CA2190746C - Clear aerosol hair spray formulations containing a sulfopolyester in a hydroalcoholic liquid vehicle - Google Patents

Clear aerosol hair spray formulations containing a sulfopolyester in a hydroalcoholic liquid vehicle

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Publication number
CA2190746C
CA2190746C CA002190746A CA2190746A CA2190746C CA 2190746 C CA2190746 C CA 2190746C CA 002190746 A CA002190746 A CA 002190746A CA 2190746 A CA2190746 A CA 2190746A CA 2190746 C CA2190746 C CA 2190746C
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CA
Canada
Prior art keywords
mole percent
hair spray
aerosol hair
spray formulation
weight
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Expired - Fee Related
Application number
CA002190746A
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French (fr)
Other versions
CA2190746A1 (en
Inventor
Scott Ellery George
Vicki Lynn Underwood
Dennis Michael Garber
Andy Hugh Singleton
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Eastman Chemical Co
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Eastman Chemical Co
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Publication of CA2190746A1 publication Critical patent/CA2190746A1/en
Application granted granted Critical
Publication of CA2190746C publication Critical patent/CA2190746C/en
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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/84Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds obtained by reactions otherwise than those involving only carbon-carbon unsaturated bonds
    • A61K8/85Polyesters
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/02Cosmetics or similar toiletry preparations characterised by special physical form
    • A61K8/04Dispersions; Emulsions
    • A61K8/046Aerosols; Foams
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K8/00Cosmetics or similar toiletry preparations
    • A61K8/18Cosmetics or similar toiletry preparations characterised by the composition
    • A61K8/72Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds
    • A61K8/81Cosmetics or similar toiletry preparations characterised by the composition containing organic macromolecular compounds obtained by reactions involving only carbon-to-carbon unsaturated bonds
    • A61K8/817Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and at least one being terminated by a single or double bond to nitrogen or by a heterocyclic ring containing nitrogen; Compositions or derivatives of such polymers, e.g. vinylimidazol, vinylcaprolactame, allylamines (Polyquaternium 6)
    • A61K8/8182Copolymers of vinyl-pyrrolidones. Compositions of derivatives of such polymers
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61QSPECIFIC USE OF COSMETICS OR SIMILAR TOILETRY PREPARATIONS
    • A61Q5/00Preparations for care of the hair
    • A61Q5/06Preparations for styling the hair, e.g. by temporary shaping or colouring
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S424/00Drug, bio-affecting and body treating compositions
    • Y10S424/01Aerosol hair preparation
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S424/00Drug, bio-affecting and body treating compositions
    • Y10S424/02Resin hair settings

Abstract

This invention relates to an aerosol hair spray formulation containing 0.5 to 15 weight percent of a water-dispersible or waterdissipatible, linear sulfopolyester having a Tg of 40 .degree.C to 50 .degree.C and an inherent viscosity of 0.24 to 0.60 dl/g which contains repeat units from 20 to 26 mole percent dimethyl-5-sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid; 10 to 30 mole percent 1,4-cyclohexaedimethanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol; and up to 60 weight percent of an alcohol. The aerosol hair spray formulations are clear, have improved dry time and curl retention, and exhibit less than 20 NTU's, which is a measure of turbidity, even at high concentrations of alcohol.

Description

W{~ 9~133437 ~ 1 91) 7 4 6 F "~, c~ 9 CLEAR AEROSOL HAIR SPRAY FORr~ULATIONS CONTAINING A
SULFOPOLYESTER IN A HYDT~AT C`~TT~LIC LIQUID VEHICLE
FIELD OF THE INVENTION
This invention relates to an aerosol hair spray f ormulation containing 0 . 5 to 15 weight percent of a water--dispersible or water--dissipatible, linear sulfopolyester having a Tg of 40C to 50CC and an inherent viscosity of 0 . 24 to 0 . 60 dl~g which contains repeat units from 20 to 26 mole percent dimethyl--5--sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboYylic acid; 10 to 30 mole percent 1,4--cycl--hf~Y;~n~Ai- ' h;ln-l and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol; and up to 60 weight percent of an alcohol. The aerosol hair spray formulations are clear, have; uvt:d dry time and curl retention, and eYhibit less than 20 NTU' s, which is a measure of turbidity, even at high concentrations of 2 0 alcohol .
BACKGROUND OF THE INVENTION
Hair sprays provide human hair with a particular shape or configuration and function by applying a thin film of a resin or gum onto the hair to adhere adjacent hairs together so that they retain the particular shape or configuration at the time of application.
U. S . Pat . No . 5 ,164 ,177 discloses a hair spray formulation containing 2--40% of a linear polymer 3 0 including at least one vinyl or acrylate monomer, a water--soluble electrolyte, 30--90% water, and 0 30%
alcohol. The water--soluble electrolyte is added to lower the viscosity of the composition to achieve a higher percentage of polymer in the composition. Such formulations, however, have poor humidity resistance, hold and curl retention.
_ _ _ _ _ _ _ _ . _ .... . . . . _ . _ ... _ ~0 95/3343~ ~ 1 9 ~ 7 4 ~ ` 6~69 , U.S. Pat. No. 4,a~1,580 discloses hair spray formulations containing a water--dispersible or water--dissipatible linear sulfo--polyester f ixative in a water~alcohol mixture. The diol component of the sulfopolyester contains at least 20 mole percent poly(ethylene glycol). Such formulations are fast drying and have good hair holding properties but possess the disadvantage of being very difficult to remove from the hair. For example, prolonged washing is re,rluired to completely remove the water--dispersible, linear polyester f ixative to obtain hair with no tacky or sticky feel. U. S . Pat. No. 4, 300, 580 suggests adding other substances such as poly (alkylene ether) to increase the hardness and reduce the t~rk;nPsS of the formulations. However, when such formulations containing a combination of the poly(alkylene glycol) and sulfopolyester are applied to hair and allowed to dry, the f iYative causes a matting of the hair . Such matting hinders combing, brushing and styling of hair.
U.S. Pat. No. 5,266,303 discloses hair spray formulations containing a water--dispersible sulfopolyester having a glass transition temperature of 36C to 40C, a water--soluble polyvinyl lactam polymer, and water . The perf ormance characteristics of such formulations are good. However, the drying time is too long, and the addition of alcohol, which would improve - dry time, causes the formulations to become cloudy.
Thus, the use of alcohol is not an option f or improving the dry time of such f ormulations .
U.S. Pat. No. 5,158,762, discloses hair spray compositions containing a blend of a sulfopolyester and a water--soluble polymer in water. The sulfopolyester contains at least 4 0 mole percent 1,4--cyclnhPY~nP~i t~-anol. The performance characteristics of such formulations are good, however, _ _ _ wo g~l33437 21~ 0 7 ~ 6 r~ s?~g ~ -- 3 --the drying time is too long, and the addition of alcohol, which would improve dry time, causes the formulations to become cloudy. Thus, the use of alcohol is not an option for improving the dry time of such 5 formulations.
U.S. Pat. No. 5,266,308, discloses aqueous hair spray compositions which contain a sulfopolyester, a water--soluole polymeric resin and a homopolymer of polyvinylpyrrolidone . The perf ormance characteristics 10 of such formulations are good, however, the drying time is too long, and the addition of alcohol, which would improve dry time, causes the f ormulations to become cloudy. Thus, the use of alcohol is not an option for improving the dry time of such formulations.
In contrast, the present inventors have unexpectedly detPrm;n~cl that aerosol hair spray formulations which are clear and provide properties considered desirable for hair preparation such as fine spray patterns, fast drying times, prolonged curl 2 0 retention under humid conditions, good holding power and resistance to build--up may be prepared with as much as 60 weight percent alcohol to facilitate rapid drying on the hair . The hair spray f ormulations of the present invention are clear and exhibit less than 20 NTU' 5 which is a measure of turbidity. In the cosmetic field greater than 20 NTU' s is characteristic of a cloudy mixture that is visible to the eye.
SUMNARY OF THE INVENTION
Accordingly, it is one object of the present invention to provide a clear aerosol hair spray f ormulation .
It is another object of the invention to provide a aerosol hair spray f ormulation which i5 not tacky, has a fast drying rate, acceptable body, consistency and Wo 95/33437 21 9 0 7 ~ u PCTrUS95/06269 .~
exhibits improved curl ~t~bn~ion.
Another obj ect of e invention is to provide a aerosol hair spray formulation which i8 clear and has PY(`Pl 1 Pnt storage stability and which does not clog the S exit port o~ a aerosol container.
These and other objects are accomplished herein by an aerosol hair spray formulation having improved dry time and curl retention and exhibiting les6 than 20 NTU' s as a measure of clarity which comprises:
(1) a sulfopolyester having a Tg of 40C to 50C
and an inherent viscosity of 0. 24 to 0 . 60 dl~g which consists essentially of repeat units from (a) a dicarboxylic acid component comprising of 20 to 26 mole percent dimethyl--5--soA; osl1l foisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid;
(b) a diol L-l L compri5ing of 10 to 30 mole percent l,4-cycl~hPYAn~o~;r thanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol;
(2) a water~alcohol li~auid vehicle; and ( 3 ) 3 to 60 weight percent based on the weight of -nts (1), (2), and (3) of a propellant selected from the group consisting of a Cl-- C4 aliphatic hydrocarbon , dimethyl ether , and mixtures thereof, provided the sulfopolyester, component (1), is present 30 in an amount of 0.5 to 15 weight percent, based on the total weight of the aerosol hair spray formulation.
DESCRIPTION OF THE INVENTION
The aerosol hair sprays of the present invention 35 exhibit less than 20 NTU' s which is a measure of the ~O9~l33437 21~0 7~ G ~ C.. '71~9 .
., _ turbidity of a mixture . In the cosmetic f ield greater than 20 NTU' s is characteristic of a cloudy mixture that is visible to the eye. The clear aerosol hair spray formulations of this invention contain a sulfopolyester, 5 component tl), in an amount of 0.5 to 15 weight percent, preferably 3 to 10 weight percent, and more preferably 5 to 8 weight percent, based on the total weight of the aerosol hair spray formulation.
The sulfopolyester, c~ron-~nt (1), has a glass 10 transition t ~ , tu~ e of 40C to 50C and contains repeat units from a dicarboxylic acid, a diol and a difunctional sulf~ m~ . The dicarboxylic acid component of the sulfopolyester contains 20 to 26 mole percent of dimethyl--5--sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid. The diol component of the sulfopolyester contains 10 to 30 mole percent 1,4--cycl-~h~Y~np~l;; ?thanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol. The 20 sulfopolyester has an inherent viscosity (I.V.) of 0.24 to 0. 60 dl~g.
Component (2) of the aerosol hair spray is a liquid vehicle. The liquid vehicle may be water or a water~alcohol mixture. Distilled or deionized water are 25 the preferred sources of water since tap water generally contains ions which may precipitate the sulfopolyester, -nPnt (1). If a water~alcohol mixture is used, the amount of volatile organic components which include the alcohol and propellant cannot exceed 60% of the aerosol 30 hair spray formulation. Therefore, at least 40% of the formulation is water and the L. in;ng 60% is alcohol and propellant. Preferably a water~alcohol mixture is used wherein the alcohol is present in an amount of 20 to 30 weight percent based on the weight of the aerosol 35 hair spray formulation. The alcohol provides faster WO 95~33437 ~ l g 0 7 ~ 6 PCr/US95/06269 drying of the formula~ion on hair as compared to f ormulations prepared with only water as the liquid vehicle. The alcohol i5 an aliphatic straight or branched chain monohydric alcohol having 2 to 4 carbon 5 atoms. Isopropanol and ethanol are the preferred alcohols .
The aerosol hair spray f ormulations of the present invention require a propellant, componQnt t3). The propellant can be any liquefiable gas conventionally 10 used for ~erosol containers. Examples of materials that are suitable f or use as propellants are trichlorof luoromethane, dichlorodif luoromethane, dichlorotetraf luoroethane, monochloro~l l f l ~ romethane, trichlorotrifluoroethane, dimethyl ether, methane, 15 ethane, propane, n--butane and isobutane, used singly, or admixed. Water--soluble gases such as dimethyl ether, carbon dioxide, and~or nitrous oxide also can be used to obtain aerosols having reduced ~l i h~ 1 i ty .
Other insoluble, c esse~ gases such as nitrogen, 20 helium and fully--fluorinated oxetanes and Oyl'rAn~C also are useful to deliver the formulations from aerosol containers. Other means of delivery of the above--described aqueous styling aid formulations include, aerosol sprayers, all forms of bag--in--can 25 devices, in situ carbon dioxide (CO2) generator systems, ~ssors, and the like.
Preferably, the propellant is either a C1 -- C4 aliphatic hydrocarbon or dimethyl ether. A preferred aliphatic hydrocarbon propellant is a mixture containing 30 83 percent isobutane and 17 percent propane. The amount of the propellant is governed by normal f actors well known in the aerosol art. The level of propellant is generally from ~% to 60%, preferably from 5% to 45%, of the aerosol hair spray formulation. In the case where a 35 C1 -- C4 aliphatic hydrocarbon is used as the propellant, ....

~ W~9sl33437 2~ 9n7~ p~ 6269 generally 3 to 10 weight percent, preferably 4 to 7 weight percent, is employed. In the case where dimethyl ether is used as the propellant, generally, 20 to 40 weight percent, preferably, 30 to 35 weight percent, is 5 employed. If a propellant such as dimethyl ether utilizes a vapor pressure suppressant (e.g., trichloroethane or dichloromethane), for weight percentage calculations, the amount of suppressant is included as part of the propellant.
The aerosol hair spray formulations may optionally contain a water--soluble polymer or resin, ~ -n~nt (4)-The water--soluble polymer must be soluble or dispersible in liquid vehicle, component (2). The term "water--soluble" refers to any material that has solubility of at least 1 gram per 100 grams of water, i.e. 1%, preferably a solubility of at least 59~ by weight . Conversely, the term "water--insoluble" ref ers to substances that are insoluble at a level of less than 1 gram per 100 grams of water, i. e., less than 1% by weight. Solubility or dispersibility is det~r;n~d at ambient conditions (e.g., a temperature of 25C and atmospheric pL e~ ~UL ~) .
Water--soluble polymers useful in the formulations of the present invention are homopolymers or copolymers that can be rendered dispersible or 501uble in aqueous or water~alcohol mixtures. The water--soluble polymer is a synthetic, linear, homopolymer or random copolymer inr~ ;n~ at least one, and preferably two or more, vinyl or acrylate monomers of the following group:
Alkyl vinyl ethers 3 5 CH=CH2 Alkyl Acrylates 4 CH2=CH--C~R

WO 95/33437 2 1 ~ 0 7 ~ 5 P~ ~ 9 Vinyl esters 5 CE2=CH--OC--R '~
N--vinyl lactams e H C=C--N--R I

20 Alkyl acrylamides 2 5 H2 C=CH--C--NH--R ' Half vinyl esters~half amides 3 5 H2 C H~--R '--~--NH--R
Half esters of maleic anhydride H ,C2CH--C~R
0=~
~H
Vinyl pyrrolidone !_!
Acrylic acid H C=CH--C--OH

Crotonic Acid 7 5 CH3--CH=CH--C--OH
80 Methacrylic acid 85 CH2=~

W095/33437 2l~ q~B~ r~ 7~9 g In the above formulas, R is a Cl to C10 alkyl and R is a Cl to Cl~ alkylene Preferred - : ~ for use in the water--soluble polymers are acrylic acid, vinyl pyrrolidone, vinyl acetate, crotonic acid, methacrylic 5 acid or a combination thereof. Examples of preferred copolymers are the mono ethyl, isopropyl or n--butyl esters of poly (methyl vinyl ether~maleic acid);
poly(vinyl pyrrolidone~vinyl acetate, poly(vinyl pyrrolidone~ethyl methacrylate~methacrylic acid), 10 poly (ethyl acrylate~acrylic acid~N--t--butyl acrylamide), and poly (vinyl acetate~crotonic acid) .
Other suitable classes of polymers include anionic, nonionic, amphoteric and cationic polymers. Specific polymers include polyvinylpyrrolidone (PVP), copolymers 15 of PVP and methylmethacrylate, copolymers of PVP and vinyl acetate tVA), polyvinyl alcohol (PVA), copolymers of PVA and crotonic acid, copolymers of PVA and maleic anhydride, hyd~ ~sy~ yl cellulose, ~IydLo~y~L.~yl guar gum, sodium polystyrene sulfonate, 20 PVP~ethylmethacrylate~methacrylic acid terpolymer and octylacrylamide~acrylate~butylaminoethyl methacrylate copolymers, and mixtures . A pref erred vinyl polymer or copolymer contains at least 50 mole percent of the residues of n--vinyl lactam monomer such as 25 N--vinylpyrrol; rl i none .
With certain of the acidic water--soluole polymers, it may be nPcP~Ary to neutralize some acidic groups to promote 601ubility~dispersibility, e.g., PVA~crotonic acid. Neutralization and increased solubilization are 30 accomplished with one or more inorganic bases such as sodium hydroxide, potassium hydroxide, ammonium hydroxide and~or ammonium carbonate. Among stable organic bases are the water soluble bases such as monoethanolamine (MEA), diethanolamine (DEA), 35 triethanolamine (TEA), 2--methyl--2--amino--1--propanol .

WO 95/3343~ 2 1 9 ~ 7 4 ~ q (AMP), ;nn ~i~COlS, and the like, which help solubilize the polymer in water solutions. The level of neutralization required for solubilization varies for each polymer. All of the above--described acidic 5 polymers become soluble in water and hydroalcoholic solutions at 100% neutralization, and all described levels of water~alcohol~propellant solutions. The pH of these solutions usually ranges from 9 to 12. The lowest neutralization level needed to render the polymer water 10 soluble or dispersible depends on the kind of polymer, and the amount of alcohol, water and propellant. For instance, for poly(methyl vinyl ether~maleic acid) in water the lowest neutralization level is 40% with sodium hydroxide and AMP; for poly(ethyl acrylate~acrylic 15 acid/N--t--butyl acrylamide) the lowest neutralization level is 75% with AMP and 65% with sodium hydroxide. At these neutralization levels, the pH of the solutions range from 5 to 7. A slightly acidic or neutral pH such as this is preferred, however, the pH of the 20 formulations of the present invention can vary from 4 to 9 . Saponif ication of the ester linkages may occur under a 1 kA l; nF~ conditions .
The water--601uble polymers may be prepared according to known procedures wherein, for example, a 25 N--vinyl lactam is polymerized, optionally in the presence of one or more other vinyl monomers such as those described above. The N--vinylpyrrolidinone~vinyl acetate copolymers supplied by BASF under the trademark LWISK0~ VA are typical of the water--soluble polymers 30 which may be used in the aerosol hair spray formulations of the present invention. The preferred water--soluble polymers comprise homopolymers of N--vinyl--2--pyrrol; fl; nnne and copolymers of N--vinyl--2--pyrrol ;tl;nnne and up to 50 mole percent vinyl 35 acetate having weight average molecular weights in the _ _ . . , .. .. . _ . .. , ... .. ... ... . _ .. _ . _ .. . . . . .

W~ 95/33437 2 ~9 0 7 ~`6 P_l/o.. r ~~69 range of 1000 to 100,000. The water--soluble polymers are used at a level of from o . 5% to 10% by weight, generally 1~ to 5% by weight, and preferably from 2% to 4~ by weight of the total formulation. The weight 5 average molecular weight of the water--soluble polymers is not critical but is generally in the range from 1, 000 to 2, 000, 000 .
The aerosol formulations also can contain a variety of other nonessential, optional components suitable for 10 rendering such formulations more acceptable. Such conventional optional ingredients are well known to those skilled in the art, e.g., other emulsifiers such as anionics (e.g., sodium alkyl sulfate); preservatives such as benzyl alcohol, methyl paraben, propyl paraben 15 and imidazolidinylurea; cationic emulsifiers/conditioners such as cetyl trimethyl ammonium chloride, stearyl--dimethyl benzyl ammonium chloride, and di (partially--hydrogenated tallow) dimethylammonium chloride; thickeners and viscosity 20 modifiers such as d;P~h;ln~lamide of a long chain fatty acid, fatty alcohols (i.e., cetearyl alcohol), sodium chloride, sodium sulfate, and ethyl alcohol; pH
ad~usting agents 6uch as citric acid, s~ccinic acid, sodium hydroxide and triethanolamine; coloring agents 25 such as any of the FD&C or D&C dyes; hair ~;d;7;ng (bleaching) agents such as 11Y~1LUY~ peroxide, perborate salts and persulfate salts; hair reducing agents such as thioglycolates; perfume oils; chelating agents such as ethylen~ m;netetraacetic acid; and among many other 30 agents, polymer plasticizing agents such as glycerin and propylene glycol. These optional materials are generally used individually at a level of from 0 . 001% to 19%, preferably from 0.01% to 596 by weight of the total f ormulation . It is important to note that the use of 35 cationic emulsifiers in amounts of greater than 1% may ;

Wo 95/3343~ ~ 1 9 0 7 ~ 6 r~ s ~ -7~9 precipitate the sulfopol~èster, component (1).
The aerosol hair--spray f ormulation of the present invention may also include from 0.01% to 10%, preferably, 0.1% to 2% by weight of a non--volatile 5 ~:;licnnP ~, ~u",~l or other conditioning agent(s), preferably a water--insoluble, emulsifiable conditioning agent. The preferred non--volatile silicone - u,ld is a polydimethylsiloxane compound, such as a mixture of a low molecular weight polydimethylsiloxane f luid and a 10 higher molecular weight polydimethylsiloxane gum. The non--volatile polydimethylsiloxane ul-d is added to the f ormulation of the present invention in an amount sufficient to provide i uv~d combing ~nd improved feel (softness) to the hair after shampooing.
Another particularly suitable conditioning agent that can be included in the formulation of the present invention is a volatile hydrocarbon, such as a hydrocarbon including from lo to 30 carbon atoms, that has sufficient volatility to slowly volatilize from the 2 0 hair after application of the aerosol hair spray formulation. The volatile hydrocarbons provide essentially the same benef its as the silicone conditioning agents.
The preferred volatile hydrocarbon compound is an aliphatic hydrocarbon including from 12 to 24 carbon atoms, and having a boiling point in the range of from 100 C to 300C. Exemplary volatile hydrocarbons are depicted in general structural formula (I), wherein n ranges from 2 to 5, 3 0 ICH3 iCH3 C ( I ) 3 ~ ~2~n 3 Examples of volatile hydrocarbons useful in the aerosol hair spray formulation of the present invention _ _ _ _ _ _ _ _ _ . , .. _ . ... . . _ . _ _ _ . ... . .. . ...

~ 95/33437 219 0 7 4 5 : r~ c ~ -7~9 . -- 13 --are the commercially--available uul.ds P~:h,~ YI. 99A
and ~:h~ HYI. lOlA, CULL.~lJ"l~l;n~ to c~ _ c of general structure (I) wherein n is 2 and 3, respectively, available from Permethyl Corporation, 5 Frazer, Pa. A volatile hydrocarbon compound is useful in the f ormulation of the present invention either alone, in combination with another volatile hydrocarbon, or in combination with a volatile silicone.
Examples of other suitable water--insoluble lO conditioning agents that can be incorporated into the hair spray f ormulations of the present invention include the following: polysiloxane polyether copolymers;
polysiloxane polydimethyl dimethylammonium acetate copolymers; acetylated lanolin alcohols; lauryl 15 dimethylamine oxide; a lanolin-derived ex~tract of sterol on sterol esters; lanolin alcohol Cùl~ct~ Lllte; an isopropyl ester of lanolin fatty acids; sulfur rich amino acid concentrates; isopropyl ester of lanolin fatty acids; oleyl alcohol; stearyl alcohol;
20 stearamidopropyl dimethyl myristyl acetate; a polyol f atty acid; a f atty amido amine; guar y~Lu~y~.u~yltrimonium chloride; cetyl~stearyl alcohol;
keratin protein derivatives; isostearamidopropyl dimethylamine; stearamidopropyl dimethylamine; an 25 aminofunctional silicone; isopropyl ester of lanolic acids, ethoxylated (30) castor oil; acetylated lanolin alcohol, fatty alcohol fraction of lanolin, a mineral oil and lanolin alcohol mixture; high molecular weight esters of lanolin;
3 0 vinylpyrrolidone~dimethylaminoethylmethacrylate copolymer, 5 mole ethylene oxide adduct of soya sterol;
10 mole ethylene oxide adduct of soya sterol; stearic acid ester of ethoxylated (20 mole) methyl glucoside;
sodium salt of polyl~ydLuxyu~rboxylic acid; hydroxylated 35 lanolin; cocamidopropyl dimethylamine lactate;

W0 9~/33437 2 ~ 9 0 7 4 ~ r~ r-~fi9 cocamidopropyl dimethylamine E?ropionate; cocamidopropyl morpholine lactate; iso6tea~;am~idopropyl dimethylamine lactate; isostearamidop~l morpholine lactate;
oleamidopropyl dimethylamine lactate; linol~m;~opropyl 5 dimethylamine lactate; stearamidopropyl dimethylamine lactate, ethylene glycol monostearate and propylene ylycol mixture; stearamidopropyl dimethylamine lactate;
acetamide NEA; lactamide MEA; stearamide MEA;
b~hPn~lknnillm chloride; behenyl trimethyl ammonium 10 methosulfate and cetearyl alcohol mixture; cetearyl alcohol; tallow ;m;~ol;nllm methoxulfate, stearyl trimonium methosulfate; mixed ethoxylated and propoxylated long chain alcohols; stearamidopropyl dimethylamine lactate, polonitomine oxide; oleamine 15 oxide, stearamide oxide; soya ethyldimonium ethosulfate;
ricinol ;Im; (~n~ropyl ethyldimonium ethosulfate; N--(3--i 5 ostearam idopropyl )--N, N--dimethy l amino g lyco late; N--( 3--isostearamidopropyl~--N,N--dimethyl amino gluconate;
hydrolyzed animal keratin; ethyl hydrolyzed aminal 20 keratin; stearAm;-loethyl diethylamine; cocamidopropyl dimethylamine; lauramidopropyl dimethylamine, oleamidopropyl dimethylamine; palmitamidopropyl dimethylamine; stearamidopropyl dimethylamine lactate;
avocado oil; sweet almond oil, grape ~eed oil; jojoba 25 oil; apricot kernel oil; sesame oil; hydrid safflower oil; wheat germ oil; cor~m;tlnAm;n~ lactate;
ricinoleamido amine lactate; stearamido amine lactate;
stearamido morpholine lactate; isostearamido amine lactate; isostearamido morpholine lactate; wheat 30 germamido dimethylamine lactate; wheat g~r~-m;tlnrropyl dimethylamine oxide; ~ cA;llm isostearamido MEA
sulfosuccinate; disodium oleamide PE~2 sulfosuccinate;
~l;ROf~;llm oleamide MEA 5ulfosuccinate; ~ii Rr)~illm ricinoleyl IIEA sulfosuccinate; lliRO-lillm wheat germamido 35 MEA sulfosuccinate; disodium wheat q~r~-m;tln PE~2 .. . ... .. . .

WO 9s/33437 2 1~ 0 7 ~ g - r~"~ 7~9 sulfosuccinate; 6tearamido amine; stearamido morpholine;
isostearamido amine; isostearamido morpholine;
polyethylene glycol (400~ mono and distearates;
synthetic calcium silicate; isostearic alkanolamide;
5 ethyl esters of hydrolyzed animal protein; blend of cetyl and stearyl alcohols with ethoxylated cetyl or stearyl alcohols; amido amines; polyamido amines;
propoxylated (1--20 moles) lanolin alcohols;
isostearamide DEA; and hydrolyzed collagen protein.
10 Water--insoluble cationic conditioning agents in amounts of less than 1% may also be used. The use of water--insoluble cationic conditioning agents in amounts of greater than 1% may precipitate the sulfopolyester, -nt (1).
The aqueous formulations of the present invention also can contain the conventional hair spray adjuvants in amounts which generally range from 0. 01 to 2% by weight and preferably 0.196 to 1% by weight. Among the additives which can be used are plasticizers such as glycols, phthalate esters and glycerine; silicones;
emollients; lubricants and penetrants such as various lanolin r ~_ '~; protein hydrolysates and other protein derivatives; ethylene adducts and polyoxyethylene cholesterol; dyes, tints and other colorants; and p~Lr, --.
Other conventional additives such as preservatives, fragrances, antifoaming agents, hair conditioners, plasticizers, etc. may be added in such quantities as desired, up to 5 . 096 by weight of the total formulation.
Although the film--forming formulations described herein are particularly useful as aerosol hair sprays for the grooming of hair, it is possible that the formulations, with or without modification, may be used in other types of personal care products.
Suitable plasticizers include: Dimethicone Copolyol ~o 9~/33437 ~ ~ 9 n 7 4 ~ F~~ 9 j~i, (Dow Corning 190) at 0.01---0.02%, PEG--6 Capric/Caprylic Glyceride (Softigen 76i~ at 0.5--2.0%, Diacetin at 1.0--2.0, Lauramide DEA (Monamid 716) at 0.1--1.0%, Phenyl ,~
Trimethicone (Abil AV 20--1000) at O .1--O . 2%, propylene glycol at 1. 0--5 . 0%, dipropylene glycol at 1. 0--5 . 0% .
The materials and testing procedures used f or the results 6hown herein are as follows:
DYMEL A (CTFA Adopted Name: Dimethyl Ether) available from DuPont, is a dimethyl ether and is used a6 a propellant.
L~VISKOL VA 73W PVP~VA (CTFA Adopted Name: PVP~VA
Copolymer), available from BASF, is a water--soluble vinyl copolymer of 70 mole percent of N--vinyl--2--pyrrol ;~9;nt.n~ and 30 mole percent of vinyl acetate (50% solid).
SDA--40C is ethanol that has been diluted with ethyl acetate, and i5 available from Eastman Chemical Company.
Glass transition temperature was detPrm; necl using a differential Sr~nn;n~ calorimeter (DSC).
Inherent viscosity (I.V.) was measured at 23CC
using O . 50 grams of polymer per 100 ml of a solvent consisting of 60% by weight phenol and 40% by weight tetrachloroethane .
Turbidity was measured in NTU' s using a model DRT--lOOB Turbidimeter.
The invention will be further illustrated by a cr~nci~1~ration of the following examples, which are intended to be exemplary of the invention. All parts and Pt!L~ ag~S in the examples are on a weight basis unless otherwise stated.
EXAMPLE I
Preparation of water~ispersible Sulfopolyesters A--E.
A round bottom f lask es~uipped with ground--glass head, an agitator shaft, nitrogen inlet and a side arm WO 9~/33437 2 ~ 9 0 7 46~ r~ c ?~C9 was charged with isophthalic acid, dimethyl--5--sodiosulfoisophthalate (SIP), diethylene glycol (DEG~, and 1,4--cyclrlh-~Y~nc~ 'h~n~ll (CHDN), in the mole percents as set f orth below . For comparison purposes, Table I summarizes critical values for each sulfopolyester. A catalyst was added and the flask was immersed in a Belmont bath at 200C for one hour under a nitrogen sweep. The temperature of the bath was increased to 230C for one hour. The temperature of the bath was increased to 280C and the flask was heated for 45 minutes under reduced pressure of 0.5 to 0.1 mm of Hg. The flask was allowed to cool to room temperature and the copolyester was removed from the f lask . Each sulfopolyester was extruded and pelletized.
Nore specifically, the composition of each sulfopolyester was as follows:
Sulfopolyester A was prepared with 20 . 2 mole percent dimethyl--5--sodiosulfoisophthalate and 79 . 8 mole percent isophthalic acid, and 21. 9 mole percent 1~4--cycloh~YAnP~ thanol and 78.1 mole percent diethylene glycol, based on 100 mole percent dicarboxylic acid and 100 mole percent diol.
Sulfopolyester A has a Tg of 42C and an I.V. of . 33 dl~g Sulfopolyester B was prepared with 22. 0 mole percent dimethyl--5--sodiosulfoisophthalate and 78 . 0 mole percent isophthalic acid, and 23 . 0 mole percent 1~4--cyclohpyrln~ nc~l and 77.0 mole percent diethylene glycol, based on 100 mole percent dicarboxylic acid and 100 mole percent diol.
Sulfopolyester B has a Tg of 47C and an I.V. of 0 . 3 3 dl~g .
Sulfopolyester C was prepared with 15. 6 mole percent dimethyl--5--sodiosulfoisophthalate and 84 . 4 mole percent isophthalic acid, and 24.2 mole percent ., . . _ .. .. .. _ .. . _ _ _ . . . _ .. . . . . . . . _ _ _ _ _ wo 9~l33437 ~ i 9 0 7 ~ 6 r~ 59 ~

1,4--cycl~hPY~nP~ir ~hanol an~75.8 mole percent diethylene glycol, based q~ 100 mole percent dicarboxylic acid and 100 mole percent diol.
Sulfopolyester C has a Tg of 39C and an I.V. of 0.29 dl~g.
Sulfopolyester D was prepared with 11. 0 mole percent dimethyl--5--sodiosulfoisophthalate and 89 . 0 mole percent isophthalic acid, and 22. 0 mole percent 1,4--cy~l~hPY~nPA;r-thanol and 78.0 mole percent diethylene glycol, based on 100 mole percent dicarboxylic acid and 100 mole percent diol.
Sulfopolyester D has a Tg of 38C and an I.V. of 0 . 3 6 dl~g .
Sulfopolyester E was prepared with 18 . 0 mole percent dimethyl--5--so~ioF~llfoisophthalate and 82.0 mole percent isophthalic acid, and 46 . 0 mole percent 1,4--cycl-hPY~nP~ Lllanol and 54.0 mole percent diethylene glycol, based on 100 mole percent dicarboxylic acid and 100 mole percent diol.
Sulfopolyester E has a Tg of 55C and an I.V. of 0.33 dl~g.
TABLE I
Summary of Sulfopolyester Compositions:
25 S~ spolYester SIP CHDM I.V. Tq A 20 . 2 21. 9 0 . 33 42 C
B 22.0 23.0 0.33 47C
C 15.6 24.2 0.29 39C
D 11.0 22.0 0.36 38C
E 18.0 46.0 0.33 55C
EXAMPLE II
Preparation of aerosol hair spray formulations using the sulfopolyesters of Example I.
In some examples, ten grams of the sulfopolyester WO 95/33437 ~ ~ 9 0 ~ r~ 9 ' ' was dispersed in 54 . 3 grams of distilled water by heating and stirring until a t~ uLa of 75 to 85C
was reached. After cooling to 40C any water lost during heating was replaced and in some cases a 5 water--soluble polymer consisting of 70 mole percent of N--vinyl--2--pyrrolidinone and 3 0 mole percent of vinyl acetate (5096 solids) was added. Ethanol, 35.7 grams as SDA 40C, was added. The mixtures were vacuum filtered through a coarse center glass filter. A preservative, 1--(llyd-oxy thyl)--5,5--dimethyl hydantoin, 0.2 grams, was added .
In some examples, ten grams of the sulfopolyester was dispersed in 90 grams of distilled water by heating and stirring until a temperature of 75 to 85C was 15 reached. After cooling to 40C any water lost during heating was replaced and in some cases a water--soluble polymer consisting of 70 mole percent of N--vinyl--2--pyrrol i~?;nf~ne and 30 mole percent of vinyl acetate (50% solids) was added. The mixtures were 20 vacuum filtered through a coarse center glass filter. A
preservative, 1--(hydLU~Ly thyl)--5, 5--dimethyl hydantoin, 0. 2 grams, was added.
To 65 grams of each of the mixtures was added 42 milliliters of dimethyl ether. The mixtures were 25 sprayed into a glass cuvette which was placed in the Turbidimeter. The turbidity results are listed in Table II.

wn 95l33437 219 0 7 ~ 6 PCTIUS95/06269 ~TABLE II
Turbidity Results tNTU' s) Using Sulfopolyesters (A--E) FY~r~le ~= A B C D E
7% Sulfopoly O % EtOH
30% DME 18.9 15.7 41.5 64.6 36.1 5% Sulfopoly 2 % PVP/VA
O % EtOH
30% DME ~ 19.8 15.9 41.0 63.0 33.8 7% Sulfopoly 2 5 % EtOH
30% DME 14 . 0 14 . 0 325 301 981 5% Sulfopoly 2 % PVP~VA
2 5 % EtOH
2530% DME 13.0 13.0 238 205 1290 The results in Table II clearly indicate that aerosol hair sprays prepared with Sulfopolyesters A and 30 B, which meet the criteria of the present invention, result in clear hair sprays even at 55~ volatile organic solvent. The hair spray6 prepared with Sulfopolyesters A and B exhibit significantly less than 20 NTU's which is a measure of turbidity. Greater than 20 NTU' s is 35 characteristic of a cloudy mixture. Moreover, the presence of a water--soluble polymer in the f ormulations of the present invention does not deleteriously effect the clarity of the aerosol hair spray formulations. In contrast, the addition of alcohol to hair spray 40 formulations prepared with Sulfopolyesters C, D, or E
result in extremely cloudy hair spray formulations with as little as 30% volatile organic solvent.

WO 95/33437 ~ 1 ~ 7 ~ Y~ C ~9 EXAMPLE I I I
Curl Retention Evaluation of Aerosol Hair Sprays.
The aerosol hair spray prepared from Sulf opolyesters B and D of Example II and LUVISKOL VA
5 73W PVP~VA were sprayed on a tress for ten seconds.
Testing was done on natural brown, European virgin hair tresses in which two grams of hair, root end, were glued to a 2 " by 2 " plastic tab . The tresses were cut so that the length of hair hanging below the tabs was six 10 inches. Prior to applying the aerosol hair spray, the tresses had been washed with a nclnr~ntl; tioning shampoo, placed in ethanol bath f or 15 minutes, rinsed with deionized water, wrapped around a one inch diameter curler while wet, and placed in an oven at 45C. to dry.
15 The tresses were removed from the oven and allowed to cool to room temperature.
The tresses were hung in a humidity chamber at 25C
and 80% relative humidity. The curl loss or droop was detc~rmin~ over a one hour period in ten minute 20 intervals. The test results are listed in Table III.
TABLE III
Curl Retention Evaluation of Aerosol Hair Sprays Time ( minutes ) 25Polvmer 0 10 20 30 40 50 60 Sulf o poly B 100 100 98 .1 96 . 5 96 . 5 95 . 2 95 . 2 30Sulfo poly D 100 91. 4 88 . 9 84 . 3 84 . 3 84 . 3 84 . 3 PVP~VA 100 79.8 74.3 70.4 67.2 67.2 67.2 The test results in Table III indicate that aerosol hair sprays prepared using the critical ranges of the present invention clearly are superior in maintaining curl retention as compared to aerosol hair sprays that .

WO 9~/33437 s~ l g 0 7 ~ ~ r~

fall outside the critical ranges. In addition, the data indicates that the use of water--soluble PVP~VA polymers without the sulfopolyesters of the present invention result in poor curl retention and poor humidity 5 resistance.
Many variations will suggest themselves to those skilled in this art in light of the above detailed description. All such obvious rnodifications are within the full intended scope o~ the A~r~n~ed claims.

Claims (17)

WHAT IS CLAIMED IS
1. A clear aerosol hair spray formulation having improved dry time and curl retention comprising:
(1) a sulfopolyester having a Tg of 40°C to 50°C
and an inherent viscosity of 0.24 to 0.60 dl/g which comprising of repeat units from (a) a dicarboxylic acid component consisting of 20 to 26 mole percent dimethyl-5-sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid;
(b) a diol component comprising of 10 to 30 mole percent 1,4-cyclohexanedimethanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol;
(2) a water/alcohol liquid vehicle; and (3) 3 to 60 weight percent based on the weight of components (1), (2), and (3) of a propellant selected from the group consisting of a C1-C4 aliphatic hydrocarbon, dimethyl ether, and mixtures thereof, provided the sulfopolyester, component (1), is present in an amount of 0.5 to 15 weight percent, based on the total weight of the aerosol hair spray formulation.
2. A clear aerosol hair spray formulation exhibiting less than 20 NTU's and having improved dry time and curl retention comprising:
(1) 0.5 to 15 weight percent of a sulfopolyester having a Tg of 40°C to 50°C and an inherent viscosity of 0.24 to 0.60 dl/g which consists essentially of repeat units from (a) a dicarboxylic acid component comprising of 20 to 26 mole percent dimethyl-5-sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid;
(b) a diol component comprising of 10 to 30 mole percent 1,4-cyclohexanedimethanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol;
(2) a water/alcohol liquid vehicle; and (3) 3 to 60 weight percent based on the weight of components (1), (2), and (3) of a propellant selected from the group consisting of a C1-C4 aliphatic hydrocarbon, dimethyl ether, and mixtures thereof.
3. A clear aerosol hair spray formulation exhibiting less than 20 NTU's and having improved dry time and curl retention comprising:
(1) 3 to 10 weight percent of a sulfopolyester having a Tg of 40°C to 50°C and an inherent viscosity of 0.24 to 0.60 dl/g which consists essentially of repeat units from (a) a dicarboxylic acid component comprising of 20 to 26 mole percent dimethyl-5-sodiosulfoisophthalate and 74 to 80 mole percent isophthalic acid, based on 100 mole percent dicarboxylic acid;
(b) a diol component comprising of 10 to 30 mole percent 1,4-cyclohexanedimethanol and 70 to 90 mole percent diethylene glycol, based on 100 mole percent diol;
(2) a water/alcohol liquid vehicle;
(3) 3 to 40 weight percent based on the weight of components (1), (2), and (3) of a propellant selected from the group consisting of a C1-C4 aliphatic hydrocarbon, dimethyl ether, and mixtures thereof; and (4) 0.5 to 10 weight percent based on the weight of components (1), (2), (3), and (4) of a water-soluble polymer which includes a monomer selected from the group consisting of a vinyl monomer and an acrylate monomer.
4. The aerosol hair spray formulation of Claim 3 wherein the water-soluble polymer is prepared from at least one vinyl or acrylate monomer selected from the group consisting of alkyl vinyl ethers alkyl acrylates vinyl esters N-vinyl lactams alkyl acrylamides half vinyl esters/half amides half esters of maleic anhydride vinyl pyrrolidone acrylic acid crotonic acid , and methacrylic acid wherein R is a C1 to C10 alkyl and R? is a C1 to C10 alkylene.
5. The aerosol hair spray formulation of Claim 4 wherein the water-soluble polymer, component (4), is selected from the group consisting of polyvinyl pyrrolidone, polyvinyl caprolactam, polyvinyl acetate, polyacrylates, methacrylates, and copolymers and terpolymers of such monomers.
6. The aerosol hair spray formulation of Claim 5 wherein the water-soluble polymer is a polyvinyl lactam polymer containing at least 50 mole percent of residues of N-vinyl lactams of the formula wherein n is 3 or 4.
7. The aerosol hair spray formulation of Claim 1 wherein the propellant, component (3), is a C1 - C4 aliphatic hydrocarbon selected from the group consisting of methane, ethane, trichlorofluoromethane, dichlorodifluoromethane, dichlorotetrafluoroethane, monochlorodifluoromethane, trichlorotrifluoroethane, dimethyl ether, 1,1-difluoroethane, propane, n-butane, isobutane, carbon dioxide, nitrous oxide, nitrogen, helium, fluorinated oxetane, fluorinated oxepane, and mixtures thereof.
8. The aerosol hair spray of Claim 7 wherein the propellant, component (4), is a mixture containing 80 to 86 weight percent isobutane and 20 to 14 weight percent propane.
9. The aerosol hair spray formulation of Claim 1 wherein the propellant, component (3), is dimethyl ether.
10. The aerosol hair spray formulation of Claim 1 wherein the propellant, component (3), is 1,1-difluoroethane.
11. The aerosol hair spray formulation of Claim 1 wherein the combination of alcohol and propellant is less than 60 weight percent based on the weight of the aerosol hair spray formulation.
12. The aerosol hair spray formulation of Claim 11 wherein the combination of alcohol and propellant is 30 to 60 weight percent based on the weight of the aerosol hair spray formulation.
13. The aerosol hair spray formulation of Claim 12 wherein the combination of alcohol and propellant is 35 to 55 weight percent based on the weight of the aerosol hair spray formulation.
14. The aerosol hair spray formulation of Claim 13 wherein the combination of alcohol and propellant is 45 to 55 weight percent based on the weight of the aerosol hair spray formulation.
15. The aerosol hair spray formulation of Claim 1 wherein the alcohol is an aliphatic straight or branched chain monohydric alcohol having 2 to 4 carbon atoms.
16. The aerosol hair spray formulation of Claim 14 wherein the alcohol is selected from the group consisting of isopropanol and ethanol.
17. The aerosol hair spray formulation of Claim 15 wherein the alcohol is ethanol.
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US5674479A (en) 1997-10-07
PT762866E (en) 2001-10-31
DE69521703D1 (en) 2001-08-16
EP0762866B1 (en) 2001-07-11
AU2594295A (en) 1996-01-04
EP0762866A1 (en) 1997-03-19
DK0762866T3 (en) 2001-09-24
JPH10501227A (en) 1998-02-03
US5853701A (en) 1998-12-29
WO1995033437A1 (en) 1995-12-14
DE69521703T2 (en) 2001-11-15
ATE202920T1 (en) 2001-07-15
GR3036823T3 (en) 2002-01-31
CN1149825A (en) 1997-05-14
JP3636724B2 (en) 2005-04-06
MX9606015A (en) 1997-12-31
ES2158114T3 (en) 2001-09-01
CA2190746A1 (en) 1995-12-14

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