WO1998026555A1 - Method and apparatus for dynamic packet filter assignment - Google Patents

Method and apparatus for dynamic packet filter assignment Download PDF

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Publication number
WO1998026555A1
WO1998026555A1 PCT/US1997/022561 US9722561W WO9826555A1 WO 1998026555 A1 WO1998026555 A1 WO 1998026555A1 US 9722561 W US9722561 W US 9722561W WO 9826555 A1 WO9826555 A1 WO 9826555A1
Authority
WO
WIPO (PCT)
Prior art keywords
computer
filtering
recited
network
detected event
Prior art date
Application number
PCT/US1997/022561
Other languages
French (fr)
Inventor
Sanjay R. Radia
Swee B. Lim
Panagiotis Tsirigotis
Thomas K. Wong
Robert J. Goedman
Michael W. Patrick
Original Assignee
Sun Microsystems, Inc.
Motorola Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Sun Microsystems, Inc., Motorola Inc. filed Critical Sun Microsystems, Inc.
Priority to DE69734019T priority Critical patent/DE69734019T2/en
Priority to JP52689698A priority patent/JP2001506093A/en
Priority to EP97950906A priority patent/EP1013045B1/en
Publication of WO1998026555A1 publication Critical patent/WO1998026555A1/en

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L63/00Network architectures or network communication protocols for network security
    • H04L63/02Network architectures or network communication protocols for network security for separating internal from external traffic, e.g. firewalls
    • H04L63/0227Filtering policies
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L63/00Network architectures or network communication protocols for network security
    • H04L63/10Network architectures or network communication protocols for network security for controlling access to devices or network resources
    • H04L63/102Entity profiles

Definitions

  • the present invention relates generally to security in computer networks.
  • the present invention is a method and apparatus that allows IP
  • packets within a network to be selectively filtered based on events within the
  • Computer networks that use the Internet protocol are commonly referred to as
  • IP networks Within IP networks, messages are sent and received using discrete
  • Packets quanta known as "packets.” Each packet includes a header and a body. Messages
  • the packets are sent over the IP network and
  • Packet filters are programs that examine the data included in packet headers
  • a router used in this configuration
  • Filtering can be based on the target of the packet, the
  • filtering systems are configured using a fixed set of filtering rules. These rules are
  • the access control rules are fairly static.
  • filtering rules may be changed. Once further minimize the changes to filtering rules
  • an internet service provider may have users who connect, login, logoff and
  • the ISP would then disconnect to its network over time using telephone or able modems.
  • the ISP would then disconnect to its network over time using telephone or able modems.
  • the ISP would then disconnect to its network over time using telephone or able modems.
  • a preferred environment for the present invention is a computer network
  • the network also includes a server (SMS), dynamically reconfigures the ANCS.
  • SMS system
  • the network also includes a
  • DHCP server that implements the Dynamic Host Configuration Protocol (DHCP)
  • the client systems which are typically personal
  • computers using cable modems connect to the router. As part of the connection
  • each client system receives a dynamically allocated IP address from the
  • the SMS maintains a series of filtering profiles, each of which includes one or
  • the SMS sets a default filter sequence for the newly
  • the connected client system by downloading the sequence by the SMS to the ANCS.
  • the ANCS uses the rules included in the downloaded login filtering profile sequence
  • packet filter is established by reconfiguring the components of the network that
  • the packet filter uses the rules of the
  • the default login profile is a static profile that applies to ALL newly
  • client system as the client system connects; for example, since a client system that
  • this event can trigger the SMS to set the login
  • the user login is
  • the SMS selects or generates
  • the user filtering profile sequence is then
  • the ANCS uses the rules included in the downloaded login filtering profile sequence to establish a new packet filter for IP
  • the new packet filter is
  • IP packets originating from the client system IP packets originating from the client system.
  • SMS Short Message Service
  • the present invention is a method for filtering IP packets in a
  • the packet filter using the selected rules to selectively discard packets
  • the present invention is an apparatus for filtering IP
  • apparatus comprising: a first portion configured to cause a computer system to
  • FIG. 1 is a block diagram of a computer network shown as a representative
  • FIG. 2 is a block diagram of an access network control server as used by a
  • Figure 3 is a block diagram of a services management system as used by a
  • Figure 4 is a block diagram of a filtering profile as used in a preferred embodiment
  • Figure 5 is a block diagram of a filtering rule as used in a preferred embodiment
  • Figure 6 is a flowchart showing an overview of the steps associated with the
  • Figure 7 is a flowchart showing the steps associated with a preferred
  • FIGS 8a through 8d are block diagrams showing filtering profiles
  • Figure 9 is a flowchart showing the steps associated with a preferred
  • FIG. 1 a computer network 100 is shown as a representative
  • computer network 100 includes a
  • client systems 102 series of client systems 102, of which client systems 102a through 102f are
  • Each client system 102 may be selected from a range of differing
  • each client system 102 is limited to a single user at any given time.
  • cable modem 104 is connected to each client system 102. Each cable modem 104 is
  • cable router 106 The use of cable router 106 and cable
  • modems 104 is also intended to be exemplary and it should be appreciated that
  • cable modem 104 can be a CyberSUFR
  • cable modem and cable router 106 can be a CableMASTR cable router, both
  • Network 100 also includes a series of server systems 108, of which server
  • Each server system 108 is representative. Each server system 108 is
  • server systems 108 are intended to
  • a DHCP server system 110 is also included in computer network 100 and
  • DHCP server system 110 is a computer or other
  • DHCP Dynamic Host Configuration Protocol
  • DHCP server system 110 provides for allocation of
  • IP addresses within network 100 When client systems 102 initially connect to cable
  • each client system 102 requests and receives an IP address from DHCP
  • FIG. 1 shows only a single DHCP server system 110
  • Computer network 100 also includes an access network control server
  • ANCS ANCS 112
  • SMS services management system
  • SMS 114 are connected to cable router 106.
  • ANCS 112 is shown in more detail in
  • Figure 2 to include a computer system 202 that, in turn, includes a processor, or
  • processors 204 and a memory 206.
  • I/O devices such as disk drives, keyboards, modems, network adapters, printers and
  • a disk drive 212 of any suitable disk drive type, is shown connected to
  • An ANCS process 214 is shown to be resident in memory
  • SMS 114 is shown in more detail in Figure 3 to include a computer system
  • processor 302 that, in turn, includes a processor, or processors 304, and a memory 306.
  • I/O devices 302 represent a wide range of varying I/O devices such as disk drives,
  • process 314 and a filtering profile database 316 are shown to be resident in memory
  • ANCS 112 and SMS 114 may be implemented using a
  • the filtering profile database 316 of SMS 114 includes a set of filtering
  • Filtering profile 400 includes a profile id 402 and a series of filtering rules, of which filtering rules
  • the profile id 402 is used by SMS 114 and
  • ANCS 112 as an internal identifier for the filtering profile 400.
  • each filtering rule 404 includes an action 500.
  • action 500 may indicate that a matched IP packet will be
  • Filtering rule 404 also identifies the IP address of the packet. Forwarded, or that a matched IP packet will be discarded. Filtering rule 404 also identifies the IP address of the packet.
  • Destination IP includes a destination IP address 502 and a destination IP mask 504.
  • address 502 corresponds to the destination address included in the header of an IP
  • Destination IP mask 504 is similar to destination IP address 502 but
  • an IP packet must either have a destination address that matches the
  • Filtering rule 404 also includes a protocol type 506.
  • Protocol type 506 Protocol type 506
  • each filtering rule 404 has a value that corresponds to an IP packet type, such as
  • filtering rule 404 includes a starting port
  • port number 510 define a range of port numbers of the type used by certain protocols, such as UDP and TCP.
  • UDP User Datagram Protocol
  • TCP Transmission Control Protocol
  • starting port number 508 and ending port number 510 are defined by starting port number 508 and ending port number 510.
  • filtering profiles 400 by the present invention is shown generally in FIG.
  • SMS 114 generates a filtering profile 400.
  • the filtering profile 400 generated in step 600 includes a single filtering
  • the single filtering rule 404 includes an action 500 indicating that IP
  • filtering rule 404 includes a destination address 502 that corresponds to the IP
  • protocol type 506 of filtering rule 404 is set to UDP. Finally, the starting port number
  • step 602 of method 600 the filtering profile 400 is downloaded by the SMS
  • the SMS 114 also passes the IP address of
  • the ANCS 112 uses the single
  • the packet filter is established by
  • packet filter may be established by reconfiguring the modem 104b connected to client system 102.
  • the packet filter may be established by reconfiguring
  • step 606 the packet filter established by the ANCS 112 in step 604 is used
  • Method 700 includes step performed
  • Method 700 begins with step 706 where
  • SMS 114 waits for the allocation of an IP address to a client system 102. More
  • the connecting client system 102 requests and receives a
  • SMS 114 monitors DHCP messages within network 100.
  • Step 706 corresponds, in a general sense, to the methods and procedures that are
  • SMS 114 executed by SMS 114 to wait for and detect DHCPACK messages within network
  • SMS 114 generates a sequence of one or more "login" filtering
  • the login filtering profiles 400 is to restrict the type of IP packets that may originate at
  • IP IP
  • packets required for a user login will vary between different networks.
  • the first of the four login filtering profiles 400 forwards packets associated
  • each IP address is allocated for a finite period of time.
  • the first login filtering profile 400 allows passage of IP packets
  • the first filtering profile 400 includes a single
  • DHCP lease renewal includes an action 500 that indicates that IP packets that
  • Filtering rule 404 also includes a
  • UDP is specified by protocol type 506 of filtering rule 404. Finally, beginning port number 508 and ending port number 510 are both set to "67" corresponding to the
  • the second of the login filtering profiles 400 forwards packets associated with
  • DNS domain name service
  • Client systems 102 request translations of symbolic names by sending
  • the second filtering profile 400 includes a single filtering rule 404
  • single filtering rule 404 for DNS name resolution includes an action 500 that
  • Filtering rule 404 also includes a destination address 502 that corresponds to the IP
  • a protocol type of UDP is specified by protocol type 506 of
  • the login applets are downloaded from a server system, such as
  • server system 108 or in some cases, from SMS 114.
  • SMS 114 To allow the login applet to be
  • the third of the login filtering profiles 400 forwards packets associated with a request for login applet download.
  • login applet download includes an action 500 that indicates that IP packets that
  • Each filtering rule 404 also includes
  • a destination address 502 that corresponds to the IP address of a server system
  • filtering rule 404 is set to 255.255.255.255. The protocol type 506, beginning port
  • SMS 114 known by SMS 114 to be appropriate for the download of the login applet.
  • the login applet In the described embodiment of the network 100, the login applet
  • SMS 114 communicates with a login server such as SMS 114. To enable this communication,
  • the fourth of the login filtering profiles 400 forwards packets associated with login
  • the fourth filtering profile 400 includes one filtering
  • the filtering rule 404 for login applet communication includes an action
  • Filtering rule 404 also includes a destination address 502 that
  • each of the four filtering profiles 400 is generally applicable to enable login processing for
  • step 708 it is preferable for step 708 to generate these filtering profiles
  • each client system 102 each client system 102.
  • Step 708 is followed by step 710 where the sequence of four filtering profiles
  • the ANCS 112 uses each of the filtering rules 404 included in the
  • the packet filter is
  • the packet filter may be established by reconfiguring the modem 104
  • the packet filter may be established by
  • ANCS 112 reconfigures the network
  • SNMP simple network management protocol
  • IP packet filter established by the ANCS 112 is used to filter IP packets that originate
  • Method 900 includes step performed by SMS 114 and ANCS 112. For convenience, these steps are grouped into an SMS context
  • Method 900 begins with step 906 where SMS 114
  • network 100 users login to network 100 using a login
  • Step 114 applet that communicates with a login server, such as SMS 114.
  • SMS 114 to wait for the login of a user to network 100.
  • step 908 which follows, a sequence of filtering profiles 400 associated with
  • the user are retrieved, by SMS 114, from filtering profile database 316.
  • SMS 114 the user are retrieved, by SMS 114, from filtering profile database 316.
  • filtering profile database 316 the user are retrieved, by SMS 114, from filtering profile database 316.
  • these filtering profiles 400 are preferably maintained in filtering profile
  • Step 908
  • SMS 114 corresponds to the methods and procedures that are executed by SMS 114 to
  • Step 908 is followed by step 910 where the sequence of user filtering profiles
  • the client system 102 acting as a host for the user is passed by the SMS 114 to the
  • the ANCS 112 uses each of the filtering rules 404
  • IP packets originating from the client system 102 acting as a host for the user are established by reconfiguring one or more of the components of the
  • the packet filter may be established
  • packet filter may be established by reconfiguring router 106.
  • ANCS 112 Preferably, ANCS 112
  • the network 100 may be any type of network 100.

Abstract

The present invention includes a method and apparatus for filtering IP packets based on events within a computer network. More specifically, the present invention includes a services management system, or SMS. The SMS manages network connections between a series of client systems and a router. An access network control server (ANCS) manages the configuration of the router. The SMS monitors activities or events that occur within the network. In response to these events, the SMS dynamically downloads filtering profiles to the ANCS. The ANCS then uses the downloaded filtering profiles to reconfigure the router. The router then uses the filtering rules to selectively discard or forward IP packets received from the client systems.

Description

Method and Apparatus for Dynamic Packet Filter Assignment
FIELD OF THE INVENTION
The present invention relates generally to security in computer networks.
More specifically, the present invention is a method and apparatus that allows IP
packets within a network to be selectively filtered based on events within the
network.
BACKGROUND OF THE INVENTION
Recent years have witnessed an explosive growth in the use of computer
networks. In fact, the use of computer networks to connect disparate computer
systems around the world has become a routine and accepted fact. One result of the
ever-increasing use of computer networks is an ever-increasing need for security
systems.
Computer networks that use the Internet protocol are commonly referred to as
IP networks. Within IP networks, messages are sent and received using discrete
quanta known as "packets." Each packet includes a header and a body. Messages
are sent by partitioning the message and including each portion of the partitioned
message in the body of a packet. The packets are sent over the IP network and
reassembled into the message at the receiving system.
Packet filters are programs that examine the data included in packet headers
and discard packets that appear to present a threat to network security. For
example, assume that a company uses a router to link its internal intranet with an
external network, such as the Internet. Typically, a router used in this configuration
will inspect the header of each received packet to determine the address of the
system sending the packet. Clearly, in this case, packets that arrive from the Internet but that have source addresses that correspond to addresses of systems within the
company intranet are suspect. A packet filter included in the router would, therefore,
discard packets of this type. Filtering can be based on the target of the packet, the
higher level protocol or other packet content.
In general, the use of packet filters has been found to be an effective and
relatively simple technique for increasing security within computer networks.
Unfortunately, there are also some disadvantages associated with traditional packet
filtering techniques. One such disadvantage results from the static nature of
traditional packet filtering systems. It has generally been the case that packet
filtering systems are configured using a fixed set of filtering rules. These rules are
then used to filter packets within the network and remain in effect until the packet
filtering system is reconfigured. Since reconfiguration of the packet filtering system is
relatively rare, the particular filtering rules that are in effect within a particular
network are generally of a fixed and static nature.
for example, in the scenario, the access control rules are fairly static.
External packets (packets from the Internet) are allowed very restricted access.
Internal packets (from within the Internet) are allowed fairly static access to certain
parts of the internal network. As machines are added/removed or moved then the
filtering rules may be changed. Once further minimize the changes to filtering rules
by using subnetwork fields in the filtering rules. E.g. instead of saying that access is
allowed to a host with address xyz, one says that access is allowed to hosts with
address xy*. This allows the target machine to be moved within the subnetwork or
even new ones to be added. Now consider a more dynamic system where one wants to control access
based on certain events such as the user's connected to the network. For example,
an internet service provider (ISP) may have users who connect, login, logoff and
disconnect to its network over time using telephone or able modems. The ISP would
like to control access to this dynamically changing set of users. Furthermore,
different users may be allowed different access based on who the user is and what
set of services the user as subscribed. As a result, the quality of packet filtering
provided by traditional packet filtering systems is often less than optimal.
SUMMARY OF THE INVENTION A preferred embodiment of the present invention includes a method and
apparatus for filtering IP packets based on events within the network. More
specifically, a preferred environment for the present invention is a computer network
that includes a series of client systems and a router. An access network control
server (ANCS) controls configuration of the router and the components of the
network that forward packets from the client systems. A services management
system (SMS), dynamically reconfigures the ANCS. The network also includes a
DHCP server that implements the Dynamic Host Configuration Protocol (DHCP)
defined in Internet RFC 1541. The client systems, which are typically personal
computers using cable modems, connect to the router. As part of the connection
process, each client system receives a dynamically allocated IP address from the
DHCP server.
The SMS maintains a series of filtering profiles, each of which includes one or
more of filtering rules. The SMS sets a default filter sequence for the newly
connected client system by downloading the sequence by the SMS to the ANCS. The ANCS uses the rules included in the downloaded login filtering profile sequence
to establish a packet filter for IP packets originating from the newly connected client
system. Whenever the ANCS establishes a new packet filter for a client system, any
packet filter previously established for the same client system is discarded. The
packet filter is established by reconfiguring the components of the network that
forward packets originating at the client system, such as the router or the modem
connected to the client system. Subsequently, the packet filter uses the rules of the
login filtering profile sequence to selectively forward or discard IP packets originating
from the client system. This filtering sequence will allow newly connected client
systems to perform login, but nothing else.
In the above description, we have set a default profile called the default login
profile. The default login profile is a static profile that applies to ALL newly
connected client systems. This way the SMS does not need to be aware as new
client systems are connected.
One may also consider setting the default profile to a null profile and for each
client system as the client system connects; for example, since a client system that
connects may do a DHCP operation, this event can trigger the SMS to set the login
profile for the newly connected computer.
A preferred embodiment of the present invention also generates or selects
filtering profiles for users. With the login filtering profile sequence in place, a user
can use the newly connected client system to login to the network. The user login is
monitored by the SMS. If the user login is successful, the SMS selects or generates
a user filtering profile sequence. The user filtering profile sequence is then
downloaded by the SMS to the ANCS. The ANCS uses the rules included in the downloaded login filtering profile sequence to establish a new packet filter for IP
packets originating from the newly logged in client system. The new packet filter is
established by reconfiguring the components of the network to replace the packet
filter established for the login filtering profile. Subsequently, the new packet filter
uses the rules of the user filtering profile sequence to selectively forward or discard
IP packets originating from the client system.
Note that in the above description we have used the events of connecting a
client system, logging in, and logging out as events that trigger the SMS to change
filtering rules. In other environments other events may be used to trigger the setting
of filter rules.
We have described the SMS as a single computer system that sets the filter
rules. One may consider the SMS to be a set of machines that collectively set filter
rules in different part of the computer network.
Similarly, we have described the ANCS as a single computer but it may also
be a set of computers that can be used to control the router and the components of
the network that forwards packets from client systems.
In accordance with the purpose of the invention, as embodied and broadly
described herein, the present invention is a method for filtering IP packets in a
computer network that includes one or more client systems, the method comprising
the steps, performed by one or more computer systems, of: detecting an event
associated with one of the client systems, selecting one or more filtering rules based
on the type of event detected, and establishing a packet filter in the computer
network, the packet filter using the selected rules to selectively discard packets
originating at the client system associated with the detected event. In further accordance with the purpose of the invention, as embodied and
broadly described herein, the present invention is an apparatus for filtering IP
packets in a computer network that includes one or more client systems, the
apparatus comprising: a first portion configured to cause a computer system to
detect an event associated with one of the client systems, a second portion
configured to cause a computer system to provide one or more filtering rules based
on the type of event detected, and a third portion configured to cause a computer
system to establish a packet filter in the computer network, the packet filter using the
selected rules to selectively discard packets originating at the client system
associated with the detected event.
Advantages of the invention will be set forth, in part, in the description that
follows and, in part, will be understood by those skilled in the art from the description
or may be learned by practice of the invention. The advantages of the invention will
be realized and attained by means of the elements and combinations particularly
pointed out in the appended claims and equivalents.
BRIEF DESCRIPTION OF THE DRAWINGS
The accompanying drawings, which are incorporated in and constitute a part
of this specification, illustrate several embodiments of the invention and, together
with the description, serve to explain the principles of the invention.
Figure 1 is a block diagram of a computer network shown as a representative
environment for a preferred embodiment of the present invention.
Figure 2 is a block diagram of an access network control server as used by a
preferred embodiment of the present invention. Figure 3 is a block diagram of a services management system as used by a
preferred embodiment of the present invention.
Figure 4 is a block diagram of a filtering profile as used in a preferred
embodiment of the present invention.
Figure 5 is a block diagram of a filtering rule as used in a preferred
embodiment of the present invention.
Figure 6 is a flowchart showing an overview of the steps associated with the
use of the filtering profiles of a preferred embodiment of the present invention.
Figure 7 is a flowchart showing the steps associated with a preferred
embodiment of a method for user login to a computer network.
Figures 8a through 8d are block diagrams showing filtering profiles
associated with a preferred method for user login to a computer network.
Figure 9 is a flowchart showing the steps associated with a preferred
embodiment of a method for allocation of privileges to a user in a computer network.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
Reference will now be made in detail to preferred embodiments of the present
invention, examples of which are illustrated in the accompanying drawings.
Wherever possible, the same reference numbers will be used throughout the
drawings to refer to the same or like parts.
In Figure 1 , a computer network 100 is shown as a representative
environment for the present invention. Structurally, computer network 100 includes a
series of client systems 102, of which client systems 102a through 102f are
representative. Each client system 102 may be selected from a range of differing
devices including, but not limited to the personal computers shown in Figure 1. Preferably, each client system 102 is limited to a single user at any given time. A
cable modem 104 is connected to each client system 102. Each cable modem 104 is
connected, in turn, to a cable router 106. The use of cable router 106 and cable
modems 104 is also intended to be exemplary and it should be appreciated that
other networking technologies and topologies are equally practical. It should also be
appreciated that a number of different cable modems and cable routers are available
from various manufactures In particular, cable modem 104 can be a CyberSUFR
cable modem and cable router 106 can be a CableMASTR cable router, both
supplied by Motorola, Inc.
Network 100 also includes a series of server systems 108, of which server
systems 108a through 108a are representative. Each server system 108 is
connected to cable router 106. Generally, server systems 108 are intended to
represent the broad range of server systems that may be found within computer
networks. A DHCP server system 110 is also included in computer network 100 and
connected to cable router 106. DHCP server system 110 is a computer or other
system that implements Dynamic Host Configuration Protocol (DHCP) defined in
Internet RFC 1541. Functionally, DHCP server system 110 provides for allocation of
IP addresses within network 100. When client systems 102 initially connect to cable
router 106, each client system 102 requests and receives an IP address from DHCP
server system 110. Although Figure 1 shows only a single DHCP server system 110,
it is to be understood that additional DHCP server systems 110 may be used without
departing from the spirit of the present invention. Computer network 100 also includes an access network control server
(ANCS) 112 and a services management system (SMS) 114. Both ANCS 112 and
SMS 114 are connected to cable router 106. ANCS 112 is shown in more detail in
Figure 2 to include a computer system 202 that, in turn, includes a processor, or
processors 204, and a memory 206. An input device 208 and an output device 210
are connected to the computer system 202 and represent a wide range of varying
I/O devices such as disk drives, keyboards, modems, network adapters, printers and
displays. A disk drive 212, of any suitable disk drive type, is shown connected to
computer system 202. An ANCS process 214 is shown to be resident in memory
206 of computer system 202.
SMS 114 is shown in more detail in Figure 3 to include a computer system
302 that, in turn, includes a processor, or processors 304, and a memory 306. An
input device 308 and an output device 310 are connected to the computer system
302 and represent a wide range of varying I/O devices such as disk drives,
keyboards, modems, network adapters, printers and displays. A disk drive 312, of
any suitable disk drive type, is shown connected to computer system 302. An SMS
process 314 and a filtering profile database 316 are shown to be resident in memory
306 of computer system 302. In Figure 1 , ANCS 112 and SMS 114 are shown as
separate entities. It should be appreciated, however, that the present invention
specifically anticipates that ANCS 112 and SMS 114 may be implemented using a
single computer system that includes ANCS process 214, SMS process 314 and
filtering profile database 316.
The filtering profile database 316 of SMS 114 includes a set of filtering
profiles of the type shown in Figure 4 and generally designated 400. Filtering profile 400 includes a profile id 402 and a series of filtering rules, of which filtering rules
404a through 404c are representative. The profile id 402 is used by SMS 114 and
ANCS 112 as an internal identifier for the filtering profile 400. The filtering rules 404
included in a filtering profile 400 are better understood by reference to Figure 5. In
Figure 5, it may be seen that each filtering rule 404 includes an action 500. Action
500 specifies the disposition of IP packets that match by a particular filtering rule
404. In particular, action 500 may indicate that a matched IP packet will be
forwarded, or that a matched IP packet will be discarded. Filtering rule 404 also
includes a destination IP address 502 and a destination IP mask 504. Destination IP
address 502 corresponds to the destination address included in the header of an IP
packet. Destination IP mask 504 is similar to destination IP address 502 but
corresponds to a range of destination addresses. To match a particular filtering rule
404, an IP packet must either have a destination address that matches the
destination address 502 included in the filtering rule 404 or have a destination
address that is covered by the destination address mask 504 of the filtering rule 404.
Filtering rule 404 also includes a protocol type 506. Protocol type 506
corresponds to the protocol type of an IP packet. Thus, the protocol type 506 of
each filtering rule 404 has a value that corresponds to an IP packet type, such as
TCP, UDP, ICMP, etc. To match a particular filtering rule 404, an IP packet must
have a protocol type that matches the protocol type 506 included in the filtering rule
404
Finally, for the embodiment shown, filtering rule 404 includes a starting port
number 508 and an ending port number 510. Starting port number 508 and ending
port number 510 define a range of port numbers of the type used by certain protocols, such as UDP and TCP. To match a particular filtering rule 404, an IP
packet of one of these types must have a port number that falls within the range
defined by starting port number 508 and ending port number 510.
The use of filtering profiles 400 by the present invention is shown generally in
Figure 6. In step 600 of Figure 6, SMS 114 generates a filtering profile 400. For the
purposes of illustration, it may be assumed that the filtering profile 400 is intended to
allow client system 102b to send UDP packets to port 63 of server system 108c.
Therefore, the filtering profile 400 generated in step 600 includes a single filtering
rule 404. The single filtering rule 404 includes an action 500 indicating that IP
packets that match the filtering rule 404 should be forwarded. Additionally, the
filtering rule 404 includes a destination address 502 that corresponds to the IP
address of server system 108c. The destination address mask 504 of filtering rule
404 is set to 255.255.255.255 (255.255.255.255 matches all IP addresses) and the
protocol type 506 of filtering rule 404 is set to UDP. Finally, the starting port number
508 and ending port number 510 of filtering rule 404 are both set to 63.
In step 602 of method 600, the filtering profile 400 is downloaded by the SMS
114 to the ANCS 112. At the same time, the SMS 114 also passes the IP address of
client system 102b to the ANCS 112. In step 604, the ANCS 112 uses the single
filtering rule 404 included in the filtering profile 400 to establish a packet filter for IP
packets originating from the client system 102b. The packet filter is established by
reconfiguring one or more of the components of the network 100 that forward
packets originating at the client system 102b. For example, in some cases the
packet filter may be established by reconfiguring the modem 104b connected to client system 102. Alternatively, the packet filter may be established by reconfiguring
router 106.
In step 606, the packet filter established by the ANCS 112 in step 604 is used
to filter packets that originate from the client system 102b. More specifically, each
packet that originates from client system 102b is examined. Packets that do not
include a destination address that corresponds to server system 108c are discarded.
Likewise packets that do not have a protocol type of UDP or a port number of 63 are
discarded.
A more complete example of the use of filtering profiles 400 by the present
invention is shown as method 700 of Figure 7. Method 700 includes step performed
by SMS 114 and ANCS 112. For convenience, these steps are grouped into an SMS
context 702 and an ANCS context 704. Method 700 begins with step 706 where
SMS 114 waits for the allocation of an IP address to a client system 102. More
specifically, for a preferred embodiment of network 100, power-on or reset of a client
system 102 is followed by connection of the client system 102 to router 106. As part
of this connection, the connecting client system 102 requests and receives a
dynamically allocated IP address from DHCP server 110. This allocation requires
that a number of messages pass between DHCP server 110 and the client system
102 requesting a new IP address. The last of these messages is a DHCPACK
message sent by the DHCP server 110 to the client system 102. To monitor the
allocation of IP addresses, SMS 114 monitors DHCP messages within network 100.
Step 706 corresponds, in a general sense, to the methods and procedures that are
executed by SMS 114 to wait for and detect DHCPACK messages within network
100. In step 708, SMS 114 generates a sequence of one or more "login" filtering
profiles 400 for the newly connected client system 102. Functionally, the purpose of
the login filtering profiles 400 is to restrict the type of IP packets that may originate at
the newly connected client system 102. Specifically, only the packet types that are
required for a user to login to network 100 are allowed. Generally, the type of IP
packets required for a user login will vary between different networks. For network
100, however, it may be assumed that four filtering profiles 400 are generated in
step 708.
The first of the four login filtering profiles 400 forwards packets associated
with DHCP lease renewal. More specifically, in systems that use the DHCP protocol
for allocation of IP addresses, each IP address is allocated for a finite period of time.
Systems that do not renew their IP address leases may lose their allocated IP
addresses. Therefore, the first login filtering profile 400 allows passage of IP packets
from the newly connected client system 102 to the DHCP server 110 for the purpose
of DHCP lease renewal. Preferably, the first filtering profile 400 includes a single
filtering rule 404 of the form shown in Figure 8a.
More specifically, and as shown in Figure 8a, the single filtering rule 404 for
DHCP lease renewal includes an action 500 that indicates that IP packets that
match the filtering rule 404 should be forwarded. Filtering rule 404 also includes a
destination address 502 that corresponds to the IP address of the DHCP server 110
and a destination address mask 504 of 255.255.255.255. As a result, only IP
packets directed at DHCP server 110 match filtering rule 404. A protocol type of
UDP is specified by protocol type 506 of filtering rule 404. Finally, beginning port number 508 and ending port number 510 are both set to "67" corresponding to the
standard port used for DHCP messages.
The second of the login filtering profiles 400 forwards packets associated with
DNS (domain name service) address resolution. More specifically, in systems that
use the DNS protocol, symbolic names are translated to IP address by a DNS server
system. Client systems 102 request translations of symbolic names by sending
messages to their DNS servers. Therefore, the second login filtering profile 400
allows passage of IP packets from the newly connected client system 102 to a DNS
server system (DNS server system not shown).
Preferably, the second filtering profile 400 includes a single filtering rule 404
of the form shown in Figure 8b. More specifically, and as shown in Figure 8b, the
single filtering rule 404 for DNS name resolution includes an action 500 that
indicates that IP packets that match the filtering rule 404 should be forwarded.
Filtering rule 404 also includes a destination address 502 that corresponds to the IP
address of a DNS server system and a destination address mask 504 of
255.255.255.255. As a result, only IP packets directed at the DNS server system
match filtering rule 404. A protocol type of UDP is specified by protocol type 506 of
filtering rule 404. Finally, beginning port number 508 and ending port number 510
are both set to 53 corresponding to the standard port used for DNS messages.
For a preferred embodiment of network 100, user logins are handled by
downloading small, specifically tailored applications, known as "login applets," to
client systems 102. The login applets are downloaded from a server system, such as
server system 108, or in some cases, from SMS 114. To allow the login applet to be
downloaded, the third of the login filtering profiles 400 forwards packets associated with a request for login applet download. Preferably, the third filtering profile 400
includes one filtering rule 404 for each server from which the login applet may be
downloaded. More specifically, and as shown in Figure 8c, the filtering rule 404 for
login applet download includes an action 500 that indicates that IP packets that
match the filtering rule 404 should be forwarded. Each filtering rule 404 also includes
a destination address 502 that corresponds to the IP address of a server system
from which the login applet may be downloaded. The destination address mask of
filtering rule 404 is set to 255.255.255.255.The protocol type 506, beginning port
number 508 and ending port number 510 of filtering rule 404 are all set to values
known by SMS 114 to be appropriate for the download of the login applet.
In the described embodiment of the network 100, the login applet
communicates with a login server such as SMS 114. To enable this communication,
the fourth of the login filtering profiles 400 forwards packets associated with login
applet communication. Preferably, the fourth filtering profile 400 includes one filtering
rule 404 for each login server such as SMS 114. More specifically, and as shown in
Figure 8d, the filtering rule 404 for login applet communication includes an action
500 that indicates that IP packets that match the filtering rule 404 should be
forwarded. Filtering rule 404 also includes a destination address 502 that
corresponds to the IP address of a login server such as SMS 114. The destination
address mask of filtering rule 404 is set to 255.255.255.255. The protocol type 506,
beginning port number 508 and ending port number 510 of filtering rule 404 are all
set to values known by SMS 114 to be appropriate for login applet communication.
In the preceding paragraphs, a sequence of four filtering profiles 400 has
been described. It may be appreciated from the preceding paragraphs that each of the four filtering profiles 400 is generally applicable to enable login processing for
any of the client systems 102. Because of the general applicability of the four
filtering profiles 400, it is preferable for step 708 to generate these filtering profiles
400 using a standardized template making only minor modifications, if necessary, for
each client system 102.
Step 708 is followed by step 710 where the sequence of four filtering profiles
400 is downloaded by SMS 114 to ANCS 112. At the same time, the IP address of
the newly connected client system 102 (for which the sequence of four filtering
profiles 400 was generated) is passed by the SMS 114 to the ANCS 112. In the
following step, the ANCS 112 uses each of the filtering rules 404 included in the
sequence of four filtering profiles 400 to establish a packet filter for IP packets
originating from the newly connected client system 102. The packet filter is
established by reconfiguring one or more of the components of the network 100 that
forward packets originating at the newly connected client system 102. For example,
in some cases, the packet filter may be established by reconfiguring the modem 104
connected to client system 102. Alternatively, the packet filter may be established by
reconfiguring router 106. Preferably, ANCS 112 reconfigures the network
components using a protocol that is generally applicable to components of network
100, such as the simple network management protocol (SNMP). Subsequently, the
packet filter established by the ANCS 112 is used to filter IP packets that originate
from the client system 102, allowing packet types generally associated with the login
of a user to network 100.
A second example of the use of filtering profiles 400 by the present invention
is shown as method 900 of Figure 9. Method 900 includes step performed by SMS 114 and ANCS 112. For convenience, these steps are grouped into an SMS context
902 and an ANCS context 904. Method 900 begins with step 906 where SMS 114
waits for a user login. More specifically, as discussed with regard to method 700, for
a preferred embodiment of network 100, users login to network 100 using a login
applet that communicates with a login server, such as SMS 114. Step 114
corresponds, in a general fashion, to the methods and procedures that are executed
by SMS 114 to wait for the login of a user to network 100.
In step 908, which follows, a sequence of filtering profiles 400 associated with
the user are retrieved, by SMS 114, from filtering profile database 316. In general, it
may be appreciated that various users of network 100 will have varying types of
allowed access. As a result, different network users will require different filtering
profiles 400. Generally, these filtering profiles 400 are defined separately for each
user using either automatic or manual generation techniques. For the present
invention, these filtering profiles 400 are preferably maintained in filtering profile
database 316 and retrieved using the identity of the particular user. Step 908
corresponds to the methods and procedures that are executed by SMS 114 to
retrieve the filtering profiles 400 associated with the user from the filtering profile
database 316.
Step 908 is followed by step 910 where the sequence of user filtering profiles
400 is downloaded by SMS 114 to ANCS 112. At the same time, the IP address of
the client system 102 acting as a host for the user is passed by the SMS 114 to the
ANCS 112. In the following step, the ANCS 112 uses each of the filtering rules 404
included in the sequence of user filtering profiles 400 to establish a packet filter for
IP packets originating from the client system 102 acting as a host for the user. The packet filter is established by reconfiguring one or more of the components of the
network 100 that forward packets originating at the client system 102 acting as a
host for the user. For example, in some cases, the packet filter may be established
by reconfiguring the modem 104 connected to client system 102. Alternatively, the
packet filter may be established by reconfiguring router 106. Preferably, ANCS 112
reconfigures the network components using a protocol that is generally applicable to
components of network 100, such as the simple network management protocol
(SNMP). Subsequently, the packet filter established by the ANCS 112 is used to
filter IP packets that originate from the client system 102 acting as a host for the
user, allowing the packets that are associated with the network privileges of the
user.
Although not shown, it may be appreciated that the network 100 may be
reconfigured to reestablish a default state after the user logs out from the client
system 102. Other embodiments will be apparent to those skilled in the art from
consideration of the specification and practice of the invention disclosed herein. It is
intended that the specification and examples be considered as exemplary only, with
a true scope of the invention being indicated by the following claims and equivalents.

Claims

WHAT IS CLAIMED IS:
1. A method for filtering IP packets in a computer network that includes
one or more client systems, the method comprising the steps, performed by one or
more computer systems, of:
detecting an event associated with one of the client systems;
selecting one or more filtering rules based on the type of event
detected; and
establishing a packet filter in the computer network, the packet filter
using the selected rules to selectively discard packets originating at the client
system associated with the detected event.
2. A method as recited in claim 1 wherein the detected event is the
assignment of an IP address to the client system.
3. A method as recited in claim 1 wherein the detected event is the login
of a user using the client system associated with the detected event
4. A method as recited in claim 1 wherein the computer network includes
a router and wherein the step of establishing a packet filter includes the step of
reconfiguring the router to selectively discard packets originating at the client system
associated with the detected event.
5. A method as recited in claim 1 wherein the client system associated
with the detected event is connected to the network using a cable modem and
wherein the step of establishing a packet filter includes the step of reconfiguring the
cable modem to selectively discard packets originating at the client system
associated with the detected event.
6. A method as recited in claim 1 wherein the step of selecting one or
more filtering rules further comprises the step of generating the filtering rules using a
standardized template.
7. A method as recited in claim 1 wherein the step of selecting one or
more filtering rules further comprises the step of selecting the filtering rules from a
database.
8. A computer program product comprising:
a computer usable medium having computer readable code embodied
therein for filtering IP packets in a computer network that includes one or
more client systems, the computer program product comprising:
first computer readable program code devices configured to
cause a computer system to detect an event associated with one of the
client systems;
second computer readable program code devices configured to
cause a computer system to provide one or more filtering rules based
on the type of event detected; and
third computer readable program code devices configured to
cause a computer system to establish a packet filter in the computer
network, the packet filter using the selected rules to selectively discard
packets originating at the client system associated with the detected
event.
9. A computer program product as recited in claim 8 wherein the detected
event is the assignment of an IP address.
10. A computer program product as recited in claim 8 wherein the detected
event is the login of a user using the client system associated with the detected
event
11. A computer program product as recited in claim 8 wherein the
computer network includes a router and wherein the third computer readable program code devices includes computer readable program code devices configured
to cause a computer system to reconfigure the router to selectively discard packets
originating at the client system associated with the detected event.
12. A computer program product as recited in claim 8 wherein the client
system associated with the detected event is connected to the network using a cable
modem and wherein the third computer readable program code devices includes
computer readable program code devices configured to cause a computer system to
reconfigure the cable modem to selectively discard packets originating at the client
system associated with the detected event.
13. A computer program product as recited in claim 8 wherein the second
computer readable program code devices includes computer readable program code
devices configured to cause a computer system to generate the filtering rules using
a standardized template.
14. A computer program product as recited in claim 8 wherein the second
computer readable program code devices includes computer readable program code
devices configured to cause a computer system to select the filtering rules from a
database.
15. An apparatus for filtering IP packets in a computer network that
includes one or more client systems, the apparatus comprising:
a first portion configured to cause a computer system to detect an
event associated with one of the client systems; a second portion configured to cause a computer system to provide
one or more filtering rules based on the type of event detected; and
a third portion configured to cause a computer system to establish a
packet filter in the computer network, the packet filter using the selected rules
to selectively discard packets originating at the client system associated with
the detected event.
16. An apparatus as recited in claim 15 wherein the detected event is the
assignment of an IP address.
17. An apparatus as recited in claim 15 wherein the detected event is the
login of a user using the client system associated with the detected event
18. An apparatus as recited in claim 15 wherein the computer network
includes a router and wherein the third portion includes a fourth portion configured to
cause a computer system to reconfigure the router to selectively discard packets
originating at the client system associated with the detected event.
19. An apparatus as recited in claim 15 wherein the client system
associated with the detected event is connected to the network using a cable
modem and wherein the third portion includes a fourth portion configured to cause a
computer system to reconfigure the cable modem to selectively discard packets
originating at the client system associated with the detected event.
20. An apparatus as recited in claim 15 wherein the second portion
includes a fourth portion configured to cause a computer system to generate the
filtering rules using a standardized template.
21. An apparatus as recited in claim 15 wherein the second portion
includes a fourth portion configured to cause a computer system to select the
filtering rules from a database.
22. An apparatus as recited in claim 15 wherein each filtering rule includes
a protocol type.
23. An apparatus as recited in claim 15 wherein each filtering rule includes
a destination address.
24. An apparatus as recited in claim 15 wherein each filtering rule includes
a destination mask.
25. An apparatus as recited in claim 15 wherein each filtering rule includes
a range of destination port numbers.
PCT/US1997/022561 1996-12-09 1997-12-08 Method and apparatus for dynamic packet filter assignment WO1998026555A1 (en)

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JP52689698A JP2001506093A (en) 1996-12-09 1997-12-08 Dynamic packet filter assignment method and apparatus
EP97950906A EP1013045B1 (en) 1996-12-09 1997-12-08 Method and apparatus for dynamic packet filter assignment

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US08/762,402 US5848233A (en) 1996-12-09 1996-12-09 Method and apparatus for dynamic packet filter assignment

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US5848233A (en) 1998-12-08
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