CA2400172A1 - Nanocapsule encapsulation system and method - Google Patents

Nanocapsule encapsulation system and method Download PDF

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CA2400172A1
CA2400172A1 CA002400172A CA2400172A CA2400172A1 CA 2400172 A1 CA2400172 A1 CA 2400172A1 CA 002400172 A CA002400172 A CA 002400172A CA 2400172 A CA2400172 A CA 2400172A CA 2400172 A1 CA2400172 A1 CA 2400172A1
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nanocapsule
surfactant
component
aqueous composition
stabilized
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CA2400172C (en
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Gretchen M. Unger
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GeneSegues Inc
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    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • B01J13/06Making microcapsules or microballoons by phase separation
    • B01J13/08Simple coacervation, i.e. addition of highly hydrophilic material
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/10Dispersions; Emulsions
    • A61K9/107Emulsions ; Emulsion preconcentrates; Micelles
    • A61K9/1075Microemulsions or submicron emulsions; Preconcentrates or solids thereof; Micelles, e.g. made of phospholipids or block copolymers
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/51Nanocapsules; Nanoparticles
    • A61K9/5107Excipients; Inactive ingredients
    • A61K9/513Organic macromolecular compounds; Dendrimers
    • A61K9/5138Organic macromolecular compounds; Dendrimers obtained by reactions only involving carbon-to-carbon unsaturated bonds, e.g. polyvinyl pyrrolidone, poly(meth)acrylates
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/51Nanocapsules; Nanoparticles
    • A61K9/5107Excipients; Inactive ingredients
    • A61K9/513Organic macromolecular compounds; Dendrimers
    • A61K9/5161Polysaccharides, e.g. alginate, chitosan, cellulose derivatives; Cyclodextrin
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/51Nanocapsules; Nanoparticles
    • A61K9/5192Processes
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P35/00Antineoplastic agents
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/70Nanostructure
    • Y10S977/773Nanoparticle, i.e. structure having three dimensions of 100 nm or less
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/70Nanostructure
    • Y10S977/788Of specified organic or carbon-based composition
    • Y10S977/795Composed of biological material
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/84Manufacture, treatment, or detection of nanostructure
    • Y10S977/895Manufacture, treatment, or detection of nanostructure having step or means utilizing chemical property
    • Y10S977/896Chemical synthesis, e.g. chemical bonding or breaking
    • Y10S977/897Polymerization
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/902Specified use of nanostructure
    • Y10S977/904Specified use of nanostructure for medical, immunological, body treatment, or diagnosis
    • Y10S977/915Therapeutic or pharmaceutical composition
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/902Specified use of nanostructure
    • Y10S977/904Specified use of nanostructure for medical, immunological, body treatment, or diagnosis
    • Y10S977/92Detection of biochemical

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  • Health & Medical Sciences (AREA)
  • Chemical & Material Sciences (AREA)
  • Bioinformatics & Cheminformatics (AREA)
  • Engineering & Computer Science (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Veterinary Medicine (AREA)
  • Pharmacology & Pharmacy (AREA)
  • Animal Behavior & Ethology (AREA)
  • General Health & Medical Sciences (AREA)
  • Public Health (AREA)
  • Medicinal Chemistry (AREA)
  • Organic Chemistry (AREA)
  • Epidemiology (AREA)
  • Nanotechnology (AREA)
  • Dispersion Chemistry (AREA)
  • Physics & Mathematics (AREA)
  • Optics & Photonics (AREA)
  • Biomedical Technology (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • Biophysics (AREA)
  • Molecular Biology (AREA)
  • General Chemical & Material Sciences (AREA)
  • Nuclear Medicine, Radiotherapy & Molecular Imaging (AREA)
  • Medicinal Preparation (AREA)
  • Pharmaceuticals Containing Other Organic And Inorganic Compounds (AREA)
  • Manufacturing Of Micro-Capsules (AREA)
  • Medicines That Contain Protein Lipid Enzymes And Other Medicines (AREA)

Abstract

The present invention generally relates to nanocapsules and methods of preparing these nanocapsules. The present invention includes a method of forming a surfactant micelle and dispersing the surfactant micelle into an aqueous composition having a hydrophilic polymer to form a stabilized dispersion of surfactant micelles.
The method further includes mechanically forming droplets of the stabilized dispersion of surfactant micelles, precipitating the hydrophilic polymer to form precipitated nanocapsules, incubating the nanocapsules to reduce a diameter of the nanocapsules, and filtering or centrifuging the nanocapsules.

Claims (38)

1. A method of forming a dispersion of micelles, the method comprising:
forming a surfactant micelle, wherein the surfactant micelle comprises:
a surfactant coating a surface of a bioactive component to form a surfactant micelle, wherein the surfactant molecule has an HLB value of less than about 6.0 units; and dispersing the surfactant micelle into an aqueous composition, wherein the aqueous composition comprises a hydrophilic polymer, wherein the hydrophilic polymer coats a surface of the surfactant micelle to form the dispersion comprising the surfactant micelle having a diameter of less than about 50 nanometers.
2. The method of claim 1 wherein the surfactant molecule is a non-ionic surfactant.
3. The method of claim 1 and further including precipitating the hydrophilic polymer of the surfactant micelle to form a first nanocapsule having a first diameter.
4. The method of claim 2 wherein the bioactive component is separate from the hydrophilic polymer of the nanocapsule.
5. The method of claim 2 and further including incubating the first nanocapsule to form a second nanocapsule having a second diameter, wherein the second diameter is less than the first diameter of the first nanocapsule.

57.1
6. The method of claim 5 wherein incubating the first nanocapsule comprises immersing the first nanocapsute in the aqueous composition that includes a solute.
7. The method of claim 1 wherein the bioactive component is a hydrophilic component.
8. The method of claim 1 wherein the bioactive component is a polynucleotide or a polypeptide.
9. A method of forming a dispersion of surfactant micelles, the method comprising:
dispersing surfactant molecules into a first hydrophilic composition, the first hydrophilic composition comprising a hydrophilic bioactive component, wherein the surfactant molecules have an HLB value of less than about 5.0 units, and wherein the surfactant molecules form a shell around the hydrophilic bioactive component to form a dispersion of surfactant micelles;
adding a biocompatible hydrophilic polymer to the dispersion of surfactant micelles; and wherein the biocompatible hydrophilic polymer is effective to stabilize the dispersion.
10. The method of claim 9 wherein the biocompatible hydrophilic polymer forms a shell around the surfactant micelle.
11. A method of forming a nanocapsule, the method comprising:
dispersing a surfactant molecule into a first aqueous composition comprising a hydrophilic bioactive component, wherein the surfactant molecule has an HLB value of less than about 5.0 units, and wherein the surfactant molecule is adsorbed onto a surface of the hydrophilic component to form a surfactant micelle;
adding a biocompatible polymer to the first aqueous composition to form a stabilized aqueous composition comprising a plurality of stabilized surfactant micelles; and solidifying the stabilized surfactant micelles by dispersing the stabilized surfactant micelles into a second aqueous composition containing a solute for a time that is effective 58.1 to form a first nanocapsule having a first diameter.
12. The method of claim 11 wherein the surfactant molecule has a critical micelle concentration of less than about 200 µM.
13. The method of claim 11 and further including dispersing the surfactant molecule into a biocompatible oil prior to dispersing the surfactant molecule into the first aqueous composition.
14. The method of claim 11 wherein the biocompatible polymer is effective to form a shell around the surfactant micelle.
15. The method of claim 11 wherein the surfactant molecule is at a concentration of less than about 500 parts per million.
16. The method of claim 11 wherein dispersing the stabilized surfactant micelle comprises dispersing droplets of the stabilized surfactant micelle into the second aqueous composition.
17. The method of claim 11 wherein the hydrophilic bioactive component is condensed.
18. A method of producing a nanocapsule, the method comprising:
condensing a bioactive component in a first aqueous composition to form a condensed bioactive component;
dispersing surfactant molecules into the first aqueous composition, wherein the surfactant molecules have an HLB value of less than about 5.0 units, and wherein the surfactant molecules are adsorbed onto a surface of the condensed bioactive component to form a plurality of surfactant micelles;
coating the surfactant micelles with a biocompatible polymer to form a plurality of stabilized surfactant micelles;
dispersing the stabilized surfactant micelles into a second aqueous composition comprising a solute to form a nanocapsule having a first diameter; and wherein the bioactive component is not entangled in the biocompatible polymer of the nanocapsule.
19. The method of claim 18 wherein the biocompatible polymer is an iontophoretic polymer.
20. The method of claim 18 and further including incubating the nanocapsule to form a second nanocapsule having a second diameter, wherein the 59.1 second diameter is less than the first diameter.
21. A method of preparing a nanocapsule, the method comprising:
forming a hydrophobic composition, wherein the hydrophobic composition comprises a surfactant molecule adsorbed onto a surface of a hydrophobic component, and wherein the surfactant molecule has an HLB value of less than about 5.0 units;
adding a biocompatible polymer to the hydrophobic composition to form a stabilized composition, wherein the biocompatible polymer is effective to form a shell around the surfactant molecule; and dispersing the stabilized composition into an aqueous composition to form a nanocapsule.
22. The method of claim 21 wherein the biocompatible polymer is a hydrophilic polymer.
23. The method of claim 21 wherein the biocompatible polymer is capable of iontophoretic exchange.
24. The method of claim 21 wherein the hydrophobic composition further includes a water-miscible solvent.
25. The method of claim 21 and further including precipitating the nanocapsule by incubating the nanocapsule in the aqueous composition comprising a solute.
26. The method of claim 25 wherein incubating the nanocapsule is effective to reduce a diameter of the nanocapsule.
27. The method of claim 21 wherein dispersing the stabilized 60.1 composition comprises:
mechanically forming a plurality of droplets of the stabilized composition; and dispersing the plurality of droplets into the aqueous composition.
28. The method of claim 21 wherein the surfactant is 2, 4, 7, 9-tetramethyl-5-decyn-4, 7-diol, molecules containing an acetylenic diol portion, or blends of 2, 4, 7, 9-tetramethyl-5-decyn-4, 7-diol.
29. The method of claim 21 wherein the hydrophobic component is not entangled or embedded in the biocompatible polymer.
30. The method of claim 21 and further including filtering the nanocapsule.
31. The method of claim 22 and further including centrifuging the nanocapsule.
32. The method of claim 21 and further including adding the nanocapsules into a solid dosage form.
33. The method of claim 32 wherein the solid dosage form is selected from the group consisting of granules, tablets, pellets, films and coatings.
34. A method for transducing genetic material, the method comprising:
applying a plurality of nanocapsules comprising a polynucleotide prepared by the method of claim 1 to a plurality of cells; and transducing the cells by releasing the polynucleotide from a core of the nanocapsules within the cells.
35. A method for transducing genetic material, the method comprising:
delivering a plurality of nanocapsules comprising a polynucleotide prepared by the method of claim 1 to a patient.
36. The method of claim 35 wherein delivering comprises oral, intravenous, subcutaneous, intraperitoneal, intrathecal, intramuscular, inhalation, topical, transdermal, suppository, pessary, intra urethral, intraportal, intraocular, transtympanic, intrahepatic, intra-arterial, intraocular, intrathecal, transmucosal, buccal or any combination of any of these.

61.1
37. The method of claim 35 wherein the polynucleotide is released from a core of the nanocapsule.
38. A nanocapsule prepared by the method of claim 11.

40. A method of forming a nanocapsule matrix, the method comprising:
combining a plurality of nanocapsules, a binder and an excipient to form a nanocapsule matrix, wherein the nanocapsule matrix is capable of releasing the nanocapsules.

41. The method of claim 40 and further including applying, pellitizing, tableting, or granulating the nanocapsule matrix.

62.1 42. The method of claim 18 wherein the second aqueous composition comprises a cell recognition component.

43. A method of forming a nanocapsule, the method comprising:
dispersing a surfactant molecule into a first aqueous composition comprising a hydrophilic bioactive component, wherein the surfactant molecule has an HLB value of less than about 5.0 units, and wherein the surfactant molecule is adsorbed onto a surface of the hydrophilic component to form a surfactant micelle;
adding a biocompatible polymer to the first aqueous composition to form a stabilized aqueous composition comprising a plurality of stabilized surfactant micelles;
solidifying the stabilized surfactant micelles by dispersing the stabilized surfactant micelles into a second aqueous composition containing a solute for a time that is effective to form a first nanocapsule having a first diameter; and applying a cell recognition component to the nanocapsule, wherein the cell recognition component is effective to target an epithelial cell.

44. A method of administering a bioactive component to a cell, the method comprising:
administering an effective amount of a plurality of nanocapsules to an epithelial cell, an endothelial cell or any combination of either of these, wherein the nanocapsules comprise the bioactive component.

45. The method of claim 11 wherein the hydrophilic bioactive component is not entangled or embedded in the biocompatible polymer.

62.2 46. A method of directing a nanocapsule to a tumor cell, the method comprising:
forming a nanocapsule having a diameter of less than about 50 nm, wherein the nanocapsule comprises a bioactive component located within a core of a polymeric shell, and wherein the polymeric shell comprises a cell recognition component on a surface of the polymeric shell; and administering the nanocapsule to the tumor cell, wherein the tumor cell is capable of at least recognizing the cell recognition component of the nanocapsule, wherein the cell recognition component is effective to direct the nanocapsule to the tumor cell, and wherein the tumor cell forms a working relationship with the cell recognition component.

47. The method of claim 46 wherein the nanocapsule is transported into the tumor cell.

48. The method of claim 46 wherein the bioactive component is released within the tumor cell.

49. The method of claim 46 wherein forming the nanocapsule comprises:
dispersing surfactant molecules into a first hydrophilic composition, the first hydrophilic composition comprising a biaoctive component, wherein the surfactant molecules have an HLB
value of less than about 5.0 units, and wherein the surfactant molecules form a shell around the bioactive component to form a dispersion of surfactant micelles;
adding a biocompatible hydrophilic polymer to the dispersion of surfactant micelles to form the polymeric shell, wherein the polymeric shell surrounds the bioactive component, and 62.3 wherein the bioactive component is not entangled in the polymeric shell; and adding the cell recognition component to the surface of the polymeric shell.

50. A method of administering a bioactive component to a tumor cell, the method comprising:
administering an effective amount of a plurality of nanocapsules, wherein the nanocapsules comprise the bioactive component located within a core of a polymeric shell of the nanocapsule, wherein the bioactive component is not entangled with the polymeric shell, wherein the nanocapsule comprises at least one cell recognition component adsorbed onto a surface of the polymeric shell, wherein the tumor cell is at least capable of recognizing the cell recognition component, and wherein the tumor cell forms a working relationship with the cell recognition component.

51. The method of claim 50 wherein the cell recognition component is an antibody, a ligand, a peptide hormone, an ion, a polypeptide, a protein, a peptide, an oligopeptide, an oligonucleotide, or any combination of any of these.

52. The method of claim 50 wherein the cell recognition component is tenascin, a peptide derived from tenascin, an oligopeptide derived from tenascin, or any combination of any of these.

53. A method of delivering a macromolecule to a cell, the method comprising:
administering a nanocapsule to a surface of an epithelial cell, wherein the nanocapsule contains a macromolecule, wherein 62.4 the macromolecule is located within a core of the nanocapsule, wherein the macromolecule is not entangled with a polymeric shell of the nanocapsule, and wherein the nanocapsule has a diameter of less than about 50 nm.

54. The method of claim 53 wherein the macromolecule is a gene under control of a promoter.

55. The method of claim 53 wherein the macromolecule is an antisense oligonucleotide.

56. The method of claim 53 wherein the epithelial cell is a keratinized barrier epithelial cell.

57. A nanocapsule prepared by the method of claim 21.

58. A method of forming a nanocapsule, the method comprising:
dispersing a surfactant molecule into a first aqueous composition comprising a bioactive macromolecule, wherein the surfactant molecule has an HLB value of less than about 5.0 units, and wherein the surfactant molecule is adsorbed onto a surface of the bioactive molecule to form a surfactant micelle;
adding a biocompatible polymer and a cell recognition component to the first aqueous composition to form a stabilized aqueous composition comprising a plurality of stabilized surfactant micelles;
solidifying the stabilized surfactant micelles by dispersing the stabilized surfactant micelles into a second aqueous composition containing a solute for a time that is effective to 62.5 form a first nanocapsule having a first diameter; and wherein the cell recognition component is effective to direct the nanocapsule to a target cell.
CA2400172A 2000-02-28 2001-02-28 Nanocapsule encapsulation system and method Expired - Fee Related CA2400172C (en)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US18528200P 2000-02-28 2000-02-28
US60/185,282 2000-02-28
PCT/US2001/006455 WO2001064164A2 (en) 2000-02-28 2001-02-28 Nanocapsule encapsulation system and method

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CA2400172A1 true CA2400172A1 (en) 2001-09-07
CA2400172C CA2400172C (en) 2010-04-20

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US (2) US6632671B2 (en)
EP (1) EP1267946A4 (en)
JP (1) JP4751556B2 (en)
CN (1) CN1406140A (en)
AU (2) AU4724401A (en)
CA (1) CA2400172C (en)
HK (1) HK1048772A1 (en)
MX (1) MXPA02008361A (en)
WO (1) WO2001064164A2 (en)

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US6632671B2 (en) 2003-10-14
WO2001064164A3 (en) 2001-12-20
CN1406140A (en) 2003-03-26
AU2001247244B2 (en) 2005-06-02
MXPA02008361A (en) 2004-05-17
US20040137071A1 (en) 2004-07-15

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