ne ⁇ age formatting server makes standard ne ⁇ age behavior, including interactivity and persistence, available on any Internet document, no matter what its origin and format. It hides knowledge of different document formats from both the ne ⁇ age printer and the ne ⁇ age page server, and hides knowledge of the ne ⁇ age system from Web servers.
  • Cryptography is used to protect sensitive information, both in storage and in transit, and to authenticate parties to a transaction.
  • the ne ⁇ age network uses both classes of cryptography.
  • Secret-key cryptography also refe ⁇ ed to as symmetric cryptography, uses the same key to encrypt and decrypt a message. Two parties wishing to exchange messages must first a ⁇ ange to securely exchange the secret key.
  • Public-key cryptography also refe ⁇ ed to as asymmetric cryptography, uses two encryption keys. The two keys are mathematically related in such a way that any message encrypted using one key can only be decrypted using the other key. One of these keys is then published, while the other is kept private. The public key is used to encrypt any message intended for the holder of the private key.
  • Public-key cryptography can be used to create a digital signature
  • the holder of the pnvate key can create a known hash of a message and then encrypt the hash using the pnvate key
  • anyone can then venfy that the encrypted hash constitutes the "signature" of the holder of the private key with respect to that particular message by decrypting the encrypted hash using the public key and verifying the hash against the message If the signature is appended to the message, then the recipient of the message can venfy both that the message is genuine and that it has not been altered in transit
  • a certificate authonty is a trusted third party which authenticates the connection between a public key and someone's identity The certificate authonty verifies the person's identity by examining identity documents, and then creates and signs a digital certificate containing the person's identity details and public key
  • convinced who trusts the certificate authonty can use the public key in the certificate with a high degree of certainty that it is genuine They just have to verify that the certificate has indeed been signed by the certificate authority, whose public key is well-known
  • Each ne ⁇ age printer is assigned a pair of unique identifiers at time of manufacture which are stored in read- only memory in the pnnter and in the ne ⁇ age registration server database
  • the first ID 62 is public and uniquely identifies the printer on the ne ⁇ age network
  • the second ID is secret and is used when the pnnter is first registered on the network
  • the pnnter When the pnnter connects to the ne ⁇ age network for the first time after installation, it creates a signature public/private key pair It transmits the secret ID and the public key securely to the ne ⁇ age registration server The server compares the secret ID against the printer's secret ID recorded in its database, and accepts the registration if the IDs match It then creates and signs a certificate containing the p ⁇ nter's public ID and public signature key, and stores the certificate in the registration database
  • the ne ⁇ age registration server acts as a certificate authonty for netpage p ⁇ nters, since it has access to secret information allowing it to venfy pnnter identity
  • ne ⁇ age registration server database autho ⁇ zmg the publisher to pnnt the publication to the user's default printer or a specified p ⁇ nter
  • Every document sent to a p ⁇ nter via a page server is addressed to a particular user and is signed by the publisher using the publisher's private signature key
  • the page server verifies, via the registration database, that the publisher is autho ⁇ zed to deliver the publication to the specified user
  • the page server venfies the signature using the publisher's public key, obtained from the publisher's certificate stored in the registration database
  • the ne ⁇ age registration server accepts requests to add p ⁇ nting autho ⁇ zations to the database, so long as those requests are initiated via a pen registered to the printer
  • Each ne ⁇ age pen is assigned a unique identifier at time of manufacture which is stored in read-only memory in the pen and in the ne ⁇ age registration server database
  • the pen ID 61 uniquely identifies the pen on the ne ⁇ age network
  • a ne ⁇ age pen can "know” a number of ne ⁇ age p ⁇ nters, and a p ⁇ nter can "know” a number of pens
  • a pen communicates with a p ⁇ nter via a radio frequency signal whenever it is within range of the p ⁇ nter
  • a pen stores a session key for every p ⁇ nter it knows, indexed by printer ID, and a p ⁇ nter stores a session key for every pen it knows, indexed by pen ID Both have a large but finite storage capacity for session keys, and will forget a session key on a least-recently-used basis if necessary
  • the pen and printer When a pen comes within range of a pnnter, the pen and printer discover whether they know each other If they don't know each other, then the printer determines whether it is supposed to know the pen This might be, for example, because the pen belongs to a user who is registered to use the printer If the p ⁇ nter is meant to know the pen but doesn't, then it initiates the automatic pen registration procedure If the p ⁇ nter isn't meant to know the pen, then it agrees with the pen to ignore it until the pen is placed in a charging cup, at which time it initiates the registration procedure
  • the pen In addition to its public ID, the pen contains a secret key-exchange key
  • the key-exchange key is also recorded in the ne ⁇ age registration server database at time of manufacture Dunng registration, the pen transmits its pen ID to the printer, and the printer transmits the pen ID to the ne ⁇ age registration server
  • the server generates a session key for the pnnter and pen to use, and securely transmits the session key to the printer It also transmits a copy of the session key encrypted with the pen's key-exchange key
  • the p ⁇ nter stores the session key internally, indexed by the pen ID, and transmits the encrypted session key to the pen
  • the pen stores the session key internally, indexed by the p ⁇ nter ID
  • a fake pen can impersonate a pen in the pen registration protocol, only a real pen can decrypt the session key transmitted by the printer
  • the ne ⁇ age system supports the delivery of secure documents such as tickets and coupons
  • the ne ⁇ age p ⁇ nter includes a facility to pnnt watermarks, but will only do so on request from publishers who are suitably autho ⁇ zed
  • the publisher indicates its authonty to pnnt watermarks in its certificate, which the p ⁇ nter is able to authenticate
  • the "watermark" p ⁇ nting process uses an alternative dither mat ⁇ x in specified "watermark" regions of the page Back-to-back pages contain minor-image watermark regions which coincide when pnnted
  • the dither matnces used in odd and even pages' watermark regions are designed to produce an interference effect when the regions are viewed together, achieved by looking through the p ⁇ nted sheet
  • the effect is similar to a watermark in that it is not visible when looking at only one side of the page, and is lost when the page is copied by normal means
  • Pages of secure documents cannot be copied using the built-in ne ⁇ age copy mechanism described in Section 1 9 above This extends to copying ne ⁇ ages on netpage-aware photocopiers
  • Secure documents are typically generated as part of e-commerce transactions They can therefore include the user's photograph which was captured when the user registered biometnc information with the ne ⁇ age registration server, as desc ⁇ bed in Section 2
  • a secure document verification pen can be developed with built-in feedback on ve ⁇ fication failure, to support easy point-of-presentation document ve ⁇ fication
  • the ne ⁇ age system uses the Secure Electronic Transaction (SET) system as one of its payment systems SET, having been developed by MasterCard and Visa, is organized around payment cards, and this is reflected in the terminology However, much of the system is independent of the type of accounts being used
  • SET Secure Electronic Transaction
  • the ne ⁇ age registration server acts as a proxy for the ne ⁇ age user (I e the cardholder) m SET payment transactions
  • the ne ⁇ age system uses biometncs to authenticate the user and authorize SET payments Because the system is pen-based, the biometnc used is the user's on-line signature, consisting of time-varying pen position and pressure A finge ⁇ rint biometnc can also be used by designing a finge ⁇ rint sensor into the pen, although at a higher cost The type of biometnc used only affects the capture of the biometnc, not the authorization aspects of the system
  • the first step to being able to make SET payments is to register the user's biometnc with the ne ⁇ age registration server This is done in a controlled environment, for example a bank, where the biometnc can be captured at the same time as the user's identity is venfied
  • the biometnc is captured and stored m the registration database, linked to the user's record
  • the user's photograph is also optionally captured and linked to the record
  • the SET cardholder registration process is completed, and the resulting private signature key and certificate are stored in the database
  • the user's payment card information is also stored, giving the ne ⁇ age registration server enough information to act as the user's proxy in any SET payment transaction
  • the p ⁇ nter securely transmits the order information, the pen ID and the biometnc data to the netpage registration server
  • the server venfies the biometnc with respect to the user identified by the pen ID, and from then on acts as the user's proxy in completing the SET payment transaction
  • the ne ⁇ age system includes a mechanism for micro-payments, to allow the user to be conveniently charged for pnnting low-cost documents on demand and for copying copyright documents, and possibly also to allow the user to be reimbursed for expenses incu ⁇ ed in pnnting advertising matenal The latter depends on the level of subsidy already provided to the user
  • a network account which aggregates micro-payments
  • the user receives a statement on a regular basis, and can settle any outstanding debit balance using the standard payment mechanism
  • the network account can be extended to aggregate subscnption fees for pe ⁇ odicals, which would also otherwise be presented to the user in the form of individual statements
  • the application When a user requests a ne ⁇ age in a particular application context, the application is able to embed a user- specific transaction ID 55 in the page Subsequent input through the page is tagged with the transaction ID, and the application is thereby able to establish an approp ⁇ ate context for the user's input
  • the ne ⁇ age registration server instead maintains an anonymous relationship between a user and an application via a unique alias ID 65, as shown in Figure 24 Whenever the user activates a hyperlink tagged with the "registered" attnbute, the ne ⁇ age page server asks the ne ⁇ age registration server to translate the associated application ID 64, together with the pen ID 61, into an alias ID 65 The alias ID is then submitted to the hyperlink's application The application maintains state information indexed by alias ID, and is able to retrieve user-specific state information without knowledge of the global identity of the user.
  • the system also maintains an independent certificate and private signature key for each of a user's applications, to allow it to sign application transactions on behalf of the user using only application-specific information.
  • UPC product bar code
  • Each application is associated with an application provider, and the system maintains an account on behalf of each application provider, to allow it to credit and debit the provider for click-through fees etc.
  • An application provider can be a publisher of periodical subscribed content.
  • the system records the user's willingness to receive the subscribed publication, as well as the expected frequency of publication.
  • a communications protocol defines an ordered exchange of messages between entities.
  • entities such as pens, printers and servers utilise a set of defined protocols to cooperatively handle user interaction with the netpage system.
  • Each protocol is illustrated by way of a sequence diagram in which the horizontal dimension is used to represent message flow and the vertical dimension is used to represent time.
  • Each entity is represented by a rectangle containing the name of the entity and a vertical column representing the lifeline of the entity.
  • the lifeline is shown as a dashed line.
  • the lifeline is shown as a double line. Because the protocols considered here do not create or destroy entities, lifelines are generally cut short as soon as an entity ceases to participate in a protocol.
  • FIG. 40 A prefe ⁇ ed embodiment of a subscription delivery protocol is shown in Figure 40.
  • a large number of users may subscribe to a periodical publication. Each user's edition may be laid out differently, but many users' editions will share common content such as text objects and image objects.
  • the subscription delivery protocol therefore delivers document structures to individual printers via pointcast, but delivers shared content objects via multicast.
  • the application i.e. publisher
  • the application first obtains a document ID 51 for each document from an ID server 12. It then sends each document structure, including its document ID and page descriptions, to the page server 10 responsible for the document's newly allocated ID. It includes its own application ID 64, the subscriber's alias ID 65, and the relevant set of multicast channel names. It signs the message using its private signature key.
  • the page server uses the application ID and alias ID to obtain from the registration server the co ⁇ esponding user ID 60, the user's selected printer ID 62 (which may be explicitly selected for the application, or may be the user's default printer), and the application's certificate.
  • the application's certificate allows the page server to verify the message signature.
  • the page server's request to the registration server fails if the application ID and alias ID don't together identify a subscription 808.
  • the page server then allocates document and page instance IDs and forwards the page descriptions, including page IDs 50, to the printer. It includes the relevant set of multicast channel names for the printer to listen to. It then returns the newly allocated page IDs to the application for future reference.
  • the application Once the application has distributed all of the document structures to the subscribers' selected printers via the relevant page servers, it multicasts the various subsets of the shared objects on the previously selected multicast channels.
  • Both page servers and printers monitor the appropriate multicast channels and receive their required content objects. They are then able to populate the previously pointcast document structures. This allows the page servers to add complete documents to their databases, and it allows the printers to print the documents.
  • the pen When a user clicks on a ne ⁇ age with a ne ⁇ age pen, the pen communicates the click to the nearest ne ⁇ age printer 601. The click identifies the page and a location on the page. The printer already knows the ID 61 of the pen from the pen connection protocol.
  • the printer determines, via the DNS, the network address of the page server 10a handling the particular page ID 50. The address may already be in its cache if the user has recently interacted with the same page.
  • the printer then forwards the pen ID, its own printer ID 62, the page ID and click location to the page server.
  • the page server loads the page description 5 identified by the page ID and determines which input element's zone 58, if any, the click lies in. Assuming the relevant input element is a hyperlink element 844, the page server then obtains the associated application ID 64 and link ID 54, and determines, via the DNS, the network address of the application server hosting the application 71.
  • the page server uses the pen ID 61 to obtain the co ⁇ esponding user ID 60 from the registration server 1 1, and then allocates a globally unique hyperlink request ID 52 and builds a hyperlink request 934.
  • the hyperlink request class diagram is shown in Figure 41.
  • the hyperlink request records the IDs of the requesting user and printer, and identifies the clicked hyperlink instance 862.
  • the page server then sends its own server ID 53, the hyperlink request ID, and the link ID to the application.
  • the application produces a response document according to application-specific logic, and obtains a document ID 51 from an ID server 12. It then sends the document to the page server 10b responsible for the document's newly allocated ID, together with the requesting page server's ID and the hyperlink request ID.
  • the second page server sends the hyperlink request ID and application ID to the first page server to obtain the co ⁇ esponding user ID and printer ID 62.
  • the first page server rejects the request if the hyperlink request has expired or is for a different application.
  • the second page server allocates document instance and page IDs 50, returns the newly allocated page IDs to the application, adds the complete document to its own database, and finally sends the page descriptions to the requesting printer.
  • the hyperlink instance may include a meaningful transaction ID 55, in which case the first page server includes the transaction ID in the message sent to the application. This allows the application to establish a transaction- specific context for the hyperlink activation.
  • the first page server sends both the pen ID 61 and the hyperlink's application ID 64 to the registration server 1 1 to obtain not just the user ID co ⁇ esponding to the pen ID but also the alias ID 65 co ⁇ esponding to the application ID and the user ID. It includes the alias ID in the message sent to the application, allowing the application to establish a user-specific context for the hyperlink activation.
  • the pen When a user draws a stroke on a netpage with a ne ⁇ age pen, the pen communicates the stroke to the nearest ne ⁇ age printer.
  • the stroke identifies the page and a path on the page.
  • the printer forwards the pen ID 61, its own printer ID 62, the page ID 50 and stroke path to the page server
  • the page server loads the page description 5 identified by the page ID and determines which input element's zone 58, if any, the stroke intersects. Assuming the relevant input element is a text field 878, the page server appends the stroke to the text field's digital ink. After a period of inactivity in the zone of the text field, the page server sends the pen ID and the pending strokes to the registration server 11 for inte ⁇ retation. The registration server identifies the user co ⁇ esponding to the pen, and uses the user's accumulated handwriting model 822 to inte ⁇ ret the strokes as handwritten text. Once it has converted the strokes to text, the registration server returns the text to the requesting page server. The page server appends the text to the text value of the text field.
  • the page server 10 appends the stroke to the signature field's digital ink.
  • the page server After a period of inactivity in the zone of the signature field, the page server sends the pen ID 61 and the pending strokes to the registration server 11 for verification. It also sends the application ID 64 associated with the form of which the signature field is part, as well as the form ID 56 and the cu ⁇ ent data content of the form.
  • the registration server identifies the user co ⁇ esponding to the pen, and uses the user's dynamic signature biometric 818 to verify the strokes as the user's signature. Once it has verified the signature, the registration server uses the application ID 64 and user ID 60 to identify the user's application-specific private signature key. It then uses the key to generate a digital signature of the form data, and returns the digital signature to the requesting page server.
  • the page server assigns the digital signature to the signature field and sets the associated form's status to frozen.
  • the digital signature includes the alias ID 65 of the co ⁇ esponding user. This allows a single form to capture multiple users' signatures.
  • FIG. 43 A prefe ⁇ ed embodiment of a form submission protocol is shown in Figure 43.
  • Form submission occurs via a form hyperlink activation. It thus follows the protocol defined in Section 5.2, with some form-specific additions.
  • the hyperlink activation message sent by the page server 10 to the application 71 also contains the form ID 56 and the cu ⁇ ent data content of the form. If the form contains any signature fields, then the application verifies each one by extracting the alias ID 65 associated with the co ⁇ esponding digital signature and obtaining the co ⁇ esponding certificate from the registration server 11. 6 NETPAGE PEN DESCRIPTION
  • the pen generally designated by reference numeral 101 , includes a housing 102 in the form of a plastics moulding having walls 103 defining an inte ⁇ or space 104 for mounting the pen components
  • the pen top 105 is in operation rotatably mounted at one end 106 of the housing 102
  • a semi-transparent cover 107 is secured to the opposite end 108 of the housing 102
  • the cover 107 is also of moulded plastics, and is formed from semi- transparent material in order to enable the user to view the status of the LED mounted within the housing 102
  • the cover 107 includes a main part 109 which substantially su ⁇ ounds the end 108 of the housing 102 and a projecting portion 1 10 which projects back from the main part 109 and fits within a co ⁇ esponding slot 1 11 fo ⁇ ned in the walls 103 of the housing 102
  • a radio antenna 112 is mounted behind the projecting portion 1 10, within the housing 102
  • Screw threads 1 13 su ⁇ ounding an aperture 1 13A on the cover 107
  • the antenna 112 is also mounted on the flex PCB 117
  • the status LED 1 16 is mounted at the top of the pen 101 for good all-around visibility
  • the pen can operate both as a normal marking ink pen and as a non-marking stylus
  • An ink pen cartridge 118 with nib 119 and a stylus 120 with stylus nib 121 are mounted side by side within the housing 102 Either the ink cartridge nib 119 or the stylus nib 121 can be brought forward through open end 122 of the metal end piece 114, by rotation of the pen top 105
  • Respective slider blocks 123 and 124 are mounted to the ink cartridge 1 18 and stylus 120, respectively
  • a rotatable cam ba ⁇ el 125 is secured to the pen top 105 in operation and a ⁇ anged to rotate therewith
  • the cam ba ⁇ el 125 includes a cam 126 in the form of a slot within the walls 181 of the cam ba ⁇ el
  • a second flex PCB 129 is mounted on an electronics chassis 130 which sits within the housing 102
  • the second flex PCB 129 mounts an infrared LED 131 for providing infrared radiation for projection onto the surface
  • An image sensor 132 is provided mounted on the second flex PCB 129 for receiving reflected radiation from the surface
  • the second flex PCB 129 also mounts a radio frequency chip 133, which includes an RF transmitter and RF receiver, and a controller chip 134 for controlling operation of the pen 101
  • An optics block 135 (formed from moulded clear plastics) sits within the cover 107 and projects an infrared beam onto the surface and receives images onto the image sensor 132
  • Power supply wires 136 connect the components on the second flex PCB 129 to battery contacts 137 which are mounted within the cam ba ⁇ el 125 A te ⁇ ninal 138 connects to the battery contacts 137 and the cam ba ⁇ el 125 A three volt rechargeable battery 139 sits within the cam ba ⁇ e
  • the pen 101 is a ⁇ anged to dete ⁇ nine the position of its nib (stylus nib 121 or ink cartridge nib 119) by imaging, in the infrared spectrum, an area of the surface in the vicinity of the nib It records the location data from the nearest location tag, and is a ⁇ anged to calculate the distance of the nib 121 or 1 19 from the location tab utilising optics
  • controller chip 134 calculates the onentation of the pen and the nib-to-tag distance from the perspective distortion observed on the imaged tag
  • the pen 101 can transmit the digital ink data (which is encrypted for secunty and packaged for efficient transmission) to the computing system
  • the digital ink data is transmitted as it is formed
  • digital ink data is buffered within the pen 101 (the pen 101 circuitry includes a buffer a ⁇ anged to store digital ink data for approximately 12 minutes of the pen motion on the surface) and can be transmitted later
  • the controller chip 134 is mounted on the second flex PCB 129 in the pen 101
  • Figure 10 is a block diagram illustrating in more detail the architecture of the controller chip 134 Figure 10 also shows representations of the RF chip 133, the image sensor 132, the tn-color status LED 116, the IR illumination LED 131, the IR force sensor LED 143, and the force sensor photodiode 144
  • the pen controller chip 134 includes a controlling processor 145 Bus 146 enables the exchange of data between components of the controller chip 134 Flash memory 147 and a 512 KB DRAM 148 are also included
  • An analog-to-digital converter 149 is a ⁇ anged to convert the analog signal from the force sensor photodiode 144 to a digital signal
  • An image sensor interface 152 interfaces with the image sensor 132
  • a transceiver controller 153 and base band circuit 154 are also included to interface with the RF chip 133 which includes an RF circuit 155 and RF resonators and inductors 156 connected to the antenna 1 12
  • the controlling processor 145 captures and decodes location data from tags from the surface via the image sensor 132, monitors the force sensor photodiode 144, controls the LEDs 1 16, 131 and 143, and handles short-range radio communication via the radio transceiver 153 It is a medium-performance ( ⁇ 40MHz) general-pu ⁇ ose RISC processor
  • the processor 145, digital transceiver components (transceiver controller 153 and baseband circuit 154), image sensor interface 152, flash memory 147 and 512KB DRAM 148 are integrated in a single controller ASIC Analog RF components (RF circuit 155 and RF resonators and inductors 156) are provided in the separate RF chip
  • the image sensor is a 215x215 pixel CCD (such a sensor is produced by Matsushita Electronic Co ⁇ oration, and is desc ⁇ bed in a paper by Itakura, K T Nobusada, N Okusenya, R Nagayoshi, and M Ozaki, "A 1mm 50k-P ⁇ xel IT CCD Image Sensor for Miniature Camera System", IEEE Transactions on Electronic Devices, Volt 47, number 1 , January 2000, which is inco ⁇ orated herein by reference) with an IR filter
  • the controller ASIC 134 enters a quiescent state after a penod of inactivity when the pen 101 is not in contact with a surface It mco ⁇ orates a dedicated circuit 150 which monitors the force sensor photodiode 144 and wakes up the controller 134 via the power manager 151 on a pen-down event
  • the radio transceiver communicates in the unlicensed 900MHz band normally used by cordless telephones, or alternatively in the unlicensed 2 4GHz industrial, scientific and medical (ISM) band, and uses frequency hopping and collision detection to provide interference-free communication.
  • ISM industrial, scientific and medical
  • the pen inco ⁇ orates an Infrared Data Association (IrDA) interface for short- range communication with a base station or netpage printer.
  • IrDA Infrared Data Association
  • the pen 101 includes a pair of orthogonal accelerometers mounted in the normal plane of the pen 101 axis.
  • the accelerometers 190 are shown in Figures 9 and 10 in ghost outline.
  • each location tag ID can then identify an object of interest rather than a position on the surface. For example, if the object is a user interface input element (e.g. a command button), then the tag ID of each location tag within the area of the input element can directly identify the input element.
  • a user interface input element e.g. a command button
  • the acceleration measured by the accelerometers in each of the x and y directions is integrated with respect to time to produce an instantaneous velocity and position.
  • the vertically-mounted ne ⁇ age wallprinter 601 is shown fully assembled in Figure 11. It prints ne ⁇ ages on
  • An integral binding assembly 605 applies a strip of glue along one edge of each printed sheet, allowing it to adhere to the previous sheet when pressed against it. This creates a final bound document 618 which can range in thickness from one sheet to several hundred sheets.
  • the replaceable ink cartridge 627 shown in Figure 13 coupled with the duplexed print engines, has bladders or chambers for storing fixative, adhesive, and cyan, magenta, yellow, black and infrared inks.
  • the cartridge also contains a micro air filter in a base molding. The micro air filter interfaces with an air pump 638 inside the printer via a hose 639.
  • the ink cartridge is a fully recyclable product with a capacity for printing and gluing 3000 pages (1500 sheets).
  • the motorized media pick-up roller assembly 626 pushes the top sheet directly from the media tray past a paper sensor on the first print engine 602 into the duplexed MemjetTM printhead assembly.
  • the two MemjetTM print engines 602 and 603 are mounted in an opposing in-line sequential configuration along the straight paper path.
  • the paper 604 is drawn into the first print engine 602 by integral, powered pick-up rollers 626.
  • the position and size of the paper 604 is sensed and full bleed printing commences. Fixative is printed simultaneously to aid drying in the shortest possible time.
  • the paper 604 passes from the duplexed print engines 602 and 603 into the binder assembly 605
  • the printed page passes between a powered spike wheel axle 670 with a fibrous support roller and another movable axle with spike wheels and a momentary action glue wheel
  • the movable axle/glue assembly 673 is mounted to a metal support bracket and it is transported forward to interface with the powered axle 670 via gears by action of a camshaft A separate motor powers this camshaft
  • the glue wheel assembly 673 consists of a partially hollow axle 679 with a rotating coupling for the glue supply hose 641 from the ink cartridge 627
  • This axle 679 connects to a glue wheel, which absorbs adhesive by capillary action through radial holes
  • a molded housing 682 su ⁇ ounds the glue wheel, with an opening at the front Pivoting side moldings and sprung outer doors are attached to the metal bracket and hinge out sideways when the rest of the assembly 673 is thrust forward This action exposes the glue wheel through the front of the molded housing 682
  • Tension springs close the assembly and effectively cap the glue wheel dunng penods of inactivity
  • the ne ⁇ age pnnter controller consists of a controlling processor 750, a factory-installed or field-installed network interface module 625, a radio transceiver (transceiver controller 753, baseband circuit 754, RF circuit 755, and RF resonators and inductors 756), dual raster image processor (RIP) DSPs 757, duplexed pnnt engine controllers 760a and 760b, flash memory 658, and 64MB of DRAM 657, as illustrated in Figure 14
  • the controlling processor handles communication with the network 19 and with local wireless ne ⁇ age pens 101, senses the help button 617, controls the user interface LEDs 613-616, and feeds and synchronizes the RIP DSPs 757 and pnnt engine controllers 760 It consists of a medium-performance general-pu ⁇ ose microprocessor
  • the controlling processor 750 communicates with the print engine controllers 760 via a high-speed senal bus 659
  • the RIP DSPs rastenze and compress page descnptions to the ne ⁇ age pnnter's compressed page format
  • Each pnnt engine controller expands, dithers and p ⁇ nts page images to its associated MemjetTM pnnthead 350 in real time (I e at over 30 pages per minute)
  • the duplexed pnnt engine controllers print both sides of a sheet simultaneously
  • the master p ⁇ nt engine controller 760a controls the paper transport and monitors ink usage in conjunction with the master QA chip 665 and the ink cartndge QA chip 761
  • the pnnter controller's flash memory 658 holds the software for both the processor 750 and the DSPs 757, as well as configuration data This is copied to mam memory 657 at boot time
  • the processor 750, DSPs 757, and digital transceiver components are integrated in a single controller ASIC 656
  • Analog RF components RF circuit 755 and RF resonators and inductors 756) are provided in a separate RF chip 762
  • the network interface module 625 is separate, since ne ⁇ age printers allow the network connection to be factory-selected or field-selected Flash memory 658 and the 2x256Mbit
  • Ne ⁇ age network Internet interfaces include POTS modems, Hybrid Fiber-Coax (HFC) cable modems, ISDN modems, DSL modems, satellite transceivers, cu ⁇ ent and next-generation cellular telephone transceivers, and wireless local loop (WLL) transceivers.
  • Local interfaces include IEEE 1284 (parallel port), lOBase-T and 100Base-T Ethernet, USB and USB 2.0, IEEE 1394 (Firewire), and various emerging home networking interfaces.
  • the radio transceiver 753 communicates in the unlicensed 900MHz band normally used by cordless telephones, or alternatively in the unlicensed 2.4GHz industrial, scientific and medical (ISM) band, and uses frequency hopping and collision detection to provide interference-free communication.
  • ISM industrial, scientific and medical
  • the printer controller optionally inco ⁇ orates an Infrared Data Association (IrDA) interface for receiving data "squirted" from devices such as ne ⁇ age cameras.
  • IrDA Infrared Data Association
  • the printer uses the IrDA interface for short-range communication with suitably configured netpage pens.
  • the main processor 750 Once the main processor 750 has received and verified the document's page layouts and page objects, it runs the appropriate RIP software on the DSPs 757.
  • the DSPs 757 rasterize each page description and compress the rasterized page image.
  • the main processor stores each compressed page image in memory.
  • the simplest way to load-balance multiple DSPs is to let each DSP rasterize a separate page.
  • the DSPs can always be kept busy since an arbitrary number of rasterized pages can, in general, be stored in memory. This strategy only leads to potentially poor DSP utilization when rasterizing short documents.
  • Watermark regions in the page description are rasterized to a contone-resolution bi-level bitmap which is losslessly compressed to negligible size and which forms part of the compressed page image.
  • the infrared (IR) layer of the printed page contains coded ne ⁇ age tags at a density of about six per inch.
  • Each tag encodes the page ID, tag ID, and control bits, and the data content of each tag is generated during rasterization and stored in the compressed page image.
  • the main processor 750 passes back-to-back page images to the duplexed print engine controllers 760.
  • Each print engine controller 760 stores the compressed page image in its local memory, and starts the page expansion and printing pipeline. Page expansion and printing is pipelined because it is impractical to store an entire 114MB bi-level CMYK+IR page image in memory.
  • the page expansion and printing pipeline of the print engine controller 760 consists of a high speed IEEE 1394 serial interface 659, a standard JPEG decoder 763, a standard Group 4 Fax decoder 764, a custom halftoner/compositor unit 765, a custom tag encoder 766, a line loader/formatter unit 767, and a custom interface 768 to the MemjetTM printhead 350.
  • the print engine controller 360 operates in a double buffered manner. While one page is loaded into DRAM 769 via the high speed serial interface 659, the previously loaded page is read from DRAM 769 and passed through the print engine controller pipeline. Once the page has finished printing, the page just loaded is printed while another page is loaded.
  • the first stage of the pipeline expands (at 763) the JPEG-compressed contone CMYK layer, expands (at 764) the Group 4 Fax-compressed bi-level black layer, and renders (at 766) the bi-level ne ⁇ age tag layer according to the tag format defined in section 1.2, all in parallel.
  • the second stage dithers (at 765) the contone CMYK layer and composites (at 765) the bi-level black layer over the resulting bi-level CMYK layer
  • the resultant bi-level CMYK+IR dot data is buffered and formatted (at 767) for p ⁇ nting on the MemjetTM pnnthead 350 via a set of line buffers Most of these line buffers are stored in the off-chip DRAM
  • the final stage pnnts the six channels of bi-level dot data (including fixative) to the MemjetTM printhead 350 via the pnnthead interface 768
  • pnnt engine controllers 760 are used in unison, such as in a duplexed configuration, they are synchronized via a shared line sync signal 770 Only one pnnt engine 760, selected via the external master/slave pin 771 , generates the line sync signal 770 onto the shared line
  • the pnnt engine controller 760 contains a low-speed processor 772 for synchronizing the page expansion and rende ⁇ ng pipeline, configuring the pnnthead 350 via a low-speed serial bus 773, and controlling the stepper motors 675, 676
  • the two print engines each prints 30 Letter pages per minute along the long dimension of the page (1 1"), giving a line rate of 8 8 kHz at 1600 dpi
  • the two p ⁇ nt engines each prints 45 Letter pages per minute along the short dimension of the page (8I 2"), giving a line rate of 10 2 kHz
  • command a ⁇ ow indicates that the target document is pnnted as a result of the user pressing the co ⁇ esponding command button on the source page
  • Some command a ⁇ ows are labelled with multiple commands separated by slashes (7's), indicating that any one of the specified commands causes the target document to be pnnted
  • multiple commands may label the same command a ⁇ ow, they typically have different side-effects
  • ne ⁇ age documents and netpage forms contain pnnted information, as well as command buttons which can be pressed by the user to request further information or some other action
  • Forms in addition to behaving like normal documents, also contain input fields which can be filled in by the user They provide the system with a data input mechanism It is also useful to distinguish between documents which contain genenc information and documents which contain information specific to a particular interaction between the user and an application
  • Generic documents may be pre-pnnted publications such as magazines sold at news stands or advertising posters encountered in public places
  • Forms may also be pre-pnnted, including, for example, subscnption forms encountered in pre-pnnted publications They may, of course, also be generated on-the-fly by a ne ⁇ age pnnter in response to user requests
  • User-specific documents and forms are normally generated on the fly by a ne ⁇ age pnnter in response to user requests
  • Figure 44 shows a genenc document 990, a generic form
  • a page layout may contain various kinds of elements, each of which has a unique style to differentiate it from the others As shown in Figure 45, these include fixed information 994, vanable information 995, input fields 996, command buttons 997, draggable commands 998, and text hyperlinks or hypertext links 999

Abstract

A method and system for registration of a user to use a particular terminal of a computer system. The method includes providing a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form. The method also includes receiving in the computer system, through said terminal, indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data. The method further includes determining, from the indicating data and stored user registration data in the computer system, an identity of a registered user of the computer system; and storing, in the computer system, registration data associating the identity of the registered user with said computer system terminal.

Description

METHOD AND SYSTEM FOR USER REGISTRATION ON TERMINAL
FIELD OF INVENTION
The present invention relates generally to methods, systems and apparatus for interacting with computers. More particularly, the invention relates to registration of a user to use a particular terminal of a computer system, utilizing such systems, methods and apparatus
The invention has been developed primarily to allow a large number of distributed users to interact with networked information via printed matter and optical sensors, thereby to obtain interactive printed matter on demand via high-speed networked color printers. Although the invention will largely be described herein with reference to this use, it will be appreciated that the invention is not limited to use in this field.
CO-PENDING APPLICATIONS
Various methods, systems and apparatus relating to the present invention are disclosed in the following co- pending applications filed by the applicant or assignee of the present invention simultaneously with the present application:
PCT/AU00/00762, PCT/AU00/00763, PCT/AU00/0076 I , PCT/AU00/00760, PCT/AU00/00759, PCT/AUOO/00758, PCT/AU00/00764, PCT/AU00/00765, PCT/AU00/00767, PCT/AU00/00768, PCT/AU00/00773, PCT/AU00/00774, PCT/AU00/00775, PCT/AU00/00776, PCT/AU00/00777, PCT/AU00/00770, PCT/AU00/00769, PCT/AU00/00771 , PCT/AU00/00772, PCT/AU00/00754, PCT/AU00/00755, PCT/AU00/00756, PCT/AU00/00757
The disclosures of these co-pending applications are incorporated herein by cross-reference. Various methods, systems and apparatus relating to the present invention are disclosed in the following co- pending applications filed by the applicant or assignee of the present invention on 24 May 2000: PCT/AU00/00518, PCT/AU00/00519, PCT/AU00/00520, PCT/AU00/00521, PCT/AU00/00523,
PCT/AU00/00524, PCT/AU00/00525, PCT/AU00/00526, PCT/AU00/00527, PCT/AU00/00528, PCT/AU00/00529, PCT/AUOO/00530, PCT/AU00/00531 , PCT/AU00/00532, PCT/AU00/00533, PPCCTT//AAUU0000//0000553344,, PPCCTT//AAUU0000//0000553355,, PCT/AU00/00536, PCT/AU00/00537, PCT/AU00/00538, PCT/AU00/00539, PCT/AU00/00540, PCT/AU00/00541 , PCT/AU00/00542, PCT/AU00/00543, PCT/AU00/00544, PCT/AU00/00545, PCT/AU00/00547, PCT/AU00/00546, PCT/AU00/00554, PCT/AU00/00556, PCT/AU00/00557, PCT/AU00/00558, PCT/AU00/00559, PCT/AU00/00560, PCT/AU00/00561, PCT/AU00/00562, PCT/AU00/00563, PCT/AU00/00564, PCT/AU00/00566, PCT/AUOO/00567, PCT/AU00/00568, PCT/AU00/00569, PCT/AU00/00570, PCT/AU00/00571 , PCT/AU00/00572, PCT/AU00/00573, PCT/AUOO/00574, PCT/AU00/00575, PCT/AU00/00576, PCT/AU00/00577, PCT/AU00/00578, PCT/AU00/00579, PCT/AU00/00581, PCT/AU00/00580, PCT/AU00/00582, PCT/AU00/00587, PCT/AU00/00588, PCT/AU00/00589, PCT/AU00/00583, PCT/AU00/00593, PCT/AU00/00590, PCT/AU00/00591 , PCT/AU00/00592, PCT/AU00/00594, PPCCTT//AAUU0000//0000559955,, PPCCTT//AAUU0000//OOOO559966,, PCT/AU00/00597, PCT/AU00/00598, PCT/AU00/00516,
PCT/AU00/00517 and PCT/AU00/0051 1
The disclosures of these co-pending applications are incorporated herein by cross-reference. BACKGROUND
Users of a computer system are often required to be registered with the computer system, and must then provide some kind of identification information before being allowed to access the computer system. Identification information may be provided in the form of textual information entered via a keyboard, in the form of information stored on an access token such as a smart card, or in the form of biometric information captured by the system. User registration allows a computer system to control access to its resources, and allows it to provide users with implicit access to their data and preferences as soon as they are identified. Where a computer system includes a number of terminals, user registration can extend to provide individual users with access to only selected terminals.
OBJECT It is an object of the present invention to provide a new method and system for registration of a user to use a particular terminal of a computer system.
SUMMARY OF INVENTION
In accordance with the invention, there is provided a method for registration of a user for use of a terminal of a computer system. The method includes providing a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form. The method also includes receiving in the computer system, through said terminal, indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data. The method further includes determining, from the indicating data and stored user registration data in the computer system, an identity of a registered user of the computer system; and storing, in the computer system, registration data associating the identity of the registered user with said computer system terminal.
In a preferred implementation of the invention the at least one action of the sensing device in relation to the registration form includes the formation of handwritten text and/or markings on the form. Preferably, the indicating data regarding the formation of handwritten text and/or markings on the registration form is used to derive the identity of the registered user from the stored user registration data.
One form of the invention includes using the indicating data regarding the formation of handwritten text and or markings on the registration form to generate, from the stored user registration data, a list form indicating registered users corresponding to the indicating data, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form. In that case, the method may include receiving in the computer system further indicating data from the sensing device, the further indicating data including information regarding the identity of the list form and at least one action of the sensing device in relation to the list form generated by the sensing device using at least some of the coded data, the further indicating data being used to determine one of the listed registered users for association with said computer system terminal.
Preferably the computer system includes stored data indicating correspondence between the sensing device and a registered user, and the step of determining the identity of a registered user is performed using the stored correspondence data.
One form of the present invention includes: providing a first printed form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form; receiving in the computer system indicating data from the sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data; identifying a registered user of the computer system from the stored correspondence between the registered user and the received identity of the sensing device; and generating said registration form, wherein the registration information includes an indication of the identity of the registered user.
One form of the invention includes receiving in the computer system authorizing data from a second sensing device, the authorizing data including information regarding the identity of the second sensing device, the identity of the registration form and at least one action of the second sensing device in relation to the registration form generated by the second sensing device using at least some of the coded data, the second sensing device being associated in the computer system with a second registered user authorized to permit registrations of users for computer system terminals.
In the preferred implementation of the invention, the computer system terminal includes a printer, and wherein the registration form is printed, using the printer of the computer system terminal, on demand on the surface of a sheet material including printing said coded data thereon. Preferably the coded data is printed so as to be at least substantially invisible in the visible spectrum.
In accordance with the present invention there is also provided a system for registration of a user for use of a terminal of a computer system, the system including: a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form; a computer system having a terminal adapted to receive indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data, the computer system including: processing means for determining, from the indicating data and registration data stored in the computer system, an identity of a registered user of the computer system; and data storage for storing registration data associating the identity of the registered user with said computer system terminal.
Preferably the at least one action of the sensing device in relation to the registration form includes the formation of handwritten text and/or markings on the form. The indicating data regarding the formation of handwritten text and/or markings on the registration form can then be used to derive the identity of the registered user from information stored in the data storage of the computer system.
In one form of the invention a list form indicating registered users corresponding to the indicating data is generated, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form, the list form being generated, from information stored in the computer system, using the indicating data regarding the formation of handwritten text and/or markings on the registration form.
Preferably the system includes the sensing device which contains an identification means that imparts a unique identity to the sensing device. The sensing device is preferably uniquely associated with the registered user. The computer system terminal preferably includes a printer for printing the registration form on demand. The registration form is preferably printed on the surface of a sheet material including printing said coded data thereon. Further, the coded data is preferably printed so as to be at least substantially invisible in the visible spectrum.
BRIEF DESCRIPTION OF DRAWINGS
Preferred and other embodiments of the invention will now be descπbed, by way of non-limiting example only, with reference to the accompanying drawings, in which
Figure 1 is a schematic of a the relationship between a sample pπnted netpage and its online page description, Figure 2 is a schematic view of a interaction between a netpage pen, a netpage pπnter, a netpage page server, and a netpage application server,
Figure 3 illustrates a collection of netpage servers and pπnters interconnected via a network,
Figure 4 is a schematic view of a high-level structure of a pπnted netpage and its online page description,
Figure 5 is a plan view showing a structure of a netpage tag, Figure 6 is a plan view showing a relationship between a set of the tags shown in Figure 5 and a field of view of a netpage sensing device in the form of a netpage pen,
Figure 7 is a flowchart of a tag image processing and decoding algoπthm,
Figure 8 is a perspective view of a netpage pen and its associated tag-sensing field-of-view cone,
Figure 9 is a perspective exploded view of the netpage pen shown m Figure 8, Figure 10 is a schematic block diagram of a pen controller for the netpage pen shown in Figures 8 and 9,
Figure 11 is a perspective view of a wall-mounted netpage pπnter,
Figure 12 is a section through the length of the netpage pπnter of Figure 11 ,
Figure 12a is an enlarged portion of Figure 12 showing a section of the duplexed print engines and glue wheel assembly,
Figure 13 is a detailed view of the ink cartridge, ink, air and glue paths, and pπnt engines of the netpage pπnter of Figures 11 and 12,
Figure 14 is a schematic block diagram of a pπnter controller for the netpage pπnter shown in Figures 11 and 12,
Figure 15 is a schematic block diagram of duplexed pπnt engine controllers and Memjef™ pπntheads associated with the pπnter controller shown in Figure 14,
Figure 16 is a schematic block diagram of the pπnt engine controller shown in Figures 14 and 15, Figure 17 is a perspective view of a single Memjet™ pπnting element, as used in, for example, the netpage pπnter of Figures 10 to 12,
Figure 18 is a perspective view of a small part of an array of Memjet™ pπnting elements,
Figure 19 is a seπes of perspective views illustrating the operating cycle of the Memjet™ pπnting element shown in Figure 13, Figure 20 is a perspective view of a short segment of a pagewidth Memjet™ pπnthead,
Figure 21 is a schematic view of a user class diagram,
Figure 22 is a schematic view of a pπnter class diagram,
Figure 23 is a schematic view of a pen class diagram, Figure 24 is a schematic view of an application class diagram,
Figure 25 is a schematic view of a document and page descπption class diagram,
Figure 26 is a schematic view of a document and page ownership class diagram,
Figure 27 is a schematic view of a terminal element specialization class diagram, Figure 28 is a schematic view of a static element specialization class diagram,
Figure 29 is a schematic view of a hyperlink element class diagram,
Figure 30 is a schematic view of a hyperlink element specialization class diagram,
Figure 31 is a schematic view of a hyperlinked group class diagram,
Figure 32 is a schematic view of a form class diagram, Figure 33 is a schematic view of a digital ink class diagram,
Figure 34 is a schematic view of a field element specialization class diagram,
Figure 35 is a schematic view of a checkbox field class diagram,
Figure 36 is a schematic view of a text field class diagram,
Figure 37 is a schematic view of a signature field class diagram, Figure 38 is a flowchart of an input processing algoπthm,
Figure 38a is a detailed flowchart of one step of the flowchart of Figure 38,
Figure 39 is a schematic view of a page server command element class diagram,
Figure 40 is a schematic view of a subscπption delivery protocol,
Figure 41 is a schematic view of a hyperlink request class diagram, Figure 42 is a schematic view of a hyperlink activation protocol,
Figure 43 is a schematic view of a form submission protocol,
Figure 44 is a schematic view of a set of user interface flow document icons,
Figure 45 is a schematic view of a set of user interface page layout element icons,
Figure 46 is a schematic view of a user registration user interface flow, Figure 47 is a schematic view of a user registration form,
Figure 48 is a schematic view of a pen registration user interface flow,
Figure 49 is a schematic view of a pen registration form,
Figure 50 is a schematic view of a pen registration matching users page,
Figure 51 is a schematic view of a pen registration local users page, Figure 52 is a schematic view of a user authonzation user interface flow,
Figure 53 is a schematic view of a user authorization form,
Figure 54 is a schematic view of a user authorization matching users page, and Figure 55 is a schematic view of a user authoπzation global users page
DETAILED DESCRIPTION OF PREFERRED AND OTHER EMBODIMENTS
Note Memjet™ is a trade mark of Silverbrook Research Pty Ltd, Australia
In the preferred embodiment, the invention is configured to work with the netpage networked computer system, a detailed overview of which follows It will be appreciated that not every implementation will necessaπly embody all or even most of the specific details and extensions discussed below in relation to the basic system However, the system is descπbed in its most complete form to reduce the need for external reference when attempting to understand the context in which the preferred embodiments and aspects of the present invention operate
In bπef summary, the preferred form of the netpage system employs a computer interface in the form of a mapped surface, that is, a physical surface which contains references to a map of the surface maintained in a computer system The map references can be queried by an appropriate sensing device Depending upon the specific implementation, the map references may be encoded visibly or invisibly, and defined in such a way that a local query on the mapped surface yields an unambiguous map reference both within the map and among different maps The computer system can contain information about features on the mapped surface, and such information can be retrieved based on map references supplied by a sensing device used with the mapped surface The information thus retπeved can take the form of actions which are initiated by the computer system on behalf of the operator in response to the operator's interaction with the surface features
In its prefeπed form, the netpage system relies on the production of, and human interaction with, netpages These are pages of text, graphics and images pπnted on ordinary paper, but which work like interactive web pages Information is encoded on each page using ink which is substantially invisible to the unaided human eye The ink, however, and thereby the coded data, can be sensed by an optically imaging pen and transmitted to the netpage system
In the preferred form, active buttons and hyperlinks on each page can be clicked with the pen to request information from the network or to signal preferences to a network server In one embodiment, text wπtten by hand on a netpage is automatically recognized and converted to computer text in the netpage system, allowing forms to be filled in In other embodiments, signatures recorded on a netpage are automatically veπfied, allowing e-commerce transactions to be securely authoπzed
As illustrated in Figure 1, a pπnted netpage 1 can represent a interactive form which can be filled in by the user both physically, on the printed page, and "electronically", via communication between the pen and the netpage system The example shows a "Request" form containing name and address fields and a submit button The netpage consists of graphic data 2 pπnted using visible ink, and coded data 3 pπnted as a collection of tags 4 using invisible ink The corresponding page descπption 5, stored on the netpage network, describes the individual elements of the netpage In particular it describes the type and spatial extent (zone) of each interactive element (I e text field or button m the example), to allow the netpage system to correctly interpret input via the netpage The submit button 6, for example, has a zone 7 which corresponds to the spatial extent of the corresponding graphic 8 As illustrated in Figure 2, the netpage pen 101, a preferred form of which is shown in Figures 8 and 9 and descπbed in more detail below, works in conjunction with a netpage pπnter 601, an Internet-connected pπnting appliance for home, office or mobile use The pen is wireless and communicates securely with the netpage pπnter via a short-range radio link 9
The netpage pπnter 601, a preferred form of which is shown in Figures 11 to 13 and descπbed in more detail below, is able to deliver, peπodically or on demand, personalized newspapers, magazines, catalogs, brochures and other publications, all pπnted at high quality as interactive netpages Unlike a personal computer, the netpage pπnter is an appliance which can be, for example, wall-mounted adjacent to an area where the morning news is first consumed, such as in a user's kitchen, near a breakfast table, or near the household's point of departure for the day It also comes in tabletop, desktop, portable and miniature versions Netpages pπnted at their point of consumption combine the ease-of-use of paper with the timeliness and interactivity of an interactive medium
As shown in Figure 2, the netpage pen 101 interacts with the coded data on a printed netpage 1 and communicates, via a short-range radio link 9, the interaction to a netpage pπnter The printer 601 sends the interaction to the relevant netpage page server 10 for inteφretation In appropπate circumstances, the page server sends a coπesponding message to application computer software running on a netpage application server 13 The application server may in turn send a response which is printed on the originating pπnter
The netpage system is made considerably more convenient in the prefeπed embodiment by being used m conjunction with high-speed microelectromechanical system (MEMS) based Inkjet (Memjet™) pπnters In the prefeπed form of this technology, relatively high-speed and high-quality pπnting is made more affordable to consumers In its prefeπed form, a netpage publication has the physical characteristics of a traditional newsmagazine, such as a set of letter- size glossy pages printed in full color on both sides, bound together for easy navigation and comfortable handling
The netpage pπnter exploits the growing availability of broadband Internet access Cable service is available to 95% of households in the United States, and cable modem service offering broadband Internet access is already available to 20% of these The netpage pπnter can also operate with slower connections, but with longer delivery times and lower image quality Indeed, the netpage system can be enabled using existing consumer Inkjet and laser pπnters, although the system will operate more slowly and will therefore be less acceptable from a consumer's point of view In other embodiments, the netpage system is hosted on a pπvate intranet In still other embodiments, the netpage system is hosted on a single computer or computer-enabled device, such as a printer
Netpage publication servers 14 on the netpage network are configured to deliver print-quality publications to netpage pπnters Periodical publications are delivered automatically to subscπbing netpage pπnters via pointcasting and multicasting Internet protocols Personalized publications are filtered and formatted according to individual user profiles
A netpage printer can be configured to support any number of pens, and a pen can work with any number of netpage pπnters In the preferred implementation, each netpage pen has a unique identifier A household may have a collection of colored netpage pens, one assigned to each member of the family This allows each user to maintain a distinct profile with respect to a netpage publication server or application server
A netpage pen can also be registered with a netpage registration server 11 and linked to one or more payment card accounts This allows e-commerce payments to be securely authoπzed using the netpage pen The netpage registration server compares the signature captured by the netpage pen with a previously registered signature, allowing it to authenticate the user's identity to an e-commerce server Other biometrics can also be used to veπfy identity A version of the netpage pen includes fingeφπnt scanning, veπfied in a similar way by the netpage registration server
Although a netpage pπnter may deliver peπodicals such as the morning newspaper without user intervention, it can be configured never to deliver unsolicited junk mail In its preferred form, it only delivers peπodicals from subscπbed or otherwise authoπzed sources In this respect, the netpage pπnter is unlike a fax machine or e-mail account which is visible to anyjunk mailer who knows the telephone number or email address 1 NETPAGE SYSTEM ARCHITECTURE
Each object model in the system is described using a Unified Modeling Language (UML) class diagram A class diagram consists of a set of object classes connected by relationships, and two kinds of relationships are of interest here associations and generalizations An association represents some kind of relationship between objects, I e between instances of classes A generalization relates actual classes, and can be understood in the following way if a class is thought of as the set of all objects of that class, and class A is a generalization of class B, then B is simply a subset of A The UML does not directly support second-order modelling - I e classes of classes
Each class is drawn as a rectangle labelled with the name of the class It contains a list of the attπbutes of the class, separated from the name by a horizontal line, and a list of the operations of the class, separated from the attribute list by a hoπzontal line In the class diagrams which follow, however, operations are never modelled
An association is drawn as a line joining two classes, optionally labelled at either end with the multiplicity of the association The default multiplicity is one An asteπsk (*) indicates a multiplicity of "many", i e zero or more Each association is optionally labelled with its name, and is also optionally labelled at either end with the role of the coπesponding class An open diamond indicates an aggregation association ("ls-part-of '), and is drawn at the aggregator end of the association line
A generalization relationship ("ls-a") is drawn as a solid line joining two classes, with an aπow (in the form of an open triangle) at the generalization end
When a class diagram is broken up into multiple diagrams, any class which is duplicated is shown with a dashed outline in all but the main diagram which defines it It is shown with attributes only where it is defined
1.1 NETPAGES
Netpages are the foundation on which a netpage network is built They provide a paper-based user interface to published information and interactive services
A netpage consists of a pπnted page (or other surface region) invisibly tagged with references to an online descπption of the page The online page descπption is maintained persistently by a netpage page server The page descπption descπbes the visible layout and content of the page, including text, graphics and images It also descπbes the input elements on the page, including buttons, hyperlinks, and input fields A netpage allows markings made with a netpage pen on its surface to be simultaneously captured and processed by the netpage system
Multiple netpages can share the same page descπption However, to allow input through otherwise identical pages to be distinguished, each netpage is assigned a unique page identifier This page ID has sufficient precision to distinguish between a very large number of netpages
Each reference to the page descπption is encoded in a pπnted tag The tag identifies the unique page on which it appears, and thereby indirectly identifies the page descπption The tag also identifies its own position on the page Characteristics of the tags are descπbed in more detail below
Tags are pπnted in infrared-absoφtive ink on any substrate which is infrared-reflective, such as ordinary paper Near-infrared wavelengths are invisible to the human eye but are easily sensed by a solid-state image sensor with an appropπate filter
A tag is sensed by an area image sensor in the netpage pen, and the tag data is transmitted to the netpage system via the nearest netpage printer The pen is wireless and communicates with the netpage pπnter via a short-range radio link Tags are sufficiently small and densely arranged that the pen can reliably image at least one tag even on a single click on the page It is important that the pen recognize the page ID and position on every interaction with the page, since the interaction is stateless Tags are eπor-coπectably encoded to make them partially tolerant to surface damage
The netpage page server maintains a unique page instance for each pπnted netpage, allowing it to maintain a distinct set of user-supplied values for input fields in the page descπption for each printed netpage The relationship between the page descπption, the page instance, and the printed netpage is shown in Figure
4 The pπnted netpage may be part of a printed netpage document 45 The page instance is associated with both the netpage pπnter which pπnted it and, if known, the netpage user who requested it
1.2 NETPAGE TAGS
1.2.1 Tag Data Content In a prefeπed foπn, each tag identifies the region in which it appears, and the location of that tag within the region A tag may also contain flags which relate to the region as a whole or to the tag One or more flag bits may, for example, signal a tag sensing device to provide feedback indicative of a function associated with the immediate area of the tag, without the sensing device having to refer to a descπption of the region A netpage pen may, for example, illuminate an "active area" LED when in the zone of a hyperlink As will be more clearly explained below, in a prefeπed embodiment, each tag contains an easily recognized invaπant structure which aids initial detection, and which assists in minimizing the effect of any waφ induced by the surface or by the sensing process The tags preferably tile the entire page, and are sufficiently small and densely aπanged that the pen can reliably image at least one tag even on a single click on the page It is important that the pen recognize the page ID and position on every interaction with the page, since the interaction is stateless In a prefeπed embodiment, the region to which a tag refers coincides with an entire page, and the region ID encoded in the tag is therefore synonymous with the page ID of the page on which the tag appears In other embodiments, the region to which a tag refers can be an arbitrary subregion of a page or other surface For example, it can coincide with the zone of an interactive element, in which case the region ID can directly identify the interactive element
Table 1 - Tag data
Figure imgf000012_0001
Each tag contains 120 bits of information, typically allocated as shown in Table 1 Assuming a maximum tag density of 64 per square inch, a 16-bit tag ID supports a region size of up to 1024 square inches Larger regions can be mapped continuously without increasing the tag ID precision simply by using abutting regions and maps The 100-bit region ID allows 2100 (~1030 or a million tnlhon tnllion) different regions to be uniquely identified
1.2.2 Tag Data Encoding
The 120 bits of tag data are redundantly encoded using a (15, 5) Reed-Solomon code This yields 360 encoded bits consisting of 6 codewords of 15 4-bit symbols each The (15, 5) code allows up to 5 symbol eπors to be coπected per codeword, I e it is tolerant of a symbol eπor rate of up to 33% per codeword
Each 4-bit symbol is represented in a spatially coherent way in the tag, and the symbols of the six codewords are interleaved spatially within the tag This ensures that a burst eπor (an eπor affecting multiple spatially adjacent bits) damages a minimum number of symbols overall and a minimum number of symbols in any one codeword, thus maximising the likelihood that the burst eπor can be fully coπected
1.2.3 Physical Tag Structure The physical representation of the tag, shown in Figure 5, includes fixed target structures 15, 16, 17 and vanable data areas 18 The fixed target structures allow a sensing device such as the netpage pen to detect the tag and infer its three-dimensional oπentation relative to the sensor The data areas contain representations of the individual bits of the encoded tag data
To achieve proper tag reproduction, the tag is rendered at a resolution of 256x256 dots When pπnted at 1600 dots per inch this yields a tag with a diameter of about 4 mm At this resolution the tag is designed to be suπounded by a "quiet area" of radius 16 dots Since the quiet area is also contnbuted by adjacent tags, it only adds 16 dots to the effective diameter of the tag
The tag includes six target structures A detection nng 15 allows the sensing device to initially detect the tag The ring is easy to detect because it is rotationally invariant and because a simple coπection of its aspect ratio removes most of the effects of perspective distortion An oπentation axis 16 allows the sensing device to deteπnine the approximate planar oπentation of the tag due to the yaw of the sensor The oπentation axis is skewed to yield a unique oπentation Four perspective targets 17 allow the sensing device to infer an accurate two-dimensional perspective transform of the tag and hence an accurate three-dimensional position and orientation of the tag relative to the sensor
All target structures are redundantly large to improve their immunity to noise The overall tag shape is circular This supports, amongst other things, optimal tag packing on an lπegular tnangular gnd In combination with the circular detection nng, this makes a circular aπangement of data bits within the tag optimal To maximise its size, each data bit is represented by a radial wedge in the form of an area bounded by two radial lines and two concentnc circular arcs Each wedge has a minimum dimension of 8 dots at 1600 dpi and is designed so that its base (its inner arc), is at least equal to this minimum dimension The height of the wedge in the radial direction is always equal to the minimum dimension Each 4-bit data symbol is represented by an aπay of 2x2 wedges
The 15 4-bit data symbols of each of the six codewords are allocated to the four concentnc symbol nngs 18a to 18d in interleaved fashion Symbols are allocated alternately in circular progression around the tag
The interleaving is designed to maximise the average spatial distance between any two symbols of the same codeword In order to support "single-click" interaction with a tagged region via a sensing device, the sensing device must be able to see at least one entire tag in its field of view no matter where in the region or at what oπentation it is positioned The required diameter of the field of view of the sensing device is therefore a function of the size and spacing of the tags
Assuming a circular tag shape, the minimum diameter of the sensor field of view is obtained when the tags are tiled on a equilateral tnangular grid, as shown in Figure 6
1.2.4 Tag Image Processing and Decoding
The tag image processing and decoding performed by a sensing device such as the netpage pen is shown in Figure 7 While a captured image is being acquired from the image sensor, the dynamic range of the image is determined (at 20) The center of the range is then chosen as the binary threshold for the image 21 The image is then thresholded and segmented into connected pixel regions (I e shapes 23) (at 22) Shapes which are too small to represent tag target structures are discarded The size and centroid of each shape is also computed
Binary shape moments 25 are then computed (at 24) for each shape, and these provide the basis for subsequently locating target structures Central shape moments are by their nature invanant of position, and can be easily made invariant of scale, aspect ratio and rotation
The nng target structure 15 is the first to be located (at 26) A ring has the advantage of being very well behaved when perspective-distorted Matching proceeds by aspect-normalizing and rotation-normalizing each shape's moments Once its second-order moments are normalized the nng is easy to recognize even if the perspective distortion was significant The ring's oπginal aspect and rotation 27 together provide a useful approximation of the perspective transform
The axis target structure 16 is the next to be located (at 28) Matching proceeds by applying the πng's normalizations to each shape's moments, and rotation-normalizing the resulting moments Once its second-order moments are normalized the axis target is easily recognized Note that one third order moment is required to disambiguate the two possible onentations of the axis The shape is deliberately skewed to one side to make this possible Note also that it is only possible to rotation-normalize the axis target after it has had the πng's noπnalizations applied, since the perspective distortion can hide the axis target's axis The axis target's onginal rotation provides a useful approximation of the tag's rotation due to pen yaw 29
The four perspective target structures 17 are the last to be located (at 30) Good estimates of their positions are computed based on their known spatial relationships to the nng and axis targets, the aspect and rotation of the nng, and the rotation of the axis Matching proceeds by applying the πng's normalizations to each shape's moments Once their second-order moments are normalized the circular perspective targets are easy to recognize, and the target closest to each estimated position is taken as a match The original centroids of the four perspective targets are then taken to be the perspective-distorted corners 31 of a square of known size in tag space, and an eight-degree-of-freedom perspective transform 33 is infeπed (at 32) based on solving the well-understood equations relating the four tag-space and image- space point pairs (see Heckbert, P , Fundamentals of Texture Mapping and Image Waφ g, Masters Thesis, Dept of EECS, U of California at Berkeley, Technical Report No UCB/CSD 89/516, June 1989, the contents of which are herein incoφorated by cross-reference)
The infeπed tag-space to image-space perspective transform is used to project (at 36) each known data bit position in tag space into image space where the real-valued position is used to bihnearly inteφolate (at 36) the four relevant adjacent pixels in the input image The previously computed image threshold 21 is used to threshold the result to produce the final bit value 37
Once all 360 data bits 37 have been obtained in this way, each of the six 60-bit Reed-Solomon codewords is decoded (at 38) to yield 20 decoded bits 39, or 120 decoded bits in total Note that the codeword symbols are sampled in codeword order, so that codewords are implicitly de-interleaved during the sampling process
The nng target 15 is only sought in a subarea of the image whose relationship to the image guarantees that the nng, if found, is part of a complete tag If a complete tag is not found and successfully decoded, then no pen position is recorded for the cuπent frame Given adequate processing power and ideally a non-minimal field of view 193, an alternative strategy involves seeking another tag in the cuπent image The obtained tag data indicates the identity of the region containing the tag and the position of the tag within the region An accurate position 35 of the pen nib in the region, as well as the overall onentation 35 of the pen, is then infeπed (at 34) from the perspective transform 33 observed on the tag and the known spatial relationship between the pen's physical axis and the pen's optical axis
1.2.5 Tag Map Decoding a tag results in a region ID, a tag ID, and a tag-relative pen transform Before the tag ID and the tag-relative pen location can be translated into an absolute location within the tagged region, the location of the tag within the region must be known This is given by a tag map, a function which maps each tag ID in a tagged region to a coπesponding location The tag map class diagram is shown in Figure 22, as part of the netpage pπnter class diagram
A tag map reflects the scheme used to tile the surface region with tags, and this can vary according to surface type When multiple tagged regions share the same tiling scheme and the same tag numbering scheme, they can also share the same tag map
The tag map for a region must be retrievable via the region ID Thus, given a region ID, a tag ID and a pen transform, the tag map can be retrieved, the tag ID can be translated into an absolute tag location withm the region, and the tag-relative pen location can be added to the tag location to yield an absolute pen location within the region
1.2.6 Tagging Schemes
Two distinct surface coding schemes are of interest, both of which use the tag structure descnbed earlier in this section The prefeπed coding scheme uses "location-indicating" tags as already discussed An alternative coding scheme uses object-indicating tags
A location-indicating tag contains a tag ID which, when translated through the tag map associated with the tagged region, yields a unique tag location within the region The tag-relative location of the pen is added to this tag location to yield the location of the pen within the region This in turn is used to determine the location of the pen relative to a user interface element in the page description associated with the region Not only is the user interface element itself identified, but a location relative to the user interface element is identified Location-indicating tags therefore trivially support the capture of an absolute pen path in the zone of a particular user interface element An object-indicating tag contains a tag ID which directly identifies a user interface element in the page descπption associated with the region All the tags in the zone of the user interface element identify the user interface element, making them all identical and therefore indistinguishable Object-indicating tags do not, therefore, support the capture of an absolute pen path They do, however, support the capture of a relative pen path So long as the position sampling frequency exceeds twice the encountered tag frequency, the displacement from one sampled pen position to the next within a stroke can be unambiguously determined
With either tagging scheme, the tags function in cooperation with associated visual elements on the netpage as user interactive elements in that a user can interact with the printed page using an appropπate sensing device in order for tag data to be read by the sensing device and for an appropπate response to be generated in the netpage system
1.3 DOCUMENT AND PAGE DESCRIPTIONS A prefeπed embodiment of a document and page descπption class diagram is shown in Figures 25 and 26
In the netpage system a document is descπbed at three levels At the most abstract level the document 836 has a hierarchical structure whose terminal elements 839 are associated with content objects 840 such as text objects, text style objects, image objects, etc Once the document is pnnted on a pπnter with a particular page size and according to a particular user's scale factor preference, the document is paginated and otherwise formatted Formatted terminal elements 835 will in some cases be associated with content objects which are different from those associated with their coπesponding terminal elements, particularly where the content objects are style-related Each pnnted instance of a document and page is also described separately, to allow input captured through a particular page instance 830 to be recorded separately from input captured through other instances of the same page description
The presence of the most abstract document descnption on the page server allows a user to request a copy of a document without being forced to accept the source document's specific format The user may be requesting a copy through a printer with a different page size, for example Conversely, the presence of the formatted document description on the page server allows the page server to efficiently inteφret user actions on a particular pnnted page A formatted document 834 consists of a set of formatted page descnptions 5, each of which consists of a set of formatted terminal elements 835 Each formatted element has a spatial extent or zone 58 on the page This defines the active area of input elements such as hyperlinks and input fields
A document instance 831 coπesponds to a formatted document 834 It consists of a set of page instances 830, each of which coπesponds to a page description 5 of the formatted document Each page instance 830 descπbes a single unique pnnted netpage 1, and records the page ID 50 of the netpage A page instance is not part of a document instance if it represents a copy of a page requested in isolation
A page instance consists of a set of terminal element instances 832 An element instance only exists if it records instance-specific information Thus, a hyperlink instance exists for a hyperlink element because it records a transaction ID 55 which is specific to the page instance, and a field instance exists for a field element because it records input specific to the page instance An element instance does not exist, however, for static elements such as textflows
A terminal element can be a static element 843, a hyperlink element 844, a field element 845 or a page server command element 846, as shown in Figure 27 A static element 843 can be a style element 847 with an associated style object 854, a textflow element 848 with an associated styled text object 855, an image element 849 with an associated image element 856, a graphic element 850 with an associated graphic object 857, a video clip element 851 with an associated video clip object 858, an audio clip element 852 with an associated audio clip object 859, or a script element 853 with an associated script object 860, as shown in Figure 28
A page instance has a background field 833 which is used to record any digital ink captured on the page which does not apply to a specific input element
In the prefeπed form of the invention, a tag map 811 is associated with each page instance to allow tags on the page to be translated into locations on the page
1.4 THE NETPAGE NETWORK
In a prefeπed embodiment, a netpage network consists of a distributed set of netpage page servers 10, netpage registration servers 11, netpage ID servers 12, netpage application servers 13, netpage publication servers 14, and netpage pπnters 601 connected via a network 19 such as the Internet, as shown in Figure 3 The netpage registration server 11 is a server which records relationships between users, pens, pπnters, applications and publications, and thereby authorizes vaπous network activities It authenticates users and acts as a signing proxy on behalf of authenticated users in application transactions It also provides handwπting recognition services As descnbed above, a netpage page server 10 maintains persistent information about page descnptions and page instances The netpage network includes any number of page servers, each handling a subset of page instances Since a page server also maintains user input values for each page instance, clients such as netpage printers send netpage input directly to the appropπate page server The page server mteφrets any such input relative to the description of the coπesponding page
A netpage ID server 12 allocates document IDs 51 on demand, and provides load-balancing of page servers via its ID allocation scheme
A netpage pπnter uses the Internet Distributed Name System (DNS), or similar, to resolve a netpage page ID 50 into the network address of the netpage page server handling the coπesponding page instance
A netpage application server 13 is a server which hosts interactive netpage applications A netpage publication server 14 is an application server which publishes netpage documents to netpage pnnters They are descnbed in detail in Section 2
Netpage servers can be hosted on a vanety of network server platforms from manufacturers such as IBM,
Hewlett-Packard, and Sun Multiple netpage servers can run concuπently on a single host, and a single server can be distnbuted over a number of hosts Some or all of the functionality provided by netpage servers, and in particular the functionality provided by the ID server and the page server, can also be provided directly in a netpage appliance such as a netpage pπnter, in a computer workstation, or on a local network
1.5 THE NETPAGE PRINTER
The netpage pnnter 601 is an appliance which is registered with the netpage system and pπnts netpage documents on demand and via subscπption Each printer has a unique pnnter ID 62, and is connected to the netpage network via a network such as the Internet, ideally via a broadband connection Apart from identity and secunty settings in non-volatile memory, the netpage pπnter contains no persistent storage As far as a user is concerned, "the network is the computer" Netpages function interactively across space and time with the help of the distnbuted netpage page servers 10, independently of particular netpage pnnters
The netpage pnnter receives subscribed netpage documents from netpage publication servers 14 Each document is distributed in two parts the page layouts, and the actual text and image objects which populate the pages Because of personalization, page layouts are typically specific to a particular subscnber and so are pointcast to the subscπber's pnnter via the appropπate page server Text and image objects, on the other hand, are typically shared with other subscπbers, and so are multicast to all subscπbers' pnnters and the appropriate page servers
The netpage publication server optimizes the segmentation of document content into pointcasts and multicasts After receiving the pointcast of a document's page layouts, the pπnter knows which multicasts, if any, to listen to
Once the printer has received the complete page layouts and objects that define the document to be pπnted, it can pπnt the document
The printer rastenzes and pπnts odd and even pages simultaneously on both sides of the sheet It contains duplexed pπnt engine controllers 760 and pπnt engines utilizing Memjet™ pπntheads 350 for this puφose The pπnting process consists of two decoupled stages rasteπzation of page descnptions, and expansion and printing of page images The raster image processor (RIP) consists of one or more standard DSPs 757 running in parallel The duplexed print engine controllers consist of custom processors which expand, dither and pnnt page images in real time, synchronized with the operation of the pπntheads in the pπnt engines Pπnters not enabled for IR pπnting have the option to pπnt tags using IR-absoφtive black k, although this restncts tags to otherwise empty areas of the page Although such pages have more limited functionality than IR-pπnted pages, they are still classed as netpages
A normal netpage pπnter pπnts netpages on sheets of paper More specialised netpage printers may print onto more specialised surfaces, such as globes Each printer supports at least one surface type, and supports at least one tag tiling scheme, and hence tag map, for each surface type The tag map 81 1 which describes the tag tiling scheme actually used to pπnt a document becomes associated with that document so that the document's tags can be coπectly inteφreted
Figure 2 shows the netpage printer class diagram, reflecting printer-related information maintained by a registration server 1 1 on the netpage network
A prefeπed embodiment of the netpage printer is descπbed in greater detail in Section 6 below, with reference to Figures 1 1 to 16
1.5.1 Memjet™ Printheads
The netpage system can operate using pπnters made with a wide range of digital pnnting technologies, including thermal Inkjet, piezoelectric Inkjet, laser electrophotographic, and others However, for wide consumer acceptance, it is desirable that a netpage printer have the following charactenstics photographic quality color pπnting high quality text pnnting high reliability low printer cost • low ink cost low paper cost simple operation nearly silent pπnting high pπnting speed • simultaneous double sided pnnting compact form factor low power consumption
No commercially available pπnting technology has all of these charactenstics
To enable to production of pnnters with these characteristics, the present applicant has invented a new pnnt technology, refeπed to as Memjet™ technology Memjet™ is a drop-on-demand Inkjet technology that mcoφorates pagewidth pnntheads fabncated using microelectromechamcal systems (MEMS) technology Figure 17 shows a single printing element 300 of a Memjet™ pnnthead The netpage wallpnnter incoφorates 168960 printing elements 300 to form a 1600 dpi pagewidth duplex pnnter This pnnter simultaneously prints cyan, magenta, yellow, black, and infrared inks as well as paper conditioner and ink fixative
The printing element 300 is approximately 110 microns long by 32 microns wide Aπays of these pnnting elements are formed on a silicon substrate 301 that incoφorates CMOS logic, data transfer, timing, and dπve circuits (not shown)
Major elements of the pπnting element 300 are the nozzle 302, the nozzle nm 303, the nozzle chamber 304, the fluidic seal 305, the ink channel nm 306, the lever arm 307, the active actuator beam pair 308, the passive actuator beam pair 309, the active actuator anchor 310, the passive actuator anchor 31 1, and the ink inlet 312
The active actuator beam pair 308 is mechanically joined to the passive actuator beam pair 309 at the join 319 Both beams pairs are anchored at their respective anchor points 310 and 31 1 The combination of elements 308, 309, 310, 31 1 , and 319 form a cantilevered electrothermal bend actuator 320
Figure 18 shows a small part of an aπay of printing elements 300, including a cross section 315 of a printing element 300 The cross section 315 is shown without ink, to clearly show the ink inlet 312 that passes through the silicon wafer 301
Figures 19(a), 19(b) and 19(c) show the operating cycle of a Memjet™ pnnting element 300
Figure 19(a) shows the quiescent position of the ink meniscus 316 pnor to printing an ink droplet Ink is retained in the nozzle chamber by surface tension at the ink meniscus 316 and at the fluidic seal 305 formed between the nozzle chamber 304 and the ink channel nm 306
While pnnting, the pnnthead CMOS circuitry distnbutes data from the pnnt engine controller to the coπect pnnting element, latches the data, and buffers the data to dnve the electrodes 318 of the active actuator beam pair 308 This causes an electncal cuπent to pass through the beam pair 308 for about one microsecond, resulting in Joule heating The temperature increase resulting from Joule heating causes the beam pair 308 to expand As the passive actuator beam pair 309 is not heated, it does not expand, resulting in a stress difference between the two beam pairs This stress difference is partially resolved by the cantilevered end of the electrothermal bend actuator 320 bending towards the substrate 301 The lever arm 307 transmits this movement to the nozzle chamber 304 The nozzle chamber 304 moves about two microns to the position shown in Figure 19(b) This increases the ink pressure, forcing ink 321 out of the nozzle 302, and causing the ink meniscus 316 to bulge The nozzle nm 303 prevents the ink meniscus 316 from spreading across the surface of the nozzle chamber 304
As the temperature of the beam pairs 308 and 309 equalizes, the actuator 320 returns to its onginal position This aids in the break-off of the ink droplet 317 from the ink 321 in the nozzle chamber, as shown in Figure 19(c) The nozzle chamber is refilled by the action of the surface tension at the meniscus 316
Figure 20 shows a segment of a pnnthead 350 In a netpage pnnter, the length of the pnnthead is the full width of the paper (typically 210 mm) in the direction 351 The segment shown is 04 mm long (about 02% of a complete pnnthead) When pnnting, the paper is moved past the fixed pnnthead in the direction 352 The pnnthead has 6 rows of interdigitated printing elements 300, printing the six colors or types of ink supplied by the ink inlets 312
To protect the fragile surface of the pnnthead dunng operation, a nozzle guard wafer 330 is attached to the pnnthead substrate 301 For each nozzle 302 there is a coπesponding nozzle guard hole 331 through which the ink droplets are fired To prevent the nozzle guard holes 331 from becoming blocked by paper fibers or other debns, filtered air is pumped through the air inlets 332 and out of the nozzle guard holes dunng pnntmg To prevent ink 321 from drying, the nozzle guard is sealed while the pnnter is idle
1.6 The Netpage Pen
The active sensing device of the netpage system is typically a pen 101, which, using its embedded controller 134, is able to capture and decode IR position tags from a page via an image sensor. The image sensor is a solid-state device provided with an appropriate filter to permit sensing at only near-infrared wavelengths. As described in more detail below, the system is able to sense when the nib is in contact with the surface, and the pen is able to sense tags at a sufficient rate to capture human handwriting (i.e. at 200 dpi or greater and 100 Hz or faster). Information captured by the pen is encrypted and wirelessly transmitted to the printer (or base station), the printer or base station inteφreting the data with respect to the (known) page structure.
The prefeπed embodiment of the netpage pen operates both as a normal marking ink pen and as a non- marking stylus. The marking aspect, however, is not necessary for using the netpage system as a browsing system, such as when it is used as an Internet interface. Each netpage pen is registered with the netpage system and has a unique pen ID 61. Figure 23 shows the netpage pen class diagram, reflecting pen-related information maintained by a registration server 11 on the netpage network.
When either nib is in contact with a netpage, the pen determines its position and orientation relative to the page. The nib is attached to a force sensor, and the force on the nib is inteφreted relative to a threshold to indicate whether the pen is "up" or "down". This allows a interactive element on the page to be 'clicked' by pressing with the pen nib, in order to request, say, information from a network. Furthermore, the force is captured as a continuous value to allow, say, the full dynamics of a signature to be verified.
The pen determines the position and orientation of its nib on the netpage by imaging, in the infrared spectrum, an area 193 of the page in the vicinity of the nib. It decodes the nearest tag and computes the position of the nib relative to the tag from the observed perspective distortion on the imaged tag and the known geometry of the pen optics. Although the position resolution of the tag may be low, because the tag density on the page is inversely proportional to the tag size, the adjusted position resolution is quite high, exceeding the minimum resolution required for accurate handwriting recognition.
Pen actions relative to a netpage are captured as a series of strokes. A stroke consists of a sequence of time- stamped pen positions on the page, initiated by a pen-down event and completed by the subsequent pen-up event. A stroke is also tagged with the page ID 50 of the netpage whenever the page ID changes, which, under normal circumstances, is at the commencement of the stroke.
Each netpage pen has a cuπent selection 826 associated with it, allowing the user to perform copy and paste operations etc. The selection is timestamped to allow the system to discard it after a defined time period. The cuπent selection describes a region of a page instance. It consists of the most recent digital ink stroke captured through the pen relative to the background area of the page. It is inteφreted in an application-specific manner once it is submitted to an application via a selection hyperlink activation.
Each pen has a cuπent nib 824. This is the nib last notified by the pen to the system. In the case of the default netpage pen described above, either the marking black ink nib or the non-marking stylus nib is cuπent. Each pen also has a cuπent nib style 825. This is the nib style last associated with the pen by an application, e.g. in response to the user selecting a color from a palette. The default nib style is the nib style associated with the cuπent nib. Strokes captured through a pen are tagged with the cuπent nib style. When the strokes are subsequently reproduced, they are reproduced in the nib style with which they are tagged.
Whenever the pen is within range of a printer with which it can communicate, the pen slowly flashes its "online" LED. When the pen fails to decode a stroke relative to the page, it momentarily activates its "eπor" LED. When the pen succeeds in decoding a stroke relative to the page, it momentarily activates its "ok" LED. A sequence of captured strokes is refeπed to as digital ink Digital ink forms the basis for the digital exchange of drawings and handwriting, for online recognition of handwriting, and for online venfication of signatures
The pen is wireless and transmits digital ink to the netpage pnnter via a short-range radio link The transmitted digital ink is encrypted for privacy and security and packetized for efficient transmission, but is always flushed on a pen-up event to ensure timely handling in the printer
When the pen is out-of-range of a printer it buffers digital ink in internal memory, which has a capacity of over ten minutes of continuous handwnting When the pen is once again within range of a pnnter, it transfers any buffered digital ink
A pen can be registered with any number of pnnters, but because all state data resides in netpages both on paper and on the network, it is largely immaterial which pnnter a pen is communicating with at any particular time
A prefeπed embodiment of the pen is descnbed in greater detail in Section 6 below, with reference to Figures 8 to 10
1.7 NETPAGE INTERACTION
The netpage printer 601 receives data relating to a stroke from the pen 101 when the pen is used to interact with a netpage 1 The coded data 3 of the tags 4 is read by the pen when it is used to execute a movement, such as a stroke The data allows the identity of the particular page and associated interactive element to be determined and an indication of the relative positioning of the pen relative to the page to be obtained The indicating data is transmitted to the pnnter, where it resolves, via the DNS, the page ID 50 of the stroke into the network address of the netpage page server 10 which maintains the coπesponding page instance 830 It then transmits the stroke to the page server If the page was recently identified m an earlier stroke, then the pnnter may already have the address of the relevant page server in its cache Each netpage consists of a compact page layout maintained persistently by a netpage page server (see below) The page layout refers to objects such as images, fonts and pieces of text, typically stored elsewhere on the netpage network
When the page server receives the stroke from the pen, it retneves the page description to which the stroke applies, and determines which element of the page descπption the stroke intersects It is then able to inteφret the stroke in the context of the type of the relevant element
A "click" is a stroke where the distance and time between the pen down position and the subsequent pen up position are both less than some small maximum An object which is activated by a click typically requires a click to be activated, and accordingly, a longer stroke is ignored The failure of a pen action, such as a "sloppy" click, to register is indicated by the lack of response from the pen's "ok" LED There are two kinds of input elements in a netpage page descπption hyperlinks and form fields Input through a form field can also tπgger the activation of an associated hyperlink
1.7.1 Hyperlinks
A hyperlink is a means of sending a message to a remote application, and typically elicits a pπnted response in the netpage system A hyperlink element 844 identifies the application 71 which handles activation of the hyperlink, a link ID 54 which identifies the hyperlink to the application, an "alias required" flag which asks the system to include the user's application alias ID 65 in the hyperlink activation, and a description which is used when the hyperlink is recorded as a favonte or appears in the user's history The hyperlink element class diagram is shown in Figure 29 When a hyperlink is activated, the page server sends a request to an application somewhere on the network The application is identified by an application ID 64, and the application ID is resolved in the normal way via the DNS There are three types of hyperlinks general hyperlinks 863, form hyperlinks 865, and selection hyperlinks 864, as shown in Figure 30 A general hyperlink can implement a request for a linked document, or may simply signal a preference to a server A form hyperlink submits the coπesponding form to the application A selection hyperlink submits the cuπent selection to the application If the cuπent selection contains a single-word piece of text, for example, the application may return a single-page document giving the word's meaning within the context in which it appears, or a translation into a different language Each hyperlink type is charactenzed by what information is submitted to the application
The coπesponding hyperlink instance 862 records a transaction ID 55 which can be specific to the page instance on which the hyperlink instance appears The transaction ID can identify user-specific data to the application, for example a "shopping cart" of pending purchases maintained by a purchasing application on behalf of the user
The system includes the pen's cuπent selection 826 in a selection hyperlink activation The system includes the content of the associated form instance 868 in a form hyperlink activation, although if the hyperlink has its "submit delta" attnbute set, only input since the last form submission is included The system includes an effective return path in all hyperlink activations
A hyperhnked group 866 is a group element 838 which has an associated hyperlink, as shown in Figure 31 When input occurs through any field element in the group, the hyperlink 844 associated with the group is activated A hyperhnked group can be used to associate hyperlink behavior with a field such as a checkbox It can also be used, in conjunction with the "submit delta" attnbute of a form hyperlink, to provide continuous input to an application It can therefore be used to support a "blackboard" interaction model, I e where input is captured and therefore shared as soon as it occurs
1.7.2 Forms
A form defines a collection of related input fields used to capture a related set of inputs through a pnnted netpage A form allows a user to submit one or more parameters to an application software program running on a server A form 867 is a group element 838 in the document hierarchy It ultimately contains a set of terminal field elements 839 A form instance 868 represents a pnnted instance of a form It consists of a set of field instances 870 which coπespond to the field elements 845 of the form Each field instance has an associated value 871, whose type depends on the type of the coπesponding field element Each field value records input through a particular pnnted form instance, I e through one or more printed netpages The form class diagram is shown in Figure 32 Each form instance has a status 872 which indicates whether the form is active, frozen, submitted, void or expired A form is active when first pnnted A form becomes frozen once it is signed or once its freeze time is reached A form becomes submitted once one of its submission hyperlinks has been activated, unless the hyperlink has its "submit delta" attribute set A form becomes void when the user invokes a void form, reset form or duplicate form page command A form expires when its specified expiry time is reached, l e when the time the form has been active exceeds the form's specified lifetime While the form is active, form input is allowed Input through a form which is not active is instead captured in the background field 833 of the relevant page instance When the form is active or frozen, form submission is allowed Any attempt to submit a form when the form is not active or frozen is rejected, and instead elicits an form status report
Each form instance is associated (at 59) with any form instances denved from it, thus providing a version history This allows all but the latest version of a form in a particular time penod to be excluded from a search All input is captured as digital ink Digital ink 873 consists of a set of timestamped stroke groups 874, each of which consists of a set of styled strokes 875 Each stroke consists of a set of timestamped pen positions 876, each of which also includes pen onentation and nib force The digital ink class diagram is shown in Figure 33
A field element 845 can be a checkbox field 877, a text field 878, a drawing field 879, or a signature field 880 The field element class diagram is shown in Figure 34 Any digital ink captured in a field's zone 58 is assigned to the field
A checkbox field has an associated boolean value 881, as shown in Figure 35 Any mark (a tick, a cross, a stroke, a fill zigzag, etc ) captured m a checkbox field's zone causes a true value to be assigned to the field's value
A text field has an associated text value 882, as shown in Figure 36 Any digital ink captured in a text field's zone is automatically converted to text via online handwπting recognition, and the text is assigned to the field's value
Online handwriting recognition is well-understood (see, for example, Tappert, C , C Y Suen and T Wakahara, "The State of the Art in On-Line Handwnting Recognition", IEEE Transactions on Pattern Analysis and Machine Intelligence,
Vol 12, No 8, August 1990, the contents of which are herein incoφorated by cross-reference)
A signature field has an associated digital signature value 883, as shown in Figure 37 Any digital ink captured in a signature field's zone is automatically veπfied with respect to the identity of the owner of the pen, and a digital signature of the content of the form of which the field is part is generated and assigned to the field's value The digital signature is generated using the pen user's private signature key specific to the application which owns the form Online signature veπfication is well-understood (see, for example, Plamondon, R and G Lorette, "Automatic Signature Veπfication and Wnter Identification - The State of the Art", Pattern Recognition, Vol 22, No 2, 1989, the contents of which are herein incoφorated by cross-reference)
A field element is hidden if its "hidden" attnbute is set A hidden field element does not have an input zone on a page and does not accept input It can have an associated field value which is included in the form data when the form containing the field is submitted
"Editing" commands, such as stnke-throughs indicating deletion, can also be recognized m form fields Because the handwπting recognition algonthm works "online" (I e with access to the dynamics of the pen movement), rather than "offline" (I e with access only to a bitmap of pen markings), it can recognize run-on discretely- wπtten characters with relatively high accuracy, without a wπter-dependent training phase A writer-dependent model of handwnting is automatically generated over time, however, and can be generated up-front if necessary,
Digital ink, as already stated, consists of a sequence of strokes Any stroke which starts in a particular element's zone is appended to that element's digital ink stream, ready for inteφretation Any stroke not appended to an object's digital ink stream is appended to the background field's digital ink stream
Digital ink captured in the background field is inteφreted as a selection gesture Circumscπption of one or more objects is generally inteφreted as a selection of the circumscribed objects, although the actual inteφretation is application-specific Table 2 summarises these vanous pen interactions with a netpage
Table 2 - Summary of pen interactions with a netpage
Figure imgf000023_0001
Figure imgf000024_0001
The system maintains a cuπent selection for each pen The selection consists simply of the most recent stroke captured in the background field The selection is cleared after an inactivity timeout to ensure predictable behavior
The raw digital ink captured in every field is retained on the netpage page server and is optionally transmitted with the form data when the form is submitted to the application This allows the application to inteπogate the raw digital ink should it suspect the original conversion, such as the conversion of handwritten text This can, for example, involve human intervention at the application level for forms which fail certain application-specific consistency checks As an extension to this, the entire background area of a form can be designated as a drawing field The application can then decide, on the basis of the presence of digital ink outside the explicit fields of the form, to route the form to a human operator, on the assumption that the user may have indicated amendments to the filled-in fields outside of those fields
Figure 38 shows a flowchart of the process of handling pen input relative to a netpage The process consists of receiving (at 884) a stroke from the pen, identifying (at 885) the page instance 830 to which the page ID 50 m the stroke refers, retrieving (at 886) the page description 5, identifying (at 887) a formatted element 839 whose zone 58 the stroke intersects, determining (at 888) whether the formatted element coπesponds to a field element, and if so appending (at 892) the received stroke to the digital ink of the field value 871, mteφreting (at 893) the accumulated digital ink of the field, and determining (at 894) whether the field is part of a hyperhnked group 866 and if so activating (at 895) the associated hyperlink, alternatively determining (at 889) whether the formatted element coπesponds to a hyperlink element and if so activating (at 895) the coπesponding hyperlink, alternatively, in the absence of an input field or hyperlink, appending (at 890) the received stroke to the digital ink of the background field 833, and copying (at 891) the received stroke to the cuπent selection 826 of the cuπent pen, as maintained by the registration server
Figure 38a shows a detailed flowchart of step 893 in the process shown in Figure 38, where the accumulated digital ink of a field is inteφreted according to the type of the field The process consists of determining (at 896) whether the field is a checkbox and (at 897) whether the digital ink represents a checkmark, and if so assigning (at 898) a true value to the field value, alternatively determining (at 899) whether the field is a text field and if so converting (at 900) the digital ink to computer text, with the help of the appropnate registration server, and assigning (at 901) the converted computer text to the field value, alternatively determining (at 902) whether the field is a signature field and if so verifying (at 903) the digital ink as the signature of the pen's owner, with the help of the appropnate registration server, creating (at 904) a digital signature of the contents of the coπesponding form, also with the help of the registration server and using the pen owner's pnvate signature key relating to the coπesponding application, and assigning (at 905) the digital signature to the field value
1.7.3 Page Server Commands
A page server command is a command which is handled locally by the page server It operates directly on form, page and document instances
A page server command 907 can be a void form command 908, a duplicate form command 909, a reset form command 910, a get form status command 911, a duplicate page command 912, a reset page command 913, a get page status command 914, a duplicate document command 915, a reset document command 916, or a get document status command 917, as shown in Figure 39
A void form command voids the coπesponding form instance A duplicate form command voids the coπesponding form instance and then produces an active pnnted copy of the cuπent form instance with field values preserved The copy contains the same hyperlink transaction IDs as the ongmal, and so is indistinguishable from the ongmal to an application A reset form command voids the coπesponding form instance and then produces an active pnnted copy of the form instance with field values discarded A get form status command produces a printed report on the status of the coπesponding form instance, including who published it, when it was pnnted, for whom it was pnnted, and the form status of the form instance
Since a form hyperlink instance contains a transaction ID, the application has to be involved in producing a new form instance A button requesting a new form instance is therefore typically implemented as a hyperlink
A duplicate page command produces a pnnted copy of the coπesponding page instance with the background field value preserved If the page contains a form or is part of a form, then the duplicate page command is inteφreted as a duplicate form command A reset page command produces a pnnted copy of the coπesponding page instance with the background field value discarded If the page contains a form or is part of a form, then the reset page command is inteφreted as a reset form command A get page status command produces a pnnted report on the status of the coπesponding page instance, including who published it, when it was printed, for whom it was printed, and the status of any forms it contains or is part of The netpage logo which appears on every netpage is usually associated with a duplicate page element
When a page instance is duplicated with field values preserved, field values are pnnted in their native form, l e a checkmark appears as a standard checkmark graphic, and text appears as typeset text Only drawings and signatures appear in their onginal form, with a signature accompanied by a standard graphic indicating successful signature veπfication A duplicate document command produces a pπnted copy of the coπesponding document instance with background field values preserved If the document contains any forms, then the duplicate document command duplicates the forms in the same way a duplicate form command does A reset document command produces a pnnted copy of the coπesponding document instance with background field values discarded If the document contains any forms, then the reset document command resets the forms in the same way a reset form command does A get document status command produces a pnnted report on the status of the coπesponding document instance, including who published it, when it was printed, for whom it was printed, and the status of any forms it contains
If the page server command's "on selected" attribute is set, then the command operates on the page identified by the pen's cuπent selection rather than on the page containing the command This allows a menu of page server commands to be pnnted If the target page doesn't contain a page server command element for the designated page server command, then the command is ignored
An application can provide application-specific handling by embedding the relevant page server command element in a hyperhnked group The page server activates the hyperlink associated with the hyperhnked group rather than executing the page server command
A page server command element is hidden if its "hidden" attribute is set A hidden command element does not have an input zone on a page and so cannot be activated directly by a user It can, however, be activated via a page server command embedded in a different page, if that page server command has its "on selected" attnbute set
1.8 STANDARD FEATURES OF NETPAGES
In the prefeπed form, each netpage is pnnted with the netpage logo at the bottom to indicate that it is a netpage and therefore has interactive properties The logo also acts as a copy button In most cases pressing the logo produces a copy of the page In the case of a form, the button produces a copy of the entire form And in the case of a secure document, such as a ticket or coupon, the button elicits an explanatory note or advertising page
The default single-page copy function is handled directly by the relevant netpage page server Special copy functions are handled by linking the logo button to an application
1.9 USER HELP SYSTEM In a prefeπed embodiment, the netpage pnnter has a single button labelled "Help" When pressed it elicits a single help page 46 of information, including status of printer connection status of printer consumables top-level help menu • document function menu top-level netpage network directory
The help menu provides a hierarchical manual on how to use the netpage system
The document function menu includes the following functions
• print a copy of a document • pnnt a clean copy of a form
• print the status of a document
A document function is initiated by selecting the document and then pressing the button The status of a document indicates who published it and when, to whom it was delivered, and to whom and when it was subsequently submitted as a form The help page is obviously unavailable if the pnnter is unable to pnnt In this case the "eπor" light is lit and the user can request remote diagnosis over the network
2 PERSONALIZED PUBLICATION MODEL
In the following descπption, news is used as a canonical publication example to illustrate personalization mechanisms in the netpage system Although news is often used in the limited sense of newspaper and newsmagazine news, the intended scope in the present context is wider
In the netpage system, the editonal content and the advertising content of a news publication are personalized using different mechanisms The editonal content is personalized according to the reader's explicitly stated and implicitly captured interest profile The advertising content is personalized according to the reader's locality and demographic 2.1 EDITORIAL PERSONALIZATION
A subscriber can draw on two kinds of news sources: those that deliver news publications, and those that deliver news streams. While news publications are aggregated and edited by the publisher, news streams are aggregated either by a news publisher or by a specialized news aggregator. News publications typically coπespond to traditional newspapers and newsmagazines, while news streams can be many and varied: a "raw" news feed from a news service, a cartoon strip, a freelance writer's column, a friend's bulletin board, or the reader's own e-mail.
The netpage publication server supports the publication of edited news publications as well as the aggregation of multiple news streams. By handling the aggregation and hence the formatting of news streams selected directly by the reader, the server is able to place advertising on pages over which it otherwise has no editorial control. T e subscriber builds a daily newspaper by selecting one or more contributing news publications, and creating a personalized version of each. The resulting daily editions are printed and bound together into a single newspaper. The various members of a household typically express their different interests and tastes by selecting different daily publications and then customizing them.
For each publication, the reader optionally selects specific sections. Some sections appear daily, while others appear weekly. The daily sections available from The New York Times online, for example, include "Page One Plus", "National", "International", "Opinion", "Business", "Arts/Living", "Technology", and "Sports". The set of available sections is specific to a publication, as is the default subset.
The reader can extend the daily newspaper by creating custom sections, each one drawing on any number of news streams. Custom sections might be created for e-mail and friends' announcements ("Personal"), or for monitoring news feeds for specific topics ("Alerts" or "Clippings").
For each section, the reader optionally specifies its size, either qualitatively (e.g. short, medium, or long), or numerically (i.e. as a limit on its number of pages), and the desired proportion of advertising, either qualitatively (e.g. high, normal, low, none), or numerically (i.e. as a percentage).
The reader also optionally expresses a preference for a large number of shorter articles or a small number of longer articles. Each article is ideally written (or edited) in both short and long forms to support this preference.
An article may also be written (or edited) in different versions to match the expected sophistication of the reader, for example to provide children's and adults' versions. The appropriate version is selected according to the reader's age. The reader can specify a "reading age" which takes precedence over their biological age.
The articles which make up each section are selected and prioritized by the editors, and each is assigned a useful lifetime. By default they are delivered to all relevant subscribers, in priority order, subject to space constraints in the subscribers' editions.
In sections where it is appropriate, the reader may optionally enable collaborative filtering. This is then applied to articles which have a sufficiently long lifetime. Each article which qualifies for collaborative filtering is printed with rating buttons at the end of the article. The buttons can provide an easy choice (e.g. "liked" and "disliked'), making it more likely that readers will bother to rate the article.
Articles with high priorities and short lifetimes are therefore effectively considered essential reading by the editors and are delivered to most relevant subscribers.
The reader optionally specifies a serendipity factor, either qualitatively (e.g. do or don't suφrise me), or numerically. A high serendipity factor lowers the threshold used for matching during collaborative filtering. A high factor makes it more likely that the coπesponding section will be filled to the reader's specified capacity A different serendipity factor can be specified for different days of the week
The reader also optionally specifies topics of particular interest within a section, and this modifies the pnonties assigned by the editors The speed of the reader's Internet connection affects the quality at which images can be delivered The reader optionally specifies a preference for fewer images or smaller images or both If the number or size of images is not reduced, then images may be delivered at lower quality (I e at lower resolution or with greater compression)
At a global level, the reader specifies how quantities, dates, times and monetary values are localized This involves specifying whether units are impenal or metric, a local timezone and time format, and a local cuπency, and whether the localization consist of in situ translation or annotation These preferences are denved from the reader's locality by default
To reduce reading difficulties caused by poor eyesight, the reader optionally specifies a global preference for a larger presentation Both text and images are scaled accordingly, and less information is accommodated on each page
The language in which a news publication is published, and its coπesponding text encoding, is a property of the publication and not a preference expressed by the user However, the netpage system can be configured to provide automatic translation services in vanous guises
2.2 ADVERTISING LOCALIZATION AND TARGETING
The personalization of the editorial content directly affects the advertising content, because advertising is typically placed to exploit the editorial context Travel ads, for example, are more likely to appear in a travel section than elsewhere The value of the editonal content to an advertiser (and therefore to the publisher) lies in its ability to attract large numbers of readers with the nght demographics
Effective advertising is placed on the basis of locality and demographics Locality determines proximity to particular services, retailers etc , and particular interests and concerns associated with the local community and environment Demographics determine general interests and preoccupations as well as likely spending patterns A news publisher's most profitable product is advertising "space", a multi-dimensional entity determined by the publication's geographic coverage, the size of its readership, its readership demographics, and the page area available for advertising
In the netpage system, the netpage publication server computes the approximate multi-dimensional size of a publication's saleable advertising space on a per-section basis, taking into account the publication's geographic coverage, the section's readership, the size of each reader's section edition, each reader's advertising proportion, and each reader's demographic
In comparison with other media, the netpage system allows the advertising space to be defined in greater detail, and allows smaller pieces of it to be sold separately It therefore allows it to be sold at closer to its true value
For example, the same advertising "slot" can be sold in varying proportions to several advertisers, with individual readers' pages randomly receiving the advertisement of one advertiser or another, overall preserving the proportion of space sold to each advertiser
The netpage system allows advertising to be linked directly to detailed product information and online purchasing It therefore raises the mtnnsic value of the advertising space Because personalization and localization are handled automatically by netpage publication servers, an advertising aggregator can provide arbitrarily broad coverage of both geography and demographics. The subsequent disaggregation is efficient because it is automatic. This makes it more cost-effective for publishers to deal with advertising aggregators than to directly capture advertising. Even though the advertising aggregator is taking a proportion of advertising revenue, publishers may find the change profit-neutral because of the greater efficiency of aggregation. The advertising aggregator acts as an intermediary between advertisers and publishers, and may place the same advertisement in multiple publications.
It is worth noting that ad placement in a netpage publication can be more complex than ad placement in the publication's traditional counteφart, because the publication's advertising space is more complex. While ignoring the full complexities of negotiations between advertisers, advertising aggregators and publishers, the prefeπed form of the netpage system provides some automated support for these negotiations, including support for automated auctions of advertising space. Automation is particularly desirable for the placement of advertisements which generate small amounts of income, such as small or highly localized advertisements.
Once placement has been negotiated, the aggregator captures and edits the advertisement and records it on a netpage ad server. Coπespondingly, the publisher records the ad placement on the relevant netpage publication server. When the netpage publication server lays out each user's personalized publication, it picks the relevant advertisements from the netpage ad server.
2.3 USER PROFILES
2.3.1 Information Filtering The personalization of news and other publications relies on an assortment of user-specific profile information, including:
• publication customizations
• collaborative filtering vectors
• contact details • presentation preferences
The customization of a publication is typically publication-specific, and so the customization information is maintained by the relevant netpage publication server.
A collaborative filtering vector consists of the user's ratings of a number of news items. It is used to coπelate different users' interests for the puφoses of making recommendations. Although there are benefits to maintaining a single collaborative filtering vector independently of any particular publication, there are two reasons why it is more practical to maintain a separate vector for each publication: there is likely to be more overlap between the vectors of subscribers to the same publication than between those of subscribers to different publications; and a publication is likely to want to present its users' collaborative flltering vectors as part of the value of its brand, not to be found elsewhere. Collaborative filtering vectors are therefore also maintained by the relevant netpage publication server. Contact details, including name, street address, ZIP Code, state, country, telephone numbers, are global by nature, and are maintained by a netpage registration server.
Presentation preferences, including those for quantities, dates and times, are likewise global and maintained in the same way. The localization of advertising relies on the locality indicated in the user's contact details, while the targeting of advertising relies on personal information such as date of birth, gender, maπtal status, income, profession, education, or qualitative deπvatives such as age range and income range
For those users who choose to reveal personal information for advertising puφoses, the information is maintained by the relevant netpage registration server In the absence of such information, advertising can be targeted on the basis of the demographic associated with the user's ZIP or ZIP+4 Code
Each user, pen, pπnter, application provider and application is assigned its own unique identifier, and the netpage registration server maintains the relationships between them, as shown in Figures 21 , 22, 23 and 24 For registration puφoses, a publisher is a special kind of application provider, and a publication is a special kind of application
Each user 800 may be authoπzed to use any number of printers 802, and each pnnter may allow any number of users to use it Each user has a single default printer (at 66), to which peπodical publications are delivered by default, whilst pages pπnted on demand are delivered to the pπnter through which the user is interacting The server keeps track of which publishers a user has authorized to pπnt to the user's default pπnter A publisher does not record the ID of any particular printer, but instead resolves the ID when it is required The user may also be designated as having administrative privileges 69 on the printer, allowing the user to authoπze other users to use the pπnter This only has meaning if the pπnter requires administrative pπvileges 84 for such operations
When a user subscribes 808 to a publication 807, the publisher 806 (l e application provider 803) is authorized to print to a specified pπnter or the user's default pπnter This authorization can be revoked at any time by the user Each user may have several pens 801, but a pen is specific to a single user If a user is authoπzed to use a particular pnnter, then that printer recognizes any of the user's pens
The pen ID is used to locate the coπesponding user profile maintained by a particular netpage registration server, via the DNS in the usual way
A Web terminal 809 can be authoπzed to pnnt on a particular netpage pnnter, allowing Web pages and netpage documents encountered during Web browsing to be conveniently pnnted on the nearest netpage pnnter
The netpage system can collect, on behalf of a pπnter provider, fees and commissions on income earned through publications pπnted on the provider's pπnters Such income can include advertising fees, click-through fees, e- commerce commissions, and transaction fees If the pnnter is owned by the user, then the user is the pnnter provider
Each user also has a netpage account 820 which is used to accumulate micro-debits and credits (such as those descnbed in the preceding paragraph), contact details 815, including name, address and telephone numbers, global preferences 816, including pπvacy, delivery and localization settings, any number of biometπc records 817, containing the user's encoded signature 818, fingeφπnt 819 etc, a handwriting model 819 automatically maintained by the system, and SET payment card accounts 821, with which e-commerce payments can be made
In addition to the user-specific netpage account, each user also has a netpage account 936 specific to each pπnter the user is authonzed to use Each pnnter-specific account is used to accumulate micro-debits and credits related to the user's activities on that pπnter The user is billed on a regular basis for any outstanding debit balances
A user optionally appears in the netpage user directory 823, allowing other users to locate and direct e-mail (etc ) to the user 2.3.2 User Registration
A number of features of the netpage system operation are predicated on the system's secure knowledge of user identity As discussed hereinabove, this allows the system to, for example deliver personalized services to individual users independent of location - support authenticated transactions support secure payments guarantee a high level of pnvacy
In order to utilize the netpage system a person must first become a netpage registered user In the prefeπed implementation of the present invention, a user must be registered with the netpage network, own or be associated with at least one registered netpage pen, and be authonzed on at least one netpage printer, before being able to meaningfully interact with the netpage network Registration information for a user, including identification information and associations between the user and his or her netpage pens and allowed netpage pnnters, is maintained on the neφage network by a netpage registration server The user registration user interface flow is illustrated in Figure 46 and descπbed hereinbelow For a registration of new user, the netpage system needs to obtain a number of items of information, including user identification information such as name, address and contact details, a pen identifier for the netpage pen to be associated with the new user, and a netpage pπnter id for the new user to print from The new user registration process can be initiated through the netpage pπnter's help page 46, which includes buttons which generate registration forms for the following functions - add user add pen to user authorize user on pπnter
By clicking on the <add user> button on the help page, a new user registration form is produced by the netpage pπnter An example of a user registration form 500 is illustrated in Figure 47 As shown, the user registration form includes fields to capture the new user's identity 502, address 504 and phone details 506, as well as options 508 concerning pnvacy considerations for use of the netpage system Using a neφage pen, the new user enters the appropπate details in the defined fields on the user registration form and clicks the <submιt> button 510 in order to forward the registration information to the netpage registration server In the prefeπed implementation, the registration form must be signed or initialed (at 512) by a netpage user with administrator pnvileges 69 on the pnnter before submission The registration form also includes a checkbox 514 to indicate that the new user should be given administrator pnvileges
A subset of the users authonzed to use a pnnter are designated as administrators, and only they may authonze the registration of additional users and pens on the pnnter By default, every new user is an administrator on a particular pnnter until a pnnter-specific pnvileges setting 84 is enabled for the printer Thus, a new user can be registered without having to be authonzed by an administrator's pen until the pnvileges setting is enabled This setting may never be enabled in a domestic environment, but may commonly be enabled in a coφorate environment User-specific pnvileges settings only appear on the registration form if the pnnter-specific pnvileges setting is enabled
When pnvileges are enabled, the user registration form must be authonzed by an administrator's pen This is done by signing or initialing the registration form in the appropnate place, as mentioned above
The pen used to submit the registration form, if previously unregistered in the netpage system, is automatically linked to the new user Also, upon registration the new user is automatically authorized to use the printer through which the registration takes place Separate registration forms are available through the help page to enable a user to register another pen and or another pπnter for his or her use, as descπbed hereinbelow
As shown in Figure 21 , the information obtained by the registration server from the new user via the registration form is stored as a neφage user record 800 in the registration server's database, indexed by a user ID 60 allocated by the registration server to uniquely identity the new netpage user
2.3.3 Pen Registration
In order for a user to make full use of the neφage system, he or she must be uniquely associated with at least one netpage pen or other neφage interaction device A pen registration process is provided to register a neφage pen for use by a registered neφage user, which is earned out, for example, when the new user registration process is conducted with a pen registered to another user, or when a user wishes to register another pen for his or her own use The pen registration user interface flow is illustrated in Figure 48 and descπbed hereinbelow
The <add pen to user> button on the help page (at 46 in Figure 48) generates a pen registration form This form contains name and nickname fields 534, 535 and a <submιt> button 536, as shown in Figure 49 If the form is requested using a new (previously unregistered) pen, then the form 524 is blank and must be filled out with sufficient name details to allow the neφage registration server to identify the user If the form is requested using an existing pen, then the form 526 is automatically filled in with the details of the existing pen's owner
When the form is submitted, the neφage registration server functions to match the name information against the list of local users, I e users authoπzed to use the pπnter through which the registration process is being conducted Partial name information can be entered, such as just a nickname If the name information is ambiguous, the system generates a page 528 containing a list 542 of matching users with an <add pen> button next to each, as shown in Figure 50 The user then simply clicks on the button next to the coπect name details on the list with the new pen to submit the registration request The user must submit the pen registration form using the new pen This links the unique identity of the new pen, which is conveyed from the pen to the pnnter and thence to the registration server with each transmission, to the identified user The form cannot be submitted using a pen which is already registered
The help page 46 may also include an <add pen to local user> button which, when activated, generates a page 532 containing a list 548 of all users authorized to use the pnnter with an <add pen> button next to each, as shown in Figure 51 The local user list is only available to those users with administrator pnvileges
In the event that pnvileges for the pnnter are enabled, the pen registration form must be authonzed by an administrator's pen This can be done by the administrator signing or initialing the registration form (at 538 in Figure 49)
2.3.4 Authorize User on Printer
A user may be authorized to use additional neφage pnnters Once authonzed to use a particular pnnter, the user may interact with the pnnter using any pen linked to the user The user authonzation user interface flow is illustrated in Figure 52 and descnbed hereinbelow
The help page 46 contains an <authonze user on pnnter> button which, when activated, generates a user authonzation form This form contains name and nickname fields 564, 565 and a <subrrut> button 566, as shown in Figure 53 If the form is requested using a pen owned by a local user, then the form 554 is presented blank and must be filled out with sufficient name details to allow the registration server to identify the user to be authoπzed for that pπnter If the form is requested using a pen belonging to a user not previously authoπzed to use the printer, then the form 556 is automatically filled in with the details of the new user, obtained from the registration server When the form is submitted, the name information is matched in the registration server against the global user list Partial name information can be entered, such as just a nickname If the name information is ambiguous, the system generates a page 558 containing a list 572 of matching users with an <authonze user> button next to each, as shown in Figure 54 The authonzation request can then be submitted by clicking on the button next to the coπect name details
The help page 46 may also contain an <authonze global user> button which, when activated, generates a page 562 containing a list 578 of all users on the network, with an <authonze user> button next to each The global user list is available to all users, but only contains users who have elected to appear (e g via the user registration form pnvacy options)
In the event that pnvileges for the pnnter are enabled, the user authonzation form must be authorized by an administrator's pen This can be achieved by the administrator signing or initialing the authorization form (at 568 in Figure 53)
The information collected in the registration/authonzation procedures described herein is maintained in the database(s) of the neφage registration server(s) on the netpage network, including the information concerning links between a user and his or her registered pen(s) and authorized pnnter(s) This registration information is then available on the network for venfication puφoses whenever the user performs an action on the neφage network, or one of the pens linked to the user is employed in performing an action on the network
2.4 INTELLIGENT PAGE LAYOUT
The netpage publication server automatically lays out the pages of each user's personalized publication on a section-by-section basis Since most advertisements are in the form of pre-formatted rectangles, they are placed on the page before the editonal content The advertising ratio for a section can be achieved with wildly varying advertising ratios on individual pages within the section, and the ad layout algorithm exploits this The algorithm is configured to attempt to co-locate closely tied editorial and advertising content, such as placing ads for roofing matenal specifically within the publication because of a special feature on do-it-yourself roofing repairs
The editonal content selected for the user, including text and associated images and graphics, is then laid out according to vaπous aesthetic rules
The entire process, including the selection of ads and the selection of editonal content, must be iterated once the layout has converged, to attempt to more closely achieve the user's stated section size preference The section size preference can, however, be matched on average over time, allowing significant day-to-day vanations
2.5 DOCUMENT FORMAT Once the document is laid out, it is encoded for efficient distπbution and persistent storage on the neφage network
The pπmary efficiency mechanism is the separation of information specific to a single user's edition and information shared between multiple users' editions The specific information consists of the page layout The shared information consists of the objects to which the page layout refers, including images, graphics, and pieces of text.
A text object contains fully-formatted text represented in the Extensible Markup Language (XML) using the Extensible Stylesheet Language (XSL). XSL provides precise control over text formatting independently of the region into which the text is being set, which in this case is being provided by the layout. The text object contains embedded language codes to enable automatic translation, and embedded hyphenation hints to aid with paragraph formatting.
An image object encodes an image in the JPEG 2000 wavelet-based compressed image format. A graphic object encodes a 2D graphic in Scalable Vector Graphics (SVG) format.
The layout itself consists of a series of placed image and graphic objects, linked textflow objects through which text objects flow, hyperlinks and input fields as described above, and watermark regions. These layout objects are summarized in Table 3. The layout uses a compact format suitable for efficient distribution and storage.
Table 3 - netpage layout objects
Figure imgf000034_0001
2.6 DOCUMENT DISTRIBUTION As described above, for puφoses of efficient distribution and persistent storage on the neφage network, a user-specific page layout is separated from the shared objects to which it refers.
When a subscribed publication is ready to be distributed, the neφage publication server allocates, with the help of the neφage ID server 12, a unique ID for each page, page instance, document, and document instance.
The server computes a set of optimized subsets of the shared content and creates a multicast channel for each subset, and then tags each user-specific layout with the names of the multicast channels which will carry the shared content used by that layout. The server then pointcasts each user's layouts to that user's printer via the appropriate page server, and when the pointcasting is complete, multicasts the shared content on the specified channels. After receiving its pointcast, each page server and printer subscribes to the multicast channels specified in the page layouts. During the multicasts, each page server and printer extracts from the multicast streams those objects refeπed to by its page layouts. The page servers persistently archive the received page layouts and shared content.
Once a printer has received all the objects to which its page layouts refer, the printer re-creates the fully- populated layout and then rasterizes and prints it.
Under normal circumstances, the printer prints pages faster than they can be delivered. Assuming a quarter of each page is covered with images, the average page has a size of less than 400KB. The printer can therefore hold in excess of 100 such pages in its internal 64MB memory, allowing for temporary buffers etc. The printer prints at a rate of one page per second. This is equivalent to 400KB or about 3Mbit of page data per second, which is similar to the highest expected rate of page data delivery over a broadband network. Even under abnormal circumstances, such as when the printer runs out of paper, it is likely that the user will be able to replenish the paper supply before the printer's 100-page internal storage capacity is exhausted.
However, if the printer's internal memory does fill up, then the printer will be unable to make use of a multicast when it first occurs. The neφage publication server therefore allows printers to submit requests for re-multicasts. When a critical number of requests is received or a timeout occurs, the server re-multicasts the coπesponding shared objects.
Once a document is printed, a printer can produce an exact duplicate at any time by retrieving its page layouts and contents from the relevant page server.
2.7 ON-DEMAND DOCUMENTS
When a neφage document is requested on demand, it can be personalized and delivered in much the same way as a periodical. However, since there is no shared content, delivery is made directly to the requesting printer without the use of multicast.
When a non-neφage document is requested on demand, it is not personalized, and it is delivered via a designated neφage formatting server which reformats it as a neφage document. A neφage formatting server is a special instance of a neφage publication server. The neφage formatting server has knowledge of various Internet document formats, including Adobe's Portable Document Format (PDF), and Hypertext Markup Language (HTML). In the case of HTML, it can make use of the higher resolution of the printed page to present Web pages in a multi-column format, with a table of contents. It can automatically include all Web pages directly linked to the requested page. The user can tune this behavior via a preference.
The neφage formatting server makes standard neφage behavior, including interactivity and persistence, available on any Internet document, no matter what its origin and format. It hides knowledge of different document formats from both the neφage printer and the neφage page server, and hides knowledge of the neφage system from Web servers.
3 SECURITY
3.1 CRYPTOGRAPHY Cryptography is used to protect sensitive information, both in storage and in transit, and to authenticate parties to a transaction. There are two classes of cryptography in widespread use: secret-key cryptography and public-key cryptography. The neφage network uses both classes of cryptography.
Secret-key cryptography, also refeπed to as symmetric cryptography, uses the same key to encrypt and decrypt a message. Two parties wishing to exchange messages must first aπange to securely exchange the secret key. Public-key cryptography, also refeπed to as asymmetric cryptography, uses two encryption keys. The two keys are mathematically related in such a way that any message encrypted using one key can only be decrypted using the other key. One of these keys is then published, while the other is kept private. The public key is used to encrypt any message intended for the holder of the private key. Once encrypted using the public key, a message can only be decrypted using the pnvate key Thus two parties can securely exchange messages without first having to exchange a secret key To ensure that the private key is secure, it is normal for the holder of the pnvate key to generate the key pair
Public-key cryptography can be used to create a digital signature The holder of the pnvate key can create a known hash of a message and then encrypt the hash using the pnvate key Anyone can then venfy that the encrypted hash constitutes the "signature" of the holder of the private key with respect to that particular message by decrypting the encrypted hash using the public key and verifying the hash against the message If the signature is appended to the message, then the recipient of the message can venfy both that the message is genuine and that it has not been altered in transit
To make public-key cryptography work, there has to be a way to distribute public keys which prevents impersonation This is normally done using certificates and certificate authorities A certificate authonty is a trusted third party which authenticates the connection between a public key and someone's identity The certificate authonty verifies the person's identity by examining identity documents, and then creates and signs a digital certificate containing the person's identity details and public key Anyone who trusts the certificate authonty can use the public key in the certificate with a high degree of certainty that it is genuine They just have to verify that the certificate has indeed been signed by the certificate authority, whose public key is well-known
In most transaction environments, public-key cryptography is only used to create digital signatures and to securely exchange secret session keys Secret-key cryptography is used for all other puφoses
In the following discussion, when reference is made to the secure transmission of information between a neφage printer and a server, what actually happens is that the pnnter obtains the server's certificate, authenticates it with reference to the certificate authonty, uses the public key-exchange key in the certificate to exchange a secret session key with the server, and then uses the secret session key to encrypt the message data A session key, by definition, can have an arbitranly short lifetime
3.2 NETPAGE PRINTER SECURITY
Each neφage printer is assigned a pair of unique identifiers at time of manufacture which are stored in read- only memory in the pnnter and in the neφage registration server database The first ID 62 is public and uniquely identifies the printer on the neφage network The second ID is secret and is used when the pnnter is first registered on the network
When the pnnter connects to the neφage network for the first time after installation, it creates a signature public/private key pair It transmits the secret ID and the public key securely to the neφage registration server The server compares the secret ID against the printer's secret ID recorded in its database, and accepts the registration if the IDs match It then creates and signs a certificate containing the pπnter's public ID and public signature key, and stores the certificate in the registration database
The neφage registration server acts as a certificate authonty for netpage pπnters, since it has access to secret information allowing it to venfy pnnter identity
When a user subscribes to a publication, a record is created in the neφage registration server database authoπzmg the publisher to pnnt the publication to the user's default printer or a specified pπnter Every document sent to a pπnter via a page server is addressed to a particular user and is signed by the publisher using the publisher's private signature key The page server verifies, via the registration database, that the publisher is authoπzed to deliver the publication to the specified user The page server venfies the signature using the publisher's public key, obtained from the publisher's certificate stored in the registration database The neφage registration server accepts requests to add pπnting authoπzations to the database, so long as those requests are initiated via a pen registered to the printer
3.3 NETPAGE PEN SECURITY
Each neφage pen is assigned a unique identifier at time of manufacture which is stored in read-only memory in the pen and in the neφage registration server database The pen ID 61 uniquely identifies the pen on the neφage network
A neφage pen can "know" a number of neφage pπnters, and a pπnter can "know" a number of pens A pen communicates with a pπnter via a radio frequency signal whenever it is within range of the pπnter Once a pen and pπnter are registered, they regularly exchange session keys Whenever the pen transmits digital ink to the printer, the digital ink is always encrypted using the appropriate session key Digital ink is never transmitted in the clear
A pen stores a session key for every pπnter it knows, indexed by printer ID, and a pπnter stores a session key for every pen it knows, indexed by pen ID Both have a large but finite storage capacity for session keys, and will forget a session key on a least-recently-used basis if necessary
When a pen comes within range of a pnnter, the pen and printer discover whether they know each other If they don't know each other, then the printer determines whether it is supposed to know the pen This might be, for example, because the pen belongs to a user who is registered to use the printer If the pπnter is meant to know the pen but doesn't, then it initiates the automatic pen registration procedure If the pπnter isn't meant to know the pen, then it agrees with the pen to ignore it until the pen is placed in a charging cup, at which time it initiates the registration procedure
In addition to its public ID, the pen contains a secret key-exchange key The key-exchange key is also recorded in the neφage registration server database at time of manufacture Dunng registration, the pen transmits its pen ID to the printer, and the printer transmits the pen ID to the neφage registration server The server generates a session key for the pnnter and pen to use, and securely transmits the session key to the printer It also transmits a copy of the session key encrypted with the pen's key-exchange key The pπnter stores the session key internally, indexed by the pen ID, and transmits the encrypted session key to the pen The pen stores the session key internally, indexed by the pπnter ID Although a fake pen can impersonate a pen in the pen registration protocol, only a real pen can decrypt the session key transmitted by the printer
When a previously unregistered pen is first registered, it is of limited use until it is linked to a user A registered but "un-owned" pen is only allowed to be used to request and fill in neφage user and pen registration forms, to register a new user to which the new pen is automatically linked, or to add a new pen to an existing user The pen uses secret-key rather than public-key encryption because of hardware performance constraints in the pen
3.4 SECURE DOCUMENTS
The neφage system supports the delivery of secure documents such as tickets and coupons The neφage pπnter includes a facility to pnnt watermarks, but will only do so on request from publishers who are suitably authoπzed The publisher indicates its authonty to pnnt watermarks in its certificate, which the pπnter is able to authenticate
The "watermark" pπnting process uses an alternative dither matπx in specified "watermark" regions of the page Back-to-back pages contain minor-image watermark regions which coincide when pnnted The dither matnces used in odd and even pages' watermark regions are designed to produce an interference effect when the regions are viewed together, achieved by looking through the pπnted sheet
The effect is similar to a watermark in that it is not visible when looking at only one side of the page, and is lost when the page is copied by normal means
Pages of secure documents cannot be copied using the built-in neφage copy mechanism described in Section 1 9 above This extends to copying neφages on netpage-aware photocopiers
Secure documents are typically generated as part of e-commerce transactions They can therefore include the user's photograph which was captured when the user registered biometnc information with the neφage registration server, as descπbed in Section 2
When presented with a secure neφage document, the recipient can verify its authenticity by requesting its status in the usual way The unique ID of a secure document is only valid for the lifetime of the document, and secure document IDs are allocated non-contiguously to prevent their prediction by opportunistic forgers A secure document verification pen can be developed with built-in feedback on veπfication failure, to support easy point-of-presentation document veπfication
Clearly neither the watermark nor the user's photograph are secure in a cryptographic sense They simply provide a significant obstacle to casual forgery Online document veπfication, particularly using a verification pen, provides an added level of secunty where it is needed, but is still not entirely immune to forgeπes
3.5 NON-REPUDIATION
In the neφage system, forms submitted by users are delivered reliably to forms handlers and are persistently archived on neφage page servers It is therefore impossible for recipients to repudiate delivery E-commerce payments made through the system, as descnbed in Section 4, are also impossible for the payee to repudiate
4 ELECTRONIC COMMERCE MODEL
4.1 SECURE ELECTRONIC TRANSACTION (SET)
The neφage system uses the Secure Electronic Transaction (SET) system as one of its payment systems SET, having been developed by MasterCard and Visa, is organized around payment cards, and this is reflected in the terminology However, much of the system is independent of the type of accounts being used
In SET, cardholders and merchants register with a certificate authonty and are issued with certificates containing their public signature keys The certificate authonty venfies a cardholder's registration details with the card issuer as appropπate, and venfies a merchant's registration details with the acquirer as appropnate Cardholders and merchants store their respective pnvate signature keys securely on their computers Dunng the payment process, these certificates are used to mutually authenticate a merchant and cardholder, and to authenticate them both to the payment gateway
SET has not yet been adopted widely, partly because cardholder maintenance of keys and certificates is considered burdensome Interim solutions which maintain cardholder keys and certificates on a server and give the cardholder access via a password have met with some success
4.2 SET PAYMENTS
In the neφage system the neφage registration server acts as a proxy for the neφage user (I e the cardholder) m SET payment transactions
The neφage system uses biometncs to authenticate the user and authorize SET payments Because the system is pen-based, the biometnc used is the user's on-line signature, consisting of time-varying pen position and pressure A fingeφrint biometnc can also be used by designing a fingeφrint sensor into the pen, although at a higher cost The type of biometnc used only affects the capture of the biometnc, not the authorization aspects of the system
The first step to being able to make SET payments is to register the user's biometnc with the neφage registration server This is done in a controlled environment, for example a bank, where the biometnc can be captured at the same time as the user's identity is venfied The biometnc is captured and stored m the registration database, linked to the user's record The user's photograph is also optionally captured and linked to the record The SET cardholder registration process is completed, and the resulting private signature key and certificate are stored in the database The user's payment card information is also stored, giving the neφage registration server enough information to act as the user's proxy in any SET payment transaction
When the user eventually supplies the biometnc to complete a payment, for example by signing a netpage order form, the pπnter securely transmits the order information, the pen ID and the biometnc data to the netpage registration server The server venfies the biometnc with respect to the user identified by the pen ID, and from then on acts as the user's proxy in completing the SET payment transaction
4.3 MICRO-PAYMENTS
The neφage system includes a mechanism for micro-payments, to allow the user to be conveniently charged for pnnting low-cost documents on demand and for copying copyright documents, and possibly also to allow the user to be reimbursed for expenses incuπed in pnnting advertising matenal The latter depends on the level of subsidy already provided to the user
When the user registers for e-commerce, a network account is established which aggregates micro-payments The user receives a statement on a regular basis, and can settle any outstanding debit balance using the standard payment mechanism The network account can be extended to aggregate subscnption fees for peπodicals, which would also otherwise be presented to the user in the form of individual statements
4.4 TRANSACTIONS
When a user requests a neφage in a particular application context, the application is able to embed a user- specific transaction ID 55 in the page Subsequent input through the page is tagged with the transaction ID, and the application is thereby able to establish an appropπate context for the user's input
When input occurs through a page which is not user-specific, however, the application must use the user's unique identity to establish a context A typical example involves adding items from a pre-pπnted catalog page to the user's virtual "shopping cart" To protect the user's privacy, however, the unique user ID 60 known to the neφage system is not divulged to applications This is to prevent different application providers from easily coπelating independently accumulated behavioral data
The neφage registration server instead maintains an anonymous relationship between a user and an application via a unique alias ID 65, as shown in Figure 24 Whenever the user activates a hyperlink tagged with the "registered" attnbute, the neφage page server asks the neφage registration server to translate the associated application ID 64, together with the pen ID 61, into an alias ID 65 The alias ID is then submitted to the hyperlink's application The application maintains state information indexed by alias ID, and is able to retrieve user-specific state information without knowledge of the global identity of the user.
The system also maintains an independent certificate and private signature key for each of a user's applications, to allow it to sign application transactions on behalf of the user using only application-specific information. To assist the system in routing product bar code (UPC) "hyperlink" activations, the system records a favorite application on behalf of the user for any number of product types.
Each application is associated with an application provider, and the system maintains an account on behalf of each application provider, to allow it to credit and debit the provider for click-through fees etc.
An application provider can be a publisher of periodical subscribed content. The system records the user's willingness to receive the subscribed publication, as well as the expected frequency of publication.
5 COMMUNICATIONS PROTOCOLS
A communications protocol defines an ordered exchange of messages between entities. In the netpage system, entities such as pens, printers and servers utilise a set of defined protocols to cooperatively handle user interaction with the netpage system. Each protocol is illustrated by way of a sequence diagram in which the horizontal dimension is used to represent message flow and the vertical dimension is used to represent time. Each entity is represented by a rectangle containing the name of the entity and a vertical column representing the lifeline of the entity. During the time an entity exists, the lifeline is shown as a dashed line. During the time an entity is active, the lifeline is shown as a double line. Because the protocols considered here do not create or destroy entities, lifelines are generally cut short as soon as an entity ceases to participate in a protocol.
5.1 SUBSCRIPTION DELIVERY PROTOCOL
A prefeπed embodiment of a subscription delivery protocol is shown in Figure 40.
A large number of users may subscribe to a periodical publication. Each user's edition may be laid out differently, but many users' editions will share common content such as text objects and image objects. The subscription delivery protocol therefore delivers document structures to individual printers via pointcast, but delivers shared content objects via multicast.
The application (i.e. publisher) first obtains a document ID 51 for each document from an ID server 12. It then sends each document structure, including its document ID and page descriptions, to the page server 10 responsible for the document's newly allocated ID. It includes its own application ID 64, the subscriber's alias ID 65, and the relevant set of multicast channel names. It signs the message using its private signature key.
The page server uses the application ID and alias ID to obtain from the registration server the coπesponding user ID 60, the user's selected printer ID 62 (which may be explicitly selected for the application, or may be the user's default printer), and the application's certificate.
The application's certificate allows the page server to verify the message signature. The page server's request to the registration server fails if the application ID and alias ID don't together identify a subscription 808.
The page server then allocates document and page instance IDs and forwards the page descriptions, including page IDs 50, to the printer. It includes the relevant set of multicast channel names for the printer to listen to. It then returns the newly allocated page IDs to the application for future reference.
Once the application has distributed all of the document structures to the subscribers' selected printers via the relevant page servers, it multicasts the various subsets of the shared objects on the previously selected multicast channels.
Both page servers and printers monitor the appropriate multicast channels and receive their required content objects. They are then able to populate the previously pointcast document structures. This allows the page servers to add complete documents to their databases, and it allows the printers to print the documents.
5.2 HYPERLINK ACTIVATION PROTOCOL
A prefeπed embodiment of a hyperlink activation protocol is shown in Figure 42.
When a user clicks on a neφage with a neφage pen, the pen communicates the click to the nearest neφage printer 601. The click identifies the page and a location on the page. The printer already knows the ID 61 of the pen from the pen connection protocol.
The printer determines, via the DNS, the network address of the page server 10a handling the particular page ID 50. The address may already be in its cache if the user has recently interacted with the same page. The printer then forwards the pen ID, its own printer ID 62, the page ID and click location to the page server. The page server loads the page description 5 identified by the page ID and determines which input element's zone 58, if any, the click lies in. Assuming the relevant input element is a hyperlink element 844, the page server then obtains the associated application ID 64 and link ID 54, and determines, via the DNS, the network address of the application server hosting the application 71.
The page server uses the pen ID 61 to obtain the coπesponding user ID 60 from the registration server 1 1, and then allocates a globally unique hyperlink request ID 52 and builds a hyperlink request 934. The hyperlink request class diagram is shown in Figure 41. The hyperlink request records the IDs of the requesting user and printer, and identifies the clicked hyperlink instance 862. The page server then sends its own server ID 53, the hyperlink request ID, and the link ID to the application.
The application produces a response document according to application-specific logic, and obtains a document ID 51 from an ID server 12. It then sends the document to the page server 10b responsible for the document's newly allocated ID, together with the requesting page server's ID and the hyperlink request ID.
The second page server sends the hyperlink request ID and application ID to the first page server to obtain the coπesponding user ID and printer ID 62. The first page server rejects the request if the hyperlink request has expired or is for a different application. The second page server allocates document instance and page IDs 50, returns the newly allocated page IDs to the application, adds the complete document to its own database, and finally sends the page descriptions to the requesting printer.
The hyperlink instance may include a meaningful transaction ID 55, in which case the first page server includes the transaction ID in the message sent to the application. This allows the application to establish a transaction- specific context for the hyperlink activation.
If the hyperlink requires a user alias, i.e. its "alias required" attribute is set, then the first page server sends both the pen ID 61 and the hyperlink's application ID 64 to the registration server 1 1 to obtain not just the user ID coπesponding to the pen ID but also the alias ID 65 coπesponding to the application ID and the user ID. It includes the alias ID in the message sent to the application, allowing the application to establish a user-specific context for the hyperlink activation.
5.3 HANDWRITING RECOGNITION PROTOCOL
When a user draws a stroke on a netpage with a neφage pen, the pen communicates the stroke to the nearest neφage printer. The stroke identifies the page and a path on the page. The printer forwards the pen ID 61, its own printer ID 62, the page ID 50 and stroke path to the page server
10 in the usual way.
The page server loads the page description 5 identified by the page ID and determines which input element's zone 58, if any, the stroke intersects. Assuming the relevant input element is a text field 878, the page server appends the stroke to the text field's digital ink. After a period of inactivity in the zone of the text field, the page server sends the pen ID and the pending strokes to the registration server 11 for inteφretation. The registration server identifies the user coπesponding to the pen, and uses the user's accumulated handwriting model 822 to inteφret the strokes as handwritten text. Once it has converted the strokes to text, the registration server returns the text to the requesting page server. The page server appends the text to the text value of the text field.
5.4 SIGNATURE VERIFICATION PROTOCOL
Assuming the input element whose zone the stroke intersects is a signature field 880, the page server 10 appends the stroke to the signature field's digital ink.
After a period of inactivity in the zone of the signature field, the page server sends the pen ID 61 and the pending strokes to the registration server 11 for verification. It also sends the application ID 64 associated with the form of which the signature field is part, as well as the form ID 56 and the cuπent data content of the form. The registration server identifies the user coπesponding to the pen, and uses the user's dynamic signature biometric 818 to verify the strokes as the user's signature. Once it has verified the signature, the registration server uses the application ID 64 and user ID 60 to identify the user's application-specific private signature key. It then uses the key to generate a digital signature of the form data, and returns the digital signature to the requesting page server. The page server assigns the digital signature to the signature field and sets the associated form's status to frozen.
The digital signature includes the alias ID 65 of the coπesponding user. This allows a single form to capture multiple users' signatures.
5.5 FORM SUBMISSION PROTOCOL
A prefeπed embodiment of a form submission protocol is shown in Figure 43. Form submission occurs via a form hyperlink activation. It thus follows the protocol defined in Section 5.2, with some form-specific additions.
In the case of a form hyperlink, the hyperlink activation message sent by the page server 10 to the application 71 also contains the form ID 56 and the cuπent data content of the form. If the form contains any signature fields, then the application verifies each one by extracting the alias ID 65 associated with the coπesponding digital signature and obtaining the coπesponding certificate from the registration server 11. 6 NETPAGE PEN DESCRIPTION
6.1 PEN MECHANICS
Refeπing to Figures 8 and 9, the pen, generally designated by reference numeral 101 , includes a housing 102 in the form of a plastics moulding having walls 103 defining an inteπor space 104 for mounting the pen components The pen top 105 is in operation rotatably mounted at one end 106 of the housing 102 A semi-transparent cover 107 is secured to the opposite end 108 of the housing 102 The cover 107 is also of moulded plastics, and is formed from semi- transparent material in order to enable the user to view the status of the LED mounted within the housing 102 The cover 107 includes a main part 109 which substantially suπounds the end 108 of the housing 102 and a projecting portion 1 10 which projects back from the main part 109 and fits within a coπesponding slot 1 11 foπned in the walls 103 of the housing 102 A radio antenna 112 is mounted behind the projecting portion 1 10, within the housing 102 Screw threads 1 13 suπounding an aperture 1 13A on the cover 107 are aπanged to receive a metal end piece 1 14, including coπesponding screw threads 1 15 The metal end piece 1 14 is removable to enable ink cartridge replacement
Also mounted within the cover 107 is a tn-color status LED 1 16 on a flex PCB 1 17 The antenna 112 is also mounted on the flex PCB 117 The status LED 1 16 is mounted at the top of the pen 101 for good all-around visibility The pen can operate both as a normal marking ink pen and as a non-marking stylus An ink pen cartridge 118 with nib 119 and a stylus 120 with stylus nib 121 are mounted side by side within the housing 102 Either the ink cartridge nib 119 or the stylus nib 121 can be brought forward through open end 122 of the metal end piece 114, by rotation of the pen top 105 Respective slider blocks 123 and 124 are mounted to the ink cartridge 1 18 and stylus 120, respectively A rotatable cam baπel 125 is secured to the pen top 105 in operation and aπanged to rotate therewith The cam baπel 125 includes a cam 126 in the form of a slot within the walls 181 of the cam baπel Cam followers 127 and 128 projecting from slider blocks 123 and 124 fit within the cam slot 126 On rotation of the cam baπel 125, the slider blocks 123 or 124 move relative to each other to project either the pen nib 119 or stylus nib 121 out through the hole 122 in the metal end piece 114 The pen 101 has three states of operation By turning the top 105 through 90° steps, the three states are • Stylus 120 nib 121 out,
• Ink cartridge 118 nib 119 out, and
• Neither ink cartridge 118 nib 119 out nor stylus 120 nib 121 out
A second flex PCB 129, is mounted on an electronics chassis 130 which sits within the housing 102 The second flex PCB 129 mounts an infrared LED 131 for providing infrared radiation for projection onto the surface An image sensor 132 is provided mounted on the second flex PCB 129 for receiving reflected radiation from the surface The second flex PCB 129 also mounts a radio frequency chip 133, which includes an RF transmitter and RF receiver, and a controller chip 134 for controlling operation of the pen 101 An optics block 135 (formed from moulded clear plastics) sits within the cover 107 and projects an infrared beam onto the surface and receives images onto the image sensor 132 Power supply wires 136 connect the components on the second flex PCB 129 to battery contacts 137 which are mounted within the cam baπel 125 A teπninal 138 connects to the battery contacts 137 and the cam baπel 125 A three volt rechargeable battery 139 sits within the cam baπel 125 in contact with the battery contacts An induction charging coil 140 is mounted about the second flex PCB 129 to enable recharging of the battery 139 via induction The second flex PCB 129 also mounts an infrared LED 143 and infrared photodiode 144 for detecting displacement in the cam baπel 125 when either the stylus 120 or the ink cartridge 118 is used for wnting, in order to enable a determination of the force being applied to the surface by the pen nib 1 19 or stylus nib 121 The IR photodiode 144 detects light from the IR LED 143 via reflectors (not shown) mounted on the slider blocks 123 and 124 Rubber grip pads 141 and 142 are provided towards the end 108 of the housing 102 to assist gripping the pen 101 , and top 105 also includes a clip 142 for clipping the pen 101 to a pocket
6.2 PEN CONTROLLER
The pen 101 is aπanged to deteπnine the position of its nib (stylus nib 121 or ink cartridge nib 119) by imaging, in the infrared spectrum, an area of the surface in the vicinity of the nib It records the location data from the nearest location tag, and is aπanged to calculate the distance of the nib 121 or 1 19 from the location tab utilising optics
135 and controller chip 134 The controller chip 134 calculates the onentation of the pen and the nib-to-tag distance from the perspective distortion observed on the imaged tag
Utilising the RF chip 133 and antenna 112 the pen 101 can transmit the digital ink data (which is encrypted for secunty and packaged for efficient transmission) to the computing system
When the pen is in range of a receiver, the digital ink data is transmitted as it is formed When the pen 101 moves out of range, digital ink data is buffered within the pen 101 (the pen 101 circuitry includes a buffer aπanged to store digital ink data for approximately 12 minutes of the pen motion on the surface) and can be transmitted later
The controller chip 134 is mounted on the second flex PCB 129 in the pen 101 Figure 10 is a block diagram illustrating in more detail the architecture of the controller chip 134 Figure 10 also shows representations of the RF chip 133, the image sensor 132, the tn-color status LED 116, the IR illumination LED 131, the IR force sensor LED 143, and the force sensor photodiode 144
The pen controller chip 134 includes a controlling processor 145 Bus 146 enables the exchange of data between components of the controller chip 134 Flash memory 147 and a 512 KB DRAM 148 are also included An analog-to-digital converter 149 is aπanged to convert the analog signal from the force sensor photodiode 144 to a digital signal
An image sensor interface 152 interfaces with the image sensor 132 A transceiver controller 153 and base band circuit 154 are also included to interface with the RF chip 133 which includes an RF circuit 155 and RF resonators and inductors 156 connected to the antenna 1 12 The controlling processor 145 captures and decodes location data from tags from the surface via the image sensor 132, monitors the force sensor photodiode 144, controls the LEDs 1 16, 131 and 143, and handles short-range radio communication via the radio transceiver 153 It is a medium-performance (~40MHz) general-puφose RISC processor
The processor 145, digital transceiver components (transceiver controller 153 and baseband circuit 154), image sensor interface 152, flash memory 147 and 512KB DRAM 148 are integrated in a single controller ASIC Analog RF components (RF circuit 155 and RF resonators and inductors 156) are provided in the separate RF chip
The image sensor is a 215x215 pixel CCD (such a sensor is produced by Matsushita Electronic Coφoration, and is descπbed in a paper by Itakura, K T Nobusada, N Okusenya, R Nagayoshi, and M Ozaki, "A 1mm 50k-Pιxel IT CCD Image Sensor for Miniature Camera System", IEEE Transactions on Electronic Devices, Volt 47, number 1 , January 2000, which is incoφorated herein by reference) with an IR filter The controller ASIC 134 enters a quiescent state after a penod of inactivity when the pen 101 is not in contact with a surface It mcoφorates a dedicated circuit 150 which monitors the force sensor photodiode 144 and wakes up the controller 134 via the power manager 151 on a pen-down event
The radio transceiver communicates in the unlicensed 900MHz band normally used by cordless telephones, or alternatively in the unlicensed 2 4GHz industrial, scientific and medical (ISM) band, and uses frequency hopping and collision detection to provide interference-free communication.
In an alternative embodiment, the pen incoφorates an Infrared Data Association (IrDA) interface for short- range communication with a base station or netpage printer.
In a further embodiment, the pen 101 includes a pair of orthogonal accelerometers mounted in the normal plane of the pen 101 axis. The accelerometers 190 are shown in Figures 9 and 10 in ghost outline.
The provision of the accelerometers enables this embodiment of the pen 101 to sense motion without reference to surface location tags, allowing the location tags to be sampled at a lower rate. Each location tag ID can then identify an object of interest rather than a position on the surface. For example, if the object is a user interface input element (e.g. a command button), then the tag ID of each location tag within the area of the input element can directly identify the input element.
The acceleration measured by the accelerometers in each of the x and y directions is integrated with respect to time to produce an instantaneous velocity and position.
Since the starting position of the stroke is not known, only relative positions within a stroke are calculated. Although position integration accumulates eπors in the sensed acceleration, accelerometers typically have high resolution, and the time duration of a stroke, over which eπors accumulate, is short.
7 NETPAGE PRINTER DESCRIPTION
7.1 PRINTER MECHANICS
The vertically-mounted neφage wallprinter 601 is shown fully assembled in Figure 11. It prints neφages on
Letter/ A4 sized media using duplexed 8V4" Memjet™ print engines 602 and 603, as shown in Figures 12 and 12a. It uses a straight paper path with the paper 604 passing through the duplexed print engines 602 and 603 which print both sides of a sheet simultaneously, in full color and with full bleed.
An integral binding assembly 605 applies a strip of glue along one edge of each printed sheet, allowing it to adhere to the previous sheet when pressed against it. This creates a final bound document 618 which can range in thickness from one sheet to several hundred sheets. The replaceable ink cartridge 627, shown in Figure 13 coupled with the duplexed print engines, has bladders or chambers for storing fixative, adhesive, and cyan, magenta, yellow, black and infrared inks. The cartridge also contains a micro air filter in a base molding. The micro air filter interfaces with an air pump 638 inside the printer via a hose 639. This provides filtered air to the printheads to prevent ingress of micro particles into the Memjet™ printheads 350 which might otherwise clog the printhead nozzles. By incoφorating the air filter within the cartridge, the operational life of the filter is effectively linked to the life of the cartridge. The ink cartridge is a fully recyclable product with a capacity for printing and gluing 3000 pages (1500 sheets).
Referring to Figure 12, the motorized media pick-up roller assembly 626 pushes the top sheet directly from the media tray past a paper sensor on the first print engine 602 into the duplexed Memjet™ printhead assembly. The two Memjet™ print engines 602 and 603 are mounted in an opposing in-line sequential configuration along the straight paper path. The paper 604 is drawn into the first print engine 602 by integral, powered pick-up rollers 626. The position and size of the paper 604 is sensed and full bleed printing commences. Fixative is printed simultaneously to aid drying in the shortest possible time.
The paper exits the first Memjet™ print engine 602 through a set of powered exit spike wheels (aligned along the straight paper path), which act against a rubbenzed roller These spike wheels contact the 'wet' pπnted surface and continue to feed the sheet 604 into the second Memjet™ pπnt engine 603
Referπng to Figures 12 and 12a, the paper 604 passes from the duplexed print engines 602 and 603 into the binder assembly 605 The printed page passes between a powered spike wheel axle 670 with a fibrous support roller and another movable axle with spike wheels and a momentary action glue wheel The movable axle/glue assembly 673 is mounted to a metal support bracket and it is transported forward to interface with the powered axle 670 via gears by action of a camshaft A separate motor powers this camshaft
The glue wheel assembly 673 consists of a partially hollow axle 679 with a rotating coupling for the glue supply hose 641 from the ink cartridge 627 This axle 679 connects to a glue wheel, which absorbs adhesive by capillary action through radial holes A molded housing 682 suπounds the glue wheel, with an opening at the front Pivoting side moldings and sprung outer doors are attached to the metal bracket and hinge out sideways when the rest of the assembly 673 is thrust forward This action exposes the glue wheel through the front of the molded housing 682 Tension springs close the assembly and effectively cap the glue wheel dunng penods of inactivity
As the sheet 604 passes into the glue wheel assembly 673, adhesive is applied to one vertical edge on the front side (apart from the first sheet of a document) as it is transported down into the binding assembly 605
7.2 PRINTER CONTROLLER ARCHITECTURE
The neφage pnnter controller consists of a controlling processor 750, a factory-installed or field-installed network interface module 625, a radio transceiver (transceiver controller 753, baseband circuit 754, RF circuit 755, and RF resonators and inductors 756), dual raster image processor (RIP) DSPs 757, duplexed pnnt engine controllers 760a and 760b, flash memory 658, and 64MB of DRAM 657, as illustrated in Figure 14
The controlling processor handles communication with the network 19 and with local wireless neφage pens 101, senses the help button 617, controls the user interface LEDs 613-616, and feeds and synchronizes the RIP DSPs 757 and pnnt engine controllers 760 It consists of a medium-performance general-puφose microprocessor The controlling processor 750 communicates with the print engine controllers 760 via a high-speed senal bus 659 The RIP DSPs rastenze and compress page descnptions to the neφage pnnter's compressed page format
Each pnnt engine controller expands, dithers and pπnts page images to its associated Memjet™ pnnthead 350 in real time (I e at over 30 pages per minute) The duplexed pnnt engine controllers print both sides of a sheet simultaneously
The master pπnt engine controller 760a controls the paper transport and monitors ink usage in conjunction with the master QA chip 665 and the ink cartndge QA chip 761 The pnnter controller's flash memory 658 holds the software for both the processor 750 and the DSPs 757, as well as configuration data This is copied to mam memory 657 at boot time
The processor 750, DSPs 757, and digital transceiver components (transceiver controller 753 and baseband circuit 754) are integrated in a single controller ASIC 656 Analog RF components (RF circuit 755 and RF resonators and inductors 756) are provided in a separate RF chip 762 The network interface module 625 is separate, since neφage printers allow the network connection to be factory-selected or field-selected Flash memory 658 and the 2x256Mbit
(64MB) DRAM 657 is also off-chip The print engine controllers 760 are provided in separate ASICs
A vanety of network interface modules 625 are provided, each providing a neφage network interface 751 and optionally a local computer or network interface 752 Neφage network Internet interfaces include POTS modems, Hybrid Fiber-Coax (HFC) cable modems, ISDN modems, DSL modems, satellite transceivers, cuπent and next-generation cellular telephone transceivers, and wireless local loop (WLL) transceivers. Local interfaces include IEEE 1284 (parallel port), lOBase-T and 100Base-T Ethernet, USB and USB 2.0, IEEE 1394 (Firewire), and various emerging home networking interfaces. If an Internet connection is available on the local network, then the local network interface can be used as the neφage network interface. The radio transceiver 753 communicates in the unlicensed 900MHz band normally used by cordless telephones, or alternatively in the unlicensed 2.4GHz industrial, scientific and medical (ISM) band, and uses frequency hopping and collision detection to provide interference-free communication.
The printer controller optionally incoφorates an Infrared Data Association (IrDA) interface for receiving data "squirted" from devices such as neφage cameras. In an alternative embodiment, the printer uses the IrDA interface for short-range communication with suitably configured netpage pens.
7.2.1 RASTERIZATION AND PRINTING
Once the main processor 750 has received and verified the document's page layouts and page objects, it runs the appropriate RIP software on the DSPs 757.
The DSPs 757 rasterize each page description and compress the rasterized page image. The main processor stores each compressed page image in memory. The simplest way to load-balance multiple DSPs is to let each DSP rasterize a separate page. The DSPs can always be kept busy since an arbitrary number of rasterized pages can, in general, be stored in memory. This strategy only leads to potentially poor DSP utilization when rasterizing short documents.
Watermark regions in the page description are rasterized to a contone-resolution bi-level bitmap which is losslessly compressed to negligible size and which forms part of the compressed page image. The infrared (IR) layer of the printed page contains coded neφage tags at a density of about six per inch.
Each tag encodes the page ID, tag ID, and control bits, and the data content of each tag is generated during rasterization and stored in the compressed page image.
The main processor 750 passes back-to-back page images to the duplexed print engine controllers 760. Each print engine controller 760 stores the compressed page image in its local memory, and starts the page expansion and printing pipeline. Page expansion and printing is pipelined because it is impractical to store an entire 114MB bi-level CMYK+IR page image in memory.
7.2.2 PRINT ENGINE CONTROLLER
The page expansion and printing pipeline of the print engine controller 760 consists of a high speed IEEE 1394 serial interface 659, a standard JPEG decoder 763, a standard Group 4 Fax decoder 764, a custom halftoner/compositor unit 765, a custom tag encoder 766, a line loader/formatter unit 767, and a custom interface 768 to the Memjet™ printhead 350.
The print engine controller 360 operates in a double buffered manner. While one page is loaded into DRAM 769 via the high speed serial interface 659, the previously loaded page is read from DRAM 769 and passed through the print engine controller pipeline. Once the page has finished printing, the page just loaded is printed while another page is loaded.
The first stage of the pipeline expands (at 763) the JPEG-compressed contone CMYK layer, expands (at 764) the Group 4 Fax-compressed bi-level black layer, and renders (at 766) the bi-level neφage tag layer according to the tag format defined in section 1.2, all in parallel. The second stage dithers (at 765) the contone CMYK layer and composites (at 765) the bi-level black layer over the resulting bi-level CMYK layer The resultant bi-level CMYK+IR dot data is buffered and formatted (at 767) for pπnting on the Memjet™ pnnthead 350 via a set of line buffers Most of these line buffers are stored in the off-chip DRAM The final stage pnnts the six channels of bi-level dot data (including fixative) to the Memjet™ printhead 350 via the pnnthead interface 768 When several pnnt engine controllers 760 are used in unison, such as in a duplexed configuration, they are synchronized via a shared line sync signal 770 Only one pnnt engine 760, selected via the external master/slave pin 771 , generates the line sync signal 770 onto the shared line
The pnnt engine controller 760 contains a low-speed processor 772 for synchronizing the page expansion and rendeπng pipeline, configuring the pnnthead 350 via a low-speed serial bus 773, and controlling the stepper motors 675, 676
In the 8/4" versions of the neφage printer, the two print engines each prints 30 Letter pages per minute along the long dimension of the page (1 1"), giving a line rate of 8 8 kHz at 1600 dpi In the 12" versions of the neφage printer, the two pπnt engines each prints 45 Letter pages per minute along the short dimension of the page (8I 2"), giving a line rate of 10 2 kHz These line rates are well within the operating frequency of the Memjet™ printhead, which in the cuπent design exceeds 30 kHz
8 USER INTERFACE DIAGRAM NOTATION
Each application user interface flow is illustrated as a collection of documents linked by command aπows A command aπow indicates that the target document is pnnted as a result of the user pressing the coπesponding command button on the source page Some command aπows are labelled with multiple commands separated by slashes (7's), indicating that any one of the specified commands causes the target document to be pnnted Although multiple commands may label the same command aπow, they typically have different side-effects
In application terms, it is important to distinguish between neφage documents and netpage forms Documents contain pnnted information, as well as command buttons which can be pressed by the user to request further information or some other action Forms, in addition to behaving like normal documents, also contain input fields which can be filled in by the user They provide the system with a data input mechanism It is also useful to distinguish between documents which contain genenc information and documents which contain information specific to a particular interaction between the user and an application Generic documents may be pre-pnnted publications such as magazines sold at news stands or advertising posters encountered in public places Forms may also be pre-pnnted, including, for example, subscnption forms encountered in pre-pnnted publications They may, of course, also be generated on-the-fly by a neφage pnnter in response to user requests User-specific documents and forms are normally generated on the fly by a neφage pnnter in response to user requests Figure 44 shows a genenc document 990, a generic form 991 , a user-specific document 992, and a user-specific form 993
Neφages which participate in a user interface flow are further descπbed by abstract page layouts A page layout may contain various kinds of elements, each of which has a unique style to differentiate it from the others As shown in Figure 45, these include fixed information 994, vanable information 995, input fields 996, command buttons 997, draggable commands 998, and text hyperlinks or hypertext links 999
When a user interface flow is broken up into multiple diagrams, any document which is duplicated is shown with dashed outlines in all but the main diagram which defines it CONCLUSION
The present invention has been described with reference to a prefeπed embodiment and number of specific alternative embodiments However, it will be appreciated by those skilled in the relevant fields that a number of other embodiments, diffenng from those specifically descπbed, will also fall within the spint and scope of the present invention Accordingly, it will be understood that the invention is not intended to be limited to the specific embodiments described in the present specification, including documents incoφorated by cross-reference as appropπate The scope of the invention is only limited by the attached claims

Claims

1 A method for registration of a user for use of a terminal of a computer system, the method including the steps of providing a pπnted registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form, receiving in the computer system, through said terminal, indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data, determining, from the indicating data and stored user registration data in the computer system, an identity of a registered user of the computer system, and storing, in the computer system, registration data associating the identity of the registered user with said computer system terminal
2 The method of claim 1 , wherein the at least one action of the sensing device in relation to the registration form includes the formation of handwπtten text and/or markings on the form 3 The method of claim 2, wherein the indicating data regarding the formation of handwπtten text and/or markings on the registration form is used to derive the identity of the registered user from the stored user registration data
4 The method of claim 2, including the step of using the indicating data regarding the formation of handwritten text and/or markings on the registration form to generate, from the stored user registration data, a list form indicating registered users coπesponding to the indicating data, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form
5 The method of claim 4, including the step of receiving in the computer system further indicating data from the sensing device, the further indicating data including information regarding the identity of the list form and at least one action of the sensing device in relation to the list form generated by the sensing device using at least some of the coded data, the further indicating data being used to determine one of the listed registered users for association with said computer system terminal
6 The method of claim 1 , wherein the computer system includes stored data indicating coπespondence between the sensing device and a registered user, and the step of determining the identity of a registered user is performed using the stored coπespondence data
7 The method of claim 6, including providing a first pnnted form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form, receiving in the computer system indicating data from the sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data, identifying a registered user of the computer system from the stored coπespondence between the registered user and the received identity of the sensing device, and generating said registration form, wherein the registration information includes an indication of the identity of the registered user
8 The method of claim 1 , including receiving in the computer system authorizing data from a second sensing device, the authonzmg data including information regarding the identity of the second sensing device, the identity of the registration form and at least one action of the second sensing device in relation to the registration form generated by the second sensing device using at least some of the coded data, the second sensing device being associated in the computer system with a second registered user authonzed to permit registrations of users for computer system terminals
9 The method of claim 1 , wherein the computer system terminal includes a pπnter, and wherein the registration form is pnnted, using the pπnter of the computer system terminal, on demand on the surface of a sheet material including pnnting said coded data thereon 10 The method of claim 9, including pπnting the coded data to be at least substantially invisible in the visible spectrum
11 A system for registration of a user for use of a terminal of a computer system, the system including a printed registration form including registration information and coded data thereon, the coded data including an indication of an identity of the form and at least one reference point on the form, a computer system having a terminal adapted to receive indicating data from a sensing device, the indicating data including information regarding an identity of the sensing device, the identity of the form and at least one action of the sensing device in relation to the form generated by the sensing device using at least some of the coded data, the computer system including processing means for determining, from the indicating data and registration data stored in the computer system, an identity of a registered user of the computer system, and data storage for stoπng registration data associating the identity of the registered user with said computer system terminal
12 The system of claim 11, wherein the at least one action of the sensing device in relation to the registration form includes the formation of handwritten text and/or markings on the form 13 The system of claim 12, wherein the indicating data regarding the formation of handwritten text and or markings on the registration form is used to derive the identity of the registered user from information stored in the data storage of the computer system
14 The system of claim 11, including a list form indicating registered users coπesponding to the indicating data, the list form having coded data including an indication of an identity of the list form and at least one reference point on the list form, the list form being generated, from information stored in the computer system, using the indicating data regarding the formation of handwritten text and/or markings on the registration form
15 The system of any one of claims 11 to 14, including the sensing device which includes an identification means that imparts a unique identity to the sensing device
16 The system of claim 15, wherein the sensing device is uniquely associated with the registered user 17 The system of claim 11 , wherein the computer system terminal includes a pnnter for pnnting the registration form on demand
18 The system of claim 17, wherein the registration form is pnnted on the surface of a sheet matenal including pnnting said coded data thereon
19. The system of claim 18, including printing the coded data to be at least substantially invisible in the visible spectrum.
PCT/AU2000/000766 1999-06-30 2000-06-30 Method and system for user registration on terminal WO2001003017A1 (en)

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CA002414768A CA2414768C (en) 1999-06-30 2000-06-30 Method and system for user registration on terminal
AU56628/00A AU761767B2 (en) 1999-06-30 2000-06-30 Method and system for user registration on terminal
DE60039891T DE60039891D1 (en) 1999-06-30 2000-06-30 METHOD AND SYSTEM FOR USER REGISTRATION IN A FINISHING DEVICE.
EP00941784A EP1212714B1 (en) 1999-06-30 2000-06-30 Method and system for user registration on terminal

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AUPQ1313A AUPQ131399A0 (en) 1999-06-30 1999-06-30 A method and apparatus (NPAGE02)
AUPQ1313 1999-06-30
AUPQ2912A AUPQ291299A0 (en) 1999-09-17 1999-09-17 A self mapping surface and related applications
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PCT/AU2000/000765 WO2001003016A1 (en) 1999-06-30 2000-06-30 Method and system for sensing device registration
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PCT/AU2000/000765 WO2001003016A1 (en) 1999-06-30 2000-06-30 Method and system for sensing device registration

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