WO1999031081A1 - Ph sensitive photochromic dyes - Google Patents

Ph sensitive photochromic dyes Download PDF

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Publication number
WO1999031081A1
WO1999031081A1 PCT/GB1998/003681 GB9803681W WO9931081A1 WO 1999031081 A1 WO1999031081 A1 WO 1999031081A1 GB 9803681 W GB9803681 W GB 9803681W WO 9931081 A1 WO9931081 A1 WO 9931081A1
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Prior art keywords
naphtho
pyran
substituted
group
åholino
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PCT/GB1998/003681
Other languages
French (fr)
Inventor
David A. Clarke
Bernard Mark Heron
Christopher David Gabbutt
John David Hepworth
Steven Michael Partington
Stephen Nigel Corns
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James Robinson Limited
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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D405/00Heterocyclic compounds containing both one or more hetero rings having oxygen atoms as the only ring hetero atoms, and one or more rings having nitrogen as the only ring hetero atom
    • C07D405/02Heterocyclic compounds containing both one or more hetero rings having oxygen atoms as the only ring hetero atoms, and one or more rings having nitrogen as the only ring hetero atom containing two hetero rings
    • C07D405/04Heterocyclic compounds containing both one or more hetero rings having oxygen atoms as the only ring hetero atoms, and one or more rings having nitrogen as the only ring hetero atom containing two hetero rings directly linked by a ring-member-to-ring-member bond
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D311/00Heterocyclic compounds containing six-membered rings having one oxygen atom as the only hetero atom, condensed with other rings
    • C07D311/02Heterocyclic compounds containing six-membered rings having one oxygen atom as the only hetero atom, condensed with other rings ortho- or peri-condensed with carbocyclic rings or ring systems
    • C07D311/78Ring systems having three or more relevant rings
    • C07D311/92Naphthopyrans; Hydrogenated naphthopyrans
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K9/00Tenebrescent materials, i.e. materials for which the range of wavelengths for energy absorption is changed as a result of excitation by some form of energy
    • C09K9/02Organic tenebrescent materials

Definitions

  • the present invention relates to photochromic dyes.
  • Photochromism is a well-known physical phenomenon and has been detailed in "Photochromism: Molecules and Systems” Studies in Organic Chemistry, 40, Eds. H. D ⁇ rr and H. Bouas-Laurent, Elsevier, 1990. Similarly, the phenomenon of pH sensitive dyes/indicators and stains is well established; (see, for example, 'Colour Chemistry: Synthesis, Properties and Applications of Organic Dyes and Pigments'; H. Zollinger, VCH (Germany) 1991).
  • the 3H-naphtho[2,l-6]pyran and 2H-naphtho[ 1,2-6] pyran systems are known to be capable of exerting a photochromic effect (see, for example, Y. Hirshberg and E. Fischer, J. Chem. Soc, 1954, 3129 and R. Livingstone et al., J. Chem Soc, 1958, 2422).
  • the aromatic moiety of the photochromic dye must have directly bonded to it at least one pH sensitive functional group.
  • Such functional group(s) must contain either (i) one or more one pairs' of electrons that may be reversibly protonated or (ii) one or more acidic protons that may be reversibly removed by the action of a base.
  • the photochromic dyes of the present invention are naphthopyrans of formula I or II:
  • R 1 and R 2 which may be the same or different, are each H, an alkyl group, a substituted alkyl group, an alkenyl group, a substituted alkenyl group, an alkynic group, a substituted alkynic group, a cycloalkyl group, a substituted cycloalkyl group, a heterocycloalkyl group, a substituted heterocycloalkyl group, a cycloalkenyl group, a substituted cycloalkenyl group, an aryl group, a naphthyl group, or a heteroaryl group and their substituted derivatives;
  • R l and R 2 may be conjoined to form a ring, for example but not exclusively, cyclopentane, indane, indene, dibenzosuberane, dibenzosuberene, fluorene, xanthene, thioxanthene, acridine and their substituted derivatives;
  • cycloalkyl and substituted cycloalkyl include bi and tri cycloalkyl amino and substituted derivatives; the or each R 4 which may be the same or different is C1-C20 linear or branched alkoxy, C1-C20 linear or branched alkylthio, alkyl sulfinyl, alkylsulfonyl, arylsulfinyl, arylsulfonyl, halogen, nitro, nitrile, formyl, acyl, aroyl, acetamido, C2-C10 N-alkylamido, alkoxycarbonyi, aryloxy, arylthio, or is selected from those atoms and groups specified above for R L , R 2 and R 3 ; and each 'n' is 0 or an integer from 1 to 6 provided that in any one compound the total of all 'n's is not more than 6.
  • the pyran compounds of the present invention render these compounds particularly useful as photochromic/pH sensitive indicators, inks, paints, varnishes and stains
  • photochromic compounds and formulations containing them may also extend to
  • the materials may be used in sensors, opto-chemical
  • optical data recording systems e.g. compact discs
  • optical data storage discs as waveguides and laser dyes.
  • these compounds may be inco ⁇ orated into polymeric
  • present invention include the manufacture of lenses for sunglasses and ophthalmic
  • lenses e.g. lenses, protective visors, screens, films, 'plastic' sheeting, containers (e.g. bottles
  • materials may be used in vehicle body panels including fairings and spoilers, and related external surfaces and other embodiments where it may be
  • the photochromic pyrans of the present invention may be any photochromic pyrans.
  • Typical host materials may include optically clear polymer materials
  • polymers of polyol (allyl carbonate) - monomers such as polymers of polyol (allyl carbonate) - monomers, polyacrylates such as
  • polymethylmethacrylates cellulose acetate, cellulose triacetate, cellulose acetate
  • polyuretanes polycarbonate, polyethylene terephthalate, polystyrene,
  • the pH colour switching ability is particularly useful in that a single
  • manufactured photochromic dye may be used to impart different colours to a
  • photochromic compounds of the present invention enables the amount of the
  • photochromic material required so as to impart a useful degree of photochromism
  • the naphthopyrans of the present invention maybe prepared by a
  • propargyl alcohols are either commercially available or obtained by documented procedures described in the literature e.g. B. M. Khadilkar et al. Tetrahedron
  • the 1- and 2-naphthols and related hydroxy compounds are either
  • the catalyst may be selected, for example, from alumina, acetic acid,
  • trifluoroacetic acid aryl or alkyl sulfonic acids, silica, clays (e.g. montmorillionite,
  • alkyl group means any linear or branched C1-C20 alkyl group
  • substituted alkyl group includes haloalkyl and perhaloalkyl groups.
  • substituted alkyl group includes haloalkyl and perhaloalkyl groups.
  • substituted alkyl group may be
  • alkenyl group means any isomeric linear or branched C2-
  • C20 alkenyl group and includes haloalkenyl and perhaloalkenyl groups and may
  • substituted alkenyl group means any organic radical having one or more alkene bonds.
  • substituted alkenyl group means any organic radical having one or more alkene bonds.
  • substituted alkenyl group may be
  • alkynic group means any linear or branched C2-C20
  • alkynic group and may contain one or more alkynic bonds.
  • cycloalkyl group a substituted cycloalkyl group, a cycloalkenyl group, and a substituted cycloalkenyl group include mono-, di-, tri-
  • aryl group and a naphthyl group refer to phenyl and 1-
  • alkylsulfonyl amino, C1-C6 alkylamino, C1-C6 substituted alkylamino, C 1-C6
  • dialkylamino C 1 -C6 alkylarylamino, diarylamino, cyclic amino for example but
  • piperazino N-substituted piperazino, mo ⁇ holino thiomo ⁇ holino, indolino; nitro,
  • heteroaryl group means for example but not exclusively
  • oxazole isoxazole, thiazole, isothiazole, dithiole, triazole, tetrazole, pyran,
  • thiopyran pyridine, pyrimidine, pyridazine, pyrazine, oxazine and dithiin.
  • alkoxy group means any linear or branched C 1-C20 alkoxy group and includes haloalkyloxy and perhaloalkyloxy groups
  • substituted alkoxy group means any linear or branched C 1-C20 alkoxy
  • the substituted alkoxy group may be any linear or branched C1-C20 alkoxy group
  • alkylthio group means any linear or
  • branched C1-C20 alkylthio group and includes (as the alkyl part) haloalkyl and
  • substituted alkylthio group means any linear or
  • heteroatoms irrespective of the substituents directly bonded to said heteroatoms.
  • substituted alkyl group may be any linear or branched C 1-C20
  • alkylthio group which is substituted in any position or positions with a functional
  • abs absorbance of the photochromic dye in spectroscopic grade acetone
  • abs* absorbance of the photochromic dye in spectroscopic grade acetone

Abstract

Naphthopyrans of formula (I) or (II) reversibly change their optical properties (colour, induced optical density and/or colourability) with changes of pH. In the formulae, R?1 and R2¿ are hydrogen or certain hydrocarbyl or heterocyclic groups, R3 is an amino functional group or certain oxygen, sulphur or phosphorus groups; and R4 may be certain C¿1?-C20 linear or branched alkoxy or alkyl (substituent) groups or is chosen from R?1, R2 or R3¿; and each n is 0 or 1 to 6, the total of all n's being no more than 6.

Description

PH SENSITIVE PHOTOCHROMIC DYES
The present invention relates to photochromic dyes.
Photochromism is a well-known physical phenomenon and has been detailed in "Photochromism: Molecules and Systems" Studies in Organic Chemistry, 40, Eds. H. Dϋrr and H. Bouas-Laurent, Elsevier, 1990. Similarly, the phenomenon of pH sensitive dyes/indicators and stains is well established; (see, for example, 'Colour Chemistry: Synthesis, Properties and Applications of Organic Dyes and Pigments'; H. Zollinger, VCH (Germany) 1991).
The 3H-naphtho[2,l-6]pyran and 2H-naphtho[ 1,2-6] pyran systems are known to be capable of exerting a photochromic effect (see, for example, Y. Hirshberg and E. Fischer, J. Chem. Soc, 1954, 3129 and R. Livingstone et al., J. Chem Soc, 1958, 2422).
The basic 3H-naphtho[2,l-6]pyran and 2H-naphtho[ \,2-b\ pyran structures are illustrated below:
Figure imgf000003_0001
3H-naphtho[2, 1 -bjpyran 2H-naphtho[ 1 ,2-b]pyran The photochromic properties of both the 3H-naphtho[2, l-b]pyran and 2H- naphtho[l,2-b]pyran systems have been intensively studied. For examples of 3H- naphtho[2, l-b]pyrans, see US patent 4,826,977 (1989), US patent 5,066,818 (1991), PCT WO 91/00861 (1991), PCT WO 92/01959 (1992), PCT WO 92/09593 (1992), PCT WO 94/22850 (1994), PCT WO 95/00866 (1995), US patent 5,532, 361 (1996), US patent 5,520,853 (1996), US patent 5,552,090 ( 1996) and PCT WO 97/06455 (1997); and for examples of 2H-naphtho[l,2-b] pyrans, see EP patent 0,250, 193 (1987), US patent 4,818,096 (1989), US patent 5,066,818 (1991), Research Disclosures Pilkington PLC (1992/3), US patent 5,458,814 (1995) and US patent 5,514,817 (1996).
We have now found that changing the pH of a solution, matrix or host material containing certain photochromic dyes can affect the spectroscopic properties, namely those of colour (λ^J, induced optical density and colourability of the incorporated photochromic dye. Significant shifts in the colour (X^ together with enhanced induced optical density and improved colourability can be observed without any apparent change in the rate of colouration, though the rate of fade (bleaching) may be altered. This effect is fully reversible and hence provides a means of switching the spectroscopic properties of a photochromic dye by adjusting the pH of its environment. Reversion to the original form of the photochromic dye by adjustment of the pH of its environment results in the return of its associated photochromic properties.
We have further found that, for this new effect to operate, certain structural features of the photochromic molecule are essential, in particular the aromatic moiety of the photochromic dye must have directly bonded to it at least one pH sensitive functional group. Such functional group(s) must contain either (i) one or more one pairs' of electrons that may be reversibly protonated or (ii) one or more acidic protons that may be reversibly removed by the action of a base.
The photochromic dyes of the present invention are naphthopyrans of formula I or II:
Figure imgf000005_0001
(I) (II) wherein R1 and R2, which may be the same or different, are each H, an alkyl group, a substituted alkyl group, an alkenyl group, a substituted alkenyl group, an alkynic group, a substituted alkynic group, a cycloalkyl group, a substituted cycloalkyl group, a heterocycloalkyl group, a substituted heterocycloalkyl group, a cycloalkenyl group, a substituted cycloalkenyl group, an aryl group, a naphthyl group, or a heteroaryl group and their substituted derivatives; Rl and R2 may be conjoined to form a ring, for example but not exclusively, cyclopentane, indane, indene, dibenzosuberane, dibenzosuberene, fluorene, xanthene, thioxanthene, acridine and their substituted derivatives particularly alkoxy and amino derivatives as defined below for R3; the or each R3 which may be the same or different is amino, C1-C20 linear or branched alkylamino, C1-C20 linear or branched dialkylamino, C3-C20 cycloalkylamino, C3-C20 substituted cycloalkylamino, C3- C20 cycloalkyl C1-C20 linear or branched alkylamino, C3-C20 substituted cycloalkyl C1-C20 linear or branched alkylamino, C3-C20 dicycloalkylamino, C3- C20 substituted dicycloalkylamino, C3-C20 cycloalkyl arylamino, C3-C20 substituted cycloalkyl arylamino, C 1-C20 linear or branched alkyl arylamino, arylamino, diarylamino, cyclic amino for example but not exclusively aziridino, azetidino, pyrrolidino, piperidino, homopiperidino, perhydroazocino, piperazino, N-alkylpiperazino, N-arylpiperazino, moφholino, thiomoφholino, their substituted derivatives and their mono and di benzologues; aminoaryl in which the amino function is defined as above for R\ bridgehead aminoaryl units such as julolidine and lilolidine; hydroxy, hydroxyaryl, thiol, mercaptoaryl, carboxylic acid, thiocarboxylic acid, sulfur and phosphorus based acids. In the above definition, the terms cycloalkyl and substituted cycloalkyl include bi and tri cycloalkyl amino and substituted derivatives; the or each R4 which may be the same or different is C1-C20 linear or branched alkoxy, C1-C20 linear or branched alkylthio, alkyl sulfinyl, alkylsulfonyl, arylsulfinyl, arylsulfonyl, halogen, nitro, nitrile, formyl, acyl, aroyl, acetamido, C2-C10 N-alkylamido, alkoxycarbonyi, aryloxy, arylthio, or is selected from those atoms and groups specified above for RL, R2 and R3; and each 'n' is 0 or an integer from 1 to 6 provided that in any one compound the total of all 'n's is not more than 6.
The effect of a change in pH may be conveniently illustrated by the scheme below:
'deprotonated' 'neutral' 'protonated' photochromic photochromic photochromic molecule molecule molecule
λm χl +H- λ 2 +1T λm χ3 low low low absorbance +OH- absorbance +OH- absorbance
Figure imgf000006_0001
absorbance absorbance absorbance
The photochromic and pH colour switching properties exhibited by
the pyran compounds of the present invention render these compounds particularly useful as photochromic/pH sensitive indicators, inks, paints, varnishes and stains
for 'printing' onto paper and fabrics and other surfaces e.g. glass, plastics and
metals. This latter application may be particularly useful for the preparation of
security markers (labels) on a broad range of objects e.g. cheques, bonds, bankers
drafts, credit cards, charge cards and identity documents and cards and discrete
windows. Such inks and other like formulations may also be used for printing
documents and greetings cards. The security/identity uses of these pH sensitive
photochromic compounds and formulations containing them may also extend to
include the marking of fuels e.g. petrol and diesel and other oils.
Furthermore, the materials may be used in sensors, opto-chemical
transducers, optical data recording systems e.g. compact discs, and read/write
optical data storage discs, as waveguides and laser dyes.
Alternatively, these compounds may be incoφorated into polymeric
or sol-gel or colloidal type host materials so as to impart photochromic and pH
colour switching properties to the said host materials.
Examples of applications of the polymeric host materials of the
present invention include the manufacture of lenses for sunglasses and ophthalmic
lenses, protective visors, screens, films, 'plastic' sheeting, containers (e.g. bottles
and other packaging vessels), mirrors, windows and screens for vehicles such as
cars (including sunroofs), motorcycles, aircraft and ships, architectural uses e.g.
glazing, and artistic 'stained glass' windows and for use in novelty items.
Additionally the materials may be used in vehicle body panels including fairings and spoilers, and related external surfaces and other embodiments where it may be
deemed attractive to have said objects change colour in the presence of sunlight.
The photochromic pyrans of the present invention may be
incoφorated into the 'plastic' host material by well established protocols for
example as described in European Patent No. 0254020 or U.S. Patent No.
5,066,818.
Typical host materials may include optically clear polymer materials,
such as polymers of polyol (allyl carbonate) - monomers, polyacrylates such as
polymethylmethacrylates, cellulose acetate, cellulose triacetate, cellulose acetate
propionate, cellulose acetate butyrate, poly( vinyl acetate), poly( vinyl alcohol),
polyuretanes, polycarbonate, polyethylene terephthalate, polystyrene,
poly(triethyleneglycol dimethylacrylate), poly(diethyleneglycol bis(allyl
carbonate)) and various copolymer mixes.
The pH colour switching ability is particularly useful in that a single
manufactured photochromic dye may be used to impart different colours to a
solution, matrix or host material depending upon the pH of the solution, matrix or
host material.
The high induced optical density and enhanced colourability of these
photochromic compounds of the present invention enables the amount of the
photochromic material required so as to impart a useful degree of photochromism
to a polymeric host material or to a solution to be greatly reduced, thereby enabling
a considerable saving of synthetic effort and cost. Furthermore, the use of reduced quantities of the photochromic materials of the present invention has the bonus that
there is a consequent reduction in any undesirable colour that the photochromic
materials may impart in the bleached state either by way of inherent colour of the
material itself or by the formation of coloured fatigue/degradation products through
use of the photochromic material.
The naphthopyrans of the present invention maybe prepared by a
general method which is based on the following reaction scheme:
catalyst solvent
Figure imgf000009_0001
Figure imgf000009_0002
This general synthetic methodology has been described, for example
by L. Merlini in 'Advances in Heterocyclic Chemistry,' 1975, vol. 18, page 159,
and by R. Guglielmetti in "Photochromism: Molecules and Systems," Studies in
Organic Chemistry 40, chap. 8, Eds. H Diirr and H. Bouas-Laurent, Elsevier, 1990,
and also in several patent documents, for example WO 94/22850 and U.S. Patent
No. 5,520,853 (1996). The synthesis of the propargyl alcohols shown in the
scheme above are obtained in a known manner, for example, T. F. Rutledge in
'Acetylenic Compounds,' Reinhold, New York, 1968.
The substituted benzophenones required for the synthesis of the
propargyl alcohols are either commercially available or obtained by documented procedures described in the literature e.g. B. M. Khadilkar et al. Tetrahedron
Letters 1997, 38(9) 1641; J. P. Wolfe et al. Journal of Organic Chemistry, 1997,
62, 1264.
The 1- and 2-naphthols and related hydroxy compounds are either
commercially available or obtained by known synthetic methods, or derived from
such methods; see for example WO 94/22850, W. S. Johnson et al. Organic
Reactions 1951, vol. 6; D. W. Cameron et al. Australian Journal of Chemistry,
1980, 33, 2531.
The catalyst may be selected, for example, from alumina, acetic acid,
trifluoroacetic acid, aryl or alkyl sulfonic acids, silica, clays (e.g. montmorillionite,
tonsil) or acidic exchange resins. Any suitable organic solvent can be used. Those
frequently employed for the reaction include benzene, toluene, xylene and
relatively high boiling alkanes, for example.
In the definition of the naphthopyrans of the invention given above,
the term alkyl group means any linear or branched C1-C20 alkyl group and
includes haloalkyl and perhaloalkyl groups. The term substituted alkyl group
means any linear or branched C1-C20 alkyl group which is substituted in any
position or positions with a functional group which contains the heteroatom
nitrogen or oxygen or sulfur or phosphorus or silicon, or any combination of two
or more of the aforementioned heteroatoms, irrespective of the substituents directly
bonded to said heteroatoms. Additionally, the substituted alkyl group may be
taken to mean any linear or branched C 1-C20 alkyl group which is substituted in any position or positions with a functional group which contains one or more
carbon atoms bonded to one or more of the heteroatoms nitrogen or oxygen or
sulfur or phosphorus or silicon, or any combination of two or more of the
aforementioned heteroatoms, irrespective of the substituents directly bonded to
said heteroatoms.
The term alkenyl group means any isomeric linear or branched C2-
C20 alkenyl group and includes haloalkenyl and perhaloalkenyl groups and may
contain one or more alkene bonds. The term substituted alkenyl group means any
isomeric linear or branched C2-C20 alkenyl group which is substituted in any
position or positions with a functional group which contains the heteroatom
nitrogen or oxygen or sulfur or phosphorus or silicon, or any combination of two
or more of the aforementioned heteroatoms, irrespective of the substituents directly
bonded to said heteroatoms. Additionally, the substituted alkenyl group may be
taken to mean any isomeric linear or branched C2-C20 alkenyl group which is
substituted in .any position or positions with a functional group which contains one
or more carbon atoms bonded to one or more of the heteroatoms nitrogen or
oxygen or sulfur or phosphorus or silicon, or any combination of two or more of
the aforementioned heteroatoms, irrespective of the substituents directly bonded to
said heteroatoms.
The term alkynic group means any linear or branched C2-C20
alkynic group and may contain one or more alkynic bonds.
The term cycloalkyl group, a substituted cycloalkyl group, a cycloalkenyl group, and a substituted cycloalkenyl group include mono-, di-, tri-
and tetracyclic C3-C20 containing systems and are defined as for their respective
non-cyclic analogues.
The terms an aryl group and a naphthyl group refer to phenyl and 1-
and 2-naphthyl groups, which are either unsubstituted or substituted with one or
more of the same or different of the following substituents; halogen, C 1-C6 linear
or branched alkyl, C2-C6 linear or branched alkenyl, C2-C6 linear or branched
alkynyl, phenyl, aryl, heteroaryl, C l -C6 linear or branched hydroxyl, C 1-C6 linear
or branched alkoxy, C1-C6 linear or branched alkylthio, alkylsulfinyl,
alkylsulfonyl, amino, C1-C6 alkylamino, C1-C6 substituted alkylamino, C 1-C6
dialkylamino, C 1 -C6 alkylarylamino, diarylamino, cyclic amino for example but
not exclusively pyrrolidino, piperidino, homopiperidino, perhydroazocino,
piperazino, N-substituted piperazino, moφholino thiomoφholino, indolino; nitro,
carboxyalkyl, C1-C6 alkylcarbonyl, benzoyl, aroyl, heteroaroyl, formyl, nirrile,
carboxyamido, or crown and aza crown systems.
The term a heteroaryl group means for example but not exclusively,
any of the following heterocyclic systems and their mono- and di-benzologues and
their mono- and di-naphthologues and their substituted derivatives bonded through
any carbon or heteroatom possible: thiophene, furan, pyrrole, pyrazole, imidazole,
oxazole, isoxazole, thiazole, isothiazole, dithiole, triazole, tetrazole, pyran,
thiopyran, pyridine, pyrimidine, pyridazine, pyrazine, oxazine and dithiin.
As used herein, the term alkoxy group means any linear or branched C 1-C20 alkoxy group and includes haloalkyloxy and perhaloalkyloxy groups, and
the term substituted alkoxy group means any linear or branched C 1-C20 alkoxy
group which is substituted in any position or positions with a functional group
which contains the heteroatom nitrogen or oxygen or sulfur or phosphorus or
silicon, or any combination of two or more of the aforementioned heteroatoms,
irrespective of the substituents directly bonded to said heteroatoms. Additionally,
the substituted alkoxy group may be any linear or branched C1-C20 alkoxy group
which is substituted in any position or positions with a functional group which
contains one or more carbon atoms bonded to one or more of the heteroatoms
nitrogen or oxygen or sulfur or phosphorus or silicon, or any combination of two
or more of the aforementioned heteroatoms, irrespective of the substituents directly
bonded to said heteroatoms.
As used herein, the term alkylthio group means any linear or
branched C1-C20 alkylthio group and includes (as the alkyl part) haloalkyl and
perhaloalkyl groups, and the term substituted alkylthio group means any linear or
branched C1-C20 alkylthio group which is substituted in any position or positions
with a functional group which contains the heteroatom nitrogen or oxygen or sulfur
or phosphorus or silicon, or any combination of two or more of the aforementioned
heteroatoms, irrespective of the substituents directly bonded to said heteroatoms.
Additionally, the substituted alkyl group may be any linear or branched C 1-C20
alkylthio group which is substituted in any position or positions with a functional
group which contains one or more carbon atoms bonded to one or more of the heteroatoms nitrogen or oxygen or sulfur or phosphorus or silicon, or any
combination of two or more of the aforementioned heteroatoms, irrespective of the
substituents directly bonded to said heteroatoms.
In order that the invention may be more fully understood, the
following examples are given by way of illustration only:
Example 1
(1) 6-Moφholino-3(4-piperidinophenyl)-3-phenyl-3H-naphtho[2, l-b]pyran
A solution of 4-moφholino-2-naphthol (6.5 mmol) and l-(4-
piperidinophenyl)-l-phenylprop-2-yn-l-ol (6.5 mmol) in toluene (65 cm3)
containing acidic alumina (Brockmann 1) (4.0g) was refluxed for 60 minutes. The
cooled solution was filtered and the alumina was washed well with EtOAc
(200 cm3). Removal of the solvent from the filtrate gave an oil which solidified on
standing at room temperature. Recrystallisation from EtOAc/hexane gave 6-
moφholino-3(4-piperidinophenyl)-3-phenyl-3H-naphtho[2, l-b]pyran (73%), m.p.
= 170.5-172°C.
Figure imgf000014_0001
Examples 2 to 18
Following an identical protocol, but using the appropriate naphthol and
prop-2-yn-l-ol, the following naphthopyrans were obtained: (2) 3 (4-Methoxyphenyl)-6-moφholino-3 (4-piperidinophenyl)-3H-naphtho-
[2, l-b]pyran from 4-moφholino-2-naphthol and l-(4-methoxyphenyl)-l-(4-
piperidinophenyl)prop-2-yn-l-ol (75%) after recrystallisation from EtOAc, hexane
and ethanol, m.p. = 247-249°C.
Figure imgf000015_0001
Figure imgf000016_0001
(3) 3^-Di(4-methoxyphenyl)-6-morpholino-3H-naphtho[2,l-&]pyran from 4- morpholino-2-naphthol and l,l-di(4-methoxyphenyl)prop-2-yn-l-ol (68 %) after recrystallisation from EtOAc, hexane and a trace of ethanol, m.p. = 211-213 °C.
Figure imgf000016_0002
(4) 6-Mo holmo-3^-di(4-pyιτoUdmophenyl)-3H-naphtho[2,l-&]p5^an from 4-morpholino-2-naphthol and l,l-di(4-pyrrolidinophenyl)prop-2-yn-l-ol (56 %) after recrystallisation from EtOAc and, m.p. = 243-245 °C.
Figure imgf000016_0003
(5) 6-Morpholino-3-(4-methoxyphenyl)-3-phenyl-3H-naphtho[2,l-b]pyran from 4-morpholino-2-naphthol and l-(4-methoxyphenyl)-l-phenylprop- 2-yn-l-ol (71 %) after recrystallisation from hexane and a trace of EtOAc, m.p. = 164.5-165.0 °C).
Figure imgf000017_0001
(6) 6^mdolincH3^-di(4-methoxyphenyl)-3H-rιaphtho[2,l-&]pyran from 4- indolino-2-naphthol and l,l-di(4-methoxyphenyl)prop-2-yn-l-ol (57 %) after recrystallisation from EtOAc and hexane, m.p. = 171-172 °C
Figure imgf000017_0002
(7) Methyl 9-morpholino-2^-di(4-methoxyphenyl)-2H-naphtho[l,2-&]pyran- 5-carboxylate from methyl 4-hydroxy-6-morpholinonaphthalene-2- carboxylate and l,l-di(4-methoxyphenyl)prop-2-yn-l-ol (42 %) after recrystallisation from EtOAc and hexane, m.p. = 153.5-155 °C.
Figure imgf000017_0003
(8) Methyl 9-morpholino-2-(4-morpholinophenyl)-2-phenyl-2H-naphtho [l,2-Σ?]pyran-5-carboxylate from methyl 4-hydroxy-6- morpholinonaphthalene-2-carboxylate and l-(4-morpholinophenyl)-l- phenylprop-2-yn-l-ol (74 %) after recrystallisation from EtOAc and hexane, m.p. = 248-250 °C.
Figure imgf000018_0001
(9) 5-Hydroxy-3^-di(4-methoxyphenyl)-3H-naphtho[2,l-&]pyran from 2,3- dihydroxynaphthalene and l,l-di(4-methoxyphenyl)prop-2-yn-l-ol (53 %) after recrystallisation from EtOAc, hexane and a trace of ethanol, m.p. = 150.5-152 <>C.
Figure imgf000018_0002
(10) 6^(4^N,N-Diethylarn ophenyl)-2 di(4-methoxyphenyl)-2H-naphtho. [l,2-b]pyran from 4-(4-N,N-diethylanilino)-l-naphthol and l,l-di(4- methoxyphenyl)prop-2-yn-l-ol (61 %) after recrystallisation from EtOAc and hexane, m.p. = 147.5-149.5 °C.
Figure imgf000018_0003
(11) 6-Morpholino-3 -diphenyl-3H-naphtho[2,l-b]pyran from 4-morpholino- 2-naphthol and l-l-diphenylprop-2-yn-l-ol (55 %) after recrystallisation from toluene and MeOH, m.p. = 187 -188 °C.
Figure imgf000019_0001
(12) 3-(2,4-Dmnethoxyphenyl)-3-(4-methoxyphenyl)-6-morpholino-3H- naphtho[2,l-b]pyran from 4-morpholino-2-naphthol and l-(2,4- dimethoxyphenyl)-l-(4-methoxyphenyl)prop-2-yn-l-ol (68 %) after recrystallisation from hexane and a trace of EtOAc, m.p. = 163-165 °C.
Figure imgf000019_0002
(13) 3,3-Di-(4-methoxyphenyl)-3H-naphtho[2,l-&]pyran from 2-naphthol and l,l-di-(4-methoxyphenyl)prop-2-yn-l-ol (48 %) after recrystallisation from hexane and a trace of EtOAc, m.p. = 175. -177 °C.
Figure imgf000019_0003
(14) 3 -Di(4-methoxyphenyl)-6-piperidino-3H-naphtho[2,l-&]pyran from 4- piperidino-2-naphthol and l,l-di(4-methoxyphenyl)prop-2-yn-l-ol (73%) after recrystallisation from EtOAc, hexane and a trace of ethanol, m.p. = 114-119 °C.
Figure imgf000020_0001
Figure imgf000020_0002
(15) 6-Morpholino-3(4-morpholinophenyl)-3-phenyl-3H-naphtho[2,l-&]pyran from 4-morpholino-2-naphthol and l(4-morpholinophenyl)-l- phenylprop-2-yn-l-ol (73%) after recrystallisation from EtOAc / hexane, m.p. = 187-188 °C.
(16) 6-Morpholino-3-phenyl-3(4-pyrrolidinophenyl)-3H-naphtho[2,l-b]pyran from 4-morpholino-2-naphthol and l-phenyl-l(4-pyrrolidinophenyl)- prop-2-yn-l-ol (66%) after recrystallisation from EtOAc, hexane and a trace of ethanol, m.p. = 220-222 °C.
(17) 3^-Di(4-N,N-di-methylai-rdnophenyl)-6-mor 3holmo-3H-riaphtho[2,l-&]- pyran from 4-morpholino-2-naphthol and l,l-di(4-N,N-dimethylamino- phenyl)prop-2-yn-l-ol (69%) after recrystallisation from EtOAc, hexane and a trace of ethanol, m.p. = 258.5-260.5 °C.
(18) 3 -Di(4-N,N-diethylaminophenyl)-6-morpholino-3H-naphtho[2,l-b]- pyran from 4-morpholino-2-naphthol and l,l-di(4-N,N-diethylamino- phenyl)prop-2-yn-l-ol (78%) after recrystallisation from EtOAc / hexane, m.p. = 235 -238 °C.
Figure imgf000021_0001
The photochromic properties of each of the naphthopyrans made in
Examples 1 to 14 were measured and the results are set out in the following Table.
Figure imgf000022_0002
Figure imgf000022_0003
Figure imgf000022_0001
Figure imgf000023_0001
Figure imgf000023_0002
Figure imgf000023_0003
Figure imgf000023_0004
Figure imgf000024_0001
Figure imgf000024_0002
Figure imgf000024_0003
Figure imgf000024_0004
Figure imgf000025_0001
Figure imgf000025_0002
Figure imgf000025_0003
Figure imgf000025_0004
NOTES
1. abs = absorbance of the photochromic dye in spectroscopic grade acetone
prior to activation by a light source.
2. abs* = absorbance of the photochromic dye in spectroscopic grade acetone
subsequent to activation by a light source.
3. All solutions are of a similar concentration ca. lmmoldm'3.
4. The irradiation sequence was identical for all solutions.
5. The term 'neutral species' refers to the photochromic dye prior to
modification with acid or base.
6. The term 'modified species' refers to the photochromic dye subsequent to
treatment by acid or base.

Claims

CLAIMS:
1. A naphthopyran of the formula I or II:
Figure imgf000027_0001
(I) (II)
wherein R1 and R2, which may be the s.ame or different, are each H, an alkyl group,
a substituted alkyl group, an alkenyl group, a substituted alkenyl group, an alkynic
group, a substituted alkynic group, a cycloalkyl group, a substituted cycloalkyl
group, a heterocycloalkyl group, a substituted heterocycloalkyl group, a
cycloalkenyl group, a substituted cycloalkenyl group, an aryl group, a naphthyl
group, or a heteroaryl group; R1 and R2 may be conjoined to form a ring which
may be substituted; the or each R\ which may be the same or different, is an
amino function which is amino, C 1-C20 linear or branched alkylamino, C1-C20
linear or branched dialkylamino, C3-C20 cycloalkyamino, C3-C20 substituted cycloalkylamino, C3-C20 cycloalkyl C1-C20 linear or branched alkylamino, C3-
C20 substituted cycloalkyl C 1-C20 linear or branched alkylamino, C3-C20
dicycloalkylamino, C3-C20 substituted dicycloalkylamino, C3-C20 cycloalkyl
arylamino, C3-C20 substituted cycloalkyl arylamino, C 1-C20 linear or branched
alkyl arylamino, arylamino, diarylamino, cyclic amino or a substituted cyclic
amino derivative or a mono or di benzologue thereof; or aminoaryl in which the
amino function is defined as above for R3, or a bridgehead aminoaryl unit; or
hydroxy, hydroxyaryl, thiol, mercaptoaryl, carboxylic acid, thiocarboxylic acid,
sulfur or phosphorus based acid; and the or each R4, which may be the same or
different, is C1-C20 linear or branched alkoxy, C1-C20 linear or branched
alkylthio, alkylsulfinyl, alkylsulfonyl, arylsulfinyl, arylsulfonyl, halogen, nitro,
nitrile, formyl, acyl, aroyl, acetamido, C2-C10 N-alkylamido, alkoxycarbonyl,
aryloxy, arylthio, or is selected from those atoms and groups specified above for
Rl, R2 and R3; and each 'n' is 0 or an integer from 1 to 6 provided that in any one
compound the total of all 'n's is not more than 6.
2. A naphthopyran according to claim 1, wherein R1 and R2 are
conjoined to form a ring which is a substituted or unsubstituted cyclopentane,
indane, indene, dibenzosuberane, dibenzosuberene, fluorene, xanthene,
thioxanthene or acridine ring.
3. A naphthopyran according to claim 2, wherein the said ring is substituted with at least one alkoxy or amino group.
4. A naphthopyran according to claim 1, 2 or 3, wherein R3 is an amino
function which is a cyclic amino group selected from aziridino, azetidino,
pyrrolidino, piperidino, homopiperidino, perhydroazocino, piperazino, N-
alkylpiperazino, N-arylpiperazino, moφholino and thiomoφholino.
5. A naphthopyran according to claim 1, 2 or 3, wherein R3 is a
bridgehead aminoaryl unit which is juloidine or lilolidine.
6. 6-Moφholino-3(4-piperidinophenyl)-3-phenyl-3H-naphtho[2, 1 -
b]pyran, 6-moφholino-3(4-moφholinophenyl)-3-phenyl-3H-naphtho[2, 1 -b]pyran,
3(4-methoxyphenyl)-6-moφholino-3(4-piperidinophenyl)-3H-naphtho-[2, l-
6]pyτan, 6-moφholino-3(4-pyrrolidinophenyl)-3-phenyl-3H-naphtho[2, 1 -b]pyran
3,3-di(4-methoxyphenyl)-6-moφholino-3H-naphtho[2, 1 -bjpyran,
6-moφholino-3,3-di(4-pyrrolidinophenyl)-3H-naphtho[2, 1 -b]pyran, 6-moφholino-
3,3-di(4-NN-dimemylaminophenyl)-3H-naphth[2,l-b]pyran, 6-moφholino-3,3-
di(4-NN-diethylaminophenyl)-3H-naphtho[2, l-b]pyran, 6-moφholino-3-(4-
methoxyphenyl)-3-phenyl-3H-naphtho[2, l-b]pyran, 6-indolino-3,3-di(4-
methoxyphenyl)-3H-naphtho[2, l-b]pyran, methyl 9-moφholino-2,2-di(4-
methoxyphenyl)-2H-naphtho[ l,2-b]pyr^-5-carboxylate, methyl 9-moφholino-2-
(4-moφholinophenyl)-2-phenyl-2H-naphtho[l,2-b]pyran-5-carboxylate, 5- hydroxy-3,3-di(4-methoxyphenyl)-3H-naphtho[2, l-b]pyran, 6-(4-NN-
diethylaminophenyl)-2,2-di(4-methoxyphenyl)-2H-naphtho[ l,2-b]pyran, 6-
moφholino-3,3-diphenyl-3H-naphtho[2,l-b]pyran, 3-(2,4-dimethoxyphenyl)-3-(4-
methoxyphenyl)-6-moφholino-3H-naphtho[2, l-b]pyran, 3,3-di-(4-
methoxyphenyl)-3H-naphtho[2, l-b]pyran and 3,3-di(4-methoxyphenyl)-6-
piperidino-3H-naphtho[2, 1 -b]pyran.
7. A process for making a naphthopyran as defined in claim 1, which
includes the step:
the above compounds including R3 and/or R4 substituents as desired in accordance
with claim 1.
8. A process for making a naphthopyran as defined in claim 1
catalyst solvent
Figure imgf000030_0001
Figure imgf000030_0002
substantially as herein described in any of Examples 1 to 14.
9. An article, device or composition which comprises a naphthopyran as claimed in claim 1, and a carrier therefor.
10. An article according to claim 9, wherein the carrier is a polymeric
material.
11. An ophthalmic element which comprises a naphthopyran as claimed
in claim 1.
12. The use of a composition according to claim 9 for labelling, printing,
marking or painting.
13. The use of a composition according to claim 9, for characterisation,
identification or security marking.
PCT/GB1998/003681 1997-12-12 1998-12-10 Ph sensitive photochromic dyes WO1999031081A1 (en)

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