US5434208A - Optically non-linear active waveguiding material comprising a dopant having multiple donor-n-acceptor systems - Google Patents

Optically non-linear active waveguiding material comprising a dopant having multiple donor-n-acceptor systems Download PDF

Info

Publication number
US5434208A
US5434208A US08/088,140 US8814093A US5434208A US 5434208 A US5434208 A US 5434208A US 8814093 A US8814093 A US 8814093A US 5434208 A US5434208 A US 5434208A
Authority
US
United States
Prior art keywords
groups
calix
donor
arenes
dopants
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Expired - Fee Related
Application number
US08/088,140
Inventor
Jan G. Batelaan
Johannes F. J. Engbersen
Erik Kelderman
David N. Reinhoudt
Willem Verboom
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Akzo NV
Akzo Nobel NV
Original Assignee
Akzo Nobel NV
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Akzo Nobel NV filed Critical Akzo Nobel NV
Assigned to AKZO N.V. reassignment AKZO N.V. ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: ENGBERSEN, JOHANNES F. J., KELDERMAN, ERIK, REINHOUDT, DAVID N., VERBOOM, WILLEM, BATELAAN, JAN G.
Application granted granted Critical
Publication of US5434208A publication Critical patent/US5434208A/en
Anticipated expiration legal-status Critical
Expired - Fee Related legal-status Critical Current

Links

Classifications

    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C47/00Compounds having —CHO groups
    • C07C47/52Compounds having —CHO groups bound to carbon atoms of six—membered aromatic rings
    • C07C47/575Compounds having —CHO groups bound to carbon atoms of six—membered aromatic rings containing ether groups, groups, groups, or groups
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C205/00Compounds containing nitro groups bound to a carbon skeleton
    • C07C205/27Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups
    • C07C205/35Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups having nitro groups and etherified hydroxy groups bound to carbon atoms of six-membered aromatic rings of the carbon skeleton
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C205/00Compounds containing nitro groups bound to a carbon skeleton
    • C07C205/27Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups
    • C07C205/35Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups having nitro groups and etherified hydroxy groups bound to carbon atoms of six-membered aromatic rings of the carbon skeleton
    • C07C205/36Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups having nitro groups and etherified hydroxy groups bound to carbon atoms of six-membered aromatic rings of the carbon skeleton to carbon atoms of the same non-condensed six-membered aromatic ring or to carbon atoms of six-membered aromatic rings being part of the same condensed ring system
    • C07C205/37Compounds containing nitro groups bound to a carbon skeleton the carbon skeleton being further substituted by etherified hydroxy groups having nitro groups and etherified hydroxy groups bound to carbon atoms of six-membered aromatic rings of the carbon skeleton to carbon atoms of the same non-condensed six-membered aromatic ring or to carbon atoms of six-membered aromatic rings being part of the same condensed ring system the oxygen atom of at least one of the etherified hydroxy groups being further bound to an acyclic carbon atom
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C245/00Compounds containing chains of at least two nitrogen atoms with at least one nitrogen-to-nitrogen multiple bond
    • C07C245/02Azo compounds, i.e. compounds having the free valencies of —N=N— groups attached to different atoms, e.g. diazohydroxides
    • C07C245/06Azo compounds, i.e. compounds having the free valencies of —N=N— groups attached to different atoms, e.g. diazohydroxides with nitrogen atoms of azo groups bound to carbon atoms of six-membered aromatic rings
    • C07C245/08Azo compounds, i.e. compounds having the free valencies of —N=N— groups attached to different atoms, e.g. diazohydroxides with nitrogen atoms of azo groups bound to carbon atoms of six-membered aromatic rings with the two nitrogen atoms of azo groups bound to carbon atoms of six-membered aromatic rings, e.g. azobenzene
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/355Non-linear optics characterised by the materials used
    • G02F1/361Organic materials
    • G02F1/3615Organic materials containing polymers

Landscapes

  • Chemical & Material Sciences (AREA)
  • Organic Chemistry (AREA)
  • Physics & Mathematics (AREA)
  • Nonlinear Science (AREA)
  • General Physics & Mathematics (AREA)
  • Optics & Photonics (AREA)
  • Organic Low-Molecular-Weight Compounds And Preparation Thereof (AREA)
  • Addition Polymer Or Copolymer, Post-Treatments, Or Chemical Modifications (AREA)
  • Compositions Of Macromolecular Compounds (AREA)

Abstract

The invention relates to an optically non-linear active waveguiding material comprising an optically transparent polymer and a non-linear optical dopant comprising more than one donor-π-acceptor unit.
Dopants comprising more than one donor-π-acceptor unit, especially dopants in which the donor-π-acceptor units are positioned in a cyclic group, have a high hyperpolarizability and a charge-transfer absorption band wavelength which is about the same as that of dopants with only one donor-π-acceptor unit.
Especially suitable dopants for use are calix(4)arenes. These are provided with acceptor groups at the upper rim and with donor groups at the lower rim. In addition to having excellent hyperpolarizability, these compounds were found to be readily soluble in host polymers, such as polymethylene (meth) acrylate and polystyrene. Because of their charge-transfer absorption band at a low wavelength, optically non-linear active waveguiding structures containing such dopants are suitable for use as frequency doublers.
The invention further relates to hitherto undisclosed calix(4)arenes functionalized with nitrostilbene groups, cyanostilbene groups, sulfor stilbene groups, sulfonate stilbene groups, azobenzenes or benzylidene aniline compounds.

Description

BACKGROUND OF THE INVENTION
1. Field of the Invention
The invention relates to an optically non-linear active waveguiding material comprising an optically transparent polymer and an optically non-linear active dopant ,comprising a donor-π-acceptor unit.
2. Description of the Prior Art
In optically non-linear materials, under the influence of an external field of force (such as an electric field of force E), non-linear polarization occurs. In the case of organic molecules this is called an induced dipole moment. The induced dipole moment (μind) may be represented as follows:
μ.sub.ind =αE+βEE+γEEE+                [1]
wherein α stands for the linear hyperpolarizability, β represents the (non-linear) hyperpolarizability, γ stands for the second hyperpolarizability, etc.
Non-linear electric polarisation (β and γ do not equal zero) may give rise to a number of optically non-linear phenomena, such as frequency doubling and the Pockels effect. By utilizing these phenomena it is possible to employ this material in optically active waveguiding structures such as optical switches, frequency doublers, etc.
To this end the organic optically non-linear active material is to be applied to a substrate in the form of thin layers. Three polymer systems are suitable for this purpose: guest-host polymer systems, functionalized polymers, and polymer networks. In the first system, which is by far the easiest to prepare, an optically transparent polymer contains optically non-linear active compounds as dopants.
Such an optically non-linear active waveguiding material is disclosed in GB 2 189 624, where an optically transparent polymer is impregnated with an optically non-linear dopant comprising a donor-π-acceptor unit.
Most organic optically non-linear active compounds owe their nonlinear optical properties to so-called donor-π-acceptor units. By this term are meant, groups composed of an electron-donating group and an electron-accepting group coupled to the same conjugated π-system. Compounds containing such a material were found to have a comparatively high hyperpolarizability (β).
For several years now efforts have been made in industry to prepare materials of a higher hyperpolarizability, for instance by expanding the donor-π-acceptor units. While the hyperpolarizability is thus increased, there is, simultaneously, a shift in the charge-transfer absorption band to a longer wavelength. In consequence, this material has limited applicability in the case of, say, frequency doubling. For, it is inadvisable for the optically non-linear material to have absorption bands in the very working range in which frequency doubling is to be carried out: ordinarily, electromagnetic radiation having a wavelength of 700 to 1300 nanometers (nm) is passed through a frequency doubler by means of a laser, which results in a light source emitting a wavelength of half that length, i.e., in the range of approximately 350 to 650 nm. Preparing an optically non-linear active material without any absorption bands in the 350 to 650 nm range has proved to be a difficult affair.
A drawback to the conventional guest-host systems is that the stability of the poled films frequently leaves much to be desired. The effective non-linear coefficients (d33) of the poled film were found to decrease after some time. The effective coefficient is indicative of the non-linear optical behavior of the film. It takes account of the hyperpolarizability of each optically non-linear active dopant molecule and the degree to which it contributes within the film to the overall non-linear optical behaviour. In addition, the solubility of the dopant in the optically transparent polymer frequently causes problems. In general, only up to 5 weight percent of dopant can be incorporated into the already known guest-host systems.
SUMMARY OF THE INVENTION
The present invention has for its object to obviate these drawbacks and provide an optically non-linear active waveguiding material comprising dopants of high hyperpolarizability. To this end, the invention consists in that the optically non-linear active dopant comprises more than one donor-π-acceptor unit.
DETAILED DESCRIPTION OF THE INVENTION
The dopant
By dopants comprising more than one donor-π-acceptor unit are meant, compounds containing multiple complete donor-π-acceptor units side by side. It was found that the charge-transfer absorption band wavelength of these compounds was about the same as for dopants with only one donor-π-acceptor unit.
Preferably, use is made of dopants in which the donor-π-acceptor units are positioned in a cyclic group. In this manner the donor-π-acceptor units' dipole moments provide optimum mutual reinforcement, giving maximum hyperpolarizability (β).
Suitable donor groups with which conjugated π-systems may be functionalised include: alkoxy groups, aryloxy groups, amino groups (--NR2, --NHR, --NH2), amido groups, provided that their coupling is via the nitrogen atom, hydroxyl groups (--NHCOR), -- O--, -- S--, ester groups, provided that their coupling is via the oxygen atom of the alcohol (--OCOR), thiol ethers (--SR), mercapto groups (--SH), halogens (F, Cl, Br, I), alkyl groups, and aryl groups. R in this case represents alkyl groups in general.
Suitable acceptor groups include: cyano groups, carboxylic acids, carboxylic esters, provided that their coupling is via the acidic carbon atom (--COOR), amido groups, provided their coupling is via the acidic carbon atom (--CONH2, --CONHR, CONR2), aldehyde groups, ketone groups, sulfonyl groups (--SO2 R, SO2 CH3), sulfonate groups (--SO2 OR), nitro groups, substituted stilbene groups, such as nitrostilbene groups, cyanostilbene groups, and sulfonyl stilbene groups, substituted azo compounds, such as p-nitro azobenzene, cyano azobenzene, and sulfonyl azobenzene, substituted benzylidene aniline compounds such as cyanobenzylidene aniline, nitrobenzylidene aniline compounds, and aryl groups. Aryl groups may function as donors as well as acceptors.
Pre-eminently suitable dopants according to the invention were found to be calix(4)arenes. By this term are meant, cyclophanes composed of four phenol groups connected by methylene bridges. For more detailed information on calixarenes reference is made to "Calixarenes 12. The Synthesis of Functionalized Calixarenes" Gutsche and Lin Tetrahedron, Vol. 42 (1988), 1633-40. Functionalization with acceptor groups makes it possible for two to four donor-π-acceptor groups to be combined into a single calix(4)arene molecule. Alternatively, the hydroxyl groups may be replaced with other donor groups.
Calixarenes having more than one donor-acceptor unit (alkoxy/nitro) are known from JP 62 265 250. Azocalix(4)arenes having nitro groups at the lower rim and hydroxyl groups at the upper rim (defined in the next paragraph) are described in "Diazo-Coupling Reactions with Calix[4]rene. pKa Determination with Chromophoric Azocalix[4]arenes" Shinkai et al. Chemistry Letters, 1989, Tokyo JP, pp. 931-934, and in "Ipso Nitration of p-tert-Butylcalix[4]arenes" Verboom et al. J. Chem. Soc. Perkin Trans I, 1989, pp. 195-196. However, these publications refer to the possible use of these compounds as host molecules in solution which are capable of including small molecules or ions in their cavities. Said publications do not suggest the use of calix(4)arenes with donor-π-acceptor units as optically non-linear active dopants in waveguiding material.
Two types of reactive sites may be distinguished on a calix(4)arene molecule. The four hydroxyl groups together make up the lower rim of the calix(4)arene, while the para-positions of the four phenol rings form the upper rim. See formula 1. ##STR1##
In order to form the donor-π-acceptor units, the reactive sites on the lower rim and the upper rim are functionalized with donor groups and acceptor groups, respectively.
In addition to displaying excellent hyperpolarizability, these compounds were found to be readily soluble in polymers. In particular, they were found to be readily soluble (up to 100 wt. %) in polymethyl methacrylate and polystyrene.
functionalization of the calix(4)arenes' lower rims
If for the substitution of the calix(4)arenes' OH-groups larger groups are employed than 2-hydroxyethyl, this will result in three different, non-interconvertible calix(4)arene conformations: the cone conformation (CONE) and two partial cone conformations (PACO). By establishing the appropriate reaction conditions while functionalizing the lower rim it is possible to obtain calix(4)arenes virtually exclusively in the cone conformation (above 90 mole-% yield). It was found that calix(4)arenes functionalized with donor groups and acceptor groups had a higher hyperpolarizability (β) in the cone conformation than in the partial cone conformation.
For instance, the alkylation of tert-butyl calix(4)arene in the presence of a strong base, such as NaH in N,N-dimethyl formamide (DMF) or acetonitrile at room temperature will give tetra-alkylated calix(4)arene, which is virtually exclusively in the cone conformation.
For more detailed information on the selective alkylation of calix(4)arenes reference is made to "syn-1,2-Dialkylated Calix[4]arenes: General Intermediates in the NaH/DMF Tetraalkylation of Calix[4]arenes", Groenen, et al Tetrahydron Lett., Vol. 32, 2675-2678.
The phenolic OH-groups of calix(4)arenes can easily be replaced by thiol groups. Newman-Kwart rearrangement of the corresponding Odimethyl thiocarbamates produces S-dimethyl thiocarbamates, the reduction of which produces thiol groups.
By using calix(4)arenes, dehydroxylated calix(4)arenes (reductive cleavage reaction), or alkylated calix(4)arenes, other donor groups may be applied in manners familiar to the person of ordinary skill in the art.
Functionalization of the calix(4)arenes' upper rim
Both with calix(4)arenes substituted at the lower rim and in the case of those which still retain their OH-groups, acceptor groups can easily be introduced on the para-positions by, for instance, electrophilic substitution. These types of substitution reactions are known to the person of ordinary skill in the art and require no further elucidation here.
Pre-eminently suited to be used as dopants are calix(4)arenes which satisfy formula 2 below, since they are easy to prepare and highly soluble in the host polymers. ##STR2## wherein: R1 equals R3 and/or R4 and stands for: --O-alkyl having 1-30 carbon atoms, --NH2, --NHR9, --NR9 R9, --NHCOR9, --OH, --O-, --SH, --S-, SR9, --OCOR9, --F, --Cl, --I, --Br, --R9, --R10,
R2 equals R1 or --H, --R, or --R10,
R3 represents --H, --R9, or --R10 if R3 does not equal R1,
R4 represents --H, --R9, or --R10 if R4 does not equal R1,
R9 represents an alkyl group having 1-30 carbon atoms,
R10 represents an aryl group having 1-30 carbon atoms,
R5 equals R7 if R1 equals R3 ; equals R8 if R1 equals R4, and represents:
--NO2, --CN, --R9 COOH, --R10 COOH, --R9 COONa, --R10 COONa, --COOR9, --COOR10, --CONH2, --CONHR9, --CONR9 R9, --CONHR10, an aldehyde group having 1-30 carbon atoms, a ketone group having 1-30 carbon atoms, --SO2 R9, --SO2 OR9, --SO2 R10, --SO2 OR10, a nitrostilbene group, a cyanostilbene group, a sulfonyl stilbene group, a sulfonate stilbene group, a nitroazo group, a cyanoazo group, a sulfonyl azo group, a sulfonate azo group, --CH═N--C6 H4 --NO2, --CH═N--C6 R9 H3 --NO2, --CH═N--C6 H4 --CN, --CH═N--C6 R9 H3 --CN, ---H═N--C6 H4 --SO2, --CH═N--C6 R9 H3 --SO2, --CH═N--C6 H4 --SO2 O, --CH═N--C6 R9 H3 --SO2 O, --N═CH--C6 H4 --NO2, --N═CH--C6 R9 H3 --NO2, --N═CH--C6 H4 --CN, --N═CH--C6 R9 H3 --CN, --N═CH--C6 H4 --SO2, --N═CH--C6 R9 H3 --SO2, --N═CH--C6 H4 --SO2 O, --N═CH--C6 R9 H3 --SO2 O, --R10, and
R6 equals R5 and or has the meaning of an H-atom,
R7 represents --H if R7 does not equal R5,
R8 represents --H if R8 does not equal R5.
In the case of stilbenes, azobenzenes, and benzylidene anilines one of the phenyl groups will always be part of the calix(4)arene.
The tert-butyl groups of calix(4)arenes substituted therewith may be replaced by nitro groups by means of so-called IPSO-nitration. For more detailed information on this reaction reference is made to "Ipso Nitration of p-tert-Butylcalix[4]arenes", Verboom, et al. J. Org. Chem., Vol. 57(4), 1313-1316 (1992).
Nitro-functionalized calix(4)arenes, notably tetranitrofunctionalized calix(4)arenes, are preferred for their charge-transfer absorption band at a low wavelength (λmax at about 300 nm). Aldehyde-functionalized calix(4)arenes were also found to have this low-wavelength charge-transfer absorption band (λmax at about 270 nm). In consequence, optically non-linear active waveguiding material comprising these dopants is pre-eminently suited to be used for frequency doubling, e.g., for frequency doublers which generate blue light. Calix(4)arenes satisfying formula 3 below therefore are especially preferred. ##STR3## wherein: R1 equals R3 and/or R4 and stands for:
--O-alkyl having 1-30 carbon atoms, --NH2, --NHR9, --NR9 R9, --NHCOR9, --OH, --O-, --SH, --S-, SR9, --OCOR9, --F, --Cl, --I, --Br, --R9, --R10, --O--R10,
R2 equals R1 or --H, --R9, or --R10,
R3 represents --H, --R9 or --R10 if R3 does not equal R1,
R4 represents --H, --R, or --R10 if R4 does not equal R1,
R9 represents an alkyl group having 1-30 carbon atoms,
R10 represents an aryl group having 1-30 carbon atoms,
R11 equals R13 if R1 equals R3 ; equals R14 if R1 equals R4, and has the meaning of:
--NO2 or an aldehyde group having 1-30 carbon atoms, and
R12 equals R11 and or has the meaning of an H-atom,
R13 represents --H if R13 does not equal R11,
R14 represents --H if R14 does not equal R11.
In addition, the invention relates to hitherto undisclosed calix(4)arenes which are pre-eminently suitable for use as optically non-linear active dopants. Meant here are calix(4)arenes functionalized with nitrostilbene groups, cyanostilbene groups, sulfonyl stilbene groups, sulfonate stilbene groups, or benzylidene aniline compounds, and satisfying formula 4 below. In the case of stilbenes and benzylidene anilines one of the phenyl groups will always be part of the calix(4)arene. ##STR4## wherein: R1 equals R3 and/or R4 and stands for:
--O-alkyl having 1-30 carbon atoms, --NH2, --NHR9, --NR9 R9, --NHCOR9, --OH, --O-, --SH, --S-, SR9, --OCOR9, --F, --Cl, --I, --Br, --R9, --R10, --O--R10,
R2 equals R1 or --H, --R9 or --R10,
R3 represents --H, --R9 or --R10 if R3 does not equal R1,
R4 represents --H, --R9 or --R10 if R4 does not equal R1,
R9 represents an alkyl group having 1-30 carbon atoms,
R10 represents an aryl group having 1-30 carbon atoms,
R15 equals R17 if R1 equals R3 ; equals R18 if R1 equals R4, and represents:
a nitrostilbene group, a cyanostilbene group, a sulfonyl stilbene group, a sulfonate stilbene group, , --CH═N--C6 H4 --NO2, --CH═N--C6 R9 H3 --NO2, --CH═N--C6 H4 --CN, --CH═N--C6 R9 H3 --NO2, --CH═N--C6 H4 --SO2, --CH═N--C6 R9 H3 --SO2, --CH═N--C6 H4 --SO2 O, --CH═N--C6 R9 H3 --SO2), --N═CH--C6 H4 --NO2, --N═CH--C6 R9 H3 --NO2, --N═CH--C6 H4 --CN, --N═CH--C6 R9 H3 --CN, --N═CH--C6 H4 --SO2, --N═CH--C6 R9 H3 --SO2, --N═CH--C6 H4 --SO2 O, --N═CH--C6 R9 H3 --SO2 O,
R16 equals R15 or has the meaning of an H-atom,
R17 represents --H if R17 does not equal R15, and
R18 represents --H if R18 does not equal R15.
These calix(4)arenes were found to have an extremely high hyperpolarizability. In consequence, optically non-linear active waveguiding material comprising such dopants is pre-eminently suited to be used as an optical switch.
In addition to having an extremely high hyperpolarizability, the calix(4)arenes containing cyanostilbene groups and sulfonyl stilbene groups were found to have a narrow charge-transfer absorption band ending at 450 and 395 nm, respectively. This means that optically non-linear active waveguiding material containing such dopants is also suitable for use as a frequency doubler. Consequently, particular preference is giving to these calix(4)arenes being employed.
The host polymer
In principle, all optically transparant polymers that can be used in polymeric optical waveguides in the ordinary course of events may serve as hosts to an optically non-linear active dopant according to the invention. Examples of such polymers include polyalkylene acrylates, notably polymethyl (meth)acrylate, polycarbonates, polyesters, polystyrene, and fluor- and/or chlorine-containing polymers, notably vinylidene difluoride polymers. Preference is given to the use of polymethyl methacrylate or polystyrene, since these polymers constitute superior media for dissolving the dopants.
Generally, waveguiding structures are shaped like a flat waveguide with a so-called sandwich structure. The person of average skill in the art will be familiar with the composition and preparation thereof, which require no further elucidation here. The optically non-linear active dopants according, to the invention can easily be admixed with the host polymer prior to the forming of a film thereof on a substrate.
The invention will be further illustrated with reference to several unlimitative examples.
EXAMPLES Examples 1 and 2: Preparation of tetrapropylated tetranitrocalix(4)arene (cf. Diagram 1)
To a solution of 3.00 mmoles of tetrapropylated tert-butyl calix(4)arene (CONE conformation) in a mixture of 30 ml of CH2 Cl2 and 30 ml of glacial acetic acid 10 ml of 100% HNO3 were added at 0° C. The reaction mixture was stirred at room temperature until it had lost its purplish black colour, after which it was poured in 200 ml of water. The aqueous layer was extracted twice, with 50 ml of CH2 Cl2 being used each time. The combined organic layers were washed with water (twice, with 50 ml being used each time), dried on MgSO4, and concentrated. Recrystallization of the crude product from dichloromethane/methanol yielded the product in the pure form (calix(4)arene 1).
The same reaction was carried out making use of tetrapropylated tert-butyl calix(4)arene in PACO conformation (calix(4)arene 2).
Examples 3, 4, and 5 Preparation of tetrapropylated mononitro calix(4)arene and tetrapropylated dinitro calix(4)arene (cf. Diagram 1)
To a solution of 1.7 mmoles of calix(4)arene in a mixture of 100 ml of CH2 Cl2 and 4 ml of glacial acetic acid was added 1 ml of 65% HNO3, after which the mixture was stirred for 30 minutes at room temperature. The reaction was stopped by the addition of 100 ml of water, and the product mixture was extracted with CH2 Cl2 (three times, using 25 ml each time). The combined organic layers were washed with water (three times), saturated sodium bicarbonate solution (three times), and water (three times), with 25 ml of the respective liquid being used each time, dried on MgSO4, and concentrated. The reaction mixture was composed mostly of mononitro calix(4)arene (30 mole %, calix(4)arene 4) and traces of 1,3-dinitro calix(4)arene and 1,2-dinitro calix(4)arene.
Carrying out the same reaction over a period of three hours gave a yield of 30 wt. % of 1,3-dinitro calixarene (calix(4)arene 4) and 10 wt. % of 1,2-dinitro calix(4)arene (calix(4)arene 5).
The different products were separated by column chromatography. (SiO2 /CH2 Cl2).
Examples 6, 7, 8, and 9 Preparation of tetra-alkylated aldehyde calix(4)arenes (cf. Diagram 2)
To a solution of tetrapropylated calix(4)arene in CHCl3 were added at -10° C. 10 eq. of SnCl4 and 10 eq. of CHCl2 OCH3. The reaction mixture was stirred for 10 minutes. After purification a yield of 30 wt. % of tetrapropylated monoethanal calix(4)arene (calix(4)arene 6) was obtained.
For the preparation of calix(4)arenes 7, 8, and 9 reference is made to Diagram 2. For the preparation of calix(4)arene 7 use was made of tetra-ethoxyethylated calix(4)arene, R in this formula standing for CH3 CH2 OCH2 CH2 --.
Examples 10 and 11 Preparation of tetrapropylated nitrostilbene calix(4)arenes (cf. Diagram 3)
Using tetrapropylated ethanal calix(4)arenes, tetrapropylated nitrostilbene calix(4)arenes were prepared as specified in Diagram 3 (calix(4)arenes 10 and 11).
Example 12 Preparation of tetranitroazo calix(4)arene (cf. Diagram 4)
Using calix(4)arene, tetranitroazo calix(4)arene was prepared as specified in Diagram 4 (calix(4)arene 12).
The dipole moment of all of the prepared calix(4)arenes was determined by measuring the dielectric constant of the solutions with a capacitance bridge. The dipole moments (μ in Debye=3.33564 * 10-30 C.m) are compiled in TABLES I, II, III, and IV. These tables also list the charge-transfer absorption bands (λmax measured in chloroform, in nm).
The hyperpolarizability (β) was measured by means of "electric field induced second harmonic generation" (EFISH). The source of radiation used was an 1.064 μm 10 Hz pulsed Nd/YAG laser with seeder. The laser beam was passed through an RG830 visible light filter and focussed on the EFISH cell. The harmonic light was detected with the aid of a photomultiplier tube and analyzed. The EFISH cell consisted of two BK7 windows forming a wedge with an angle of about 1°. The distance between the windows was 0.1-0.2 mm, the distance between the high voltage electrodes was 3 mm. Measuring the second harmonic intensity as a function of the path length gave a sinusoidal interference pattern, a quartz wedge being used as reference. The hyperpolarizabilities (β in esu=4.19 * 10-10 m4 /V) are given in TABLES I, II, III, and IV.
The calix(4)arenes were mixed into a solution of polymethyl methacrylate in chloroform, and by means of spin coating a thin film was applied onto an ITO electrodes coated glass substrate or a pyrex substrate. The film had a thickness of about 0.25 μm. After a 10-minute heat treatment the films were poled in a Corona discharge (10 kV) at 110° C. for 15 minutes. The effective non-linear coefficients (d33) were determined using an α-quartz crystal (d11 =0.51 pm/V at 1064 nm) with a 1 mm cut in the z-direction as a reference. The source of fundamental radiation used was an Nd/YAG laser combined with a dye laser. A Soleil-Babinet compensator was used to correct the polarization of the fundamental beam. The sample was rotated in the laser beam, its rotation axis being kept perpendicular to the incident polarization direction. Filters were used to separate the harmonic and the fundamental radiation.
All of the prepared films were found to display non-linear optical activity after being poled. (The effective coefficients (d33) of films of 4.5 wt. % and 25 wt. % of calix(4)arene 1, respectively, were 0.21 and 1.1 pm/V. After ten days, the effective non-linear coefficient (d33) of all films, independent of their dopant concentration, was found to have decreased to 65% of the original value. However, there was no further decrease of this value over the next six months. This shows that the poled films composed of optically non-linear active material according to the invention are highly stable.
              TABLE I                                                     
______________________________________                                    
nitrocalix(4) arenes                                                      
         β        λ.sub.max                                   
                                   μ                                   
calix(4)arene                                                             
         (in 10.sup.-30 esu)                                              
                       (in nanometers)                                    
                                   (in D)                                 
______________________________________                                    
1        30            291         13.8                                   
2        27            291         6.7                                    
3        16            308         4.5                                    
4        15            302         7.8                                    
5        20            307         8.7                                    
______________________________________                                    
              TABLE II                                                    
______________________________________                                    
aldehyde calix(4)arenes                                                   
         β        λ.sub.max                                   
                                   μ                                   
calix(4)arene                                                             
         (in 10.sup.-30 esu)                                              
                       (in nanometers)                                    
                                   (in D)                                 
______________________________________                                    
6        18            274         4.2                                    
7        17            277         6.8                                    
8        15            272         7.9                                    
9        19            269         10.7                                   
______________________________________                                    
              TABLE III                                                   
______________________________________                                    
stilbene calix(4)arenes                                                   
         β        λ.sub.max                                   
                                   μ                                   
calix(4)arene                                                             
         (in 10.sup.-30 esu)                                              
                       (in nanometers)                                    
                                   (in D)                                 
______________________________________                                    
10 *)    222           376         0.5                                    
11  .sup.                                                                 
         280           370         15.3                                   
______________________________________                                    
 *) This is trinotostilbene calix(4)arene, which is not depicted in Diagra
 3.                                                                       
              TABLE IV                                                    
______________________________________                                    
azocalix(4)arene                                                          
         β        λmax μ                                   
calix(4)arene                                                             
         (in 10.sup.-30 esu)                                              
                       (in nanometers)                                    
                                   (in D)                                 
______________________________________                                    
12       142           356         13.0                                   
______________________________________                                    
 ##STR5##

Claims (1)

We claim:
1. An optically non-linear active waveguiding material comprising an optically transparent polymer and a non-linear optical dopant comprising a donor-π-acceptor unit wherein the non-linear optical dopant comprises a calix(4)arene which satisfies formula 3:
wherein:
R1 equals R3 and/or R4 and stands for:
--O--alkyl having 1-30 carbon atoms, --NH2, --NHR9, --NR9 R9, --NHCOR9, --OH, --O-, --SH, --S-, SR9, --OCOR9, --F, --Cl, --I, --Br, --R9, --R10, --O--R10,
R2 equals R1 or --H, --R9 or --R10,
R3 represents --H, --R9 or --R10 if R3 does not equal R1,
R4 represents --H, --R9 or --R10 if R4 does not equal R1,
R9 represents an alkyl group having 1-30 carbon atoms,
R10 represents an aryl group having 1-30 carbon atoms,
R11 equals R13 if R1 equals R3 ; equals R14 if R1 equals R4, and has the meaning of:
--NO2 or an aldehyde group having 1-30 carbon atoms, and
R13 equals R11 or has the meaning of an H-atom,
R13 represents --H if R13 does not equal R11, and
R14 represents --H if R14 does not equal R11.
US08/088,140 1992-07-10 1993-07-07 Optically non-linear active waveguiding material comprising a dopant having multiple donor-n-acceptor systems Expired - Fee Related US5434208A (en)

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
NL9201241 1992-07-10
NL9201241 1992-07-10

Publications (1)

Publication Number Publication Date
US5434208A true US5434208A (en) 1995-07-18

Family

ID=19861046

Family Applications (1)

Application Number Title Priority Date Filing Date
US08/088,140 Expired - Fee Related US5434208A (en) 1992-07-10 1993-07-07 Optically non-linear active waveguiding material comprising a dopant having multiple donor-n-acceptor systems

Country Status (6)

Country Link
US (1) US5434208A (en)
EP (1) EP0578327A1 (en)
JP (1) JPH06194702A (en)
KR (1) KR940002206A (en)
CN (1) CN1084284A (en)
CA (1) CA2100190A1 (en)

Cited By (17)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
EP0803779A1 (en) * 1996-04-26 1997-10-29 Canon Kabushiki Kaisha Electrophotographic photosensitive member and electrophotographic apparatus and process cartridge comprising the photosensitive member
US6033773A (en) * 1997-04-18 2000-03-07 The Regents Of The University Of California Polar self-assembled thin films for non-linear optical materials
US6200936B1 (en) * 1997-11-13 2001-03-13 The Lubrizol Corporation Salicyclic calixarenes and their use as lubricant additives
US20040217675A1 (en) * 2003-03-31 2004-11-04 Liposonix, Inc. Vortex transducer
US20050063861A1 (en) * 2003-08-18 2005-03-24 Rudkevich Dmitry M. Methods, systems, and uses for calixarenes
US20050154309A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Medical device inline degasser
US20050154431A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Systems and methods for the destruction of adipose tissue
US20050154313A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Disposable transducer seal
US20050154295A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Articulating arm for medical procedures
US20050187495A1 (en) * 2003-12-30 2005-08-25 Liposonix, Inc. Ultrasound therapy head with movement control
US20050193451A1 (en) * 2003-12-30 2005-09-01 Liposonix, Inc. Articulating arm for medical procedures
US20070055156A1 (en) * 2003-12-30 2007-03-08 Liposonix, Inc. Apparatus and methods for the destruction of adipose tissue
US20080243035A1 (en) * 2007-03-26 2008-10-02 Liposonix, Inc. Interchangeable high intensity focused ultrasound transducer
US20090076328A1 (en) * 2007-09-14 2009-03-19 Root Thomas V Endoscope with internal light source and power supply
US20090240146A1 (en) * 2007-10-26 2009-09-24 Liposonix, Inc. Mechanical arm
US20110178443A1 (en) * 2004-11-24 2011-07-21 Medicis Technologies Corporation System and methods for destroying adipose tissue
US8926533B2 (en) 2003-12-30 2015-01-06 Liposonix, Inc. Therapy head for use with an ultrasound system

Families Citing this family (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
GB9417269D0 (en) * 1994-08-26 1994-10-19 Inmos Ltd Memory and test method therefor
CN100386296C (en) * 2004-10-14 2008-05-07 南京大学 9,10-dihydroanthracene chromophore compound and its preparing process
CN102880001B (en) * 2012-09-11 2013-12-25 中国科学院上海光学精密机械研究所 Laser thermal lithography organic photoresist and preparation method of photoresist
CN102880003B (en) * 2012-10-29 2014-08-13 中国科学院上海光学精密机械研究所 Laser write-through organic thermal etching material and preparation method thereof

Citations (8)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US4617336A (en) * 1985-11-22 1986-10-14 Ciba-Geigy Corporation Acylated calixarene stabilizers
GB2189624A (en) * 1986-04-25 1987-10-28 Plessey Co Plc Organic optical waveguides
JPS62265250A (en) * 1986-05-13 1987-11-18 Sugai Kagaku Kogyo Kk Novel calixarene derivative and production thereof
US4755326A (en) * 1984-07-27 1988-07-05 The United States Of America As Represented By The United States Department Of Energy Electron-donor dopant, method of improving conductivity of polymers by doping therewith, and a polymer so treated
JPS6459222A (en) * 1987-08-31 1989-03-06 Toshiba Corp Organic nonlinear optical material
JPH02124863A (en) * 1988-11-01 1990-05-14 Wakayama Pref Gov P-arylazocalix(n)arene, production thereof and method for extracting silver ion
US4957960A (en) * 1986-09-29 1990-09-18 Loctite (Ireland) Ltd. Encapsulating compositions
JPH0415232A (en) * 1990-05-10 1992-01-20 Nec Corp Film of calixarene and/or its derivative, and production thereof

Patent Citations (8)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US4755326A (en) * 1984-07-27 1988-07-05 The United States Of America As Represented By The United States Department Of Energy Electron-donor dopant, method of improving conductivity of polymers by doping therewith, and a polymer so treated
US4617336A (en) * 1985-11-22 1986-10-14 Ciba-Geigy Corporation Acylated calixarene stabilizers
GB2189624A (en) * 1986-04-25 1987-10-28 Plessey Co Plc Organic optical waveguides
JPS62265250A (en) * 1986-05-13 1987-11-18 Sugai Kagaku Kogyo Kk Novel calixarene derivative and production thereof
US4957960A (en) * 1986-09-29 1990-09-18 Loctite (Ireland) Ltd. Encapsulating compositions
JPS6459222A (en) * 1987-08-31 1989-03-06 Toshiba Corp Organic nonlinear optical material
JPH02124863A (en) * 1988-11-01 1990-05-14 Wakayama Pref Gov P-arylazocalix(n)arene, production thereof and method for extracting silver ion
JPH0415232A (en) * 1990-05-10 1992-01-20 Nec Corp Film of calixarene and/or its derivative, and production thereof

Non-Patent Citations (12)

* Cited by examiner, † Cited by third party
Title
"Autoaccelerative Diazo Coupling with Calix[4]arene: Unusual Cooperativity of the Calixarene Hydroxy Groups", J. Chem. Soc. Perkin Trans. I, pp. 195-196, (1989), Shinkai, Araki, Shibata, and Manabe.
"Calixarenes 12, The Synthesis of Functionalized Calixarenes"; Tetrahedron Letters; vol. 42, No. 6, pp. 1633-1640 (1986). Gutsche and Lin.
"Diazo-Coupling Reactions with Calix[4]arene . . . ", Chemistry Letters, Tokyo, Japan, pp. 931-934 (1989), Shinkai, Araki, Shibata, Tsugawa and Manabe.
"Ipso Nitration of p-tert-Butylcalix[4]arenes", J. Org. Chem., vol. 57, No. 4, pp. 1313-1316, (1992), Verboom, Durie, Egberink, Asfari and Reinhoudt.
"Novel Calixarenes in thin films for efficient second harmonic generation", Applied Physics Letters, vol. 62, Apr. 26, 1993, No. 17, pp. 2015-2017, Heesink, et al.
"syn-1,2-Dialkylated Calix[4]arenes: General Intermediates in the NaH/DMF Tetraalkylation of Calis[4]arenes"; Tetrahedron Letters; vol. 32, No. 23, pp. 2675-2678 (1991), Groenen, Ruel, Casnati, Timmerman, Verboom, Harkema, Pochini, Ungaro and Reinhoudt.
Autoaccelerative Diazo Coupling with Calix 4 arene: Unusual Cooperativity of the Calixarene Hydroxy Groups , J. Chem. Soc. Perkin Trans. I, pp. 195 196, (1989), Shinkai, Araki, Shibata, and Manabe. *
Calixarenes 12, The Synthesis of Functionalized Calixarenes ; Tetrahedron Letters; vol. 42, No. 6, pp. 1633 1640 (1986). Gutsche and Lin. *
Diazo Coupling Reactions with Calix 4 arene . . . , Chemistry Letters, Tokyo, Japan, pp. 931 934 (1989), Shinkai, Araki, Shibata, Tsugawa and Manabe. *
Ipso Nitration of p tert Butylcalix 4 arenes , J. Org. Chem., vol. 57, No. 4, pp. 1313 1316, (1992), Verboom, Durie, Egberink, Asfari and Reinhoudt. *
Novel Calixarenes in thin films for efficient second harmonic generation , Applied Physics Letters, vol. 62, Apr. 26, 1993, No. 17, pp. 2015 2017, Heesink, et al. *
syn 1,2 Dialkylated Calix 4 arenes: General Intermediates in the NaH/DMF Tetraalkylation of Calis 4 arenes ; Tetrahedron Letters; vol. 32, No. 23, pp. 2675 2678 (1991), Groenen, Ruel, Casnati, Timmerman, Verboom, Harkema, Pochini, Ungaro and Reinhoudt. *

Cited By (32)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5811212A (en) * 1996-04-26 1998-09-22 Canon Kabushiki Kaisha Electrophotographic photosensitive member containing an azocalix n!arene compound and electrophotographic apparatus and process cartridge comprising the photosensitive member
EP0803779A1 (en) * 1996-04-26 1997-10-29 Canon Kabushiki Kaisha Electrophotographic photosensitive member and electrophotographic apparatus and process cartridge comprising the photosensitive member
US6033773A (en) * 1997-04-18 2000-03-07 The Regents Of The University Of California Polar self-assembled thin films for non-linear optical materials
US6200936B1 (en) * 1997-11-13 2001-03-13 The Lubrizol Corporation Salicyclic calixarenes and their use as lubricant additives
US20070035201A1 (en) * 2003-03-31 2007-02-15 Liposonix, Inc. Medical ultrasound transducer having non-ideal focal region
US20040217675A1 (en) * 2003-03-31 2004-11-04 Liposonix, Inc. Vortex transducer
US7766848B2 (en) 2003-03-31 2010-08-03 Medicis Technologies Corporation Medical ultrasound transducer having non-ideal focal region
US7273459B2 (en) 2003-03-31 2007-09-25 Liposonix, Inc. Vortex transducer
US20050063861A1 (en) * 2003-08-18 2005-03-24 Rudkevich Dmitry M. Methods, systems, and uses for calixarenes
US7282083B2 (en) * 2003-08-18 2007-10-16 Board Of Regents, The University Of Texas System Methods, systems, and uses for calixarenes
US7311679B2 (en) 2003-12-30 2007-12-25 Liposonix, Inc. Disposable transducer seal
US7695437B2 (en) 2003-12-30 2010-04-13 Medicis Technologies Corporation Ultrasound therapy head with movement control
US20050187495A1 (en) * 2003-12-30 2005-08-25 Liposonix, Inc. Ultrasound therapy head with movement control
US20070055156A1 (en) * 2003-12-30 2007-03-08 Liposonix, Inc. Apparatus and methods for the destruction of adipose tissue
US20050154295A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Articulating arm for medical procedures
US20050154313A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Disposable transducer seal
US20050154431A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Systems and methods for the destruction of adipose tissue
US8926533B2 (en) 2003-12-30 2015-01-06 Liposonix, Inc. Therapy head for use with an ultrasound system
US8337407B2 (en) 2003-12-30 2012-12-25 Liposonix, Inc. Articulating arm for medical procedures
US7993289B2 (en) 2003-12-30 2011-08-09 Medicis Technologies Corporation Systems and methods for the destruction of adipose tissue
US20110077559A1 (en) * 2003-12-30 2011-03-31 Medicis Technologies Corporation Ultrasound therapy head with movement control
US20050193451A1 (en) * 2003-12-30 2005-09-01 Liposonix, Inc. Articulating arm for medical procedures
US20050154309A1 (en) * 2003-12-30 2005-07-14 Liposonix, Inc. Medical device inline degasser
US7857773B2 (en) 2003-12-30 2010-12-28 Medicis Technologies Corporation Apparatus and methods for the destruction of adipose tissue
US7905844B2 (en) 2003-12-30 2011-03-15 Medicis Technologies Corporation Disposable transducer seal
US20110066084A1 (en) * 2003-12-30 2011-03-17 Medicis Technologies Corporation Apparatus and methods for the destruction of adipose tissue
US20110178443A1 (en) * 2004-11-24 2011-07-21 Medicis Technologies Corporation System and methods for destroying adipose tissue
US8142200B2 (en) 2007-03-26 2012-03-27 Liposonix, Inc. Slip ring spacer and method for its use
US20080243003A1 (en) * 2007-03-26 2008-10-02 Liposonix, Inc. Slip ring space and method for its use
US20080243035A1 (en) * 2007-03-26 2008-10-02 Liposonix, Inc. Interchangeable high intensity focused ultrasound transducer
US20090076328A1 (en) * 2007-09-14 2009-03-19 Root Thomas V Endoscope with internal light source and power supply
US20090240146A1 (en) * 2007-10-26 2009-09-24 Liposonix, Inc. Mechanical arm

Also Published As

Publication number Publication date
KR940002206A (en) 1994-02-16
JPH06194702A (en) 1994-07-15
CA2100190A1 (en) 1994-01-11
EP0578327A1 (en) 1994-01-12
CN1084284A (en) 1994-03-23

Similar Documents

Publication Publication Date Title
US5434208A (en) Optically non-linear active waveguiding material comprising a dopant having multiple donor-n-acceptor systems
AU666486B2 (en) Nonlinear optical materials containing polar disulfone-functionalized molecules
US5061404A (en) Electro-optical materials and light modulator devices containing same
US4780543A (en) 1-phenyl-3-(2-nitroethenyl)pyrazoline and 1-phenyl-3-(2,2-dicyanoethenyl)pyrazoline
US5535048A (en) Nonlinearly optically active compounds
JPS61296332A (en) High performance non-linear type optical substrate
US4774025A (en) Nonlinear optical medium of a naphthoquinodimethane compound
EP1433024A1 (en) Efficient non-linear optical polymers exhibiting high polarisation stability
Kamogawa et al. Photochromism of viologen crystals.
US4773743A (en) Electrooptic light modulator device
US4909964A (en) Nonlinear optical devices from derivatives of stilbene and diphenylacetylene
US4992203A (en) Non-linear optics
US4966730A (en) Nonlinear optical devices from derivatives of stilbene and diphenylacetylene
US5486559A (en) Optically non-linear active waveguiding material comprising donor and acceptor groups-containing triphenylcarbinols
US4707305A (en) Naphthoquinodimethane compositions
JPH07191353A (en) Optical product including polymer indicating nonlinear secondary polarization sensitivity
US5679808A (en) Tertiary non-linear optical material
JPH09185093A (en) Stable electrooptic device in wavelength range of 600 to 1600 nanometer
US4938896A (en) High performance nonlinear optical media
JPH08184866A (en) Stilbene derivative for organic nonlinear optical material and its use
JPH08184865A (en) Stilbene derivative for organic nonlinear optical material and its use
JPH0736068A (en) Composition for active optical waveguide, production of active optical waveguide using the composition and active optical waveguide
JPH03142419A (en) Nonlinear optical element
JP2725929B2 (en) Organic nonlinear optical material
EP0639786A1 (en) Optically non-linear active waveguiding material comprising donor and acceptor groups-containing triphenylcarbinols

Legal Events

Date Code Title Description
AS Assignment

Owner name: AKZO N.V., NETHERLANDS

Free format text: ASSIGNMENT OF ASSIGNORS INTEREST;ASSIGNORS:BATELAAN, JAN G.;ENGBERSEN, JOHANNES F. J.;KELDERMAN, ERIK;AND OTHERS;REEL/FRAME:006705/0849;SIGNING DATES FROM 19930809 TO 19930820

REMI Maintenance fee reminder mailed
LAPS Lapse for failure to pay maintenance fees
FP Lapsed due to failure to pay maintenance fee

Effective date: 19990718

STCH Information on status: patent discontinuation

Free format text: PATENT EXPIRED DUE TO NONPAYMENT OF MAINTENANCE FEES UNDER 37 CFR 1.362