CA2319547A1 - Silicon reactive oligomers and coating compositions made therefrom - Google Patents

Silicon reactive oligomers and coating compositions made therefrom Download PDF

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Publication number
CA2319547A1
CA2319547A1 CA002319547A CA2319547A CA2319547A1 CA 2319547 A1 CA2319547 A1 CA 2319547A1 CA 002319547 A CA002319547 A CA 002319547A CA 2319547 A CA2319547 A CA 2319547A CA 2319547 A1 CA2319547 A1 CA 2319547A1
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silicon
hydroxyl
composition
reactive oligomer
groups
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Robert J. Barsotti
Isidor Hazan
John David Nordstrom
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EIDP Inc
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/70Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the isocyanates or isothiocyanates used
    • C08G18/72Polyisocyanates or polyisothiocyanates
    • C08G18/77Polyisocyanates or polyisothiocyanates having heteroatoms in addition to the isocyanate or isothiocyanate nitrogen and oxygen or sulfur
    • C08G18/78Nitrogen
    • C08G18/79Nitrogen characterised by the polyisocyanates used, these having groups formed by oligomerisation of isocyanates or isothiocyanates
    • C08G18/791Nitrogen characterised by the polyisocyanates used, these having groups formed by oligomerisation of isocyanates or isothiocyanates containing isocyanurate groups
    • C08G18/792Nitrogen characterised by the polyisocyanates used, these having groups formed by oligomerisation of isocyanates or isothiocyanates containing isocyanurate groups formed by oligomerisation of aliphatic and/or cycloaliphatic isocyanates or isothiocyanates
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/30Low-molecular-weight compounds
    • C08G18/32Polyhydroxy compounds; Polyamines; Hydroxyamines
    • C08G18/3203Polyhydroxy compounds
    • C08G18/3212Polyhydroxy compounds containing cycloaliphatic groups
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/30Low-molecular-weight compounds
    • C08G18/38Low-molecular-weight compounds having heteroatoms other than oxygen
    • C08G18/3893Low-molecular-weight compounds having heteroatoms other than oxygen containing silicon
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/40High-molecular-weight compounds
    • C08G18/4009Two or more macromolecular compounds not provided for in one single group of groups C08G18/42 - C08G18/64
    • C08G18/4063Mixtures of compounds of group C08G18/62 with other macromolecular compounds
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/40High-molecular-weight compounds
    • C08G18/42Polycondensates having carboxylic or carbonic ester groups in the main chain
    • C08G18/4205Polycondensates having carboxylic or carbonic ester groups in the main chain containing cyclic groups
    • C08G18/423Polycondensates having carboxylic or carbonic ester groups in the main chain containing cyclic groups containing cycloaliphatic groups
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/40High-molecular-weight compounds
    • C08G18/42Polycondensates having carboxylic or carbonic ester groups in the main chain
    • C08G18/4244Polycondensates having carboxylic or carbonic ester groups in the main chain containing oxygen in the form of ether groups
    • C08G18/4261Polycondensates having carboxylic or carbonic ester groups in the main chain containing oxygen in the form of ether groups prepared by oxyalkylation of polyesterpolyols
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/40High-molecular-weight compounds
    • C08G18/42Polycondensates having carboxylic or carbonic ester groups in the main chain
    • C08G18/46Polycondensates having carboxylic or carbonic ester groups in the main chain having heteroatoms other than oxygen
    • C08G18/4692Polycondensates having carboxylic or carbonic ester groups in the main chain having heteroatoms other than oxygen containing silicon
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/28Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the compounds used containing active hydrogen
    • C08G18/40High-molecular-weight compounds
    • C08G18/62Polymers of compounds having carbon-to-carbon double bonds
    • C08G18/6295Polymers of silicium containing compounds having carbon-to-carbon double bonds
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G18/00Polymeric products of isocyanates or isothiocyanates
    • C08G18/06Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen
    • C08G18/70Polymeric products of isocyanates or isothiocyanates with compounds having active hydrogen characterised by the isocyanates or isothiocyanates used
    • C08G18/71Monoisocyanates or monoisothiocyanates
    • C08G18/718Monoisocyanates or monoisothiocyanates containing silicon
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D175/00Coating compositions based on polyureas or polyurethanes; Coating compositions based on derivatives of such polymers
    • C09D175/04Polyurethanes
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G2115/00Oligomerisation
    • C08G2115/02Oligomerisation to isocyanurate groups
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/31504Composite [nonstructural laminate]
    • Y10T428/31652Of asbestos
    • Y10T428/31663As siloxane, silicone or silane

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  • Health & Medical Sciences (AREA)
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  • Polymers & Plastics (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Engineering & Computer Science (AREA)
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  • Wood Science & Technology (AREA)
  • Paints Or Removers (AREA)
  • Polyurethanes Or Polyureas (AREA)
  • Application Of Or Painting With Fluid Materials (AREA)

Abstract

The present invention is directed to low VOC curable coating compositions suitable for use in various mar and etch resistant coatings, such as in automotive coatings. The binder of the composition includes silicon/hydroxyl and cross-linking components. The silicon/hydroxyl component includes one or more reactive oligomers having a linear or branched cycloaliphatic moiety and at least two functional groups with at least one being a silane or a silicate group, the remaining being a hydroxyl group. Applicants have unexpectedly discovered that by including silane or silicate functionalities in these reactive oligomers, the solids level of the composition can be significantly increased at reduced composition viscosities. As a result, such high solids low VOC compositions can be readily applied by conventional application means, such as by spraying.

Description

TITLE
SILICON REACTIVE OLIGOMERS AND
COATING COMPOSITONS MADE THEREFROM
BACKGROUND OF THE INVENTION
This invention relates to low VOC (volatile organic component) curable coating compositions and more particularly relates to high solids coating compositions having low application viscosity, which are particularly suited for automotive finishes.
As the amount of the VOC from solvent based coating compositions permitted to be released in the atmosphere continues to drop, there is a continuing need for reducing the VOC content of solvent based coating compositions without attenuating their performance characteristics or the ease with which the coatings from these compositions can be applied over substrates. A number of approaches have been tried, one being to increase the solids content of the coating compositions without affecting the performance characteristics of the resultant coating, particularly the rnar-resistance and environmental etch resistance.
One such approach, described in PCT Publication No. W097/44402, is directed to a low VOC coating composition having a linear or branched cycloaliphatic moiety-containing oligomers which, upon cure, form a three-dimensional network having chains of substantially uniform, and controllable molecular weight between the crosslinks. The functionalized oligomers have weight average molecular weights not exceeding 3,000 and a polydispersity not exceeding 1.5. However, a need still exists for low VOC, high performance coating compositions that not only cure under ambient conditions or at elevated temperatures but are still easy to apply using conventional application processes, such as spray coating. The present invention solves the problem by reducing the application viscosity at high solids level without adversely affecting the performance characteristics of the resultant coating.
SUMMARY OF THE INVENTION
The present invention is directed to a curable coating composition comprising a binder, which comprises:

..~rrxatrm v:s : ie- Z- a : 14: ~6 : 302:922533-. +49 853 16-02-2000 "~ y"' ~ v" ~ "~ ~~ V~I 1 11 V V V V W I ..,.. . ".. ..- U S

a siliconll~yd=uxyl component and a azo ' ' componeont, said siliconlhydxoxyl compo~eat con~rismg:
(I). A siliconlhydroxyl ~ttactive oligomar having a user or branched cycloaliphatic rrwiety and at least two functionnal g~at~s with at least one of said groups being a sileae or a silicate; the xe~,aimag groups being hydroxyl groups;
~. .~ szlicoa z~ive oligomtr having a lineear or branched eycloalipbatic moiety and at least two functional gxoups being a s~a~e, silicate or a combination thereof, ayxd a hyd~y aczylic polymer, a 8ydroxy polyester, a silicon free eve oligama ha~i~g a linear oar bra~hcd cycloalipbatic n~.oicty and at least two hydroxyl groups,~or a oombinaxioo thaeo~ or (D~. A co3mbiuatioa of said (~ and (~, v~rIxez~ein said silicor~lbydro~cyl z~eactive oligomer, said silicon reactive oligomar arud sand silicon free caactive olio all having a GPC weight average molecular weight not exoeediag 4,000 and a palydispa~ity not exceoding 1.Z;
and said crosslinking camponGat ovn~ri~g a blocked erosslialter or a~n unbloclord crosslinker wherein said blacked or unblocked crossliukezs bei~ag provided with at laast two isocyauaise groups and wlZereiu tb:e ratio of eguivalents of isocya~e per equivalent of hydroxyl groups is in the range o~finm, 0.311 to
2.011, .
ZO rJne of the advantages o~the coating composition of the present invention is its signidicantly ;o~w VOC content evoo, at s~g~y ~~ splids level 'f he coa~ng coneposition of t1~ ~oseat invention adv~ly provides f~ a highly crossliakal system at significantly lour application viscosities.
Ano'd~er adva~ge of the coating coatpositioa of the present invention is that it produces coatings having high prxfoxmance ~e~ra~.l~des, such as mac and ctclx resistance even at high gloss.
As defined herein:
z CA 02319547 2000-o~-3i AMENDED SHEET
N~

"Two-pack coating composition" means a thermoset coating composition comprising two components stored in separate containers. These containers are typically sealed to increase the shelf life of the components of the coating composition. The components are mixed prior to use to form a pot mix.
The pot mix has a limited potlife typically of minutes (15 minutes to 45 minutes) to a few hours (4 hours to 6 hours). The pot mix is applied as a layer of desired thickness on a substrate surface, such as an autobody. After application, the layer is cured under ambient conditions or cure-baked at elevated temperatures to form a coating on the substrate surface having desired coating properties, such as high gloss, mar-resistance and resistance to environmental etching.
"One-pack coating composition" means a thermoset coating composition comprising two components that are stored in the same container.
However, the crosslinker component is blocked to prevent premature crosslinking.
After the application of the one-pack coating composition on a substrate, the layer is exposed to elevated temperatures to unmask the blocked crosslinker.
Thereafter, the layer is bake-cured at elevated temperatures to form a coating on the substrate surface having desired coating properties, such as high gloss, mar-resistance and resistance to environmental etching.
"Low VOC coating composition" means a coating composition that includes less then 0.6 kilograms of organic solvent per liter (5 pounds per gallon) of the composition, as determined under the procedure provided in ASTM D3960.
"High solids composition" means a coating composition having solid component of above 40 percent, preferably m the range of from 45 to 87 percent and more preferably in the range of from 55 to 80 percent, all in weight percentages based on the total weight of the composition.
"GPC weight average molecular weight" means a weight average molecular weight measured by utilizing gel permeation chromatography (GPC).
A high performance liquid chromatograph (HPLC) supplied by Hewlett-Packard, Palo Alto, California was used. Unless stated otherwise, the liquid phase used was tetrahydrofuran and the standard was polymethyl methacrylate.
"Polydispersity" means GPC weight average molecular weight divided by GPC number average molecular weight.
3 "(Meth)acrylate" means acrylate and methacrylate.
"Polymer particle size" means the diameter of the polymer particles measured by using a Brookhaven Model BI-90 Particle Sizer supplied by Brookhaven Instruments Corporation, Holtsville, N.Y. The sizer employs a quasi-elastic light scattering technique to measure the size of the polymer particles. The intensity of the scattering is a function of particle size. The diameter based on an intensity weighted average is used. This technique is described in Chapter 3, pages 48-61, entitled Uses and Abuses of Photon Correlation Spectroscopy in Particle Sizing by Weiner et al. in 1987 edition of American Chemical Society Symposium series.
"Polymer solids" or "Binder solids" means a polymer or binder in its dry state.
"Silanes" means the silicon compounds having the Si - C bond.
"Silicates" means the silicon compounds having the Si - O - C
bond.
The present invention is directed to a low VOC curable coating composition that is particularly suited for use in automotive refinishing and OEM
(original equipment manufacturer) process. The composition includes a binder in an organic solvent. The amount of organic solvent used results in the composition having a VOC of less than 0.6 kilogram (5 pounds per gallon), preferably in the range of 0.1 kilogram to 0.53 kilogram ( 1 pound to 4.4 pounds per gallon) and more preferably in the range of 0.1 kilogram to 0.4 kilogram ( 1 pound to 3 pounds per gallon) of an organic solvent per liter of the composition.
The binder includes a silicon/hydroxyl component and a crosslinking component. The silicon/hydroxyl component includes in the range of from 2 weight percent to 100 weight percent, preferably in the range of from 10 weight percent to 90 weight percent, more preferably in the range of from 20 weight percent to 80 weight percent and most preferably in the range of from 30 weight percent to 50 weight percent of the following:
I. A silicon/hydroxyl reactive oligomer having a linear or branched cycloaliphatic moiety and at least two functional groups. At least one of the groups is a silane or a silicate and the remaining groups are hydroxyl groups.
4 ", .-_ .. _...,~r~,.n.nam wu ~ t o- c- a : W = ~ti : ~3U29~J- 22~~~:33-~ +453 . . ~~~ ~~~~~~ vw .v vv vv. ~~ ..v. rvv ~ ~ US 009902266 fi-02-2000 . t II. A icon reactive oligomer having s linear of bxnacb.ed cycloaliphetic moiety and at Ieast tvw fcmctionst groups being a s~~ silicate ox a combination thereof. 'fh,e silicon reactive oligomer is blended with a hydxoxy acrylic ,polymer, a hychoxy polyester, a silicon fret reactive oIigom~ having a linear oz' branched cycloaIiphatic araiety and at least tyro hydroxyl groups"
or a combix~atiaa thereof.
D7. A combination of the afoibed I sod It.
The sMits~'hydraxyl reactive ollgom~, sllioon rive oligomar and the sixiovn fine inactive oligomer are all provided with a GPC weutght aver~tgc moleculax weight not exceeding 4000, pxrferably in the range o~from 300 to 4000, more prafierably in the raugc of from 300 tv 2500 and most preferably iri the range of from S00 to 2000. Applicants have discovered that if the molecular weight of these zeactive vligotuers exceeds X000, these eve oligomers would become too viscous. As a result, larger amounts of solva~nt would be needed to produce a, coating compositiaa that can ha sprayed by convemionsi spray eoafing dcvi,ces. ~owsvcr, such a coating compOSiti~ will not be a low Y4C coating composition. Furthermore, the po)yydispersity of a13 of these reactive oligvmers Goes not exceed 1.7. Prtferubly, the polydispersity is is the range of from 1.OI to i.7, more preferably in the range of from I.01 to l.S and most preferably in..
the range of from I , 01 ~bo L3. Applicants have discovered that if One ~iy~spe~,sity of 'these reactive oligomcrs exceeds 1.7, a coating coan;~,ositivr~ which includes sucJa. a reacfive oligomer would prod>mc coating Goons that are too viscous for conventional spry coating devices.
Appllcaats have ur~py d,~,cred that the pr~a~x of a linear 2S or branched cycloaTiphatic moiety in the silicaalbydroxyl rea~ve oligomer, silicon reactive olxgomer and the sizicon~free reactive ollgonQer is c~nitical fez solubiliaxag of these reactive oligomers in a variety of organic solvents described below. The presence of the cycloaIipbatic moiety alxo improves the naieciblt~,ty of the multiph coa~punents of a ~at~g ~~sition cad help ~ t~ ~
had of a coating zesultuog t~cfi~ under normal nse. All of these reactive olxgomers are Provided with at least one , prcftrably I to 6 cad mo~ne preferably J.
S
CA 02319547 2000-o~-3i AMENDED SHEET

to 4 cycloaliphatic rings. Some of the suitable cyclic moieties include 4 to carbon atoms. Cyclohexane moiety is most preferred.
The silicon free reactive oligomer of the silicon/hydroxyl component is provided on an average in the range of from 2 to 10, preferably in the range of from 2 to 6 and more preferably in the range of from 2 to 4 with hydroxyl groups, which may be primary, secondary or a combination thereof. The primary hydroxyl group is a hydroxyl group positioned at the terminal end of the reactive oligomer. The higher the number of primary hydroxyl groups on the reactive oligomer, the higher will be its reactivity and the lower will be the cure temperature of the coating composition. Thus, the coating composition containing reactive oligomers provided with one or more primary hydroxyl groups would cure under ambient conditions.
The silicon free reactive oligomer of the present invention is produced by first reacting a multifunctional alcohol having a linear or branched cycloaliphatic moiety, such as, pentaerythritol, hexandiol, trimethyol propane with alicyclic monomeric anhydrides, such as for example, hexahydrophthalic anhydride or methylhexahydrophthalic anhydride to produce an oligomeric acid.
Mixtures of the foregoing anhydrides may also be used. Non-alicyclic anhrydides (linear or aromatic), such as for example, succinic anhydride or phthalic anhydride could also be added to the alicyclic monomeric anhydrides. Oligomeric acids having at least one hydroxyl functionality are also suitable. Such oligomeric acids are prepared by reacting the multifunctional alcohol with less than a stochiometric amount of the monomeric anhydride.
The oligomeric acid is then reacted with a monofunctional epoxy, at a reaction gage pressure of less than 14 kg/cm2 (200 psig), preferably at the reaction gage pressure in the range of from 0 kg/cm2 to 2.1 kglcmz (0 to 30 psig) to produce the reactive oligomer. The oligomerization is generally carried out at a reaction temperature in the range of from 60°C to 200°C, preferably in the range of from 80°C to 170°C, and more preferably in the range of from 90°C to 150°C. Typical reaction time is in the range of from 1 hour to 24 hours, preferably from 1 hour to 4 hours. ' The foregoing two-step process ensures that the hydroxyl functionalities are uniformly distributed on each oligomeric chain of the silicon free reactive oligomer.
The monofunctional epoxies suitable for use in the present invention include alkylene oxide of 2 to 12 carbon atoms. Ethylene, propylene and butylene oxides are preferred, ethylene oxide is more preferred. Other epoxies, such as, Cardura~ E-10 glycidyl ester, supplied by Exxon Chemicals, Houston, Texas may be used in conjunction with the monofunctional epoxies, described above.
Several methods are available for producing the silicon reactive oligomers.
For example, the silicon free reactive oligomers may be reacted with a stoichiometric amount of an isocyanato silane compound to replace all of the hydroxyl groups on the silicon free reactive oligomers with silane functionalities.
If less than stoichiometric amount of the isocyanato silane compound is utilized, the resulting reactive oligomer will be the silicon/hydroxyl reactive oligomer having silane and hydroxyl functionalities. If a silicon free reactive oligomer having only two hydroxyl functionalities is used, then at least one of the hydroxyl groups is replaced with a silane functionality.
The foregoing method results in a silicon free reactive oligomer with silane functionalities of the following formula:
Rl ~ (OR~ - R3n n3 m wherein R' is the remainder portion of the silicon free reactive oligomer, m as stated earlier varies in the range of from 2 to 10, RZ is methyl or ethyl, R3 is an alkyl or cycloalkyl radical having 1 to 10 carbon atoms and n is 0, 1 or 2.
Some of the preferred silane compounds include isocyanato propyl trimethoxysilane.
Another suitable method for producing the silicon reactive oligomers having silane functionalities includes reacting the oligomeric acid having cycloaliphatic moiety with a stoichiometric amount of an epoxysilane, such as those supplied by WITCO Corporation of Friendly, West Virginia under the trademark A-1$6 Silane coupling agent of the formula j3-(3,4-epoxyc:yclohexyl) 'rww vrr n v vv ww rv nv. rvw wr US~009902266 ,... . .. ,..vwr~n.au:m vu ~ ao- c- v ~ ti =o! : :3U1~21~'-Ta3~-r i~43 $f! 1-~ 6-02-2000 , eth~rltrimathoxysilsae. A;187 Silent coupling agent of die formula glycidyl pmpyltrimCthexyis also suitable. To prcrrenx grlatio~o, ell of the acid groups have to be re~aotod with glycidylsilatu molecule the glycidyl group.
Still atxothex saitablc method for producing the silicon reactive S oligomoa having silage fanctionalities includes meting oligomnric epoxxcs having a cycloaliphatic moiety with as azninasz'lane, Some of the suitable epoxies include Aralditc" CYI84 epoxy resims of the foaaula diglycidyl ester of 1,2-cycloh~cxane diacarboxylic acid supplied by Ciba Specialty Chemicals of 'Tarrytowb, Near York end ERL-4221. ERL-4299 a»d ERA-4206 Cyelvaliphatxe epoxid~ supplied by Union Carbide of New York, Ncw'York. Some of the suitable aminosilaacs include A 1100 Shane coupling agent 3saving the farmu?n g~tnma-ami~ppmpyltriethoxysxlene supplied by WITCO Corporation oFF~riendly, West Virginia A-I I 10 and A 1170 Sil$ne coupling sgeuots are also suitable.
?'he ~ollowitag method t~apresatts th,~ rnaction between the silicon, f:~
oli.gaaxer having hydroxyl functionalitics with a sils~ compound fox producing the silicon reactive otigome~cg hexing silicate funetioaafrties:
R _ St ~OR~ - R3n n3 wherein. R' is tt~e rcmainde~r portion of the silicon fi~ rcacttve oligomex, m as stated earlier varies in the ~tga of &v~n 2 to 10, ~Rs is methyl or ethyl, R' is an 24 alkyl ar cyelo~alkyt radical havi~tg 1 to 10 carbon atoms and n is 0,1 ar 2. Some of the pxcferrtct silent compounds include tetramethoxysilane and methyi trialkoxysilane, wherein the aUcoxy eosins 1 to 12 carbon atoms. Methyl tsiatet>raxysilstto is more prefertod.
The silicon ~actrve oli~omors having silent and szlicate funGtionaiitics nay be produced by reanting a polyol with a multifunctional silent, Tht suitable polyol include simple diols, triols, and higher hydroxyl atcobols typically having a hydroxyl cquivalart wtigltt of 30 to 1.000, preferably from 50 to 500.
The simple diols, triols, and higher hydroxyl alcohols are gaily known, examples of which iz~cleide 2,3-dirnetb~,yl.-2,3-butanediol (ninacol), Q~i 2,2-dimethyl-1-1,3-propanediol (neopentyl glycol), 2-ethyl-2-methyl-1,3-propanediol, 2,S-dimethyl-2,5-hexanediol, 1,4-butanediol, 1,6-hexanediol, 1,8-octanediol, 1,10-decanediol, 1,12-dodecanediol, 1,4-cyclohexanediol, 1,4-cyclohexanedimethanol, S 4,4'-isopropylidenedicyclohexanol, 4,8-bis(hydroxyethyl)tricyclo[5.2.1.OJdecane, 1,3,5-tris(hydroxyethyl)cyanuric acid (theic acid), 1,1,1-tris(hydroxymethyl)ethane, glycerol, pentaerythritol, sorbitol, and sucrose.
The multifunctional silanes include but are not limited to 1,2-bis(trimethoxysilyl)ethane, 1,6-bis(trimethoxysilyl)hexane, 1,8-bis(trimethoxysilyl)octane, 1,4-bis(trimethoxysilylethyl)benzene, bis(3-trimethoxysilylpropyl)amine, bis(3-trimethoxysilylpropyl)ethylenediamine, bis(trimethoxysilyl) derivatives of the following polyolefins: limonene and other terpines, 4-vinyl-1-cyclohexene, S-vinyl-2-norbornene, norbornadiene, dicyclopentadiene, 1,5,9-cyclododecatriene, tris(trimethoxysilyl) derivatives of 1 S higher polyolefins, such as 1,2,4-trivinylcyclohexane. Examples of the substituted multifunctional silanes include but are not limited to bis and tris(trimethoxysilane) derivatives of polyunsaturated polyesters of the corresponding acids:
trimellitic acid, cyclohexane dicarboxylic acids, 10-undecenoic acid, vinylacetic acid;
and bis and tris(trimethoxysilane) derivatives of polyunsaturated polyethers of the corresponding polyols: 1,4-cyclohexanedimethanol, and 4,4'-isopropylidenedicyclohexanol. The multifunctional silane where a diol is reacted with bistrimethoxysilated adduct, described below, is preferred.
off + x,co--Ho~ a-.oc~
cap ~ ocr~ vcx_s; oc a,oo-s;
FIBPA_(VQi-Sih. MW then.=880 Alternatively, the silicon reactive oligomer and the silicon/hydroxyl reactive oligomer may be prepared by reacting the aforedescribed silane compounds, or a combination thereof with the aforedescribed oligomeric alcohols, which contain cycloaliphatic moiety. Such oligomeric alcohols include S cyclohexane dimethanol. The silicon/hydroxyl component of the binder of the present invention may be blended with non-alicyclic (linear or aromatic) oligomers, if desired. Such non-alicyclic-oligomers may be made by the aforedescribed process by using non-alicyclic anhydrides, such as succinic or phthalic anhydrides, or mixtures thereof. Caprolactone oligomers described in the U.S. Patent 5,286,782 may be also used.
The hydroxy acrylic polymer, hydroxy polyester, the silicon free reactive oligomer or a combination thereof is blended in the range of from 0.1 percent to 95 percent, preferably in the range of from 10 percent to 90 percent, more preferably in the range of from 20 percent to 80 percent and most preferably in the range of from 50 percent to 70 percent, all based on the total weight of the silicon/hydroxyl component, with the silicon reactive oligomer of the silicon/hydroxyl component of the binder of the present invention. The hydroxy acrylic polymer and the silicon free reactive oligomer are preferred and the hydroxy acrylic polymer is more preferred. Applicants have discovered that by adding one or more of the foregoing component to the silicon/hydroxyl component, the coating composition resulting therefrom provides the coating with improved appearance, sag resistance, and flow and leveling properties.
If desired, the components described in the foregoing paragraph may be also blended with the silicon/hydroxyl reactive oligomer in the same proportions as those provided in the foregoing paragraph.
The hydroxy acrylic polymer has a GPC weight average molecular weight exceeding 3000, preferably in the range of from 3000 to 20,000, more preferably in the range of 6000 to 20,004, and most preferably in the range of from 8000 to 12,000. The Tg of the hydroxy acrylic polymer varies in the range of from 0°C to 100°C, preferably in the range of from 30°C to 80°C. The hydroxy acrylic polymer is provided on an average in the range of from 2 to 10, preferably in the range of from 2 to 6 and more preferably in the range of from 2 to 4, with functional groups. Of these functional groups, on an average at least one, preferably in the range of 1 to 4 and more preferably in the range of from 2 to 4 must be hydroxyl groups, the remainder of the groups are silane, silicate or a combination thereof. The foregoing average range may be attained by blending hydroxy acrylic polymers having various numbers of functional groups.
The hydroxy acrylic polymer suitable for use in the present invention may be any conventional solvent soluble hydroxy acrylic polymer conventionally polymerized from typical monomers, such as alkyl (meth)acrylates having alkyl carbon atoms in the range of from 1 to 18, preferably in the range of from 1 to 12, styrene and hydroxy functional monomers, such as, hydroxy ethyl (meth)acrylates.
The hydroxy acrylic polymer may be reacted with less than stoichiometric amount of the silane compounds (described earlier), or a combination thereof to provide the hydroxy acrylic polymer with hydroxy, silane or silicate functionalities. Alternatively, the hydroxy acrylic polymer may be polymerized by including a monomer mix, silane-functional monomers, which include acrylate alkoxy silanes, such as gamma acryloxypropyltrimethoxy silane;
methacrylatoalkoxy silanes, such as gamma-methacryloxypropyltrimethoxy silane, gamma trimethoxy silyl propyl methacrylate, and gamma trimethoxy silyl prcpyl acrylate, and gamma-methacryloxypropyltris(2-methoxyethoxy) silane;
vinylalkoxy silanes, such as vinyltrimethoxy silane, vinyltriethoxy silane and vinyltris(2-methoxyethoxy) silane; vinylacetoxy silanes, such as vinylmethyl diacetoxy silane, acrylatopropyl triacetoxy silane, and methacrylatopropyltriacetoxy silane; and combinations thereof. Gamma-methacryloxypropyltrimethoxy silane is preferred.
The hydroxy polyester suitable for use in the present invention may be a conventional hydroxy polyester having a GPC weight average molecular weight exceeding 1500, preferably in the range of from l S00 to I 00,000, more preferably in the range of 2000 to 50,000, still more preferably in the range of 2000 to and most preferably in the range of from 2000 to 5000. The Tg of the hydroxy polyester varies in the range of from - 50°C to + 100°C, preferably in the range of from - 20°C to + 50°C.

The hydroxy polyester is conventionally polymerized from suitable polyacids, including cycloaliphatic polycarboxylic acids, and suitable polyols, which include polyhydric alcohols. Examples of suitable cycloaliphatic polycarboxylic acids are tetrahydrophthalic acid, hexahydrophthalic acid, 1,2-cyclohexanedicarboxylic acid, 1,3-cyclohexanedicarboxylic acid, 1,4-cyclohexanedicarboxylic acid, 4-methylhexahydrophthalic acid, endomethylenetetrahydrophthalic acid, tricyclodecanedicarboxylic acid, endoethylenehexahydrophthalic acid, camphoric acid, cyclohexanetetracarboxylic acid and cyclobutanetetracarboxylic acid. The cycloaliphatic polycarboxylic acids can be used not only in their cis but also in their trans form and as a mixture thereof. Examples of suitable polycarboxylic acids which, if desired, can be used together with the cycloaliphatic polycarboxylic acids are aromatic and aliphatic polycarboxylic acids, such as, for example, phthalic acid, isophthalic acid, terephthalic acid; halogenophthalic acids, such as, tetrachloro- or tetrabromophthalic acid; adipic acid; glutaric acid; azelaic acid; sebacic acid;
fiunaric acid; malefic acid; trimellitic acid; and pyromellitic acid.
Suitable polyhydric alcohols include ethylene glycol, propanediols, butanediois, hexanediols, neopentylglycol, diethylene glycol, cyclohexanediol, cyclohexanedimethanol, trimethylpentanediol, ethylbutylpropanediol, ditrimethylolpropane, trimethylolethane, trimethylolpropane, glycerol, pentaerythritol, dipentaerythritol, tris(hydroxyethyl) isocyanate, polyethylene glycol and polypropylene glycol. If desired, monohydric alcohols, such as, for example, butanol, octanol, lauryl alcohol, ethoxylated or propoxylated phenols may be also included along with polyhydric alcohols. The details of the hydroxy polyester suitable for use in the present invention are further provided in the U.S.
Patent 5,326,820, which is incorporated herein by reference. One of the commercially available polyester, which is particularly preferred, is SCD~ -polyester, which is supplied by Etna Product Inc., Chagrin Falls, Ohio.
The hydroxy polyester may be reacted with less than stoichiometric amount of the silane compounds (described earlier), or a combination thereof to provide the hydroxy polyester with hydroxy, silane or silicate functionalities.

...,_ .. . - :..yC~Vt.ilGlV VJ . ~c- ~- a : t4 : b ~ : 3029922~a33-~ t49 89 2 ,.r. ... .... .... ... ~." . .. ".. .... U S 009902266 6-02-2000 .
lu additioa 'Go the for~goiag components, the siliconlhydroxyl cocaponent of the binder of the pTes~ invention may further contain. up to 40 peroeat, preferably in the range of fiom 5 percent to 35 pe~recat, more preforabyy in the of frojm 20 pert to 30 paceaot, ~ in. weiP;ht garcent based on the total weight o~tbc butler of a dispGrsod acrylic polymer which is spoJya~ patrbiclc disposed in an or~aio mxga, the polymer particle bcsng emulsion stabilized by what is laiowa as stGric atabili~ioa. Preferably, the polymer pacbicle is provided with a core hang macrvmanouaer chains or arms attachod tv it. The p~oaod average particle sip of the core is an the xar:ge of from 0.1 micron to 0.5 micron, preferably is the range of froth. 0.15 micron to 0.4 micznn, more profec~dbty iu the Tango of from 0.15 micron to 0.35 micron.
?'he dispersed acrylic polymer includos in the range of from 10 percent to 9o percent, preferably in the range of frono 50 perxnt to 80 percaat a1i xn weight percent based on the weight of the dxspet~sed polymer, of a core ~orrned from high molecu>ar weight polymer having a weight average molecular weight of 50,000 to 500,000, preferably in the range of fro~na 50,000 to 200,000, more In eferably nn tho range of from 50,000 to 150,000, The arty make up 10 ptrcertt to 90 percent, preferably 10 pemxax in 59 percar~.t, all in weight percent based on tire weight of the disp~~od polymer. The arms are formed from a low molexular weight polyu~cr having weight average molecular weight in tbc reange of from 1,000 to 30,10, preferably in tba range of from 3000 to 20,000, mare preferably its the range of fraaxr. 3000 to 15,000.
Tht core of the disporsod acrylic poiynaar includes polymerimd acrylic nn~mer(s) optiouaZiy oopolymaized with etbyZenically unsaturated xnonoraer(s).
Suitable motzomars include styrene, alkyl (zne~thylate having alkyl carbaa moms in the range of from I to 18, preferably m the range of from 1 to 12;
ethylenically vnsattu~atad monoca~rboxylic acid, such as, (uaa~th~crylic acid, aid silane-containing monomers. Other optivaal r~nonomers in~cludo hydroxyal[ty1 (mcth)acrylate or acrylonitrile, Optionally, the co~t~o may be crosslink~d through the use of diacrylates or dimatl~c~ylautes, suctx as, aIlyl nn~thaerylaxe or through post Traction of hydroxyl moieties with polyfuactional fsocyar~ates.

CA 02319547 2000-o~-3i AMENDED SHEET
n~~

The macromonomer arms attached to the core may be polymerized from monomers, such as alkyl (meth)acrylates having 1 to 12 carbon atoms.
Typical hydroxy-containing monomers are hydroxy alkyl (meth)acrylates, described earlier.
The crosslinking component of the binder includes a blocked crosslinker or an unblocked crosslinker. The crosslinking component, which contains the unblocked crosslinker is stored separately from the silicon/hydroxyl component prior to application, i.e., a two-pack curable coating composition.
These components are then mixed just before use. By contrast, the crosslinking component, which contains the blocked crosslinker is stored in the same container with the silicon/hydroxyl component, i.e., a one-pack curable coating composition.
The unblocked or blocked crosslinker is an oligomeric crosslinker or a blend thereof. The unblocked or blocked crosslinker is provided with at least two isocyanate groups, such that the ratio of equivalents of isocyanate of the unblocked or blocked oligomeric crosslinker per equivalent of the hydroxyl of the silicon/hydroxyl component is in the range of from 0.3/1 to 3.0/1, preferably in the range of from 0.7/1 to 2/1, more preferably in the range of from 0.8/1 to 1.3/1.
Some of suitable unblocked oligomeric crosslinkers include aromatic, aliphatic, or cycloaliphatic isocyanates, trifunctional isocyanates and isocyanate functional adducts of a polyol and difunctional isocyanates. Some of the particular isocyanates include diisocyanates, such as 1,6-hexamethylene diisocyanate, isophorone diisocyanate, 4,4'-biphenylene diisocyanate, toluene diisocyanate, biscyclohexyl diisocyanate, tetramethylene xylene diisocyanate, ethyl ethylene diisocyanate, 1-methyltrimethylene diisocyanate, 1,3-phenylene diisocyanate, 1,5-napthalene diisocyanate, bis-(4-isocyanatocyclohexyl)-methane and 4,4'-diisocyanatodiphenyl ether.
Some of the suitable trifunctional isocyanates include triphenylmethane triisocyanate, 1,3,5-benzene triisocyanate, and 2,4,6-toluene triisocyanate. Trimers of diisocyanate, such as the trimer of hexamethylene diisocyante sold under the trademark Desmodur~N-3390 by Bayer Corporation of Pittsburgh, Pennsylvania, and the trimer of isophorone diisocyanate are also suitable. Furthermore, trifunctional adducts of triols and diisocyanates are also suitable. Trimers of diisocyanates are preferred and trimers of isophorone and hexamethyIene diisocyantes are more preferred.
The blocked crosslinker has an isocyanate portion and a blocker portion. The isocyanate portion of the blocked crosslinkers are well-known in the art, and include toluene diisocyanates, isocyanurates of toluene diisocyanate, diphenylmethane 4,4'-diisocyanate, isocyanurates of 4,4'-diisocyanate, methylenebis-4,4'-isocyanatocyclohexane, isophorone diisocyanate, isocyanurates of isophorone diisocyanate, 1,6-hexamethylene diisocyanate, isocyanurates of 1,6-hexamethylene diisocyanate, 1,4-cyclohexane diisocyanate, p-phenylene diisocyanate, triphenylmethane 4,4',4"-triisocyanate, tetramethyl xylene diisocyanate, metaxylene diisocyanate, and polyisocyanates.
Groups suitable for use as the blocker portion of the blocked crosslinker are also well-known in the art, and include alcohols, lactams, oximes, malonic esters, alkylacetoacetates, triazoles, pyrazoles (e.g. dimethyl pyrazole), phenols and amines. Of these, oximes (e.g., acetone oxime, methylethyl ketoxime, methylamyl ketoxime) are preferred. Most preferably, the blocked isocyanate is the isocyanurate of 1,6-hexamethylene diisocyanate, wherein the blocker portion is an oxime (e.g., acetone oxime, methylethyl ketoxime, methylamyl ketoxime) or a pyrozole (e.g. dimethyl pyrazole). Some of the commercial examples of blocked isocyanate include BL 3175 MEKO blocked HDI isocyanurate trimer and BL 4165, MEKO blocked IPDI isocyanurate trimer both supplied by Bayer Corporation of Pittsburgh, Pennsylvania. Another suitable commercial blocked isocyanate is BI 7982, 3,5-dimethyl pyrazole blocked HDI isocyanurate trimer supplied by Baxenden Chemicals Ltd., Lancashire, England.
The crosslinking component may optionally include in the range of from 0.1 percent to 30 percent, preferably in the range of from 5 percent to percent, more preferably in the range of from 10 percent to 20 percent, all in weight percentages based on the total weight of binder solids, of the following one or more additional crosslinkers:
Aldimine oligomers which are the reaction products of aIkyi aldehydes, such as isobutyraldehyde, with diamines, such as isophorone diamine.
IS

Ketimine oligomers which are the reaction product of alkyl ketones, such as methyl isobutyl ketone, with diamines, such as 2-methyl pentamethylene diamine.
Polyaspartic esters, which are the reaction product of diamines, such as isopherone diamine, with dialkyl maleates, such as diethyl maleate. All of the foregoing additional crosslinkers are well known, including those supplied under the trademark Desmophen~ amine co-reactants by Bayer Corporation, Pittsburgh, Pennsylvania. Melamine-fomaldehyde resins, such as CYMEL~ 300, 303, 350, 1156, 1168 and 325 Resins supplied by Cytec Industries of West Patterson, New Jersey are suitable. Epoxies, such as Araldite~ CIY184 epoxy resins from Ciba Specialty Chemicals of Tarrytown, New York and DCE 358 Epoxy Resin from Dixie Chemicals in Texas.
The crosslinking component of the binder preferably includes a catalytic amount of a catalyst for accelerating the curing process. The catalytic amount depends upon the reactivity of the hydroxyl group of the reactive oligomer 1 S present in the silicon/hydroxyl component of the binder. Generally, in the range of 0.001 percent to 5 percent, preferably in the range of from 0.01 percent to percent, more preferably in the range of from 0.02 percent to 1 percent, all in weight percent based on the total weight of binder solids, of the catalyst is utilized. A wide variety of catalysts can be used, such as, tin compounds, including dibutyl tin dilaurate; tertiary amines, such as, triethylenediamine.
These catalysts can be used alone or in conjunction with volatile carboxylic acids, such as acetic acid. Other acid catalysts, such as dodecylbenzene sulfonic acid and phenyl acid phosphate may be also used as catalyst to accelerate cure with the silane compounds. The dodecylbenzene sulfonic acid may be optionally blocked with amines, such as aminomethylpropanol. One of the commercially available catalyst sold under the trademark, Fastcat~ 4202 dibutyl tin dilaurate by Elf Atochem North America, Inc. Philadelphia, Pennsylvania, is particularly suitable.
The coating composition of the present invention, which is formulated into a high solids coating system, further contains at least one organic solvent which is typically selected from the group consisting of aromatic hydrocarbons, such as, petroleum naphtha or xylenes; ketones, such as methyl amyl ketone, methyl isobutyl ketone, methyl ethyl ketone or acetone; esters, such as butyl ~'I~NtN U3 : 16- 'Z- 0 : 14 ~ 67 ~ ~w "" ",,, "". av ..v . ~.~.r v.
16-02-2000 """' ~~~~ "'"~ 3029922533-~ +49 89 ~ US 009902266 ~atnte or hexyl ; and glycol ether esters, such as pTOpyiene glycol taonomathyl ewer a~cetstc. 'fhe amouxxt of ozgaaic solv~e~at added depends upon the d~i~red sol ids level as well as the desired a~m~onnt of tbue VC1C is tho cozaposition.
T'ha organ is solvent may be added to eithex ox both of the components of the binder.
The coating composition of tbo pcesdtt imv~i.on may also oo~in conventional additives, such as, pigmdri~, stabdixezs, Theology ~vl agents, flow agents, erring agents and fillers. Such additional additives will, o~
coucsc, depend on the intended vst of the ~atiag composition. Filltrs, pigments, and ofihcr additives that would adversely the clarity of the cured coating will not be included if the composition is iateodad as a clew coating. Ths foregoing additives may be added to e~ithe~r the siIiconrhydroxyl or crosslinkittg components, or both, dcpe~t~ding upon the intended use of tl~ evading composition. 'lfiose additivos are p~faably add;sd to the sslicanlhydroxyl aomtpanent.
The silico~ydraxyl and cxQSSlinlCing components, when formula#cd es a two-pack coating vompositioa for aElVl applicaEion, are mixred in itn-Iine mixers just prior to use. Alto~tivrly, the compoa~s am muted 5 to 30 miulut~s be~oxc use to farm a pot minx, which has a limited pot life. A layer of tbx pot mix is typicaliy applied to a gttbsttate by conventional t~iques, such as, spraying, electrostatic spraying, xoller costing, dipping or brushing. Depending on tl~e type of hydroxyl fanctionalitics includtd is fha sili~con/hydroxyl component (pda~aay vexses secondary), the layer of the caging composition is then: cured wader ambient conditions (the siIiooz~~droxyt. con~Otte~nt includes at least one primary hydroxyl ~uactionalitY) in 30 s to 24 b~oucs, pre~aably in 30 mils to 3 boors to form a coating on the substrate having the desired coating properties. It zs understood that ttie actual curing tithe dcp~ upon tht thickness of the applied.
layat and oa any additional mechanical aids, such as fans ox blows~rs fibat pxovidc continuous nix flow over the coated substrate to accelerate tlx cure zatc. zf desired, the cure rate may be ~ur~r ac~c~l~bed by bakitxg the coated substrata at 3Q temperatures ganetaIly in the xaugt of from 60°C to 150°C for a pc~ri~od of I ~
tninu~tcs to ' 90 minutes.

CA 02319547 2000-o~-3i AMENDED SHEET
a:o If the silicon/hydroxyl component includes all secondary hydroxyl functionalities, then the layer of the pot mix, as described above, is bake-cured at a bake temperature in the range of from 100°C to 150°C for a period of 90 minutes to 15 minutes. The foregoing baking step is particularly useful under OEM conditions.
A layer of the one-pack coating composition is typically applied to a substrate by conventional techniques, such as, spraying, electrostatic spraying, roller coating, dipping or brushing. The layer of the one-pack coating composition is bake-cured at a bake temperature in the range of from 100°C to 150°C for a period of 90 minutes to 15 minutes. The foregoing baking step is particularly useful under OEM conditions.
The coating compositions of the present invention are particularly useful as a clear coating for outdoor articles, such as automobile and other vehicle body parts. The substrate is generally prepared with a primer and or a color coat or other surface preparation prior to applying the coating of the present composition.
EXAMPLES
Test Procedures The following test methods were used:
Gardner-Holdt Viscosity was measured under ASTM test D1545.
The Zahn 2 viscosity in seconds was measured using the Zahn 2 cup.
The viscosity was also measured by using # 4 Ford Cup supplied by Gardener Instruments of Fort Lauderdale, Florida.
The dry time of a coated layer of the composition was measured as BK3 surface dry time under ASTM D5895.
Field Etch Resistance was measured by exposing coated test panels at a test facility in Jacksonville, Florida for 14 weeks during the summer.
Comparisons were made to standard melamine coated panels. A visual scale of 1 to 12 was used to determine etch resistance, with 12 being worst (melamine coatings are typically rated at 10 to 12) and 1 being the best.

WO 99/40140 PCT/US99/0226b Laboratory Etch Resistance was measured by coating black basecoated panels with a clear coating composition and then subjecting the coated panels to a temperature gradient in a gradient oven, such that the surface temperatures on the coated panel ranged from 45°C to 85°C. The panels were then spotted (200 microliter) with a 1 pH acid solution along the gradient.
After a 30 minute exposure, the spots were washed off with deionized water. The lowest temperature (°C) at which etching occurred on the panel surface was noted.
The degree of cure of a coating from the coating composition was measured by subjecting it to methyl ethyl ketone (MEK), which is a strong solvent. Poorly cured (crosslinked) coatings tend to be sensitive to MEK and are severely marred (or removed) by rubbing with MEK. The MEK Rub Test was conducted using the following procedure:
1. A linen cloth was saturated with MEK.
2. The coated test panel was rubbed with the MEK soaked cloth back and forth for 100 cycles using moderate digital pressure.
3. The appearance of the coating was rated after the 100 cycles. A
panel rating of 10 means no visible damage was seen on the coating and a panel rating of 1 means the coating was completely removed from the underlying substrate. If the coating was completely removed before 100 cycles, the number of cycles to remove the coating was noted.
4. The cure rating was reported as # of cycles multiplied by the panel rating. Thus, the best cure rating would be 1000. Acceptable minimum cure rating is 700.
20 Degree Gloss of the cured coating was measured on a Hunter Lab Progloss Unit, Model # PG-3, supplied by Hunter Laboratories of Windsor, Connecticut. A reading of 70 and .above was considered acceptable.
Distinctness of Image of the cured coating was measured on a Hunter Lab - Model Dorigon II, supplied by Hunter Laboratories of Windsor, Connecticut. A reading of 70 and above was considered acceptable.
The Hardness of the cured coating was measured in Newtons per square millimeter, using a Fischerscope~ Hardness Tester Model # HM100V, . ...~..-..uLlH..tlGtV VJ : tu- ~._- a : 14:t>ts : 3029922533-. +~.9 88 2 76'02-2000 rrvn~. .rvwmrr~~ .n.i ~v vv wr r. ~w rvv vv supplied by Fis~r Techaolog~es In~e., of Restore, 'Virginia A reading of 60 and, about was co~dc~d aace~ble.
The '~ukon Hardaesa ofthc ctrrcd coding was measured undo ASTM Method is E384 by using Wilsoa'x~kon Testy supplied by Lnstrox~
Corporation of Centoa~ Mas$achusetts. A rating of 7 and about was coztsidercd acceptable.
T6e Swell Ratio of the ~iag was d~ete~aiacd by swcllistg a f~rce fret film ofthe ~n~g is metbyl~e chloride. The fret film wars placed between two lays of aluazinum foil et~d using a LARD puaGb, a disc of 3.5 mm diametier was 1 Q pwtched out ox the film. The aluminum ~0~1 was removed, from either side of the free f3m Using a micx~oope with lOx magnification and a $Iax lens, the unswollen di~oeraer (D~ of the film rnoesu~ted. Four dm~ of meti~ylene chlaric'le ware them added to the film, the firm was allovwed to swell for a few seconds and ~ .
theat a glass slide was placed over it. The diameter was m-aid. (Da?. Tha swell ratio was then calcu~atxd as:
Swell ratio a (D'~2lfDo)a The Swell ratio indicates the degree of crossliaking attained. in. the cured coating. A swrli ratio of 2.i and below was considered aca~sble.
'J'~~e Wet Mar R~ismuce of the coating was measured by mauring the coating witb a frkt pad soaked i~a a 3Yo slurry of alumiaaun oxide is water.
The n~ng was sccompiishsd using a Daiaim Rub Teeter. The test used 10 cycles with a weight of 500 grams. The rating, as messurcd by ir~aage analysis, is the pcrcebt of the surface tbat rerna~med unma~ed, A reading of 60 and above was considered a~oceptablc.
The Dxy ~r R,~istance of the coating was zticasured by g the coating with a alt pad coaood with Bon.4,mi~ Ctea~os~r. The a~ani~zg was accomplished using a Daiei~ Rub Tester. The test treed 15 cycles with a weight of 700 grazr~. The rating, es measured by image analysis, is the pexccnt of flow '.
suarface that remained ucu~aned. A wading of 60 and above was considered. ' acceptable.

Ail.

The Crockmeter Wet Mar Resistance of the coating was measured by using a AATCC Crockmeter, Model CM1 (Atlas Electric Devices Co). The coated panel was placed flat on the base of the Crockmeter. The finger of the Crockmeter was covered with a felt pad (Atlas part# 14-9956-00). The abrasive was spread generously on the panel, which was then tapped on edge to remove excess material. The felt pad was moved back and forth across the panel 10 times.
The abrasive was a slurry of aluminum oxide placed on the panel directly below the felt pad covered finger. The.slurry included 85% DI water, 6% ASE-60 thickener supplied by Rohm and Haas Company, Philadelphia, Pennsylvania, 7%
2-amino-2-methyl-1-propanol and 2% aluminum oxide #120.
The Crockmeter Dry Mar Resistance was measured through the same process as described above except the slurry was replaced with an abrasive known as Bon-Anv~ cleanser, supplied by Faultless StarchBon Ami Compnay.
The Crocker Wet and Dry Mar resistance in percentages was reported by measuring the 20° gloss of the marred area of the panel before and after the test.
Procedure 1 Tetra Hydroxyl Functional Silicon Free Reactive Oligomer Preparation of Oligomeric Acid-Procedure lA
To a 12-liter flask fitted with an agitator, condenser, heating mantle, nitrogen inlet, thermocouple and an addition port, 2447.2 g of propylene glycol monomethylether acetate, 792.4 g of pentaerythritol and 1.36 g of triethylamine were added. The reaction mixture was heated with agitation to 140°C
under a nitrogen blanket. Then, 3759 g of methyl hexahydrophthalic anhydride was added over a period of 6 hours. The reaction mixture was held at 140°C until no anhydride bands were observed on an infrared spectroscopic trace.
Preparation of Tetra-Hydroxy Functional Silicon Free Reactive Oligomer-Procedure 1B
To a 5-liter flask fitted with an agitator, condenser, heating mantle, nitrogen inlet, thermocouple and an addition port, 2798.4 g of oligomeric acid prepared under Procedure-lA above and 2.76 g of triethylamine were added. The mixture was heated with agitation to 60°C under nitrogen. Then, 696.9 g of 1,2-epoxy butane was added over 120 minutes. The reaction temperature was then .. . .._»,w.L;wncrv va . av- ~- v : l~:t~l3 : 3U29J22533-r i~l~A Q9 '1-. . ...._ yv~r w~a W.r.n vw ~ v vv w r. .w. wv .., US 009902266 16-02-2000 . .
teased to 105°C and held at that tatura ~1 the acid ~oaimba~ d~Ogpad to i0 or less. Tho ~oont solids of the of the resulting tetra hydroxyl fim~tio~aal silicon fi~ee reactive oligomer was ?1.5, Gardner viscosity was V, the number avrmgc molecular waght was 895 and the weight average tnoloctdar waght wac l OZ2, S 'both daterminsdby GPC (polystyrene st-Pantxorythrttol Bored Hydroiy Sili~~on Fm Reactive Ohgomtr The fo~.ow~g ingredients all in gaits by vve~ht were charged to a vessel xat~od ~or high pre~n~e and heated to 140°C.
pmpylarce glycol mono~neihyl ether acetate 565 pe»tacrythritol 136 triathylar~aine O.z3 The ~ollowtag i~redicat was then added tQ the over a one hour ~i0d and then the baxch was held at I40°C for 6 hours.
methyl h,ydrop~halic anhy&ide 645.1 Z
(Milldride~ ~HPA from lYfill~at. Ch~onical) 'The ba~Deh was cooled to 25°C, the vessel was s$alod aftear adding the ~ollowrag ioc~rt a~xd the batch was then hearted to I i0°C and hdd at 1 i0°C
four 6 boars.
ethylene oxide 260.4 Excess othyleaze oxide was ~movcd by purging tha batch with ait~rogon. The acid number on solids was tesbod at less that 10 mg ZCOHlgxam.
The batch was cooled and filled out. The peresttt solids of the t~eseiLting reacfiive oligomer was 64.8. '1'hc Goner Holdt vieoagity was Td+1/4.
2~ Procxdure 3 Df Hydroxyl Fouset Sfticon Free Reactive 4jigotner Preparation of 011gomeric acid~"reoceduro-3A
?a x I2 liter 8.ask 8ttod with su agitator, co~sxr, heating mantle, mbcogea inlet, thermocouple and an addition port, 2434.5 g of propylene glycol raoav~yietber acetate,122z.5 g o~h~caae dioi and i.3T g o~triethylaruine were add~i. 'the reaction mixture wa$ heaxed with. agi~ion to 140°C
under a nitrogsn blanket and then 3341.6 g of methyl hexahydrophthalic anhydride was CA 02319547 2000-o~-3i AMENDED SHEET
~;i' .. .._.. .... ~ iv- a- v . mr : at, : aUl~J~1533-~ +49 89 2 - _ _ . . . _.. _.. .. ...yv~r w~~ mr~", vr. . v vv vv. iv wv. rvv ~ v US

1 &02-2000 added over a G hour period, Tbie ration mire was t6a~ held ax 140°C
uaxil no anhydride beads were observed as as infrared spcctmscopic trace, Preparation of O~omeric Dio1-procedure-3B
~0 a rJ~l~tCi Mask fLtbCd With 8118gltaftOr, CO~SC~', r,~
nitrogen inlet, thermoooaple and as addition port, 2024.4 g of oligomeiic acid prepared under Pmcoduro-3A above aid 2.45 g of triethylaznine were added. 'fhe mixture was iaeated with agitation to 60°C uz~ex nitrogen. Then, 478.3 g o~ 1,2-epos butane was added over a two hour period ~~, ~,e t~p,a~
~~ed to 10s°c asst t~Id ~t t~ t~,e~ the aid n~obGr a~pod ~ to I 0 or less. 'The resulting oligonderic diol hard parcent solids at G9.5, Gardncr viscosity at A, the number avezsge molecular weight at 6f9 and tha weight average molecular wcigiZt at 770, as determ~inoa by Gf C (polystyrene starbdatd).
Silicoe Reactive Oligomer (SiIs~aated 4.viayl 1-~yclohexene) A 2-neck 100 rrtl round-i~ottom Mask was equipped with a c sGning bat', h~ing mantic, solids addition funnel, and coudoase~r. Tb~e condenser was fittod with a Claistn adapter and a poIytetrailuozoethyle~o.clad thermocouple was insertod tbxough the Claisea adapter and condeasor. to reach the liquid layer of the flask. 'lhe other arm of the Claisen adapter was connected to a SO ml liquitd addition funnol fitted with a l7eWar candcaseir. Tlae entire assembly was purged with nitrogen prior to the ration and a positive po~~trogca was maintained durixig tire rea~io~n.
The mimd bottom flask was chatgod with 4-vinyl-I-cycloliox~e (22 g, 0.20 mole). The solids addition f~urnei was Gha~ed with 3g of Yazoa64 Initiator supplied by the Ih~Pon~t Company, Wilmington, Delaware. The liquid additioia funnel was cbargdd with taclzlomsilane (57 g, 0.42 moley. The co~odcuser on the ilaslC and the conk on the solids addition fwmel were cooled to -I 0°C.
'X'he flask oontcnts were heated with stirring to 94°C. Then enough tricbloz~osilaaa was added to br~,ag tlxe flask temp dawn to 85°C. SmaI1 quamisxes of !
Yaxoe54 Initiator supplied by the Dapo~ Company, WitUnin g~, Delaware were , CA 02319547 2000-o~-3i AMENDED SHEET
I Ail.

1'~' ~ ~b : 3ul'~512~ +49 89 '=~U S 009902266 . . _.. .... .. ...ywy ' "" .rvri irrr~~ w.. ~ v vv w. my nv . wv 18-02-2000 v added iu~termittcntly. 'xbc reactioa~, tempi was mai~izse3 85-95°C
by adding tricb~.arosita~ and small a~m~oemts of iaitiat~or as needed.
Exo~s trichlorosilane in the t~ctioo ari~u~c was evaporated by passing nitrogen ovar the reaction xnixtuxe and by ~t~oc.,on~siug tdehlomsilane in the liquid addition fuautl. A,t ttr~ts point, the rea~ion temp~ture was allowod to rise to 1.2.5°C, th~ea held for 1 hrna. The total reaction time was I S
hours, ?he mixture was then cooled to ambient temparaaue and the p~coduct isolated by standard iaGrt a~nosphe~t teclmiqt~s. AfbOr isolation, the CrC analysis indi~d that the viaylcyclohcxane was coa~raed to produce a manosubstitvted product (4.(2.txichiorosilylethylxyclohex-1-cne) and isomers tlnrreof arid a distributed product (4-(2~richloiosilylc?hyl)-1 tr'scblorosilylcyclobe~canc) and isan~rs thiGreof. Bis(trim~thpxysilylated) p~t~oduct (4-'~CHSit~ was obtained by se convaationat metboxylatzoa of tbue rea~ion raixtu~e and isolated by a vacuum d~tuatio~.
1, 5 4-vCH-SPA S~~icou Reactive aligonxer having sflane aad Silicate Funcb'~n~elities In a fivo-littr flask aQuipped with a magnetic st3trer, W gxevx ~raetional.
distel?~on head under nttrogcs beet, hyd~rogeaated bispbaaol A HIiPA (700 g, 2.91 mole), 4-VCH-Sis (2400 g, 6.82 moles Nafioz~° NR 50 {1.00 g), and triiluoroacetic arcid (TFAA, 5 g) wane heated roo I00-120°C. In 6 hours, the pot temperxhtre increased frown I05 to 119°C and 240 mI MeOH wan collected.
The resulting crude pzoduct had a viscosity of I2 poise, color a=-1.3, ~.4. 'The credo product was ditutod with 500 nal of l~xane, filtered thmngh a multilayex system oouaposod o~ a V~h~au. 50 5ltez paper, silzca gel desic~nt, grade 12;
sJ,Iica gel 60; anmd deeolorizing carbon, Noritm 2I 1. Volatilcs were removed ixe 1 hour at 75°C under vactuma. C1U Torr) on a z~ot~-evaparatar. The resetting oligomer vneigl~ed 2700 ,g, which had a viscrosity of IS poise, Mn ~ 1750, polydispersity of 1.45 (by MALDI MS), color ~-0.79, 6 s -r-3.8.
SilieonlHydaro~cyl a ~ligomer (coai~ia~ng Shane Functionality) TJx following ingredients in gzarns were aaixed and heated at 64°C ~or 48 hours.

AMENDED SHEET
~~i .y. YV ~ iv- ~- v ~ l~ ~ a~ : :3uYJfilY5:3:3-~ +48 88 2'~
. . . .... ~. .. .. 'wv~ -,vi,i i~,rr~~ vr.r v r vv vv .m wv rwv ~'~ US

16-02-2000 .
di-hydroxyl, fottal. oligorner(fi~om Prooedtnc 3) 250 isocyaaabo propyl t~iatetho~ysila~ae 60.9 1°!o dibatyl tin dila~tt in tncthyl ethyl keroont 0.25 P cedure b_ Sr1'tcon!$ydro~yl R~drctive 4ligomer (containing Silent Fan c~tans~lity) Cyclol~xanediiaetl~ol was melted in a laborexory ovc~ and 294.7 g of melted cyclo~anedi~mcthanol slung with 0.1 I g dibutyl tie diJaurate wen placid in a flask st 35°C. Thm oven a ptriod of 75 mid, 41, 9.5 g of isocyazratopropy~rimatho~ilaoe was added to tbt r~ot~ ntixhnre, The inaction mixfiu~o was thtu. held frnr two hours and cooled.
P c orc'_f Hydroxy A,cry!'c ~'olymer , Tht foltowi~og cod (Z7 is Parts by wtight wem loaded is a rtarctor aRer purging the rtaGtor with nitrogen and heated to reflex under aitrogezt to 15fl°C to 1.55°C.
Axomatic hydrocarbon solvent 233.810 ~PYI~ ~y~l ~~~.yl ether acetate 53.640 XylGne 56.670 The following components (>T) izi parts by weight were addtd in tb~c ;
order reporbcd to a monomer feed tank sad mixed for 10 mdnutcs. 'f ht components (i~ wart fed thrOU~gh a dip tube to the r~actar, simultaneously with , oomponea~ (I1T} deacn'btd below ~ 300 mimt~ The xeactor was n~intained ux~de~r re~Qu~c with minimum beat. i sh'~e C$ty) 136.540 ;
Butyl metlu~~late ($MA) 234.850 l~ydraxy ethyl acryiate (IDEA) 174.770 Tlzc dip tube was rinsed with 4.940 parts in weight of axoi»atic hydrocarbon solvtnt before the completing the ~d of the compozsmts (tIi) described below.
25 , CA 02319547 2000-o~-3i AMENDED SHEET ;
1,~ , "r vv w.rr .~v.rwv .. ... "" ~... ..~~~ u:t ' 1~;" l :. ~:..~ ls' OU : ",- 3029922633- +49 89 2 16-02-2000 "'~~' Tb~o following oom~pone~ (Iln in parts by wbnght wore addad in the ordex reported to a iaitiatar fled teak and mined for 10 ~. The co~on~ts (III were ~ed tbrough a dip tube to the reactor, simultarxaously with components (1~ described above is 330 minutes. 'fee z~ea~oa bad was then S maintsiaed at reflex for 30 minutes.
TS°/a t-butyl peroxy acetate in mineral spirits 24.180 Aroxaatic hvd~bon 20.760 Xylenc ' 15.940 Propylene glycol atonoznethyt ctber nectars 14.170 The dip tuba was rinsed with 1.970 parts by w~oigbt of propylene glycol monomethyl c~her acetate though dip tuba. 'fhc reaction mixture was tben.
u~intained under beat to strip off 11734 parts by weight of the z~c~on mixture.
!. S 'tea reaction mixdu~e was tban cooled to below $0°C. 'fhe resulting yield was 8S 5 paxts by weight of g hydraxy aaylic polymer having 8 composition of S'f~BMA~/I~EA (25l43I32) (a? G6 percent solids. The polynacr viscosity was ma~sared at X Z i:a a Gardtier-fioldt ?ubo.
r3ydroxy AcryLc Polyaser with Shane Fonctianality A solution hydroxy acrylic polymer was prod by copolynaeriz9ng 108 parts of a rttixture of moaoa~a~' '~tia~ox (20 parts. styrane, 34~rts.
hydroxyethyl a~ethacrylatt,10 parts g-mad~aar~rloxypropyl trimethoxy silane, 28 parts isobuxylmethacrylate,12 parts ethylhexylacrylate, and 8 parts VazoW6? Initiator supplied by the ~o~ CaarpanY, W~aiagton, belawara) in 60 parts of a refluxiug mixtmc of 211 rAmmatic 1 OOIr~-butanol solvent. ?he resulting resin solution was ~ b6 percent solids, had a Gardz~ex~Holt viscosity of K+, and a Mw of 5100 as determined by GPC.
3fl Polybatyl Acrylute Polybutyl acrylate was prepared by adding 100 parts n-butyl acrylate and I.4 parts of t-butyl perbenzoate, evenly, bo 67 parts o~refluxing xyleme ova a 2 hour period.

CA 02319547 2000-o~-3i AMENDED SHEET
a~~ ~:

Procedure 10 Hydroxy Acrylic Polymer An hydroxy acrylic polymer solution was prepared by copolymerizing 104 parts of a mixture of monomer/initiator (25 parts styrene, 32 parts hydroxyethylacrylate, 43 parts n-butyl methacrylate, 4 parts Vazo~67 Initiator supplied by the DuPont Company, Wilmington, Delaware) in 60 parts of a refluxing mixture of 9/1 aromatic l00/n-butyl acetate solvent. The resulting polymer was @ 66 percent solids, had a Gardner-Holt viscosity of Y-, and a Mw of 5300 as determined by GPC.
The following curable coating composition were made by using the aforedescribed ingredients:
Example 1 A two-pack clear coating composition was prepared by using the following components in grams:
Silicon/hvdroxyl Component tetra hydroxyl oligomer (from Procedure 1 ) 243 .

silcon/hydroxyl oligomer (from Procedure 5) 175.89 Tinuvin~ 384 (UV Screener from Ciba Geigy)9.74 Tinuvinm 292 (hindered amine light stabilizer from Ciba Geigy) 6.97 10% BYK~ 301 (flow additive from BYK Chemie in propylene glycol monomethyl ether acetate)3.29 10% dibutyl tin dilaurate in butyl acetate 1.04 butyl acetate 26.31 propylene glycol monomethyl ether acetate 26.31 Crosslinking Component:
Tolonate HDT~ (isocyanurate trimer of 157.21 hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) The two components were mixed to form a pot mix, which was sprayed to cast a layer over a black waterborne basecoat that had received a warm air flash for 5 minutes @ 82°C (180°F). The layer was cured for 30 minutes at 146°C (295°F) to form a coating having a dry film thickness of 51 microns (2 mil).
Example 2 A two-pack clear coating composition was prepared by using the following components in grams:
Silicon/hvdroxyl Component Tetra hydroxyl oligomer (from Procedure 1 ) 156.25 Di-hydroxyl functional oligomer (from Procedure 3) 158.27 Silicon/Hydroxyl Reactive Oligomer 42.28 (from Procedure 6) Tinuvin~ 384 (UV screener from Ciba Geigy) 8.46 Tinuvin~ 292 (hindered amine light stabilizer from Ciba Geigy) 6.25 10% BYK~ 301 (flow additive from BYK Chemie in propylene glycol monomethyl ether acetate)4.23 1 % dibutyl tin dilaurate in methyl ethyl 16.54 ketone butyl acetate , 27.58 Propylene glycol monomethyl ether acetate27.57 Crosslinking Component:
Tolonate HDT~ (isocyanurate trimer of 152.57 hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) The two components were mixed to form a pot mix, which was sprayed to cast a layer over a black waterborne basecoat that had received a warm air flash for 5 minutes @ 82°C ( 180°F). The layer was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of 51 microns (2 mil).
Example 3 A two-pack clear coating composition was prepared by using the following components in grams:

Silicon/hvdroxvl Component Pentaerythritol based hydroxyl oligomer (from Procedure 2) 24.5 Butyl acetate 13.0 10% BYK~ 301 (flow additive from BYK Chemie in propylene glycol monomethyl ether acetate) 0.36 1 % dibutyl tin diiaurate in methyl ethyl ketone 1.8 75% phenyl acid phosphate in butanol 0.60 Silicon reactive oligomer (from Procedure 4) 4.52 Crosslinking Component:
Tolonate HDT~ (isocyanurate trimer of 15.71 hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) The two components were mixed to form a pot mix, which was cast using a drawdown bar over glass and primed panels. The layer was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of 51 microns (2 mil).
Example 4 A two-pack clear coating composition was prepared by using the following components in grams:
Silicon/hvdroxyl Comuonent Tetra hydroxyl oligomer (from Procedure 1 ) 8.4 Di-hydroxyl functional oligomer (from Procedure 8.6 3) Hydroxy acrylic polymer (from Procedure 7) 4.5 Silicon/Hydroxyl Reactive Oligomer (from Procedure 6) 2.9 10% BYK~ 301 (flow additive from BYK Chemie in propylene glycol monomethyl ether acetate) 0.25 1 % dibutyl tin dilaurate in methyl ethyl ketone 0.75 Butyl acetate 5.0 Crosslinking Component:
Tolonate HDT~ (isocyanurate trimer of 9,7 hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) The two components were mixed to form a pot mix, which was cast using a drawdown bar over primed panels. The layer was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of S1 microns (2 mil).
Example 5 A two-pack clear coating composition was prepared by using the following components in grams:
Silicon/hvdroxvl Component Silicon free reactive oligomer 20.38 (from Procedure 2) Silicon reactive oligomer (Procedure 5) 17.06 10% BYK~ 301 (flow additive from BYK Chemie in propylene glycol monomethyl ether acetate) 0.40 1 % dibutyl tin dilaurate in methyl ethyl ketone 2.0 Butyl acetate 6.61 Crosslinking Component:
Tolonate HDT~ (is0cyanurate trimer of 13.55 hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) The two components were mixed to form a pot mix, which was cast using a drawdown bar over glass and primed panels. The layer in one set (Set 1 ) was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of S 1 microns (2 mil). The layer in the other set (Set 2) was allowed to cure under ambient conditions to form a coating having a dry film thickness of microns (2 mil).
The coatings from the foregoing Examples were tested for their hardness, appearance (gloss and distinctness of image), mar resistance (wet and dry), etch resistance and cure quality. The results are indicated in Table 1 below:

Table 1 Test Ex.l Ex.2 Ex.3 Ex.4 Ex.S Ex.S
Set Set Appearance #

20 Gloss 98 85 Distinctness of 98 98 Image Fischer Hardness 120 93 140 111 136 25***
132**

Mar Resistance Dry 98.5 99*

Wet 86 94*

Etch Resistance 6 8 MEK Cure 850 900 Swell Ratio 1.78 1.76 BK3 Dry Time in 354 minutes tceadulg after heating me marred panel for, l hour @70 °C.
# No visual haze was observed.
*** Measured after 24 hours (Coated panels cured @ 25 °C and 50%
relative humidity).
** Measured after 30 days (Coated panels cured @ 25 °C and 50% relative humidity).
From Table 1 it is seen that Examples 1 through 5 demonstrate that clear coating compositions of the present invention exhibit excellent mar and etch resistance, appearance and a high degree of cross linking.
Applicants have unexpectedly discovered that by using silicon/hydroxyl component in a curable coating composition, the application viscosity (in-can viscosity) at lowered VOC content can be reduced substantially while still increasing the solids level of the coating composition. Applicants have also unexpectedly discovered that the presence of silicon containing functionalities in the reactive oligomers of the silicon/hydroxyl component of the coating composition permits one to increase the number of functionalities added to the reactive oligomer, thereby increasing the crosslinking ability of the coating composition without increasing its viscosity even at high solids level. These results are shown in Table 2 below:
Table 2 Reactive Oligomer Functionality Viscosity* Viscosity per Functionality*

Oligomer #1 (Hydroxyl)4 4030 1007.5 Oligomer #2 (Hydroxyl)2 852 426 Oligomer # 1 (Shane)6 250 41.67 Oligomer #2 (Silane)10 100 10 Measured in CPS using Brooktield Viscometer at 100 RPM
Oligomer #1 (Hydroxyl) Pentaerythritol (PE) based hydroxyl oligomer (from Procedure #2).
Final composition was PE I MHHPA I EO - 11414 on a mole basis) @ 80% Wt solid in methyl amyl ketone.
Oligomer #2 (Hydroxyl) Cyclohexanedimethanol (CHDM) based hydroxyl oligomer (similar to Procedure #2 with CHDM replacing PE). Final composition was CHDM INiHHPA IEO -1I2I2 on a mole basis ) @ 80% Wt solid in methyl amyl ketone.
Oligomer #1 (Silane) CHDM / Silane Oligomer described in Procedure 6 @ 80% Wt solid in methyl amyl ketone.
Oligomer #2 (Shane) Silane/silicate oligomer of Procedure # 4 @ 80% Wt solid in methyl amyl ketone.
From Table 2 it is readily seen that the silane/silicate oligomers provide, even at lowered application viscosities and VOC content, highly crosslinked systems as compared to those containing hydroxyl oligomers.
Ezamples 6 and 7 A two-pack clear coating compositions were prepared by using the following components in parts by weight:
Silicon/hvdroxyl Component Example 6 Example 7 Hydroxy acrylic polymer (prepared under Procedure 8) 78.5 78.5 Reactive oligomer I 25.3 Reactive oligomer II 25.3 I1VA/HALS Solution 1 * 10.0 10.0 Polybutyl Acrylate polymer (prepared under Procedure 9) 0.8 0.8 Dodecylbenzene sulfonic acid solution**3.0 3.0 Aromatic 100 solvent 17.0 10.0 Ethyl 3-ethoxy propionate 1?.0 10.0 * WA/HALS Solution 1 is 70% Aromatic 100, 20% Tinuvin*928 and 10% Tinuvin~152 supplied by Ciba Specialty Chemicals Corp.
** A solution of dodecylbenzenesulfonic acid (33%) neutralized with 2-aminomethyl propanol in butanol.
Reactive oligomer I was the reaction product of two moles of isocyanatopropyl trimethoxysilane with one mole of cyclohexanedimethanol (as in Procedure 6).
Reactive Oligomer II was the adduct of 1,2,4 -trivinyl cyclohexane with three moles of trimethoxy silane.
Crosslinking Component:
83% Solution of Tolonate~ HDT-LV
(isocyanurate trimer of hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) 27.6 27.6 Aromatic 100 solvent 2.8 2.8 The two respective components of Examples 6 and 7 were mixed to form pot mixes, which were sprayed over a black waterborne basecoat that had been pre-baked for 10 minutes at 82.2 °C (180 °F). The layers were cured for 30 minutes at 140°C (285°F) to form coatings having a dry film thickness of 51 microns (2 mil).
Example 8 A two-pack clear coating compositions was prepared by using the following components in parts by weight:
Silicon/hydroxvl Component Hydmxy Acrylic Polymer (prepared under Procedure 10) 70.9 Reactive Oligomer I 20.3 Cymel~303 Melamine Resin 9.3 UVA/HALS Solution 1 * 10.0 Polybutyl Acrylate Polymer (prepared under 0.8 Procedure 9) Dodecylbenzene sulfonic acid solution* * 3.0 Aromatic 100 solvent 18.5 Ethyl 3-ethoxy propionate 18.5 * LJVA/HALS Solution 1 is 70% Aromatic 100, 20% Tinuvin~928 and 10%
Tinuvinm152 supplied by Ciba Specialty Chemicals Corp.
** A solution of dodecylbenzenesulfonic acid (33%) neutralized with 2-aminomethyl propanol in butanol.
Reactive oligomer I was the reaction product of two moles of isocyanatopropyl trimethoxysilane with one mole of cyclohexanedimethanoi (as in Procedure 6).

WO 99/40140 ~ PCT/US99/02266 Crosslinking, Component:
83% Solution of Tolonate~ HDT-LV
(isocyanurate trimer of hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) 28.4 Aromatic 100 solvent 3.4 The two components were mixed to form a pot mix, which was sprayed over a black waterborne basecoat that had been pre-baked for 10 minutes at 82.2 °C (180 °F). The layer was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of 51 microns (2 mil).
Comparative Example A two-pack clear coating comparative composition was prepared by using the following components in parts by weight:
Silicon/hYdroxvl Component Hydroxy acrylic polymer (prepared under Procedure 8) 105.0 UVA/HALS Solution 1 * 10.0 Polybutyl Acrylate polymer (prepared under Procedure 9) 0.8 Dodecylbenzene sulfonic acid solution 3.0 Aromatic I00 solvent 17.0 Ethyl 3-ethoxy propionate 17.0 * UVA/HALS Solution 1 is 70% Aromatic 100, 20% Tinuvinm928 and I O%
Tinuvin~152 supplied by Ciba Specialty Chemicals Corp.
'"* A solution of dodecylbenzenesulfonic acid (33%) neutralized with 2-aminomethyl propanol in butanol.
Crosslinkins Component' 83% Solution of Tolonate~ HDT-LV (isocyanurate trimer of hexamethylene diisocyanate from Rhodia, Inc. of Cranbury, New Jersey) 9.7 Aromatic 100 solvent 4.4 The two components were mixed to form a pot mix, which was sprayed over a black waterborne basecoat that had been pre-baked for 10 minutes at 82.2 °C (180 °F). The layer of Comparative Example was cured for 30 minutes at 140°C (285°F) to form a coating having a dry film thickness of 51 microns (2 mil).

The coatings from the foregoing Examples were tested for their Tukon hardness, Crocker mar resistance (wet and dry}, Laboratory etch resistance and solids percentage adjusted to provide all the Examples with the same viscosity.
The results are indicated in Table 3 below:
Table 3 Test Comp. Ex.6 Ex.7 Ex.8 Hardness (Tukon) 11.2 13.0 11.0 13.6 Lab. Etch resistance65 70 75 65 Dry mar resistance*67% 84% 86% 89%

Wet mar resistance*50% 81 % 91 % 84%

Solids" 53.8 57.4 62.1 57.0 * 1 TniTa.. f'.v...Le.
Te..E

...a.wa vawwa ava~
# Solids needed to produce the same viscosity @ 30" using #4 Ford Cup Examples 6, 7 and 8 demonstrate that clear coating compositions containing silicon reactive oligomers have higher solids, better mar resistance and as good or better etch resistance than a similar clear coating composition (Comparative} containing no silicon reactive oligomer.

Claims (17)

What is claimed is:
1. A curable coating composition comprising a binder, which comprises:
a silicon/hydroxyl component and a crosslinking component, said silicon/hydroxyl component comprising:
(I). A silicon/hydroxyl reactive oligomer having a linear or branched cycloaliphatic moiety and at least two functional groups with at least one of said groups being a silane or a silicate, the remaining groups being hydroxyl groups;
(II). A silicon reactive oligomer having a linear or branched cycloaliphatic moiety and at least two functional groups being a silane, silicate or a combination thereof, and a hydroxy acrylic polymer, a hydroxy polyester, a silicon free inactive oligomer having a linear or branched cycloaliphatic moiety and at least two hydroxyl groups, or a combination thereof; or (III). A combination of said (I) and (II), wherein said silicon/hydroxyl reactive oligomer, said silicon reactive oligomer and said silicon free reactive oligomer all having a GPC weight average molecular weight not exceeding 4,000 and a polydispersity not exceeding 1.7;
and said crosslinking component comprising a blocked crosslinker or an unblocked crosslinker wherein said blocked or unblocked crosslinkers being provided with at least two isocyanate groups and wherein the ratio of equivalents of isocyanate per equivalent of hydroxyl groups is in the range of from 0.3/1, to 2.0/1.
2. The composition of claim 1 wherein said silicon/hydroxyl reactive oligomer is further blended with said hydroxy acrylic polymer having a GPC
average molecular weight exceeding 3000, said hydroxy polyester having a GPC weight average molecular weight exceeding 1500, said silicon free reactive oligomer, or a combination thereof.
3. The composition of 1 or 2 wherein said hydroxyl component further comprises up to 40 weight percent of a dispersed acrylic polymer, the percentage being based on the total weight of the binder.
4. The composition of claim 1 wherein said hydroxy acrylic polymer has a GPC weight average molecular weight exceeding 3000 and has at least two function groups, at least one of said group being a hydroxy group, the remaining groups being a silane, silicate or a combination thereof.
5. The composition of claim 2 wherein said hydroxy polyester has a GPC weight average molecular weight exceeding 1500 and has at least two function groups, at least one of said group being a hydroxy group, the remaining groups being a silane, silicate of a combination thereof.
b. The composition of claim 1 wherein said crosslinking component further comprises a non-isocyanate crosslinker selected from the group consisting of an aldimine, melamine-formaldehyde, ketimine, polyaspartic ester and a combination thereof.
7. The composition of claim 1 wherein said silicon free reactive oligomer is oligomerized by the reaction of an oligomeric acid with a monofunctional epoxy.
8. The composition of claim 7 wherein said oligomeric acid is a reaction product of a multifunctional alcohol with a monomeric anhydride.
9. The composition of claim 8 wherein said oligomeric acid is a reaction product of a multifunctional alcohol with a less than stoichiometric amount of a monomeric anhydride to provide said oligomeric acid with at least one hydroxyl functionality.
10. The composition of claim 1 wherein said silicon reactive oligomer is produced by reacting said silicon free reactive oligomer with an isocyanato silane compound.
11. The composition of claim 1 wherein said silicon reactive oligomer is oligomerized by the reaction of a multifunctional alcohol having a linear or branched cycloaliphatic moiety with an isocyanato silane compound.
12. The composition of claim 7 wherein said monofunctional epoxy is selected from the group consisting of ethylene oxide, butylene oxide, propylene oxide, and a combination thereof.
13. The composition of claim 1 further comprising a catalyst selected from the group consisting of a tin compound, tertiary amine, acetic acid, dodecylbenzene sulfonic acid, phenyl acid phosphate, and a combination thereof.
14. The composition of claim 1 further comprising a pigment.
15. A process for producing a coating on the surface of a substrate, said process comprising:
applying a layer of a curable coating composition on said surface, wherein a binder in said composition comprises a silicon/hydroxyl component and a crosslinking component, said silicon/hydroxyl component comprising:
(I). A silicon/hydroxyl reactive oligomer having a linear or branched cycloaliphatic moiety and at least two functional groups with at least one of said groups being a silane or a silicate, the remaining groups being hydroxyl groups;
(II). A silicon reactive oligomer having a linear or branched cycloaliphatic moiety and at least two functional groups being a silane, silicate or a combination thereof, and a hydroxy acrylic polymer, a hydroxy polyester, a silicon free reactive oligomer having a linear or branched cycloaliphatic moiety and at least two hydroxyl groups, or a combination thereof: or (III). A combination of said (I) and (II), wherein said silicon/hydroxyl reactive oligomer, said silicon reactive oligomer and said silicon free reactive oligomer all having a GPC weight average molecular weight not exceeding 4,000 and a polydispersity not exceeding 1.7, and said crosslinking component comprising a blocked crosslinker or an unblocked crosslinker wherein said blocked or unblocked crosslinkers being provided with at least two isocyanate groups and wherein the ratio of equivalents of isocyanate per equivalent of hydroxyl groups is in the range of from 0.3/1 to 2.0/1; and curing said layer to firm said coating on said surface of said substrate.
16. The process of claim 15 wherein said layer is cured under ambient conditions or bake-cured at elevated temperatures.
17. A substrate coated in accordance with the process of claim 15 or .
CA002319547A 1998-02-06 1999-02-03 Silicon reactive oligomers and coating compositions made therefrom Abandoned CA2319547A1 (en)

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