WO1995005385A1 - Spiro(indolino) oxazine photochromic compounds - Google Patents

Spiro(indolino) oxazine photochromic compounds Download PDF

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Publication number
WO1995005385A1
WO1995005385A1 PCT/GB1994/001757 GB9401757W WO9505385A1 WO 1995005385 A1 WO1995005385 A1 WO 1995005385A1 GB 9401757 W GB9401757 W GB 9401757W WO 9505385 A1 WO9505385 A1 WO 9505385A1
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group
spiro
indolino
ring
alkyl
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PCT/GB1994/001757
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French (fr)
Inventor
Martin Rickwood
Sean Derek Marsden
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Pilkington Plc
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Priority to BR9407251A priority Critical patent/BR9407251A/en
Priority to AU13702/95A priority patent/AU694470B2/en
Priority to KR1019960700705A priority patent/KR960703928A/en
Priority to EP94922334A priority patent/EP0713491A1/en
Priority to JP7506810A priority patent/JPH09504001A/en
Publication of WO1995005385A1 publication Critical patent/WO1995005385A1/en

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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D498/00Heterocyclic compounds containing in the condensed system at least one hetero ring having nitrogen and oxygen atoms as the only ring hetero atoms
    • C07D498/12Heterocyclic compounds containing in the condensed system at least one hetero ring having nitrogen and oxygen atoms as the only ring hetero atoms in which the condensed system contains three hetero rings
    • C07D498/20Spiro-condensed systems
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D498/00Heterocyclic compounds containing in the condensed system at least one hetero ring having nitrogen and oxygen atoms as the only ring hetero atoms
    • C07D498/22Heterocyclic compounds containing in the condensed system at least one hetero ring having nitrogen and oxygen atoms as the only ring hetero atoms in which the condensed system contains four or more hetero rings
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K9/00Tenebrescent materials, i.e. materials for which the range of wavelengths for energy absorption is changed as a result of excitation by some form of energy
    • C09K9/02Organic tenebrescent materials
    • GPHYSICS
    • G03PHOTOGRAPHY; CINEMATOGRAPHY; ANALOGOUS TECHNIQUES USING WAVES OTHER THAN OPTICAL WAVES; ELECTROGRAPHY; HOLOGRAPHY
    • G03CPHOTOSENSITIVE MATERIALS FOR PHOTOGRAPHIC PURPOSES; PHOTOGRAPHIC PROCESSES, e.g. CINE, X-RAY, COLOUR, STEREO-PHOTOGRAPHIC PROCESSES; AUXILIARY PROCESSES IN PHOTOGRAPHY
    • G03C1/00Photosensitive materials
    • G03C1/685Compositions containing spiro-condensed pyran compounds or derivatives thereof, as photosensitive substances
    • GPHYSICS
    • G03PHOTOGRAPHY; CINEMATOGRAPHY; ANALOGOUS TECHNIQUES USING WAVES OTHER THAN OPTICAL WAVES; ELECTROGRAPHY; HOLOGRAPHY
    • G03CPHOTOSENSITIVE MATERIALS FOR PHOTOGRAPHIC PURPOSES; PHOTOGRAPHIC PROCESSES, e.g. CINE, X-RAY, COLOUR, STEREO-PHOTOGRAPHIC PROCESSES; AUXILIARY PROCESSES IN PHOTOGRAPHY
    • G03C1/00Photosensitive materials
    • G03C1/72Photosensitive compositions not covered by the groups G03C1/005 - G03C1/705
    • G03C1/73Photosensitive compositions not covered by the groups G03C1/005 - G03C1/705 containing organic compounds
    • GPHYSICS
    • G03PHOTOGRAPHY; CINEMATOGRAPHY; ANALOGOUS TECHNIQUES USING WAVES OTHER THAN OPTICAL WAVES; ELECTROGRAPHY; HOLOGRAPHY
    • G03CPHOTOSENSITIVE MATERIALS FOR PHOTOGRAPHIC PURPOSES; PHOTOGRAPHIC PROCESSES, e.g. CINE, X-RAY, COLOUR, STEREO-PHOTOGRAPHIC PROCESSES; AUXILIARY PROCESSES IN PHOTOGRAPHY
    • G03C1/00Photosensitive materials
    • G03C1/72Photosensitive compositions not covered by the groups G03C1/005 - G03C1/705
    • G03C1/73Photosensitive compositions not covered by the groups G03C1/005 - G03C1/705 containing organic compounds
    • G03C1/733Photosensitive compositions not covered by the groups G03C1/005 - G03C1/705 containing organic compounds with macromolecular compounds as photosensitive substances, e.g. photochromic

Definitions

  • Photochromism is a well-known physical phenomenon which is observed with certain classes of chemical compounds. A detailed discussion of this phenomenon can be found in "Photochromism : Molecules and Systems", Studies in Organic Chemistry 40, Edited by H. Durr and H. Bouas-Laurent, Elsevier 1990.
  • the present invention provides a spiro (indolino) oxazine compound of general formula (I):-
  • R. represents a group of the formula -NR R wherein each of R_ and R , which may be the same or different, independently represents an alkyl group, or a carbocyclic group, preferably aryl, or a heterocyclic group, or R and R_ taken together with the nitrogen atom to which they are attached represent a heterocyclic ring having one or more heteroatoms and which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
  • R. represents an alkyl group which may be linear, branched or alicyclic
  • each of R z c > and Rb_ which may be the same or different, represents an alkyl group or a carbocyclic or heterocyclic group, or R_ and R ⁇ taken together with the carbon atom to which they are attached represent a carbocyclic or heterocyclic ring which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
  • R_ represents a hydrogen atom or an alkyl, aryl or heteroaryl group, or a carbocyclic or heterocyclic group which is fused to heterocyclic ring B;
  • R g represents a hydrogen atom or a substituent selected from alkyl, alkoxy, aryl, aryloxy, heteroaryl, halogen, azo, imino, amide, ester, cyano, trifluoromethyl or nitro group, or a dialkylamino group;
  • a further advantage of the photochromic materials of the present invention is that they are extremely efficient absorbers of long wave U.V. radiation (340-400 n : UVa radiation) and are therefore very sensitive to actinic radiation. This means that these materials provide additional protection against UV irradiation.
  • Preferred spiro-oxazines in accordance with the invention are compounds of general formula (I) in which -X- is -O- (so as to form a furan ring) , the group R is a benzene ring fused to the said furan ring, and Rotude is a hydrogen atom, i.e. a compound of general formula (II):-
  • R , R 5 , R and R_ whenever reference has been made to a carbocyclic or heterocyclic ring (or group) , unless specified otherwise it is to be understood that such carbocyclic or heterocyclic rings (or groups) may be unsubstituted or may carry one or more substituents chosen from halogen atoms, alkyl, alkoxy, aryl, aryloxy, heteroaryl, amino, substituted a ino, azo, imino, amide, carboxylate, ester, cyano, trifluoromethyl or nitro groups, or, further, such rings may have one or more further rings which are fused thereto.
  • the group -NR_R_ includes within its scope ring systems in which one or more further rings are fused to the heterocyclic ring, and such ring systems may incorporate saturated and/or unsaturated rings.
  • novel spiro (indolino) oxazine compounds of the present invention are found to be particularly useful as photochromic materials to be incorporated into polymeric host materials so as to impart photochromic properties to the said polymeric host materials.
  • the photochromic compounds of the present invention are incorporated into the plastics host material in known manner, for example as described in European Patent No. 0245020 or U.S. Patent No. 5066818.
  • the spiro-oxazine compounds of the invention exhibit substantially greater induced optical density (IOD) than prior art materials of comparable structure.
  • IOD induced optical density
  • Typical polymeric host materials are optically clear polymer materials, such as polymers of polyol(allyl carbonate)-monomers, polyacrylates such as polymethylmethacrylates, cellulose acetate, cellulose triacetate, cellulose acetate propionate, cellulose acetate butyrate, poly(vinyl acetate) , poly(vinyl alcohol) , polyurethanes, polycarbonates, polyethylene terephthalate, polystyrene, styrene/methylmethacrylate copolymers, styrene/acrylonitrile copolymers, and polyvinylbutyral. Transparent copolymers and blends of the transparent polymers are also suitable as host materials. Polymers of the type described in EP 0294056 or EP 0453149 are also suitable.
  • the polymeric host material is an optically clear polymerized organic material such as a polyurethane or a polymer of diethylene glycol bis(allyl carbonate) (sold under the trade name CR-39) , or SPECTRALITE - a material sold by Sola Optical USA.
  • an optically clear polymerized organic material such as a polyurethane or a polymer of diethylene glycol bis(allyl carbonate) (sold under the trade name CR-39) , or SPECTRALITE - a material sold by Sola Optical USA.
  • the amount of photochromic spiro oxazine compound incorporated in the polymeric host material ranges from 0.001 to 0.5 wt%, based on the weight of the polymeric host material.
  • the spiro oxazine compounds of the present invention may be desirable or advantageous to combine with other photochromic materials to obtain an aggregate colour effect.
  • other known spiro-oxazine materials may have a colour range of 530 to 680 nm which means that in the darkened condition the spiro-oxazines impart a red-purple or purple or blue or blue-green or green colouration to a host material.
  • the present spiro-oxazine compounds are complementary to known spiro-oxazine materials such as those described in our European Patent No. 0245020, or in our UK Patent Applications Nos.
  • 92/25346, 92/25347 and 92/25348 or to the spiro (indolino) naphthoxazines, spiro (indolino) pyrido benzoxazines and spiro (indolino) benzoxazines described in U.S. Patents Nos. 4637698, 3562172, 3578602, 4816584, 4215010 and 4342668, and can be combined with such other photochromic materials.
  • the compounds of the present invention may also be combined with other photochromic materials such as the naphthopyran compounds described in our U.K. Patent Application No. 9306587 or in U.S. Patent No. 5066818.
  • the further additional photochromic material is present in an amount of from 0.001 to 0.5 weight %, based on the weight of the polymeric host material.
  • Examples of suitable uses of the photochromic plastic articles incorporating the spiro-oxazine compounds of the invention are in the manufacture of piano lenses, e.g. for sunglasses, and ophthalmic lenses and as photochromic transparencies for vehicles such as cars and aircraft.
  • the spirooxazine materials of the present invention may be prepared by a general preparative method which is based on the following reaction scheme:-
  • the initial reaction is the oxidation of the naphthol by gaseous oxygen and a catalytic quantity of copper (II) salt-amine complex (the complex is formed in situ by the simple addition of the copper (II) salt to the amine solution) .
  • the naphthoquinone formed in situ immediately reacts with the amine to form the amino naphthenediol which itself is immediately oxidised to form an amino-naphthoquinone product in good yield.
  • the starting materials of formula (V), i.e. the Fischer base analogues, are made by different methods, depending on the complexity of their structures.
  • the synthesis of the simpler Fischer base analogues is well known and reported in the literature, see, for example, B. Robinson, The Fischer Indole Synthesis, iley-Interscience, 1982.
  • Preparation of Fischer base analogues having a more complex structure, e.g. having N-branched alkyl substituents (e.g. N-neopentyl) or having a ring A which is heterocyclic, is described in more detail in our U.K. Patent Application No. 9225347 or in Comprehensive Heterocyclic Chemistry, edited by A.R. Katritzky and C. .
  • This compound was elucidated using spectroscopic methods (n.m.r. and i.r.). It had a m.pt. of 151-161 C, and ⁇ absorbance of 510nm (polyurethane) .
  • the resultant plates were illuminated under standard solar simulation conditions at Air Mass 2 at 21°C (see Parry Moon, J. Franklin Inst. 230, (1940), p 583-617).
  • the measurements which were made on the samples in the darkened condition were taken when the samples had reached a steady state; this steady state was deemed to have been reached after 10 minutes in the darkened condition.
  • the photochromic compounds of the present invention are also found, in general, to exhibit good fatigue resistance, that is to say that the compounds of the present invention are found, in general, to be capable of maintaining their good photochromic properties and intense dark colouration in the darkened state over relatively long periods of time without undergoing any substantial degree of degradation.

Abstract

A spiro(indolino) oxazine compound of general formula (I), wherein R1 represents a group of the formula -NR2R3, wherein each of R2 and R3, which may be the same or different, independently represents an alkyl group, or a carbocyclic group, preferably aryl, or a heterocyclic group, or R2 and R3 taken together with the nitrogen atom to which they are attached represent a heterocyclic ring having one or more heteroatoms and which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups; R4 represents an alkyl group which may be linear, branched or alicyclic; each of R5 and R6, which may be the same or different, represents an alkyl group or a carbocyclic or heterocyclic group, or R5 and R6 taken together with the carbon atom to which they are attached represent a carbocyclic or heterocyclic ring which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups; R7 represents a hydrogen atom or an alkyl, aryl or heteroaryl group, or a carbocyclic or heterocyclic group which is fused to heterocyclic ring B; R8 represents a hydrogen atom or a substituent selected from alkyl, alkoxy, aryl, aryloxy, heteroaryl, halogen, azo, imino, amide, ester, cyano, trifluoromethyl or nitro group, or a dialkylamino group; -X- is selected from -O-, -S-, -Se-, -NH- or -NR- wherein R represents an alkyl group, and ring A is a carbocyclic or heterocyclic ring which can be optionally substituted with a group of formula R8 as defined above, or may optionally have a carbocyclic or heterocyclic ring fused thereto. The spiro(indolino) oxazine compounds of the invention are useful as photochromic materials in lenses, e.g., sunglasses, and photochromic transparencies for cars and aricrafts.

Description

Sp1ro(1ndo11no) oxazine photochromic compounds
The present invention relates to certain novel photochromic spiro(indolino) oxazine compounds, and to articles and compositions containing them.
Photochromism is a well-known physical phenomenon which is observed with certain classes of chemical compounds. A detailed discussion of this phenomenon can be found in "Photochromism : Molecules and Systems", Studies in Organic Chemistry 40, Edited by H. Durr and H. Bouas-Laurent, Elsevier 1990.
Spiro oxazine compounds as a class of compounds are known to be capable of exhibiting a photochromic effect. For example, European Patent specification No. 0358774 describes a series of photochromic spiro oxazine compounds which are said to have an excellent resistance to fatigue and also provide a number of different colour hues.
U.S. Patent No. 4986934 describes various spiro- benzoxazine pyrrolo pyridine compounds.
Our European Patent No. 0245020 describes a number of spiro-oxazine photochromic compounds all of which are characterised by the presence of an amine functionality at the 6'-position of the molecule. The compounds described in this patent specification are found to have an intense dark colouration in their darkened state.
We have now found a group of other spiro (indolino) oxazine compounds which also provide an intense dark colouration in their darkened state. One of the important characteristics of the novel spiro (indolino) compounds of the present invention is that they carry a substituted amino group in the 6'-position of the molecule. Accordingly, the present invention provides a spiro (indolino) oxazine compound of general formula (I):-
Figure imgf000004_0001
wherein R. represents a group of the formula -NR R wherein each of R_ and R , which may be the same or different, independently represents an alkyl group, or a carbocyclic group, preferably aryl, or a heterocyclic group, or R and R_ taken together with the nitrogen atom to which they are attached represent a heterocyclic ring having one or more heteroatoms and which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
R. represents an alkyl group which may be linear, branched or alicyclic;
each of R zc> and Rb_, which may be the same or different, represents an alkyl group or a carbocyclic or heterocyclic group, or R_ and Rβ taken together with the carbon atom to which they are attached represent a carbocyclic or heterocyclic ring which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
R_ represents a hydrogen atom or an alkyl, aryl or heteroaryl group, or a carbocyclic or heterocyclic group which is fused to heterocyclic ring B; Rg represents a hydrogen atom or a substituent selected from alkyl, alkoxy, aryl, aryloxy, heteroaryl, halogen, azo, imino, amide, ester, cyano, trifluoromethyl or nitro group, or a dialkylamino group;
-X- is selected from -0-, -S-, -Se-, -NH- or -NR- wherein R represents an alkyl group, and
ring A is a carbocyclic or heterocyclic ring which can be optionally substituted with a group of formula RoD as defined above, or may optionally have a carbocyclic or heterocyclic ring fused thereto.
For the avoidance of doubt, throughout this specification, the ring numbering system used to describe the spiro-oxazine compounds of the present invention is as follows:-
Figure imgf000005_0001
The spiro (indolino) oxazine compounds of the present invention exhibit very dark colouration (typically red, but also including other colours up to blue) in the darkened condition when compared with the colouration obtained with the corresponding materials which have no a ino substituent in the 6'-position of the molecule.
The photochromic materials of the present invention which give a red colouration in the darkened state are particularly useful for mixing with complimentary spiro-oxazine compounds which exhibit a green colouration in their darkened condition. Typical compounds which give this green colouration are described in our U.K. patent application No. 9225346. By mixing the present compounds with such green photochromic compounds one can obtain a composite mixture of photochromic compounds which produces a neutral or grey colouration in the darkened state; this can be useful for certain tinted lenses, e.g. in sunglasses.
A further advantage of the photochromic materials of the present invention is that they are extremely efficient absorbers of long wave U.V. radiation (340-400 n : UVa radiation) and are therefore very sensitive to actinic radiation. This means that these materials provide additional protection against UV irradiation.
Preferred spiro-oxazines in accordance with the invention are compounds of general formula (I) in which -X- is -O- (so as to form a furan ring) , the group R is a benzene ring fused to the said furan ring, and Ro„ is a hydrogen atom, i.e. a compound of general formula (II):-
Figure imgf000006_0001
wherein R., R., R_, Rg and Ring A are as defined above.
Preferably ring A is a benzene ring or a benzene ring carrying an alkoxy group (usually a methoxy group) in the 5-position; or a pyridine ring with the nitrogen atom in the 7-position, optionally substituted with a single CF_- group in the 5- or 6-position or substituted with two CF - groups in the 4- and 6-positions of the ring; or a pyrazine ring with nitrogen atoms in both the 4- and 7- positions of the ring. Throughout this specification, unless stated otherwise, the term "alkyl" is to be taken to mean an alkyl group having from 1 to 4 carbon atoms. Similarly, the term "alkoxy" is to be taken to mean an alkoxy group having from 1 to 4 carbon atoms.
Furthermore, in the definitions given above for R , R5, R and R_, whenever reference has been made to a carbocyclic or heterocyclic ring (or group) , unless specified otherwise it is to be understood that such carbocyclic or heterocyclic rings (or groups) may be unsubstituted or may carry one or more substituents chosen from halogen atoms, alkyl, alkoxy, aryl, aryloxy, heteroaryl, amino, substituted a ino, azo, imino, amide, carboxylate, ester, cyano, trifluoromethyl or nitro groups, or, further, such rings may have one or more further rings which are fused thereto.
For the avoidance of doubt, in the definition of R above, the group -NR_R_ includes within its scope ring systems in which one or more further rings are fused to the heterocyclic ring, and such ring systems may incorporate saturated and/or unsaturated rings.
Preferably, the R. substituent is a piperidino group or a morpholino group.
Preferably, the R -substituent is a C alkyl group, typically a methyl group, an isobutyl group or a neopentyl group.
Each of the R and R substituents is preferably a C 8 alkyl group, typically a methyl group, an isobutyl group or a neopentyl group, or the Rς and Rg groups together with the carbon atom to which they are attached preferably represent a spirohexyl group.
According to a further aspect of the present invention, there is provided a process for preparing a spiro (indolino) oxazine compound of general formula (I) , which process comprises
(a) oxidising a compound of general formula (II)
Figure imgf000008_0001
wherein X, R_ and Rg are as defined above, by use of oxygen in the presence of a complex of a copper (II) salt and an amine of formula R-H to yield a compound of formula (III)
Figure imgf000009_0001
wherein X, R 1. , R_/ and Ro_ are as defined above,
(b) heating the compound of formula (III) with hydroxylamine hydrochloride under reflux to yield a nitroso-hydroxy compound of formula (IV)
Figure imgf000009_0002
wherein X, R-, R_ and R are as defined above, and
(c) condensing the nitroso-hydroxy compound of formula (IV) with a 2-alkylidene indole compound of formula (V)
Figure imgf000009_0003
wherein R , R5, Rg and ring A are as defined above. The novel spiro (indolino) oxazine compounds of the present invention are found to be particularly useful as photochromic materials to be incorporated into polymeric host materials so as to impart photochromic properties to the said polymeric host materials.
The photochromic compounds of the present invention are incorporated into the plastics host material in known manner, for example as described in European Patent No. 0245020 or U.S. Patent No. 5066818.
The spiro-oxazine compounds of the invention exhibit substantially greater induced optical density (IOD) than prior art materials of comparable structure. As a result, the amount of photochromic material required to impart a useful degree of photochromism to a polymeric host material or to a solution is greatly reduced when compared to the amount required to obtain an equivalent photochromic effect with prior art photochromic materials.
The use of reduced quantities of the photochromic materials of the invention not only gives a saving in cost, but also has the added advantage that there is a consequent reduction in any undesirable colour that the photochromic materials may impart in the bleached state, either by way of the inherent colour of the photochromic material itself, or by way of any coloured degradation/fatigue products that may be generated during use of the photochromic material.
The colour range of the spiro (indolino) oxazine compounds of the present invention is 490 to 610 nm; thus, the materials of the present invention impart a red or purple or blue colouration in their darkened state. In the faded or bleached condition the materials exhibit a colourless or pale colouration. Typical polymeric host materials are optically clear polymer materials, such as polymers of polyol(allyl carbonate)-monomers, polyacrylates such as polymethylmethacrylates, cellulose acetate, cellulose triacetate, cellulose acetate propionate, cellulose acetate butyrate, poly(vinyl acetate) , poly(vinyl alcohol) , polyurethanes, polycarbonates, polyethylene terephthalate, polystyrene, styrene/methylmethacrylate copolymers, styrene/acrylonitrile copolymers, and polyvinylbutyral. Transparent copolymers and blends of the transparent polymers are also suitable as host materials. Polymers of the type described in EP 0294056 or EP 0453149 are also suitable.
Preferably, the polymeric host material is an optically clear polymerized organic material such as a polyurethane or a polymer of diethylene glycol bis(allyl carbonate) (sold under the trade name CR-39) , or SPECTRALITE - a material sold by Sola Optical USA.
Usually, the amount of photochromic spiro oxazine compound incorporated in the polymeric host material ranges from 0.001 to 0.5 wt%, based on the weight of the polymeric host material.
In some applications, it may be desirable or advantageous to combine the spiro oxazine compounds of the present invention with other photochromic materials to obtain an aggregate colour effect. For example, other known spiro-oxazine materials may have a colour range of 530 to 680 nm which means that in the darkened condition the spiro-oxazines impart a red-purple or purple or blue or blue-green or green colouration to a host material. Thus, the present spiro-oxazine compounds are complementary to known spiro-oxazine materials such as those described in our European Patent No. 0245020, or in our UK Patent Applications Nos. 92/25346, 92/25347 and 92/25348, or to the spiro (indolino) naphthoxazines, spiro (indolino) pyrido benzoxazines and spiro (indolino) benzoxazines described in U.S. Patents Nos. 4637698, 3562172, 3578602, 4816584, 4215010 and 4342668, and can be combined with such other photochromic materials. The compounds of the present invention may also be combined with other photochromic materials such as the naphthopyran compounds described in our U.K. Patent Application No. 9306587 or in U.S. Patent No. 5066818.
Typically, when used in combination, the further additional photochromic material is present in an amount of from 0.001 to 0.5 weight %, based on the weight of the polymeric host material.
Examples of suitable uses of the photochromic plastic articles incorporating the spiro-oxazine compounds of the invention are in the manufacture of piano lenses, e.g. for sunglasses, and ophthalmic lenses and as photochromic transparencies for vehicles such as cars and aircraft.
The spirooxazine materials of the present invention may be prepared by a general preparative method which is based on the following reaction scheme:-
SCHEME A
Figure imgf000013_0001
In reaction scheme A, an appropriately substituted 4-amino -l-nitroso-2-hydroxy compound (IV) is condensed with an appropriately substituted 2-alkylidene indole compound (V) - also referred to hereinbelow as a Fischer base analogue - to produce the spiro (indolino) oxazine compounds (I) of the present invention. This condensation reaction is analogous to the condensation reaction between nitrosonaphthols and 2-alkylidene indoles described in detail in, for example, "Photochromism : Molecules and Systems", edited by H. Durr and H. Bouas-Laurent, Studies in Organic Chemistry 40, Elsevier, 1990 - see Chapter 10, and also in various patents such as EP 0245020 and US 4986934. The starting materials of formula (III) in reaction scheme A are believed to be new. The synthesis of these starting materials is based on the work of . Brack an and E. Havinga, Recueil, 1955, 74, 937, 1021, 1071 and 1101. Their work details the synthesis of 4-amino-l,2-naphthaquinone from the readily available 2-naphthol. The initial reaction is the oxidation of the naphthol by gaseous oxygen and a catalytic quantity of copper (II) salt-amine complex (the complex is formed in situ by the simple addition of the copper (II) salt to the amine solution) . The naphthoquinone formed in situ immediately reacts with the amine to form the amino naphthenediol which itself is immediately oxidised to form an amino-naphthoquinone product in good yield.
By analogy, the compounds of formula (III) are made using the same reaction sequence, as illustrated in Scheme B.
SCHEME B
Figure imgf000014_0001
By heating the compound of formula (III) with hydroxyl¬ amine hydrochloride under reflux, one obtains the compounds of formula (IV) .
The starting materials of formula (V), i.e. the Fischer base analogues, are made by different methods, depending on the complexity of their structures. The synthesis of the simpler Fischer base analogues is well known and reported in the literature, see, for example, B. Robinson, The Fischer Indole Synthesis, iley-Interscience, 1982. Preparation of Fischer base analogues having a more complex structure, e.g. having N-branched alkyl substituents (e.g. N-neopentyl) or having a ring A which is heterocyclic, is described in more detail in our U.K. Patent Application No. 9225347 or in Comprehensive Heterocyclic Chemistry, edited by A.R. Katritzky and C. . Rees, Pergamon 1984, Vol 3, chapter 3.09, p. 497 et. seq. and in the papers by G.E. Ficken and J.D. Kendall, in J. Chem. Soc, 1959, 3203 and J. Chem. Soc. , 1961, 584.
The following Examples illustrate the present invention. The structures of the various products were determined using n.m.r. and i.r. spectra.
Example 1
1,3,3-Trimethyl-6'-piperidinospiro[2H-indole 2,3'-[3H]-[2H- [l,4]benzoxazino[6,5-b]benzofuran]] .
Oxygen was bubbled, at a fast rate, for 3 hours, through a vigourously stirred solution of 2-hydroxydibenzofuran (73.8g;0.40mol) , copper (II) acetate (4.60g; 0.025mol) and piperidine (79.9g; 0.94mol) in methanol (600ml) at room temperature. The resulting dark reaction mixture was filtered and the collected solid dried in air to give 4-piperidinodibenzofuran-l,2-dione as a very dark blue solid (66.3g; 59%), .pt. 151-6°C.
Figure imgf000016_0001
4-Piperidinodibenzofuran-l,2-dione (18.4; 0.062mol) was added in one portion to a vigorously stirred solution of hydroxylamine hydrochloride (22.9g; 0.33mol) and piperidine (28g; 0.33mol) in methanol (230ml) at room temperature. After 1.75 hours the mixture was filtered and the resulting solid washed with water and dried to yield 2-hydroxy-l-nitroso-4- piperidinodibenzofuran as a red-brown solid (3.48g; 19%), m.pt. 181-185°C (decomp 207°C) .
Figure imgf000016_0002
A mixture of 1,3,3-trimethyl-2-methyleneindoline (0.435g;
0.0025mol) and 2-hydroxy-l-nitroso-4-piperidinodibenzofuran
(0.675g; 0.0025mol) in methanol (25.0ml) was heated under nitrogen and refluxed with stirring for 41 hours. The solution was evaporated to dryness and chromatographed over silica (eluent: dichloromethane) to yield 1,3,3-trimethyl-6'- piperidinospiro[2H-indole 2,3'-[3H]-[2H-[1,4]benzoxazino
[6,5-b]benzofuran] ] as an amber oil (0.35g; 32%), which afforded a pale yellow solid upon trituration with diethyl ether, m.pt. 213.5-216°C; max Absorbance 570nm
(Polyurethane) .
Figure imgf000017_0001
Example 2
5-Trifluoromethyl-l,3,3-trimethyl-6'-piperidinospiro[2H-pyrrolo [2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b] benzofuran] ] .
(a) 2-Chloro-5-trifluoromethylpyridine (44.3g; 0.24mol) was treated with several portions of methyl hydrazine (33.9g; 0.74mol) at room temperature under nitrogen. The mixture was heated at 90°C for 6hr. The resulting solid was treated with 3M aqueous NaOH and extracted with ethyl acetate. The organic extracts were dried and evaporated to leave an oil/solid. Distillation of the crude product to remove excess hydrazine gave l-[5-trifluoromethylpyrid-2-yl]-l-methyl hydrazine as a white solid (44.Og; 94%), m.pt. 52-55°C.
Figure imgf000017_0002
(b) A solution of l-[5-trifluoromethylpyrid-2-yl] -1-methyl hydrazine (5.9g; 0.031mol), 3-methyl-2-butanone (5.6g; 0.065mol) and p-toluenesulphonic acid (O.lg) in xylene (30ml) was heated under reflux, with water removal (azeotrope) , for 7h. The solution was concentrated to yield an oil which was purified by distillation (70°C/72mbar) to yield 3-methyl-2-butanone l-[5-trifluoromethylpyrid-2-yl] -1-methyl hydrazone as a yellow oil (5.8g; 72%).
Figure imgf000018_0001
(c) 3-Methyl-2-butanone l-[5-trifluoromethylpyrid-2-yl] -1-methyl hydrazone (49.5g; 0.19mol) was heated to 250°C for 3h. to yield a dark oil. Purification by flash-chromatography over silica (eluent: petroleum ether 60.80) afforded 5-trifluoromethyl-1,3,3- trimethyl-2-methylenepyrrolo [2,3-b]pyridine as an orange oil (11.Og; 24%).
Figure imgf000018_0002
(d) A mixture of 5-fluoromethyl-l,3,3-trimethyl-2- methylenepyrrolo[2,3-b]pyridine (17.80g; 0.074mol) and 2-hydroxy-l-nitroso-4-piperidinodibenzofuran (24.Ig; 0.081mol) in xylene (50ml) was stirred and heated under nitrogen and refluxed for 24 hours. The solution was evaporated to dryness and the resulting gum chromatographed over silica (eluent: 5% diethyl ether in hexane) to give 5-trifluoromethyl-l,3,3- trimethyl-6'-piperidinospiro[2H-pyrrolo[2,3-b]pyridine-2,3'-[3H]
-[2H-[l,4]benzoxazino[6,5-b]benzofuran] ]as a red gum which afforded a pale yellow solid (2,35g; 6.1%) after trituration with hexane, m.pt. 254-6°C, λmax Absorbance 506nm
(polyurethane) .
Figure imgf000019_0001
Examples 3 to 5
Using preparative procedures analogous to that described in Example 1, the following spiro (indolino) oxazines in accordance with the invention were also prepared:-
Example 3
5-Methoxy-l,3,3-trimethyl-6'-piperidinospiro[2H-indole 2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b]benzofuran] ]
Figure imgf000019_0002
The structure of this compound was elucidated using spectroscopic methods (n.m.r. and i.r.). It had a m.pt. of 194-200°C, and λϊϊlclX absorbance of 598nm (polyurethane) . Example 4
l,3,3-Trimethyl-6'-piperidinospiro[2H-pyrrolo[2,3-b]pyrazine- 6,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b]benzofuran] ]
Figure imgf000020_0001
The structure of this compound was elucidated using spectroscopic methods (n.m.r. and i.r.). It had a m.pt. of 151-161 C, and λ absorbance of 510nm (polyurethane) .
Example 5
3,3-Dimethyl-l-neopentyl-6'-pipidinospiro[2H-indole 2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b]benzofuran] ]
Figure imgf000020_0002
The structure of this compound was elucidated using spectroscopic methods (n.m.r. and i.r.). It had a m.pt. of
167-173°C, and λmax absorbance of 588 nm (polyurethane) . Example 6
6-Trifluoromethyl-1,3,3-trimethyl-6'-piperidinospiro[2H-pyrrolo [2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b] benzofuran] ]
(a) 2-Chloro-6-trifluoromethylpyridine (29.28g; 0.16mol) was treated with several portions of methyl hydrazine (7.9g; 0.17mol) and stirred under nitrogen at room temperature for 24h. The mixture was treated with 5M aqueous NaOH to basify (pHll) and extracted with ethyl acetate. The organic extracts were dried and evaporated to leave an oil (30.12g) which was flash-chromatographed over silica (eluent: 33% diethyl ether in hexane) to afford l-[6-trifluoromethylpyrid-2-yl]-1-methyl hydrazine as a yellow oil (12,12g; 38%).
Figure imgf000021_0001
(b) A solution of l-[6-trifluoromethylpyrid-2-yl] -1-methyl hydrazine (12,12g; 0.069mol), 3-methyl-2-butanone (5.96g; 0.069mol) and p-toluenesulphonic acid (0.13g) in toluene (70ml) was heated under reflux, with water removal (azeotrope) , for 24h. The solution was concentrated to yield an oil which was purified by flash-chromatography over silica (eluent: 20% diethyl ether in hexane) to yield 3-methyl-2-butanone l-[6-trifluoromethylpyrid-2-yl]-1-methyl hydrazone as an orange oil (11.6g; 71%).
Figure imgf000021_0002
(c) 3-Methyl-2-butanone l-[6-trifluoromethylpyrid -2-yl]-1-methyl hydrazone (11.45g; 0.044mol) was heated to 250 C for 15h. to yield a dark oil/gum. Flash-chromatography over silica (eluent: 20% diethyl ether in petroleum ether 60.80) afforded 6-trifluoromethyl-l,3,3-trimethyl-2- methylenepyrrolo[2,3-b]pyridine as a dark orange oil (6.2g;58%) .
Figure imgf000022_0001
(d) A mixture of 6-trifluoromethyl-l,3,3-trimethyl- 2-methylenepyrrolo[2,3-b]pyridine (1.45g; 0.006mol) and 2-hydroxy-l-nitroso-4-piperidinodibenzofuran (2.0g; 0.0066mol) in xylene (60ml) was stirred and heated under nitrogen and refluxed for 24 hours. The solution was evaporated to dryness and the resulting gum chromatographed over silica (eluent: 20% diethyl ether in hexane) to give 6-trifluoromethyll-l,3,3- trimethyl-6'-piperidinospiro[2H-pyrrolo[2,3-b]pyridine-2,3'-[3H] -[2H-[l,4]benzoxazino[6,5-b]benzofuran]] as an orange solid (0.13g; 4%), m.pt. 221-5°C, λmax absorbance 506nm (polyurethane) .
Figure imgf000022_0002
Example 7
4,6-Bis(trifluoromethyl)-1,3,3-trimethyl-6'-pipidinospiro
[2H-pyrrolo[2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b] benzofuran] ]
(a) 2-Chloro-4,6-bis(trifluoromethyl)pyridine (19.4g; 0.078mol) was treated with several portions of methyl hydrazine (4.2g; 0.090mol) and stirred under nitrogen at room temperature for 24h. The oil/solid mixture was treated with 5M aqueous NaOH to basify (pHll) and extracted with ethyl acetate. The organic extracts were dried and evaporated to afford l-[4,6-bis[trifluoromethyl]pyrid-2-yl]-1-methyl hydrazine as an oil (18.4g; 91%).
Figure imgf000023_0001
(b) A solution of 1-[4,6-bis[trifluoromethyl] pyrid-2-yl]-1-methyl hydrazine (40.04g; 0.15mol), 3-methyl-2-butanone (14.2g; 0.165mol) and p-toluenesulphonic acid (0.32g) in toluene (90ml) was heated under reflux, with water removal (azeotrope) , for 4Oh. The solution was concentrated to yield a dark oil which was purified by flash-chromatography over silica (eluent: petroleum ether 60/80) to yield 3-methyl-2-butanone 1-[4,6-bis[trifluoromethyl] pyrid-2-yl]-1-methyl hydrazone as a red oil (10.9g; 22%) .
Figure imgf000023_0002
(c) 3-Methyl-2-butanone 1-[4,6-bis[trifluoromethyl] pyrid-2-yl]-1-methyl hydrazone (109g; 0.033mol) was heated to 245°C for 15h. to yield a dark oil. Flash-chromatography over silica (eluent: 4% diethyl ether in petroleum ether 60/80) afforded 4,6-bis[trifluoromethyl]l,3,3-trimethyl -2-methylenepyrrolo[2,3-b]pyridine as a low melting brown solid (3.3g; 32%) .
Figure imgf000024_0001
(d) A mixture of 4,6-bis[trifluoromethyl]-1,3,3-trimethyl -2-methylenepyrrolo[2,3-b]pyridine (1.83g; 0.0059mol) and 2-hydroxy-l-nitroso-4-piperidinodibenzofuran (2.60g; O.Olmol) in xylene (50ml) was stirred and heated under nitrogen and refluxed for 24 hours. A further portion of 2-hydroxy-l- nitroso-4-piperidinodibenzofuran (1.2g; 0.0059mol) was added and the reaction continued for a further 24h. The resulting dark solution was evaporated to dryness and the resulting gum chromatographed over silica (eluent: 2% diethyl ether in petroleum ether 60/80) to give 4,6-bis[trifluoromethyl] -1,3,3-trimethyl-6'- piperidinospiro[2H-pyrrolo[2,3-b]pyridine -2,3'-[3H]-[2H-[l,4]benzoxazino[6,5-b]benzofuran] ] as an orange solid (0.08g; 3%), m.pt. 195-205°C, λ maχ absorbance 498nm (polyurethane) .
Figure imgf000024_0002
Comparative Example 1
1,3,3-Trimethylspiro[2H-indole-2,3'-3H-naphth[2,1-b] [1,4] oxazine] .
A mixture of 1,3,3-trimethyl-2-methyleneindoline (3.62g; 0.021mol) and 1-nitroso-naphthol (3.46g; 0.02mol) in ethanol (80.0ml) was heated under reflux for 2h. The solution was evaporated and the residue flash-chromatographed over silica (eluent: dichloro ethane) to give 1,3,3-trimethylspiro[2H- indole-2,3'-3H-naphth[2,1-b] [1,4]oxazine] as a pale yellow solid (3.96g; 60%), m.pt. 127-130°C.
Figure imgf000025_0001
The photochromic properties of the spiro-indolino oxazine compounds of the present invention were tested by preparing, in conventional manner, by a direct casting process, 1.0 mm plates of a polyurethane host material of the type described in EP 0294056 incorporating the photochromic spiro-oxazine in a concentration of 0.25% w/w.
The resultant plates were illuminated under standard solar simulation conditions at Air Mass 2 at 21°C (see Parry Moon, J. Franklin Inst. 230, (1940), p 583-617). The measurements which were made on the samples in the darkened condition were taken when the samples had reached a steady state; this steady state was deemed to have been reached after 10 minutes in the darkened condition.
The results obtained are set out in Table 1. The relatively high IOD values obtained with the spiro (indolino) oxazine compounds of the present invention (ranging from 0.34 to 1.08) demonstrate the dense colouring which is obtained with the photochromic materials of the present invention. These results contrast markedly with the low IOD values obtained with the comparative sample (0.27). A more proper comparison is between Example 1 (IOD of 0.61) and the Comparative Example (IOD of 0.27).
The photochromic compounds of the present invention are also found, in general, to exhibit good fatigue resistance, that is to say that the compounds of the present invention are found, in general, to be capable of maintaining their good photochromic properties and intense dark colouration in the darkened state over relatively long periods of time without undergoing any substantial degree of degradation.
Table 1 Comparative Test (0.25 w/w % in Polyurethane)
Example Bleached Darkened Induced Optical λmax
Transmission Transmission Darkening nm
IVT IVT IVT
1 88.8 21.8 0.61 570
2 86.8 33.0 0.42 506
3 87.4 40.0 0.34 598
4 83.6 17.1 0.69 510
5 89.9 7.4 1.08 588
6 89.2 23.9 0.57 506
Comparative Example
1 88.7 47.9 0.27 605

Claims

CLAIMS :
1. A spiro (indolino) oxazine compound of general formula (I):-
Figure imgf000028_0001
wherein R. represents a group of the formula -NR_R_ wherein each of R, and R_, which may be the same or different, independently represents an alkyl group, or a carbocyclic group, preferably aryl, or a heterocyclic group, or R- and R_ taken together with the nitrogen atom to which they are attached represent a heterocyclic ring having one or more heteroatoms and which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
R. represents an alkyl group which may be linear, branched or alicyclic;
each of Rb_ and Ro,, which may be the same or different, represents an alkyl group or a carbocyclic or heterocyclic group, or Rg and g taken together with the carbon atom to which they are attached represent a carbocyclic or heterocyclic ring which may optionally carry at least one substituent selected from alkyl, aryl or heteroaryl groups;
R_ represents a hydrogen atom or an alkyl, aryl or heteroaryl group, or a carbocyclic or heterocyclic group which is fused to heterocyclic ring B; Rg represents a hydrogen atom or a substituent selected from alkyl, alkoxy, aryl, aryloxy, heteroaryl, halogen, azo, imino, amide, ester, cyano, trifluoromethyl or nitro group, or a dialkylamino group;
-X- is selected from -0-, -S-, -Se-, -NH- or -NR- wherein R represents an alkyl group, and
ring A is a carbocyclic or heterocyclic ring which can be optionally substituted with a group of formula R„ as defined above, or may optionally have a carbocyclic or heterocyclic ring fused thereto.
2. A spiro (indolino) oxazine compound according to claim 1, wherein -X- is -O- (so as to form a furan ring) , the group R_ is a benzene ring fused to the said furan ring, and R is a hydrogen atom.
3. A spiro (indolino) oxazine compound according to claim 1 or 2, wherein R. is a piperidino or a morpholino group.
4. A spiro (indolino) oxazine compound according to claim 1, 2 or 3, wherein R. is a C, g alkyl group, preferably a methyl group, an isobutyl group or a neopentyl group.
5. A spiro (indolino) oxazine compound according to any one of the preceding claims, wherein each of R5 and Rg independently represents a C, g alkyl group, preferably a methyl group, an isobutyl group or a neopentyl group.
6. A spiro (indolino) oxazine compound according to any one of claims 1 to 4, wherein 5 and Rg taken together with the carbon atom to which they are attached represent a spirohexyl group.
7. A spiro (indolino) oxazine compound according to any one of the preceding claims, wherein ring A is a benzene ring or a benzene ring carrying an alkoxy group in the 5-position; or a pyridine ring with the nitrogen atom in the 7-position, optionally substituted with a single CF_- group in the 5- or 6-position or substituted with two CF - groups in the 4- and 6-positions of the ring; or a pyrazine ring with nitrogen atoms in both the 4- and 7- positions of the ring.
8. 1,3,3-Trimethyl-6'-piperidinospiro[2H-indole 2,3'-[3H]-[2H [1,4]benzoxazino[6,5-b]benzofuran] ] .
9. 5-Trifluoromethyl-1,3,3-trimethyl-6'-piperidinospiro
[2H-pyrrolo [2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino [6,5-b]benzofuran] ] .
10. 5-Methoxy-l,3,3-trimethyl-6'-piperidinospiro[2H-indole 2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b]benzofuran]] .
11. 1,3,3-Trimethyl-6'-piperidinospiro[2H-pyrrolo[2,3-b] pyrazine-6,3'-[3H]-[2H-[l,4]benzoxazino[6,5-b]benzofuran]] .
12. 3,3-Dimethyl-l-neopentyl-6'-pipidinospiro[2H-indole 2,3'-[3H]-[2H-[1,4]benzoxazino[6,5-b]benzofuran]] .
13. 6-Trifluoromethyl-l,3,3-trimethyl-6'-piperidinospiro
[2H-pyrrolo[2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino[6,5- benzofuran] ] .
14. 4,6-Bis(trifluoromethyl)-1,3,3-trimethyl-6'-pipidinospiro
[2H-pyrrolo[2,3-b]pyridine-2,3'-[3H]-[2H-[1,4]benzoxazino[6,5- benzofuran]]
15. A process for preparing a spiro (indolino) oxazine compound of general formula (I) as defined in claim 1, which process comprises
(a) oxidising a compound of general formula (II)
Figure imgf000031_0001
wherein X, R_/ and RoQ are as defined in claim 1, by use of o ygen in the presence of a complex of a copper (II) salt and an amine of formula R.H to yield a compound of formula (III)
Figure imgf000031_0002
wherein X, R , R_ and Rg are as defined in claim 1,
(b) heating the compound of formula (III) with hydroxylamine hydrochloride under reflux to yield a nitroso-hydroxy compound of formula (IV)
(IV)
Figure imgf000031_0003
wherein X, R., R_ and Rg are as defined in claim 1, and
(c) condensing the nitroso-hydroxy compound of formula (IV) with a 2-alkylidene indole compound of formula (V)
Figure imgf000032_0001
wherein R., R , R and ring A are as defined in claim 1.
16. A photochromic article comprising a polymeric host material having a spiro (indolino) oxazine compound as defined in any one of claims 1 to 14 incorporated therein or applied thereto.
17. A photochromic article according to claim 16, wherein the polymeric host material is selected from polymers of polyol (allyl carbonate) monomers, polyacrylates, poly(alkylacrylates) , cellulose acetate, cellulose triacetate, cellulose acetate propionate, cellulose acetate butyrate, poly(vinyl acetate) , poly(vinyl alcohol) , polyurethanes, polycarbonates, polyethylene terephthalate, polystyrene, styrene/methylmethacrylate copolymers, styrene/acrylonitrile copolymers, and polyvinylbutyral.
18. A photochromic article according to claim 17, wherein the polymeric host material is a polyurethane or a polymer of diethyleneglycol bis (allyl carbonate) .
19. A photochromic article according to claim 16, 17 or 18, wherein the amount of spiro (indolino) oxazine compound is from 0.001 to 0.5% by weight, based on the weight of the polymeric host material.
20. A photochromic article according to any one of claims 16 to 19, comprising a further photochromic compound selected from spiro(indoline)naphthoxazines, spiro(indolino)pyrido benzoxazines, spiro(indolino)benzoxazines, and naphthopyrans.
21. A photochromic article according to claim 20, wherein the further photochromic compound is present in an amount of from 0.001 to 0.5% by weight, based on the weight of the polymeric host material.
22. A photochromic article according to any one of claims 16 to 21, which is in the form of a lens.
23. A photochromic article according to claim 22, wherein the lens is an ophthalmic lens.
PCT/GB1994/001757 1993-08-13 1994-08-11 Spiro(indolino) oxazine photochromic compounds WO1995005385A1 (en)

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EP0713491A1 (en) 1996-05-29
BR9407251A (en) 1996-09-24
CN1129452A (en) 1996-08-21
KR960703928A (en) 1996-08-31
CN1046284C (en) 1999-11-10
US5833885A (en) 1998-11-10
MY130056A (en) 2007-05-31
AU694470B2 (en) 1998-07-23
JPH09504001A (en) 1997-04-22
CA2168475A1 (en) 1995-02-23
TW272230B (en) 1996-03-11
GB9316890D0 (en) 1993-09-29
ZA945383B (en) 1995-03-10
AU1370295A (en) 1995-03-14

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