CA2594313A1 - Anchor retaining mechanisms for bone plates - Google Patents

Anchor retaining mechanisms for bone plates Download PDF

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Publication number
CA2594313A1
CA2594313A1 CA002594313A CA2594313A CA2594313A1 CA 2594313 A1 CA2594313 A1 CA 2594313A1 CA 002594313 A CA002594313 A CA 002594313A CA 2594313 A CA2594313 A CA 2594313A CA 2594313 A1 CA2594313 A1 CA 2594313A1
Authority
CA
Canada
Prior art keywords
retaining member
anchor
hole
receptacle
plate
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002594313A
Other languages
French (fr)
Inventor
Kent M. Anderson
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Warsaw Orthopedic Inc
Original Assignee
Warsaw Orthopedic, Inc.
Kent M. Anderson
Sdgi Holdings, Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Warsaw Orthopedic, Inc., Kent M. Anderson, Sdgi Holdings, Inc. filed Critical Warsaw Orthopedic, Inc.
Publication of CA2594313A1 publication Critical patent/CA2594313A1/en
Abandoned legal-status Critical Current

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/80Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates
    • A61B17/8033Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates having indirect contact with screw heads, or having contact with screw heads maintained with the aid of additional components, e.g. nuts, wedges or head covers
    • A61B17/8042Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates having indirect contact with screw heads, or having contact with screw heads maintained with the aid of additional components, e.g. nuts, wedges or head covers the additional component being a cover over the screw head
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/80Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/80Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates
    • A61B17/8033Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates having indirect contact with screw heads, or having contact with screw heads maintained with the aid of additional components, e.g. nuts, wedges or head covers
    • A61B17/8047Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates having indirect contact with screw heads, or having contact with screw heads maintained with the aid of additional components, e.g. nuts, wedges or head covers wherein the additional element surrounds the screw head in the plate hole
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/84Fasteners therefor or fasteners being internal fixation devices
    • A61B17/86Pins or screws or threaded wires; nuts therefor
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/84Fasteners therefor or fasteners being internal fixation devices
    • A61B17/86Pins or screws or threaded wires; nuts therefor
    • A61B17/8605Heads, i.e. proximal ends projecting from bone

Abstract

A system (20, 120, 220) involving anchor retaining mechanisms for a bone plate includes a plate (22, 122, 222) with at least a first hole therethrough between an upper surface and a lower surface of the plate (22, 122, 222) to receive an anchor (26, 226) for engaging a bony segment. The system also includes a partially annular retaining member (28, 128, 228) engageable to the plate (22, 122, 222) and positionable in the hole of the plate (22, 122, 222) to prevent anchor backout while allowing insertion of the anchor (26, 226) through the plate hole and removal of the anchor (26, 226) from the plate hole.

Description

ANCHOR RETAINING MECHANISMS FOR BONE PLATES

BACKGROUND
Bone plates can be engaged to adjacent bony portions of a bone or of a bony segment to stabilize the bony portions. Anchors or fasteners, such as bone screws, can be used to engage bone plates to bony portions. To prevent the fasteners from backing out of the plate, various retaining devices have been developed for engagement or manipulation relative to the plate adjacent to or around the bone fasteners. Other retaining devices include placing a retaining cover plate over the bone plate and anchors, and thus creating a higher profile bone plate. These retaining devices block the anchors to prevent them from backing out of the plate. Measures taken to retain the screws in the bone plate and keep the screws engaged in the bony portion can improve their function and avoid problems associated with bone screw backout.
There can be some problems associated with prior retaining devices. For example, in prior retaining devices, the head of one or more of the anchors may interfere with positioning and alignment of the retaining device relative to the anchor. Prior retaining devices may not be employed with one or more of the anchors if the anchors move relative to the plate, or if multiple anchors associated with the retaining device are not at the same position relative to the plate.
Also, prior retaining devices can be difficult to handle, install and/or manipulate.
There remains a need for instruments and methods that can be employed for efficiently and effectively preventing backout of anchors relative to a bone plate and maintaining the engagement between the anchors and a bony segment.

SUMMARY
According to one aspect, a system involving a retaining mechanism for a bone plate is provided. The system includes a plate with at least a first hole therethrough between an upper surface and a lower surface of the plate to receive an anchor for engaging the plate to a bony segment. The plate includes at least one access bore adjacent the first hole and in communication with a first receptacle about the first hole. The system also includes a partially annular retaining member defining an aperture sized to allow passage of a bone engaging portion of the anchor therethrough. The retaining member is received in the first receptacle in a first configuration and is radially outwardly moveable in the first receptacle in response to passage of a head of the anchor therethrough. The retaining member returns toward the first configuration to engage the head of the anchor to block the anchor backing out of the first hole. Further, the retaining member is accessible through the access bore to radially move the retaining member to disengage the anchor.
Another aspect involves a method for retaining at least one bone engaging fastener relative to a bone plate. The method comprises inserting a partially annular retaining member in a first configuration into a first receptacle about a hole in the bone plate, with the hole extending between an upper surface and a lower surface of the bone plate. The bone plate includes at least one access bore adjacent the hole and in communication with the first receptacle. The method further comprises advancing the bone engaging fastener into the hole. The retaining member is moveable in a radially outwardly direction in the first receptacle in response to passage therethrough of a head of the bone engaging fastener. The retaining member returns toward the first configuration to engage the head of the bone engaging fastener and prevent the bone engaging fastener from backing out of the hole. The method further comprises accessing the retaining member through the at least one access bore to radially move the retaining member to disengage the bone engaging fastener.
Yet another aspect involves a system comprising a plate with at least a first hole therethrough between an upper surface and a lower surface of the plate.
The first hole is configured to receive a first anchor for engaging the plate to a bony segment. The plate includes at least one receptacle in communication with the first hole. The receptacle opens toward an adjoining side surface to the upper and lower surfaces. The system further comprises an oblong retaining member being inserted in the receptacle in a first position. The retaining member is then movable to a second position to engage the first anchor and block the first anchor backing out of the first hole.
Even another aspect involves a system comprising a plate including at least a first hole therethrough extending along a central axis between an upper surface and a lower surface of the plate. The first hole is configured to receive an anchor for engaging the plate to a bony segment. The plate includes a first receptacle about the first hole and the anchor includes a second receptacle about a head of the anchor. The system further comprises a partially annular retaining member defining an aperture sized to allow passage of a bone engaging portion of the anchor therethrough. The retaining member is received in the first receptacle in a first configuration and is radially outwardly moveable in the first receptacle in response to passage of the head of the anchor therethrough. The retaining member is configured to return toward the first configuration to engage the head of the anchor at the second receptacle when the second receptacle aligns with the first receptacle. The first and second receptacles are sized relative to one another and the retaining member to allow the anchor in the first hole to toggle while the retaining member blocks the anchor backing out of the first hole.
Another aspect involves a method comprising providing a plate with at least a first hole therethrough between an upper surface and a lower surface of the plate and a first receptacle about the first hole. The method further comprises providing an anchor configured for receipt in the first hole to engage a bony segment. The anchor includes a second receptacle about a head of the anchor.
The method further comprises inserting a partially annular retaining member in a first configuration into the first receptacle and advancing the anchor into the first hole.
The retaining member is radially outwardly moveable in the first receptacle in response to passage therethrough of the head of the anchor. The retaining member returns toward the first configuration to engage the head of the anchor at the second receptacle to block the anchor backing out of the first hole.
Additionally, the first and second receptacles are sized to allow the anchor to toggle in the first hole.
Yet another aspect involves a system comprising a plate with a first hole therethrough between an upper surface and a lower surface of the plate to receive an anchor for engaging the plate to a bony segment. The plate includes a bore adjacent the first hole and in communication with the first hole. The bore has an enlarged section adjacent the upper surface of the plate configured for receipt of a retaining element head and a reduced size section extending distally from the enlarged section configured for receipt of a retaining element tail. The bore has a support surface between the enlarged and reduced size sections. The system further includes a partially annular retaining member defining an aperture sized to allow passage of the tail of the retaining element therethrough. The retaining member is positioned between the support surface and the retaining element head in a first configuration and is moveable along the support surface in response to passage of a head of the anchor thereagainst. The retaining member returns toward the first configuration to overlap the first hole and block the anchor from backing out of the first hole.
Even another aspect involves a method comprising engaging a partially annular retaining member in a first configuration in a'first bore in a bone plate with a retaining element. The bone plate includes a first hole adjacent the first bore and in communication with the first bore. The first hole extends between an upper surface and a lower surface of the plate. The method further comprises advancing an anchor into the second hole. The retaining member is radially inwardly moveable in the first hole in response to passage of a head of the anchor through the second hole. Further, the retaining member returns toward the first configuration to overlap the first hole and block the anchor backing out of the first hole.

BRIEF DESCRIPTION OF THE FIGURES
Fig. 1 is a schematic view of a portion of a plating system.
Fig. 2 is a partial, exploded, schematic view of the plating system of Fig. 1.
Fig. 3 is a partial, schematic view of an anchor of the plating system of Fig.
1.
Fig. 4 is the plating system of Fig. 1 with a portion of a removal tool positioned adjacent thereto.
Fig. 5A is a partial, schematic view of a portion of one embodiment retaining member of the plating system of Fig. 1.
Fig. 5B is a partial, schematic view of a portion of another embodiment retaining member of the plating system of Fig. 1.
Fig. 5C is a partial, schematic view of a portion of another embodiment retaining member of the plating system of Fig. 1.
Fig. 5D is a partial, schematic view of a portion. of another embodiment retaining member of the plating system of Fig. 1.

Fig. 6 is a partial, sectional, schematic view of the plating system of Fig.
1.
Fig. 7 is a partial, exploded, schematic view of another embodiment plating system.
Fig. 8 is a partial, exploded, schematic view of another embodiment plating system.
Fig. 9 is a partial, schematic top plan view of the plating system of Fig. 8.
DESCRIPTION OF THE ILLUSTRATED EMBODIMENTS
For the purposes of promoting an understanding of the principles of the invention, reference will now be made to the embodiments illustrated in the drawings and specific language will be used to describe the same. It will nevertheless be understood that no limitation of the scope of the invention is hereby intended, such alterations and further modifications in the illustrated devices, and such further applications of the principles of the invention as illustrated herein being contemplated as would normally occur to one skilled in the art to which the invention relates.
Bone plates are engageable to bony segments with anchors. The bone plates are provided with retaining mechanisms configured relative to the plate holes to prevent backout of one or more anchors that engage the plate to the bony segment. The retaining mechanisms can either contact the bone anchor, overlap the plate hole through which the anchor extends, or both. The bone plates and anchor retaining systems can be employed in the stabilization of one or more levels of the spinal column in any approach to the spinal column, including anterior, antero-lateral, lateral, posterior approaches, and in any region of the spinal column, including the cervical, thoracic, lumbar; or sacral regions.
Applications in addition to or other than spinal stabilization are also contemplated.
Referring to Figs. 1 and 2, plating system 20 includes a bone plate 22 with at least one hole 24 for receiving an anchor 26 and a retaining member 28. Bone plate 22 is shown in partial view, but may include any suitable overall shape and form for plates for spinal stabilization, including plates employed for anterior, antero-lateral, lateral, and posterior stabilization procedures. Hole 24 extends between an upper surface 22a and a lower surface 22b of plate 22 and includes receptacle 32 thereabout for receipt of retaining member 28 therein. Access bores 30 are provided adjacent hole 24 and, in one embodiment, extend from upper surface 22a of plate 22 to receptacle 32. Anchor 26 is positionable in hole 24 to secure plate 22 to bony structure 34 under plate 22. Retaining member 28 extends into hole 24 when anchor 26 is positioned in hole 24 and resists or blocks backout of anchor 26 from plate 22 and bony segment 34.
As illustrated, hole 24 can be generally circular; however, it should be appreciated that hole 24 can be configured or shaped differently in any manner suitable for receipt of an anchor. For example, hole 24 can be cylindrical, partially spherical, frusto-conical, and combinations thereof. As illustrated, receptacle 32 is in the form of a groove formed in plate 22 that extends completely about hole 24, although a groove that extends partially about hole 24 is also contemplated. Further, it should be appreciated that additional holes can be provided through bone plate 22, either in isolation, in adjacent hole pairs, or three or more adjacent holes. The plate discussed herein can be made from any one or a combination of suitable material, including metals and metal alloys, polymers, biological material, synthetic material, and resorbable material, for example.
Retaining member 28 is illustrated in the form of a C=shaped ring that has a generally circular cross-section and is partially annular in shape with respect to a plan view. However, other shapes for retaining member 28, including non-circular shapes, are contemplated. In the illustrated embodiment, retaining member 28 includes a central opening 36 therethrough and a gap 38 between two ends of retaining member 28.
Central opening 36 is configured and sized for passage of at least a part of anchor 26 therethrough.
Gap 38 allows for radial movement of retaining member 28 in response to forces applied thereto. In one embodiment, retaining member 28 is made from a resiliently deformable material having sufficient flexibility to bend, twist or otherwise move relative to receptacle 32 about hole 24 to assume any one of an infinite number of orientations with respect to plate 22. In another embodiment, retaining member 28 is fabricated from a plastic material having a rigidity that is less than that of the material,comprising anchor 26. Thus, retaining member 28 can expand as anchor 26 is advanced therethrough during operation of system 20.
Referring to Fig. 3, additional features of anchor 26 are shown. Anchor 26 includes a head 50 and a bone engaging portion, such as tail portion 52. In one embodiment, head 50 of anchor 26 can include a second receptacle 54 thereabout for at least partially receiving retaining member 28. Tail portion 52 can include a thread pattern therealong to engage bony structure 34. Tail portion 52 can be provided with a pointed or sharp leading end (not shown) to penetrate bony structure 34 underlying plate 22 or a blunt leading end. In the illustrated embodiment, tail portion 52 of anchor 26 includes a shaft structure with a generally cylindrical shape, although other shapes are also contemplated, including circular, square, rectangular, polygonal shape, and any other suitable shape for passage through hole 24 and engagement with bony structure 34. It should be appreciated that anchor 26 can be any type of bone engaging fastener, such as a screw, suture anchor, bolt, nail, staple, or other fastener capable of securing plate 22 to bony structure 34. When positioned in hole 24, head 50 of anchor 26 can be fixed, pivotal, translatable or otherwise movable in hole 24. It is contemplated that head 50 can extend at or at least slightly above upper surface 22a, or could be recessed below upper surface 22a.
Generally referring to Figs. 1-3, use of system 20 by a surgeon may involve inserting retaining member 28 in either first receptacle 32 or second receptacle 54.
Alternatively, retaining member 28 can be pre-assembled within receptacle 32 in plate 22, or retaining member 28 can be pre-assembled within receptacle 54 of anchor 26.
This minimizes the fiddle factor to the surgeon during the procedure. Handling of plating system 20 is further facilitated since the retaining member 28 need not be moved, manipulated or otherwise handled during the procedure to obtain backout restraint for the inserted anchor. Plate 22 is positioned on bony structure 34 for engagement thereto with anchor 26. Anchor 26 is advanced into hole 24, with tail portion 52 of anchor 26 passing through retaining member 28, and at least a part of head 50 of anchor 26 passing through retaining member 28. Retaining member 28 is moveable relative to receptacle 32 in response to passage of anchor 26. In other words, as head portion 50 advances through hole 24 and retaining member 28, retaining member 28 expands radially outwardly into receptacle 32. The flexibility of retaining member 28 allows the ends between gap 38 to move away from one another during passage of anchor 26 through hole 24.
Retaining member 28 thereafter resiliently returns toward its pre-insertion configuration, extending between head 50 of anchor 26 and plate 22.
As retaining member 28 returns toward its initial configuration, retaining member 28 is positioned in second receptacle 54 where it interferes with anchor 26 and prevents or substantially prevents axial movement of anchor 26 along hole 24. Retaining member 28 contacts head 50 in second receptacle 54, or can be spaced therefrom at any one of a number of positions thereabout, to secure anchor 26 to plate 22. In one embodiment, retaining member 28 is at least partially received in second receptacle 54 about head 50 to engage anchor 26. In the illustrated embodiment, receptacle 54 is a groove extending completely about head 50. Other embodiments contemplate that second receptacle 54 is formed by a groove extending partially about head 50, or by a stepped surface configuration that provides head 50 with a contact surface that is below retaining member 28 when anchor 26 is inserted into hole 24. In another einbodiment, head 50 is provided without a second receptacle 54, and retaining member frictionally engages head 50.
After implantation and securement of plate 22 to the bony structure, retaining member 28 prevents and/or limits the backout of anchor 26 relative to plate 22.
Specifically, the interference between retaining member 28 and head 50 blocks anchor 26 from backing out of hole 24 and out of engagement with bony structure 34.
Additionally, in one einbodiment, retaining member 28 can move relative to first receptacle 32 while maintaining contact with head 50 of anchor 26 to allow pivoting or toggling of anchor 26 in hole 22. It is also contemplated that retaining member 28 can be provided with sufficient flexibility to resiliently deform in response to movement of anchor 26, while maintaining contact with anchor 26. The movement of anchor 26 is limited when, for example, the resistance to further flexing, deformation and/or movement provided by retaining member 28 exceeds the backout force exerted by anchor 26.
Fig. 4 illustrates plating system 20 and a tool 60 for removing anchor 26 from hole 24.
Access bores 30 provide accessibility to the ends of retaining member 28 when at least one end of retaining member 28 is aligned with at least one of the access bores 30. In one embodiment, retaining member 28 can be radially expanded into receptacle 32 about hole 24 so that retaining member 28 is disengaged from or positioned out of second receptacle 54, allowing anchor 26 to be moved and/or removed from hole 24 as it is disengaged from bony structure 34. In one procedure, tool 60 can be inserted into access bores 30 to contact the ends of retaining member 28 to move the ends away from one another and radially outwardly expand retaining member 28. Tool 60 can be any appropriate tool for contacting and moving the ends of retaining member 28, such as tweezers, needle nose pliers, scissors, forceps, screw driver, or other tool, for example.
Figs. 5A-5D illustrate various embodiments of retaining member 28 incorporating various cross-sectional shapes. For example, in Fig. 5A retaining member 70 has a generally circular cross-sectional shape. Other embodiments contemplate that an upper surface of the retaining member includes a non-circular shape that contacts the adjacent surface of first receptacle 32 to facilitate or enhance resistance to anchor backout. For example, in Fig. 5B retaining member 72 has a generally square cross-sectional shape. In Fig. 5C, retaining member 74 has a generally rectangular cross-sectional shape. In Fig.

5D, retaining member 76 has a generally triangular cross-sectional shape. In the embodiments of Figs. 5B-5D, each retaining member includes cross-section with at least an upper surface 78 that is non-circular or non-curved in shape. Other embodiments contemplate even other shapes, including polygonal or non-circular cross-sectional shapes.
Retaining member 28 can be used with bone plates and anchors in which the anchors are fixed relative to the plate to prevent or limit the backout of the fixed anchors from the plate. Retaining member 28 can also be used with bone plates and anchors in which pivoting and/or translation of the anchors relative to the plate is desirable while preventing or limiting the backout of the anchors from the plate, as illustrated in Fig. 6.
Additionally, the same retaining member 28, or multiple retaining members 28, can also be employed with any one or a combination of fixed, pivotal, and translatable anchors in the same bone plate.
Fig. 6 is a cross-sectional illustration of one embodiment connection relationship between plate 22, anchor 26 and retaining mechanism 28. As illustrated, first receptacle 32 and second receptacle 54 are sized relative to one another and also relative to retaining member 28 to allow anchor 26 to pivot or toggle while engaged to bony structure 34, providing a variable angle relationship therewith. This allows anchor 26 to move with bony structure 34 while engaged with plate 22, and also provides different placement angles for anchor 26 through plate 22. In the illustrated embodiment, first receptacle 32 has a greater height along central axis 27 of hole 24 than the height of second receptacle 54 along central axis 27 of hole 24. The difference in heights of the receptacles 32 and 54 allows anchor 26 to move within hole 24; however, the movement can be limited at positions where retaining member 28 contacts upper and lower surfaces 33, 35 of first receptacle 32. Retaining member 28 has a height that provides a close fit between upper and lower surfaces 55, 57 of second receptacle 54. The heights of first receptacle 32 and second receptacle 54 can be varied relative to one another to allow for various degrees of angular movement, while still maintaining the functional integrity of retaining member 28.
In still another embodiment, second receptacle 54 is provided with a greater height than first receptacle 32.
Referring to Fig. 7, another embodiment plating system 120 is illustrated.
Reference numerals that refer to like features previously described in connection with system 20 are similarly designated. Plating system 120 includes bone plate 122 with first hole 124, anchor 26, retaining member 128, a first bore 130, and retaining element 132. Similar to system 20, anchor 26 is positionable in hole 124 to secure plate 122 to bony structure 34 under plate 122.
First hole 124 extends between an upper surface 122a and a lower surface 122b of plate 122.
First bore 130 is configured for receipt of retaining element 132 and includes a reduced size section 140 for receipt of tail portion 142 of retaining element 132, and an enlarged section 144 for receipt of head portion 146 of retaining element 132. The transition between enlarged section 144 and reduced size section 140 defines a support surface 148 upon which or adjacent which retaining member 128 is positioned. First hole 124 and first bore 130 overlap and are in communication with each other. When assembled, at least a portion of retaining member 128 projects into and overlaps hole 124 so that an anchor seated in hole 124 will be contacted or blocked from backing out of the hole by retaining member 128.
Additionally or alternatively, lower surface 122b of plate 122 can include a countersink (not shown) extending about first bore 130 to assist in securing retaining element 132 in first bore 130. It should be appreciated that additional anchor holes can be provided through bone plate 122, either in isolation, in adjacent hole pairs, or three or more adjacent holes. For example, numerous holes can surround one central bore configured for receipt of a retaining member and a retaining element, and the anchors inserted in the numerous holes can be retained by the one central retaining member and retaining element.
Alternatively, a single retaining member can be provided for each one of or for each hole of a subset of the holes of the plate.
In use, system 120 includes positioning retaining member 128 into enlarged section 144 of bore 130 and onto or adjacent to support surface 148. Alternatively, retaining member 128 can be pre-assembled within bore 130 with retaining element 132 engaged in reduced size section 140 of plate 122. Plate 122 is positioned on bony structure 34 for engagement thereto with anchor 26 advanced into hole 124. In one embodiment, anchor 26 is rotated so that tail portion 52 threadingly engages bony structure 34. Retaining member 128 is moveable relative to support surface 148 of bore 130 in response to passage of anchor 26 thereagainst so that hole 24 is at least temporarily unobstructed by retaining member 128.
As anchor 26 advances through hole 124, the spherical underside of head 50 acts on retaining member 128 so it can move away from hole 124 or contract radially inwardly. The flexibility of retaining member 128 allows retaining member 128 to return toward its pre-insertion configuration in overlapping relation with hole 124.
After anchor 26 is inserted and seated in hole 124, retaining member 128 resiliently returns toward an initial configuration to constrain or limit backout of anchor 26. In one embodiment, when retaining member 128 returns toward an initial configuration, retaining member 128 partially occupies space in hole 124 above anchor 26, thereby blocking anchor 26 backing out of hole 124. Retaining member 128 can be positioned in abutting contact with an upper surface of head 50 of anchor 26, or can normally be spaced from head 50 and contact head 50 only upon backout of anchor 50. Other embodiments contemplate that retaining member 128 is engageable to head 50 of anchor 26 at any one of a number of positions to secure anchor 26 to plate 122 and bony structure 34. It is still further contemplated that head 50 can be provided with a receptacle to receive retaining member 128, or that head 50 can be provided without any receptacle as shown in Fig.
7.
Retaining member 128 is illustrated in the form of a C-shaped ring and includes a central opening 136 and a gap 138 between the ends of retaining member 128.
Retaining member 128 can be configured similarly to retaining member 28; however, retaining member 128 does not receive tail portion 52 of anchor 26. Rather, tail portion 142 of retaining element 132 can be positioned or received through central opening 136. A non-circular lower surface of retaining member 128 can be provided to contact head 50, either upon insertion or in response to backout of anchor 26, to increase resistance against anchor 26 backing out.
Additionally, in one embodiment, anchor 26 includes a head 50 having a flattened upper surface portion 54 that contacts retaining member 128 to further increase resistance to thus better prevent or block anchor 26 backing out of hole 124.
When retaining member 128 has returned toward an initial configuration to block backout of anchor 26, retaining element 132 can be advanced into bore 130 to maintain positioning of retaining member 128 and secure it within bore 130. Retaining element 132 is advanced into bore 130 with tail portion 142 received in reduced size section 140 and head portion 146 received in enlarged section 144. Head portion 146 of retaining element 132 is operable to constrain retaining member 128 on support surface 148 within bore 130. In another embodiment, retaining element 132 is pre-engaged, captured, or formed on plate 122 to maintain retaining member 128 on plate 122 yet allow retaining member to move in response to passage of anchor 26 thereby. This allows the retaining member 128 to be pre-assembled with plate 122, and minimizes the fiddle factor to the surgeon during the procedure. Handling of plating system 120 is further facilitated since the retaining member 128 need not be moved, manipulated or otherwise handled during the procedure.
Retaining member 128 can also be manipulated to enable removal of anchor 26 from hole 124. Retaining member 128 can be radially contracted along support surface 148 of bore 130. When retaining member 128 is positioned so as to not occupy space within hole 124, anchor 26 can be moved and/or removed from hole 124 and disengaged from bony structure 34. In one embodiment, a tool can be inserted into hole 124 adjacent upper surface 122a of plate 122 to contact and radially contract or move retaining member 128. The tool used to move retaining member 128 can be any appropriate tool to move retaining member 128 out of the path of hole 124. Thereafter, a screwdriver or other such tool or device can be utilized to remove anchor 26 from hole 124.
Fig. 8 illustrates another embodiment plating system 220, and like reference numerals refer to like features previously described in connection with systems 20 and 120. Plating system 220 includes bone plate 222 with first hole 224 for receiving anchor 26. As illustrated, bone plate 222 can also include a second hole 232 for receiving anchor 226.
Holes 224, 232 extend between an upper surface 222a and a lower surface 222b of plate 222.
First anchor 26 and second anchor 226 are positionable in first hole 224 and second hole 232, respectively, to secure plate 222 to bony structure 34 under plate 222. Plate 222 further includes receptacle 230 configured for receipt of retaining member 228.
In one embodiment, receptacle 230 extends from an adjoining side surface 222c of plate 222 to holes 224 and 232. In one embodiment, receptacle 230 extends between and is communication with holes 224 and 232, and receptacle 230 opens into both holes 224 and 232. Retaining member 228 is received in receptacle 230 and is positionable in contact with head 50 of anchor 26 and head 250 of anchor 226 positioned in plate 222 to resist backout of anchors 26, 226 from plate 222 and bony segment 34.
In use, retaining member 228 can be inserted in receptacle 230, as illustrated in Fig. 9.
Alternatively, retaining member 228 can be pre-assembled within receptacle 230 of plate 222.
Plate 222 is positioned on bony structure 34 for engagement thereto either before or after retaining member 228 is received in receptacle 230. First and second anchors 26, 226 are inserted in first and second holes 224, 232, respectively, to engage plate 222 to bony structure 34. It is contemplated that anchors 26, 226 can be inserted into holes 224, 232, respectively, before positioning of retaining member 228 so that it extends into holes 224, 232. When retaining member 228 is inserted in receptacle 230, a tool receiving portion 240 of retaining member 228 is accessible through opening 244 in upper surface 222a of plate 222. After insertion of first and second anchors 26, 226 in first and second holes 224, 232, respectively, retaining member 228 can be moved to second position 242 shown in Fig. 9 by inserting a tool through opening 244 into tool receiving portion 240 and rotating retaining member 228 to second position 242. In second position 242, retaining member 228 contacts the heads 50, 250 of anchors 26, 226 and prevents or substantially prevents first and second anchors 26, 226 from backing out of the respective plate holes.
In the illustrated embodiment, retaining member 228 has a generally oblong shape to facilitate engagement of anchors 26, 226 when retaining member 228 is at second position 242. However, it should be appreciated that retaining member 228 can include any shape, including rectangular, oval, cross, star, diamond, or polygonal shapes, for example.
Retaining member 228 is rotated to engage anchors 26, 226 to simultaneously block anchors 26, 226 from backing out of holes 224, 232, respectively. Retaining member 228 is generally positionable in contact with an upper surface or receptacle in head 50 of anchor 26 and head 250 of anchor 226 at any one of a number of positions. In one embodiment, head 50 of anchor 26 and head 250 of anchor 226 are recessed below upper surface 222a of plate 222, and second position 242 of retaining member 228 is above heads 50, 250 of anchors 26, 226, respectively. In another embodiment, retaining member 228 is positioned in receptacles in heads 50, 250 of anchors 26, 226 when in second position 242. It is contemplated that retaining member 228 can be provided rigid in form or with sufficient flexibility to resiliently move and deform to contact and in response to movement of anchors 26 and 226, while maintaining contact with anchors 26, 226.
While the invention has been illustrated and described in detail in the drawings and foregoing description, the same is to be considered as illustrative and not restrictive in character. All changes and modifications that come within the spirit of the invention are desired to be protected.

Claims (40)

1. A spinal plating system, comprising:
a plate including at least a first hole therethrough between an upper surface and a lower surface of said plate to receive an anchor for engaging said plate to a bony segment, said plate including at least one access bore adjacent said first hole in communication with a first receptacle about said first hole; and a partially annular retaining member defining an aperture sized to allow passage of a bone engaging portion of said anchor therethrough, wherein said retaining member is received in said first receptacle in a first configuration and is radially outwardly moveable in said first receptacle in response to passage of a head of said anchor therethrough, wherein said retaining member returns toward said first configuration to engage said head of said anchor and prevent said anchor from backing out of said first hole, wherein said retaining member is accessible through said access bore to radially outwardly move said retaining member to disengage said anchor.
2. The system of claim 1, wherein said access bore extends from said upper surface of said plate to said first receptacle.
3. The system of claim 1, wherein in operation said retaining member includes a first end accessible through said access bore to facilitate contact therewith to radially outwardly move said retaining member to disengage said retaining member from said anchor.
4. The system of claim 1, wherein said retaining member includes a non-circular surface extending thereabout, said surface being proximate to said upper surface of said plate and spaced away from said anchor.
5. The system of claim 1, wherein said retaining member has a pair of free ends and a gap therebetween.
6. The system of claim 1, wherein said anchor includes a second receptacle thereabout for at least partially receiving said retaining member when said retaining member engages said head of said anchor.
7. The system of claim 6, wherein said first receptacle and said second receptacle are sized relative to said retaining member to allow said anchor in said first hole to toggle with said retaining member in said first and second receptacles.
8. The system of claim 7, wherein said first receptacle has a height along said hole that is greater than a height of said second receptacle along said head of said anchor.
9. The system of claim 1, wherein:

said access bore includes two access bores alignable with respective ones of two ends of said retaining member; and said access bore is sized for receipt of a tool to contact said two ends of said retaining member to radially outwardly expand said retaining member to disengage said anchor.
10. The system of claim 9, wherein in operation said tool moves said retaining member into said first receptacle and out of a second receptacle about said head of said anchor to remove said anchor from said first hole.
11. A surgical method for retaining at least one bone engaging fastener relative to a bone plate, comprising:
inserting a partially annular retaining member in a first configuration into a first receptacle about a hole in the bone plate, the hole extending between an upper surface and a lower surface of the bone plate, the bone plate including at least one access bore adjacent the hole in communication with the first receptacle;
advancing the bone engaging fastener into the hole, the retaining member being radially outwardly moveable in the first receptacle in response to passage therethrough of a head of the bone engaging fastener, wherein the retaining member returns toward the first configuration to engage the head of the bone engaging fastener to block the bone engaging fastener backing out of the hole; and accessing the retaining member through the at least one access bore to radially outwardly move the retaining member to disengage the bone engaging fastener.
12. The method of claim 11, wherein the access bore extends from the upper surface of the plate to the first receptacle.
13. The method of claim 11, wherein the access bore is aligned with at least one end of the retaining member.
14. The method of claim 11, wherein the retaining member includes a flat upper surface.
15. The method of claim 11, wherein the retaining member includes a cross-sectional shape selected from the group consisting of: square, triangular, and rectangular.
16. The method of claim 11, wherein the bone plate includes two access bores and further comprising:
inserting at least a portion of a removal tool into the two access bores; and moving two ends of the retaining member away from one another with the tool to radially outwardly move the retaining member.
17. The method of claim 16, wherein the retaining member is moved radially outwardly to disengage the head of the anchor.
18. The method of claim 17, further comprising removing the bone engaging fastener from the first hole.
19. The method of claim 11, wherein:
the bone engaging fastener has a second receptacle about the head, the second receptacle being configured for at least partially receiving the retaining member upon alignment of the second receptacle with the first receptacle, the retaining member being positioned at least partially within each of the first and second receptacles to block the bone engaging fastener backing out of the first hole.
20. The method of claim 19, wherein the first receptacle and the second receptacle are sized relative to the retaining member to allow the bone engaging fastener in the first hole to toggle with the retaining member at least partially received in the first and second receptacles.
21. The method of claim 20, wherein the first receptacle has a height along said hole that is greater that a height of the second receptacle.
22. A spinal plating system, comprising:
a plate including at least a first hole therethrough between an upper surface and a lower surface of said plate to receive a first anchor for engaging said plate to a bony segment, said plate including at least one receptacle in communication with the first hole, said receptacle opening toward a side surface extending between said upper and lower surfaces; and an oblong retaining member insertable in said receptacle in a first position wherein said first hole remains substantially unobstructed, wherein said retaining member is movable in said receptacle to a second position to at least partially extend over said first hole and prevent backout of said first anchor when positioned in said first hole.
23. The system of claim 22, wherein said plate includes a tool receiving opening in said upper surface in communication with said at least one receptacle, said retaining member being accessible by a tool through said tool receiving opening when said retaining member is positioned in said receptacle.
24. The system of claim 23, wherein said tool is operable to move said retaining member to said second position.
25. The system of claim 22, wherein said plate includes a second hole therethrough between said upper surface and said lower surface of said plate to receive a second anchor for engaging said plate to the bony segment, said retaining member being movable to simultaneously overlap said first and second holes to prevent said first anchor and said second anchor from backing out of said first and second holes.
26. A spinal system, comprising:
a plate including at least a first hole therethrough extending along a central axis between an upper surface and a lower surface of said plate to receive an anchor for engaging said plate to a bony segment, said plate including a first receptacle about said first hole, said anchor including a second receptacle about a head of said anchor; and a partially annular retaining member defining an aperture sized to allow passage of a bone engaging portion of said anchor therethrough, said retaining member being received in said first receptacle in a first configuration and being radially outwardly moveable in said first receptacle in response to passage of said head of said anchor therethrough, said retaining member being configured to return toward said first configuration to engage said head of said anchor at said second receptacle when said second receptacle aligns with said retaining member, wherein said first receptacle and said second receptacle are sized relative to said retaining member to allow said anchor to toggle in said first hole while said retaining member blocks said anchor from backing out of said first hole.
27. The system of claim 26, wherein said first receptacle has a height along said central axis that is greater than a height of said second receptacle.
28. The system of claim 27, wherein said retaining member includes a height that substantially corresponds to a height of said second receptacle.
29. The system of claim 26, wherein said plate further includes at least one access bore adjacent said first hole in communication with said first receptacle, said retaining member being accessible through said bore to be radially outwardly expanded to disengage said anchor.
30. A surgical method, comprising:
providing a plate including at least a first hole therethrough between an upper surface and a lower surface of said plate, said plate including a first receptacle about said first hole;
providing an anchor configured for receipt in said first hole to engage a bony segment, said anchor including a second receptacle about a head of said anchor;

providing a partially annular retaining member in a first configuration in said first receptacle; and advancing said anchor into said first hole, said retaining member being radially outwardly moveable in said first receptacle in response to passage therethrough of said head of said anchor, wherein said retaining member returns toward said first configuration to engage said plate and said head of said anchor in said second receptacle to block said anchor backing out of said first hole, wherein said first receptacle and said second receptacle are sized relative to one another and to said retaining member to allow said anchor to toggle in said first hole,
31. The method of claim 30, wherein said first receptacle has a height along said first hole that is greater than a height of said second receptacle along said first hole.
32. The method of claim 31, wherein said retaining member has a height that substantially corresponds to the height of the second receptacle.
33. The method of claim 30, wherein said plate further includes at least two access bores adjacent said first hole in communication with said first receptacle for receiving a removal tool for radially outwardly expanding said retaining member.
34. A system, comprising:
a plate including a first hole therethrough between an upper surface and a lower surface of said plate to receive an anchor for engaging said plate to a bony segment, said plate including a bore adjacent said first hole and in communication with said first hole, said bore having a enlarged section adjacent the upper surface of said plate configured for receipt of a retaining element head, said bore having a reduced size section extending distally from the enlarged section configured for receipt of a retaining element tail, said bore including a support surface between said enlarged section and said reduced size section; and a partially annular retaining member defining an aperture being sized to receive said tail of said retaining element therethrough, wherein said retaining member is received between said retaining element head and said support surface of said bore, said retaining member being radially inwardly moveable along said support surface in response to passage of a head of said anchor therealong, wherein said retaining member returns toward said first configuration to extend over said first hole and retain said head of said anchor in said first hole to block said anchor from backing out of said first hole when said head of said anchor is seated in said first hole.
35. The system of claim 34, wherein said retaining element tail threadingly engages said reduced size section of said first bore.
36. The system of claim 34, wherein said retaining member is a C-shaped ring.
37. A method, comprising:
providing a partially annular retaining member in a first configuration into a first bore in a bone plate, the bone plate including a first hole adjacent said first bore and in communication with said first bore, said first hole extending between an upper surface and a lower surface of said plate; and advancing an anchor into said first hole, said retaining member being moveable in said first bore away from said first hole in response to passage of a head of said anchor through said first hole, wherein said retaining member returns toward said first configuration to overlap said first hole and block said anchor from backing out of said first hole after said first anchor passes said engaging member.
38. The method of claim 37, further comprising:
inserting a tool to contact said retaining member; and moving said retaining member radially inwardly to allow said anchor to be removed proximally from said first hole.
39. The method of claim 38, further comprising removing said anchor from said second hole.
40. The method of claim 37, further comprising a retaining element engaged in said first bore, said retaining member being positioned between said bore and a proximal head of said retaining element.
CA002594313A 2005-01-12 2006-01-12 Anchor retaining mechanisms for bone plates Abandoned CA2594313A1 (en)

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US11/033,586 US8353939B2 (en) 2005-01-12 2005-01-12 Anchor retaining mechanisms for bone plates
US11/033,586 2005-01-12
PCT/US2006/000962 WO2006076422A2 (en) 2005-01-12 2006-01-12 Anchor retaining mechanisms for bone plates

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EP (1) EP1841376A2 (en)
JP (1) JP2008526435A (en)
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JP2008526435A (en) 2008-07-24
KR20070103444A (en) 2007-10-23
US8353939B2 (en) 2013-01-15
WO2006076422A2 (en) 2006-07-20
US20060155285A1 (en) 2006-07-13
CN101141927A (en) 2008-03-12
EP1841376A2 (en) 2007-10-10
WO2006076422A3 (en) 2006-10-19

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