US20120307945A1 - Method and apparatus for singular value decomposition of a channel matrix - Google Patents

Method and apparatus for singular value decomposition of a channel matrix Download PDF

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US20120307945A1
US20120307945A1 US13/584,338 US201213584338A US2012307945A1 US 20120307945 A1 US20120307945 A1 US 20120307945A1 US 201213584338 A US201213584338 A US 201213584338A US 2012307945 A1 US2012307945 A1 US 2012307945A1
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channel
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Chang-Soo Koo
Robert Lind Olesen
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InterDigital Technology Corp
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0837Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using pre-detection combining
    • H04B7/0842Weighted combining
    • H04B7/0848Joint weighting
    • H04B7/0854Joint weighting using error minimizing algorithms, e.g. minimum mean squared error [MMSE], "cross-correlation" or matrix inversion
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F17/00Digital computing or data processing equipment or methods, specially adapted for specific functions
    • G06F17/10Complex mathematical operations
    • G06F17/16Matrix or vector computation, e.g. matrix-matrix or matrix-vector multiplication, matrix factorization
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0408Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas using two or more beams, i.e. beam diversity
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0417Feedback systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0617Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal for beam forming
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621Feedback content
    • H04B7/0634Antenna weights or vector/matrix coefficients
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0658Feedback reduction
    • H04B7/0663Feedback reduction using vector or matrix manipulations
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0837Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using pre-detection combining
    • H04B7/0842Weighted combining
    • H04B7/086Weighted combining using weights depending on external parameters, e.g. direction of arrival [DOA], predetermined weights or beamforming
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L25/00Baseband systems
    • H04L25/02Details ; arrangements for supplying electrical power along data transmission lines
    • H04L25/0202Channel estimation
    • H04L25/0204Channel estimation of multiple channels
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L25/00Baseband systems
    • H04L25/02Details ; arrangements for supplying electrical power along data transmission lines
    • H04L25/0202Channel estimation
    • H04L25/024Channel estimation channel estimation algorithms
    • H04L25/0242Channel estimation channel estimation algorithms using matrix methods
    • H04L25/0248Eigen-space methods
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/26Systems using multi-frequency codes
    • H04L27/2601Multicarrier modulation systems
    • H04L27/2647Arrangements specific to the receiver only

Definitions

  • the present invention is related to a wireless communication system. More particularly, the present invention is related to a method and apparatus for singular value decomposition (SVD) of a channel matrix.
  • SVD singular value decomposition
  • Orthogonal frequency division multiplexing is a data transmission scheme where data is split into a plurality of smaller streams and each stream is transmitted using a sub-carrier with a smaller bandwidth than the total available transmission bandwidth.
  • the efficiency of OFDM depends on choosing these sub-carriers orthogonal to each other. The sub-carriers do not interfere with each other while each carrying a portion of the total user data.
  • An OFDM system has advantages over other wireless communication systems.
  • the effective data rate on each sub-carrier is much smaller. Therefore, the symbol duration is much larger.
  • a large symbol duration can tolerate larger delay spreads. Thus, it is not affected by multipath as severely. Therefore, OFDM symbols can tolerate delay spreads without complicated receiver designs.
  • typical wireless systems need complex channel equalization schemes to combat multipath fading.
  • OFDM orthogonal sub-carriers at the transmitter and receiver can be done by using inverse fast Fourier transform (IFFT) and fast Fourier transform (FFT) engines. Since the IFFT and FFT implementations are well known, OFDM can be implemented easily and does not require complicated receivers.
  • IFFT inverse fast Fourier transform
  • FFT fast Fourier transform
  • MIMO Multiple-input multiple-output
  • SNR signal-to-noise ratio
  • the closed loop mode is used when channel state information (CSI) is available to the transmitter and the open loop is used when CSI is not available at the transmitter.
  • CSI channel state information
  • the closed loop mode CSI is used to create virtually independent channels by decomposing and diagonalizing the channel matrix by precoding at the transmitter and further antenna processing at the receiver.
  • the CSI can be obtained at the transmitter either by feedback from the receiver or through exploiting channel reciprocity.
  • a minimum mean square error (MMSE) receiver for open loop MIMO needs to compute weight vectors for data decoding and the convergence rate of the weight vectors is important.
  • a direct matrix inversion (DMI) technique of correlation matrix converges more rapidly than a least mean square (LMS) or maximum SNR processes.
  • LMS least mean square
  • LMS least mean square
  • the complexity of the DMI process increases exponentially as the matrix size increases.
  • An eigen-beamforming receiver for the closed loop MIMO needs to perform SVD on the channel matrix. The complexity of the SVD processes also increases exponentially as the channel matrix size increases.
  • the present invention is related to a method and apparatus for decomposing a channel matrix in a wireless communication system including a transmitter having a plurality of transmit antennas and a receiver having a plurality of receive antennas.
  • a channel matrix H is generated for channels between the transmit antennas and the receive antennas.
  • FIG. 1 is a block diagram of an OFDM-MIMO system including a transmitter and a receiver implementing eigen beamforming using SVD in accordance with the present invention.
  • FIG. 2 is a flow diagram of a process for performing an SVD on the channel matrix H in accordance with the present invention.
  • the features of the present invention may be incorporated into an integrated circuit (IC) or be configured in a circuit comprising a multitude of interconnecting components.
  • IC integrated circuit
  • the present invention provides means for channel estimation, direct inversion of channel correlation matrix in an MMSE receiver and SVD for an eigen beamforming receiver.
  • FIG. 1 is a simplified block diagram of an OFDM-MIMO system 10 including a transmitter 100 and a receiver 200 implementing eigen beamforming using SVD in accordance with the present invention.
  • the transmitter 100 includes a channel coder 102 , a demultiplexer 104 , a plurality of serial-to-parallel (S/P) converters 106 , a transmit beamformer 108 , a plurality of IFFT units 110 , cyclic prefix (CP) insertion units 112 and a plurality of transmit antennas 114 .
  • S/P serial-to-parallel
  • CP cyclic prefix
  • the channel coder 102 encodes input data 101 and the encoded data stream 103 is parsed into NT data streams 105 by the demultiplexer 104 .
  • NT is the number of transmit antennas 114 .
  • OFDM processing is performed on each data stream 105 .
  • Each data stream 105 is converted into multiple data streams 107 by the S/P converters 106 .
  • the data streams 107 are then processed by the transmit beamformer 108 .
  • the transmit beamformer 108 performs a transmit precoding with a V matrix decomposed from a channel matrix and sent by the receiver 200 as indicated by arrow 220 , which will be explained in detail hereinafter.
  • the IFFT units 110 convert the data into time-domain data streams 111 and a CP is inserted in each data stream 111 by each of the CP insertion units 112 and transmitted through respective ones of the transmit antennas 114 .
  • the receiver 200 includes a plurality of receive antennas 202 , CP removal units 204 , FFT units 206 , a receive beamformer 208 , a multiplexer 210 , a channel decoder 212 , a channel estimator 214 and a matrix decomposition and channel correlation matrix unit 216 .
  • the CP is removed from received signals 203 by the CP removal units 204 and processed by the FFT units 206 to be converted to frequency-domain data streams 207 .
  • the receive beamformer 208 processes the frequency-domain data streams 207 with U and D matrices 217 decomposed from the channel matrix, which is generated by the matrix decomposition and channel correlation matrix unit 216 .
  • Each output 209 of the receive beamformer 208 is then multiplexed by the multiplexer 210 and decoded by the channel decoder 212 , which generates a decoded data stream 218 .
  • the channel estimator 214 generates a channel matrix 215 preferably from training sequences transmitted by the transmitter 100 via each transmit antenna 114 .
  • the matrix decomposition and channel correlation matrix unit 216 decomposes the channel matrix into U, V and D matrices and sends the V matrix 220 to the transmitter 100 and sends the U and D matrices 217 to the receive beamformer 208 , which will be explained in detail hereinafter.
  • the present invention reduces the complexity of both DMI and SVD processes using the characteristics of Hermitian matrix and imaginary part diagonalization.
  • the present invention reduces the complexity significantly over the prior art and, for asymmetric matrices, provides a saving in terms of complexity that is much larger than is provided in the prior art.
  • Nt is the number of transmit antennas.
  • Nr is the number of receive antennas.
  • s(i) is the i-th (Nt ⁇ 1) training vector of a subcarrier.
  • v(i) is the i-th (Nr ⁇ 1) receive noise vector with v(i) ⁇ Nc(0,1).
  • y(i) is the i-th (Nr ⁇ 1) received training vector of a subcarrier.
  • H is the (Nr ⁇ Nt) MIMO channel matrix with h ij representing the complex gain of the channel between the j-th transmit antenna and the i-th receive antenna.
  • is a total SNR which is independent from the number of transmit antennas.
  • Equation (1) can be rewritten as follows:
  • MMSE linear minimum mean square error
  • H MMSE ⁇ Nt ⁇ YS H ⁇ ( ⁇ Nt ⁇ SS H + I ) - 1 . Equation ⁇ ⁇ ( 4 )
  • the input-output relationship of a MIMO system can be expressed as follows:
  • H is the Nt ⁇ Nr MIMO channel matrix with h ij representing the complex gain of the channel between the j-th transmit antenna and the i-th receive antenna.
  • the diagonal elements (R 11 and R 22 ) of the Hermitian matrix R are real and its off-diagonal elements (R 12 and R 21 ) are conjugate symmetric.
  • R ⁇ R 11 R 12 R 21 R 22 ⁇
  • ⁇ Q ⁇ Q 11 Q 12 Q 21 Q 22 ⁇
  • ⁇ D ⁇ D 11 0 0 D 22 ⁇
  • D 11 and D 22 are eigenvalues of R.
  • the eigenvalues D 11 and D 22 are computed as follows:
  • Equation (21) Substituting Equation (21) to Equation (20), Q 22 is obtained. Then the inverse matrix is obtained by:
  • the received signal becomes as follows:
  • Step 1-2 Triangularization.
  • the matrix B is then converted to a triangular matrix W by multiplying a transformation matrix CSTriangle as follows:
  • Step 1-3 Phase cancellation. To convert the elements of the triangular matrix W to real numbers, transformation matrices prePhC and postPhC are multiplied to the matrix was follows:
  • Step 3 Diagonalization—a diagonalizing rotation is applied to annihilate off-diagonal elements in the matrix symW (or realW).
  • N of matrix A is greater than M
  • a square matrix is generated by appending (N-M) columns of zeros to A.
  • the augmented square matrix B
  • the desired factorization of the original data matrix A is obtained by:
  • the desired factorization of the original data matrix A is obtained by:
  • FIG. 2 is a flow diagram of a process for SVD in accordance with the present invention.
  • the present invention provides a method for performing a SVD process.
  • a channel matrix H is created between a plurality of transmit antennas and a plurality of receive antennas (step 202 ).
  • a Hermitian matrix A is created (step 204 ).
  • a 2 ⁇ 2 Hermitian matrix symW is defined from the matrix A as follows:
  • Imaginary part diagonalization is then performed. Imaginary parts of off-diagonal elements are annihilated by multiplying transformation matrices (diagIM) T and diagIM to the matrix obtained by real part diagonalization as follows:
  • the threshold is some small machine dependant number.
  • V (diag RM )(diag IM ). Equation (73)
  • the U matrix, the V matrix and the D H matrix of the H matrix are calculated from the Q matrix and the D A matrix at step 208 as follows:

Abstract

A method and apparatus for decomposing a channel matrix in a wireless communication system are disclosed. A channel matrix H is generated for channels between transmit antennas and receive antennas. A Hermitian matrix A=HHH or A=HHH is created. A Jacobi process is cyclically performed on the matrix A to obtain Q and DA matrixes such that A=QDAQH. DA is a diagonal matrix obtained by singular value decomposition (SVD) on the A matrix. In each Jacobi transformation, real part diagonalization is performed to annihilate real parts of off-diagonal elements of the matrix and imaginary part diagonalization is performed to annihilate imaginary parts of off-diagonal elements of the matrix after the real part diagonalization. U, V and DH matrixes of H matrix are then calculated from the Q and DA matrices. DH is a diagonal matrix comprising singular values of the H matrix.

Description

    CROSS REFERENCE TO RELATED APPLICATION
  • This application is a continuation of U.S. Pat. No. 8,249,186 that issued on Aug. 21, 2012, which is a continuation of U.S. Pat. No. 7,602,855 that issued Oct. 13, 2009, which claims the benefit of U.S. Provisional Application No. 60/667,326 filed Apr. 1, 2005, all of which are incorporated by reference as if fully set forth.
  • FIELD OF INVENTION
  • The present invention is related to a wireless communication system. More particularly, the present invention is related to a method and apparatus for singular value decomposition (SVD) of a channel matrix.
  • BACKGROUND
  • Orthogonal frequency division multiplexing (OFDM) is a data transmission scheme where data is split into a plurality of smaller streams and each stream is transmitted using a sub-carrier with a smaller bandwidth than the total available transmission bandwidth. The efficiency of OFDM depends on choosing these sub-carriers orthogonal to each other. The sub-carriers do not interfere with each other while each carrying a portion of the total user data.
  • An OFDM system has advantages over other wireless communication systems. When the user data is split into streams carried by different sub-carriers, the effective data rate on each sub-carrier is much smaller. Therefore, the symbol duration is much larger. A large symbol duration can tolerate larger delay spreads. Thus, it is not affected by multipath as severely. Therefore, OFDM symbols can tolerate delay spreads without complicated receiver designs. However, typical wireless systems need complex channel equalization schemes to combat multipath fading.
  • Another advantage of OFDM is that the generation of orthogonal sub-carriers at the transmitter and receiver can be done by using inverse fast Fourier transform (IFFT) and fast Fourier transform (FFT) engines. Since the IFFT and FFT implementations are well known, OFDM can be implemented easily and does not require complicated receivers.
  • Multiple-input multiple-output (MIMO) refers to a type of wireless transmission and reception scheme where both a transmitter and a receiver employ more than one antenna. A MIMO system takes advantage of the spatial diversity or spatial multiplexing and improves signal-to-noise ratio (SNR) and increases throughput.
  • Generally there are two modes of operation for MIMO systems: an open loop mode and a closed loop mode. The closed loop mode is used when channel state information (CSI) is available to the transmitter and the open loop is used when CSI is not available at the transmitter. In the closed loop mode, CSI is used to create virtually independent channels by decomposing and diagonalizing the channel matrix by precoding at the transmitter and further antenna processing at the receiver. The CSI can be obtained at the transmitter either by feedback from the receiver or through exploiting channel reciprocity.
  • A minimum mean square error (MMSE) receiver for open loop MIMO needs to compute weight vectors for data decoding and the convergence rate of the weight vectors is important. A direct matrix inversion (DMI) technique of correlation matrix converges more rapidly than a least mean square (LMS) or maximum SNR processes. However, the complexity of the DMI process increases exponentially as the matrix size increases. An eigen-beamforming receiver for the closed loop MIMO needs to perform SVD on the channel matrix. The complexity of the SVD processes also increases exponentially as the channel matrix size increases.
  • SUMMARY
  • The present invention is related to a method and apparatus for decomposing a channel matrix in a wireless communication system including a transmitter having a plurality of transmit antennas and a receiver having a plurality of receive antennas. A channel matrix H is generated for channels between the transmit antennas and the receive antennas. A Hermitian matrix A=HHH or A=HHH is created. A Jacobi process is cyclically performed on the matrix A to obtain Q and DA matrices such that A=QDAQH, where DA is a diagonal matrix obtained by SVD of the matrix A. In each Jacobi transformation, real part diagonalization is performed to annihilate real parts of off-diagonal elements of the matrix and imaginary part diagonalization is performed to annihilate imaginary parts of off-diagonal elements of the matrix after the real part diagonalization. U, V and DH matrixes of H matrix, (DH is a diagonal matrix comprising singular values of the matrix H), is then calculated from the Q and DA matrices.
  • BRIEF DESCRIPTION OF THE DRAWINGS
  • FIG. 1 is a block diagram of an OFDM-MIMO system including a transmitter and a receiver implementing eigen beamforming using SVD in accordance with the present invention.
  • FIG. 2 is a flow diagram of a process for performing an SVD on the channel matrix H in accordance with the present invention.
  • DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
  • The features of the present invention may be incorporated into an integrated circuit (IC) or be configured in a circuit comprising a multitude of interconnecting components.
  • The present invention provides means for channel estimation, direct inversion of channel correlation matrix in an MMSE receiver and SVD for an eigen beamforming receiver.
  • FIG. 1 is a simplified block diagram of an OFDM-MIMO system 10 including a transmitter 100 and a receiver 200 implementing eigen beamforming using SVD in accordance with the present invention. It should be noted that the system 10 shown in FIG. 1 is provided as an example, not as a limitation, and the present invention is applicable to any wireless communication system needing a matrix decomposition using SVD. The transmitter 100 includes a channel coder 102, a demultiplexer 104, a plurality of serial-to-parallel (S/P) converters 106, a transmit beamformer 108, a plurality of IFFT units 110, cyclic prefix (CP) insertion units 112 and a plurality of transmit antennas 114. The channel coder 102 encodes input data 101 and the encoded data stream 103 is parsed into NT data streams 105 by the demultiplexer 104. NT is the number of transmit antennas 114. OFDM processing is performed on each data stream 105. Each data stream 105 is converted into multiple data streams 107 by the S/P converters 106. The data streams 107 are then processed by the transmit beamformer 108. The transmit beamformer 108 performs a transmit precoding with a V matrix decomposed from a channel matrix and sent by the receiver 200 as indicated by arrow 220, which will be explained in detail hereinafter. The IFFT units 110 convert the data into time-domain data streams 111 and a CP is inserted in each data stream 111 by each of the CP insertion units 112 and transmitted through respective ones of the transmit antennas 114.
  • The receiver 200 includes a plurality of receive antennas 202, CP removal units 204, FFT units 206, a receive beamformer 208, a multiplexer 210, a channel decoder 212, a channel estimator 214 and a matrix decomposition and channel correlation matrix unit 216. The CP is removed from received signals 203 by the CP removal units 204 and processed by the FFT units 206 to be converted to frequency-domain data streams 207. The receive beamformer 208 processes the frequency-domain data streams 207 with U and D matrices 217 decomposed from the channel matrix, which is generated by the matrix decomposition and channel correlation matrix unit 216. Each output 209 of the receive beamformer 208 is then multiplexed by the multiplexer 210 and decoded by the channel decoder 212, which generates a decoded data stream 218. The channel estimator 214 generates a channel matrix 215 preferably from training sequences transmitted by the transmitter 100 via each transmit antenna 114. The matrix decomposition and channel correlation matrix unit 216 decomposes the channel matrix into U, V and D matrices and sends the V matrix 220 to the transmitter 100 and sends the U and D matrices 217 to the receive beamformer 208, which will be explained in detail hereinafter.
  • The present invention reduces the complexity of both DMI and SVD processes using the characteristics of Hermitian matrix and imaginary part diagonalization. The present invention reduces the complexity significantly over the prior art and, for asymmetric matrices, provides a saving in terms of complexity that is much larger than is provided in the prior art.
  • The following definition will be used throughout the present invention.
  • Nt is the number of transmit antennas.
  • Nr is the number of receive antennas.
  • s(i) is the i-th (Nt×1) training vector of a subcarrier.
  • v(i) is the i-th (Nr×1) receive noise vector with v(i)˜Nc(0,1).
  • y(i) is the i-th (Nr×1) received training vector of a subcarrier.
  • H is the (Nr×Nt) MIMO channel matrix with hij representing the complex gain of the channel between the j-th transmit antenna and the i-th receive antenna.
  • The received signals corresponding to the training symbols are as follows:
  • y ( i ) = ρ Nt HS ( i ) + v ( i ) i = 1 , 2 , , T ; Equation ( 1 )
  • for T≧Nt MIMO training symbols. ρ is a total SNR which is independent from the number of transmit antennas.
  • By denoting Y=[y(1), y(2), . . . , y(T)], S=[s(1), s(2), s(T)} and V=[v(1), v(2), . . . , v(T)] for a subcarrier, Equation (1) can be rewritten as follows:
  • Y = ρ Nt HS + V . Equation ( 2 )
  • The maximum likelihood estimate of the channel matrix H for a subcarrier is given by:
  • H ML = arg min H min Y - ρ Nt HS 2 = Nt ρ YS H ( SS H ) - 1 ; Equation ( 3 )
  • where the superscript H represents Hermitian transpose and S is a training symbol sequence. It is assumed that the transmitted training symbols are unitary power, E{|si|2}=1.
  • As an alternative to the maximum likelihood channel estimate, linear minimum mean square error (MMSE) channel estimate is given by:
  • H MMSE = ρ Nt YS H ( ρ Nt SS H + I ) - 1 . Equation ( 4 )
  • Since S is known, SSH can be computed offline. If the training symbol sequence S satisfies SSH=T·INt where INt is the Nt×Nt identity matrix, the training symbol sequence S is optimal. For example, according to the HT-LTF pattern for 4 antennas in IEEE 802.11 specification, the training symbol sequence for the subcarrier number (−26),
  • S - 26 = 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0
  • is optimal since
  • S - 26 S - 26 H = 2 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 .
  • The input-output relationship of a MIMO system can be expressed as follows:
  • y = ρ Nt Hs + v ; Equation ( 5 )
  • where s=[s1, s2, . . . , sNt]T is the Nt×1 transmit signal vector with si belonging to a finite constellation, v=[v1, v2, . . . , vNr]T is the Nr×1 receive white Gaussian noise vector. H is the Nt×Nr MIMO channel matrix with hij representing the complex gain of the channel between the j-th transmit antenna and the i-th receive antenna. Then the data decoding process based on the MMSE is given by:
  • s = ( ρ Nt H H H + I ) - 1 H H y = R - 1 H H y = w H y . Equation ( 6 )
  • A matrix inversion process for a 2×2 matrix is explained hereinafter.
  • Direct computation for inverse of 2×2 Hermitian matrix R.
  • A Hermitian matrix R in Equation (6) and its inverse matrix T are defined as
  • R = R 11 R 12 R 21 R 22 and T = R - 1 = T 11 T 12 T 21 T 22 .
  • The diagonal elements (R11 and R22) of the Hermitian matrix R are real and its off-diagonal elements (R12 and R21) are conjugate symmetric. The inverse matrix T is also Hermitian. Since RT=I where I is a 2×2 identity matrix, the inverse matrix T is obtained by expanding the left-hand side and equating the respective terms with I as follows:
  • T 11 = R 22 R 11 R 22 - R 12 R 12 H , T 12 = - R 12 T 11 R 22 , T 21 = T 12 H , T 22 = 1 - R 21 T 12 R 22 . Equation ( 7 )
  • Computing the inverse of 2×2 Hermitian matrix R using Eigenvalue Decomposition.
  • A Hermitian matrix R in Equation (6) is defined as follows: R=QDQH where Q is unitary and D is diagonal.
  • R = R 11 R 12 R 21 R 22 , Q = Q 11 Q 12 Q 21 Q 22 , D = D 11 0 0 D 22 ,
  • where D11 and D22 are eigenvalues of R.
  • The eigenvalues D11 and D22 are computed as follows:
  • D 11 = ( R 11 + R 22 ) + ( R 11 + R 22 ) 2 - 4 ( R 11 + R 22 - R 12 R 12 * ) 2 ; Equation ( 8 ) D 22 = ( R 11 + R 22 ) - ( R 11 + R 22 ) 2 - 4 ( R 11 + R 22 - R 12 R 12 * ) 2 . Equation ( 9 )
  • From RQ=QD, expanding the left-hand and the right-hand sides and equating the respective terms, the following equations are obtained:

  • R 11 Q 11 +R 12 Q 21 =Q 11 D 11;  Equation (10)

  • R 11 Q 2 +R 12 Q 22 =Q 12 D 22;  Equation (11)

  • R 12 H Q 11 +R 22 Q 21 =Q 21 D 11;  Equation (12)

  • R 12 H Q 12 +R 22 Q 22 =Q 22 D 22.  Equation (13)
  • From QHQ=I where I is the 2×2 identity matrix, expanding the left-hand and the right-hand sides and equating the respective terms, the following equations are obtained:

  • Q 11 H Q 11 +Q 21 H Q 21=1;  Equation (14)

  • Q 11 H Q 12 +Q 21 H Q 22=0;  Equation (15)

  • Q 11 H Q 11 +Q 22 H Q 21=0  Equation (16)

  • Q 12 H Q 12 +Q 22 H Q 22=1  Equation (17)
  • From Equation (10),
  • Q 21 = ( D 11 - R 11 ) Q 11 R 12 . Equation ( 18 )
  • Substituting Equation (18) to Equation (14),
  • Q 11 = R 12 H R 12 R 12 H R 12 + ( D 11 - R 11 ) 2 . Equation ( 19 )
  • Substituting Equation (19) to Equation (18), Q21 is obtained. From Equation (13),
  • Q 22 = R 12 H Q 12 D 22 - R 22 . Equation ( 20 )
  • Substituting Equation (20) to Equation (17),
  • Q 12 = ( D 22 - R 22 ) 2 R 12 H R 12 + ( D 22 - R 22 ) 2 . Equation ( 21 )
  • Substituting Equation (21) to Equation (20), Q22 is obtained. Then the inverse matrix is obtained by:

  • R −1 =QD −1 Q H,  Equation (22)
  • Eigen beamforming receiver using SVD, which is shown in FIG. 1, is explained hereinafter. For the eigen beamforming receiver, the channel matrix H for a sub-carrier is decomposed into two beam-forming unitary matrices, U for transmit and V for receive, and a diagonal matrix D by SVD.

  • H=UDV H;  Equation (23)
  • where U and V are unitary matrices and D is a diagonal matrix. UεCnR×nR and VεCnT×nT. For transmit symbol vector s, the transmit precoding is performed as follows:

  • x=Vs.  Equation (24)
  • The received signal becomes as follows:

  • y=HVs+n;  Equation (25)
  • where n is the noise introduced in the channel. The receiver completes the decomposition by using a matched filter as follows:

  • V H H H =V H VD H U H =D H U H  Equation (26)
  • After normalizing for channel gain for eigenbeams, the estimate of the transmit symbols s becomes as follows:
  • s ^ = α D H U H y = α D H U H ( HVs + n ) = α D H U H ( UDV H Vs + n ) = s + α D H U H n = s + η . Equation ( 27 )
  • s is detected without having to perform successive interference cancellation of MMSE type detector. DHD is a diagonal matrix that is formed by eigenvalues of H across the diagonal. Therefore, the normalization factor α=D−2. U is a matrix of eigenvectors of HHH, V is a matrix of eigenvectors of HHH and D is a diagonal matrix of singular values of H (square roots of eigenvalues of HHH).
  • An SVD process for N×M channel matrix for N>2 and M>2.
  • The following SVD computation, (Equations (28) through (52)), is based upon cyclic Jacobi process using Givens rotation. The two-sided Jacobi process is explained hereinafter.
  • Step 1: complex data is converted to real data.
  • A 2×2 complex matrix is given as follows:
  • A = a ii a ij a ji a jj . Equation ( 28 )
  • Step 1-1: aii is converted to a positive real number b11 as follows:
  • If (a11 is equal to zero) then
  • B = b 11 b 12 b 21 b 22 = A ; else Equation ( 29 ) B = b 11 b 12 b 21 b 22 = kA = k a ii a ij a ji a jj ; Equation ( 30 )
      • where
  • k = a 11 * a 11
  • and |a11|=√{square root over (real(a11)2+imag(a11)2)}{square root over (real(a11)2+imag(a11)2)}.
  • Step 1-2: Triangularization. The matrix B is then converted to a triangular matrix W by multiplying a transformation matrix CSTriangle as follows:
  • If (aij or aji is equal to zero and ajj is equal to zero) then
  • CSTriangle = c s * - s c = 1 0 0 1 where c 2 + s 2 = 1. Equation ( 31 ) W = ( CSTriangle ) ( B ) = B ; else Equation ( 32 ) W = ( CSTriangle ) ( B ) = c s * - s c b ii b ij b ji b jj = w ii w ij 0 w jj ; Equation ( 33 )
      • where the cosine parameter c is real, s is complex and c2+|s|2=1
      • Then
  • c = b ii b ii 2 + b ji 2 and s = b ji b ii c . Equation ( 34 )
  • Step 1-3: Phase cancellation. To convert the elements of the triangular matrix W to real numbers, transformation matrices prePhC and postPhC are multiplied to the matrix Was follows:
  • If (aij and ajj are equal to zero and aji is not equal to zero) then
  • real W = ( prePhC ) ( W ) ( postPhC ) = - 0 0 - w ii 0 w ji 0 1 0 0 = w ii 0 w ji 0 ; Equation ( 35 ) where β = arg ( w ji ) and γ = arg ( w ii ) , i . e . , - = w ji * w ji , and - = w ii * w ii ; Equation ( 36 )
  • else if (aij is not equal to zero) then
  • real W = ( prePhC ) ( W ) ( postPhC ) = - 0 0 - w ii w ij 0 w jj 0 0 1 = w ii w ij 0 w jj ; Equation ( 37 )
      • where β=arg(wij) and γ=arg(wjj), i.e.,
  • - = w ij * w ij ,
      • and
        • If (ajj is equal to zero)

  • e −jγ=1;  Equation (38)
  • else
  • - = w jj * w jj ; else Equation ( 39 ) real W = ( prePhC ) ( W ) ( postPhC ) = 1 0 0 1 w ii w ij 0 w jj 1 0 0 1 = W . Equation ( 40 )
  • Step 2: Symmetrization—a symmetrizing rotation is applied if the matrix realW is not a symmetric matrix. If the matrix realW is symmetric, this step is skipped.
  • If (aji is equal to zero and ajj is equal to zero) then
  • symW = ( symM ) T ( real W ) = 1 0 0 1 real W = real W ; else Equation ( 41 ) symW = ( symM ) T ( real W ) = c s - s c T [ r ii r ij r ji r jj ] = s ii s ij s ji s jj ; Equation ( 42 )
      • where sji=sij and c2+s2=1.
  • By expanding the left-hand side and equating terms,
  • ρ = r 11 + r jj r ij - r ji = c s , s = sign ( ρ ) 1 + ρ 2 , c = ρ s . Equation ( 43 )
  • Step 3: Diagonalization—a diagonalizing rotation is applied to annihilate off-diagonal elements in the matrix symW (or realW).
  • If (aij is equal to zero and ajj is equal to zero) then
  • D = ( diag M ) T ( sym W ) ( diag M ) = d ii 0 0 d jj , where diag M = 1 0 0 1 ; else Equation ( 44 ) D = ( diag M ) T ( symW ) ( diag M ) = c s - s c T s ii s ij s ji s jj c s - s c = d ii 0 0 d jj ; Equation ( 45 )
      • where c2+s2=1.
  • By expanding the left-hand side and equating the respective off-diagonal terms,
  • ζ = s jj - s ii 2 s ji , t = s c where t 2 + 2 ζ t - 1 = 0. Equation ( 46 )
  • For inner rotation,
  • t = s c = sign ( ζ ) ζ + 1 + ζ 2 , or Equation ( 47 )
  • For outer rotation,
  • t = s c = - sign ( ζ ) ( ζ + 1 + ζ 2 . Equation ( 48 )
  • Then
  • c = 1 1 + t 2 and s = tc . Equation ( 49 )
  • Step 4: Fusion of rotation matrices to generate U and V matrices. U and V matrices are obtained as follows:

  • A=UDV H.  Equation (50)

  • U=[k(diagM)H(symM)H(prePhC)(CSTriangle)]H.  Equation (51)

  • V=(postPhC)(diagM).  Equation (52)
  • Cyclic generalized Jacobi process for an M×M square matrix.
  • In order to annihilate the off-diagonal elements, (i.e., (i,j) and (j,i) elements), of A, the procedures described hereinabove are applied to the M×M matrix A for a total of m=M(M−1)/2 different index pairs in some fixed order. Such a sequence of m transformation is called a sweep. The construction of a sweep may be cyclic by rows or cyclic by columns. In either case, a new matrix A is obtained after each sweep, for which
  • off ( A ) = i = 1 M j = 1 M a ij 2
  • for j≠i is computed. If off(A)≦δ, the computation stops. δ is a small number dependent on computational accuracy. Otherwise, the computation is repeated.
  • Cyclic generalized Jacobi process for an N×M rectangular matrix.
  • If the dimension N of matrix A is greater than M, a square matrix is generated by appending (N-M) columns of zeros to A. The augmented square matrix B=|A 0|. Then the procedures described hereinabove are applied to B.
  • U T A 0 V 0 0 I = diag ( λ 1 , λ 2 , , λ M , 0 , 0 ) . Equation ( 53 )
  • The desired factorization of the original data matrix A is obtained by:

  • U T AV=diag(λ12, . . . , λM).  Equation (54)
  • If the dimension M of matrix A is greater than N, a square matrix is generated by adding (M-N) rows of zeros to A as follows:
  • B = A 0 . Equation ( 55 )
  • Then the procedures described hereinabove are applied to B.
  • U 0 0 I T A 0 V = diag ( λ 1 , λ 2 , , λ N , 0 , 0 ) . Equation ( 56 )
  • The desired factorization of the original data matrix A is obtained by:

  • U T AV=diag(λ12, . . . ,λN).  Equation (57)
  • Hereinafter, the SVD process in accordance with the present invention is explained with reference to FIG. 2. FIG. 2 is a flow diagram of a process for SVD in accordance with the present invention. The present invention provides a method for performing a SVD process. A channel matrix H is created between a plurality of transmit antennas and a plurality of receive antennas (step 202). For the obtained Nr×Nt channel matrix H, a Hermitian matrix A is created (step 204). The matrix A is created as A=HHH for Nr≧Nt and as A=HHH for Nr<Nt. The two-sided Jacobi process is then cyclically applied to the M×M matrix A to obtain Q and DA matrices such that A=QDAQH where M=min(Nr,Nt), which will be explained hereinafter (step 206). DA is a diagonal matrix obtained by SVD of the matrix A comprising eigenvalues of the matrix H. Since the matrix A is Hermitian and symmetric, the steps of the prior art for symmetrization is no longer required and the process is greatly simplified. Once SVD of A is computed, the U matrix, the V matrix and the DH matrix of the H matrix, (H=UDHVH), is calculated from the Q matrix and the DA matrix (step 208).
  • The step 206 for performing SVD on the A matrix is explained hereinafter. A 2×2 Hermitian matrix symW is defined from the matrix A as follows:
  • symW = s ii s ij s ji s jj = a ii a ij + jb ij a ji - jb ji a jj ; Equation ( 58 )
  • where aii, aij, aji, ajj, bij, and bji are real numbers and aij=aji and bij=bji. The matrix symW is generated from the matrix A for each Jacobi transformation as in the prior art method.
  • Real part diagonalization is performed on the matrix symW. Real parts of off-diagonal elements of the matrix symW are annihilated by multiplying transformation matrices (diagRM)T and diagRM to the matrix symW as follows:
  • D real = ( diagRM ) T ( symW ) ( diagRM ) = c s - s c T s ii s ij s ji s jj c s - s c = r ii jb ij - jb ji r jj ; Equation ( 59 )
  • where rii and rij; are real numbers, bij=bji and c2+s2=1.
  • By expanding the left-hand side and equating the respective off-diagonal real terms, following equations are obtained.
  • ζ = a jj - a ii 2 a ji and t = s c ; Equation ( 60 )
  • where t2+2ζt−1=0.
  • For inner rotation,
  • t = s c = sign ( ζ ) ζ + 1 + ζ 2 ; or Equation ( 61 )
  • For outer rotation,
  • t = s c = - sign ( ζ ) ( ζ + 1 + ζ 2 . Equation ( 62 )
  • Then,
  • c = 1 1 + t 2 and s = tc . Equation ( 63 )
  • Imaginary part diagonalization is then performed. Imaginary parts of off-diagonal elements are annihilated by multiplying transformation matrices (diagIM)T and diagIM to the matrix obtained by real part diagonalization as follows:
  • D A = ( diagIM ) T ( D real ) ( diagIM ) = c s - js jc T r ii jb ij - jb ji r jj c s - js jc = d ii 0 0 d jj ; Equation ( 64 )
  • where c, s, rii, rjj, bij, bji, dii, and djj are real numbers, bij=bji, and c2+s2=1.
  • By expanding the left-hand side and equating the respective off-diagonal terms, the following equations are obtained.
  • k = 4 b ij 2 + ( r ii - r jj ) 2 ; Equation ( 65 ) x = 0.5 ( 1 + 1 - 4 b ij 2 k ) ; Equation ( 66 ) c = 1 - x and s = x ; Equation ( 67 ) y = cs ( r ii - r jj ) + ( 1 - 2 c 2 ) b ij . Equation ( 68 )
  • If y>threshold (e.g., =0.0001), then
  • x = 0.5 ( 1 - 1 - 4 b ij 2 k ) ; Euqation ( 69 ) c = 1 - x and s = x . Equation ( 70 )
  • The threshold is some small machine dependant number.
  • The transformation matrices for the real part diagonalization and the imaginary part diagonalization are then combined to calculate U and V matrices as follows:

  • A=UD A V H;  Equation (71)

  • U=[(diagIM)H(diagRM)H]H;  Equation (72)

  • V=(diagRM)(diagIM).  Equation (73)
  • In order to annihilate the off-diagonal elements, (i.e., (i,j) and (j,i) elements), of A, the foregoing procedures are applied to the M×M matrix A where M=min(Nr, Nt) for a total of m=M(M−1)/2 different index pairs in some fixed order. A new matrix A is obtained after each step, for which
  • off ( A ) = i = 1 M j = 1 M a ij 2
  • for j≠i is computed.
  • If off(A)≦δ, where δ is some small machine dependent number, the computation stops. Otherwise, the computation is repeated.
  • Once the SVD of the matrix A is completed, the U matrix, the V matrix and the DH matrix of the H matrix are calculated from the Q matrix and the DA matrix at step 208 as follows:
  • From Equations (72) and (73), U=V and A matrix can be written as: A=QDAQH. When Nr≧Nt, since Q is equal to V, for H=UDHVH and DA=QHAQ=QHHHHQ=QHVDHUHUDHVHQ=DHUHUDH=DHDH, the DA=DHDH, (i.e., DH=sqrt(DA)). Then, U, V and DH matrices are obtained as follows: U=HV(DH)−1 where V=Q and DH=sqrt(DA).
  • When Nt>Nr, since Q is equal to U, for H=UDHVH and DA=QHAQ=QHHHHQ=QHUDHVHVDHUHQ=DHVHVDH=DHDH, DA=DHDH, (i.e., DH=sqrt(DA)). Then, U, V and DH matrices are obtained as follows: V=HHU(DH)−1 where U=Q and DH=sqrt(DA).
  • Although the features and elements of the present invention are described in the preferred embodiments in particular combinations, each feature or element can be used alone without the other features and elements of the preferred embodiments or in various combinations with or without other features and elements of the present invention.

Claims (4)

1. A method for decoding data using singular value decomposition (SVD) in a multiple-input multiple-output (MIMO) wireless communication system, the method comprising:
generating a channel matrix H;
creating a Hermitian matrix A from the matrix H; and,
applying a two-sided Jacobi process cyclically to the matrix A using eigen value decomposition (EVD).
2. The method of claim 1 wherein the step (c) comprising:
performing real part diagonalization of the matrix A;
performing imaginary part diagonalization of the matrix A; and,
performing fusion of rotation matrices.
3. A receiver for decoding data using singular value decomposition (SVD) in a multiple-input multiple-output (MIMO) wireless communication system, the receiver comprising:
means for generating a channel matrix H;
means for creating a Hermitian matrix A from the matrix H; and,
means for applying a two-sided Jacobi process cyclically to the matrix A using eigen value decomposition (EVD).
4. The receiver of claim 3 wherein the means for applying a two-sided Jacobi process perform real part diagonalization of the matrix A, imaginary part diagonalization of the matrix A and fusion of rotation matrices.
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