CA2132977C - Crosslinked biocompatible encapsulation compositions and methods - Google Patents

Crosslinked biocompatible encapsulation compositions and methods Download PDF

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CA2132977C
CA2132977C CA002132977A CA2132977A CA2132977C CA 2132977 C CA2132977 C CA 2132977C CA 002132977 A CA002132977 A CA 002132977A CA 2132977 A CA2132977 A CA 2132977A CA 2132977 C CA2132977 C CA 2132977C
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crosslinked
covalently
crosslinkable
component
mixture
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CA2132977A1 (en
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Neil P. Desai
Patrick Soon-Shiong
Paul A. Sandford
Roswitha E. Heintz
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AmCyte Inc
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    • CCHEMISTRY; METALLURGY
    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12NMICROORGANISMS OR ENZYMES; COMPOSITIONS THEREOF; PROPAGATING, PRESERVING, OR MAINTAINING MICROORGANISMS; MUTATION OR GENETIC ENGINEERING; CULTURE MEDIA
    • C12N11/00Carrier-bound or immobilised enzymes; Carrier-bound or immobilised microbial cells; Preparation thereof
    • C12N11/02Enzymes or microbial cells immobilised on or in an organic carrier
    • C12N11/04Enzymes or microbial cells immobilised on or in an organic carrier entrapped within the carrier, e.g. gel or hollow fibres
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/14Particulate form, e.g. powders, Processes for size reducing of pure drugs or the resulting products, Pure drug nanoparticles
    • A61K9/16Agglomerates; Granulates; Microbeadlets ; Microspheres; Pellets; Solid products obtained by spray drying, spray freeze drying, spray congealing,(multiple) emulsion solvent evaporation or extraction
    • A61K9/1605Excipients; Inactive ingredients
    • A61K9/1629Organic macromolecular compounds
    • A61K9/1652Polysaccharides, e.g. alginate, cellulose derivatives; Cyclodextrin
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G65/00Macromolecular compounds obtained by reactions forming an ether link in the main chain of the macromolecule
    • C08G65/02Macromolecular compounds obtained by reactions forming an ether link in the main chain of the macromolecule from cyclic ethers by opening of the heterocyclic ring
    • C08G65/32Polymers modified by chemical after-treatment
    • C08G65/329Polymers modified by chemical after-treatment with organic compounds
    • C08G65/331Polymers modified by chemical after-treatment with organic compounds containing oxygen
    • C08G65/332Polymers modified by chemical after-treatment with organic compounds containing oxygen containing carboxyl groups, or halides, or esters thereof
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L5/00Compositions of polysaccharides or of their derivatives not provided for in groups C08L1/00 or C08L3/00
    • C08L5/04Alginic acid; Derivatives thereof
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L71/00Compositions of polyethers obtained by reactions forming an ether link in the main chain; Compositions of derivatives of such polymers
    • C08L71/02Polyalkylene oxides
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    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12NMICROORGANISMS OR ENZYMES; COMPOSITIONS THEREOF; PROPAGATING, PRESERVING, OR MAINTAINING MICROORGANISMS; MUTATION OR GENETIC ENGINEERING; CULTURE MEDIA
    • C12N5/00Undifferentiated human, animal or plant cells, e.g. cell lines; Tissues; Cultivation or maintenance thereof; Culture media therefor
    • C12N5/0012Cell encapsulation
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L71/00Compositions of polyethers obtained by reactions forming an ether link in the main chain; Compositions of derivatives of such polymers
    • CCHEMISTRY; METALLURGY
    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12NMICROORGANISMS OR ENZYMES; COMPOSITIONS THEREOF; PROPAGATING, PRESERVING, OR MAINTAINING MICROORGANISMS; MUTATION OR GENETIC ENGINEERING; CULTURE MEDIA
    • C12N2533/00Supports or coatings for cell culture, characterised by material
    • C12N2533/30Synthetic polymers
    • CCHEMISTRY; METALLURGY
    • C12BIOCHEMISTRY; BEER; SPIRITS; WINE; VINEGAR; MICROBIOLOGY; ENZYMOLOGY; MUTATION OR GENETIC ENGINEERING
    • C12NMICROORGANISMS OR ENZYMES; COMPOSITIONS THEREOF; PROPAGATING, PRESERVING, OR MAINTAINING MICROORGANISMS; MUTATION OR GENETIC ENGINEERING; CULTURE MEDIA
    • C12N2533/00Supports or coatings for cell culture, characterised by material
    • C12N2533/70Polysaccharides
    • C12N2533/74Alginate

Abstract

Crosslinked biocompatible compositions comprising an ionically crosslinked component and a covalently crosslinked component for encapsulating biologics are disclosed. In accordance with the present invention, also disclosed are crosslinkable biocompatible mixtures comprising an ionically crosslinkable component and a covalently crosslinkable component. Methods for encapsulating biologics with the crosslinked and crosslinkable biocompatible compositions are provided. Also, retrievable macrocapsules for encapsulating microcapsules or biologics are disclosed.

Description

WO 93/21266 ~ PCT/US93/03066 CROSSLINKFD BIOCOMPATIBLE ENCAPSULATION
COMPOSITIONS ANt~ METHODS
BACKGROUND OF TFIE IN~IErdTION
The present invention relates to compositions and methods for encapsulating biologics such as bio-. logically active materials or diagnostic markers. More 'S specifically, the present invention relates to an soni cally and covalently crosslinked biocompatible material which provides a non-cytotoxic, immunoprotective barrier for a biologic, including a xenotransplanted biologic. In another aspect, the present invention relates to a mixture l0 of an sonically crosslinkable component and a covalently - crosslinkable component, suitable for use in encapsulating a' biologic. The present invention also relates to pro cesses for encapsulating biologics with the crosslinked biocompatible material.
15 Many bsocompatible materials such as lipids, polycations, and polysaccharides, such as hyaluronic acid, have been used to encapsulate materials such as living cells and tissue. For instance, the polysaccharide alginate has been used for the encapsulation, immuno-?.0 isolation, and immobilization of cells. The combination of alginate with multivalent cations, such as calcium, can form mechanically stable, sonically crosslinked mscro-encapsules: However, when used in a physsological environ-ment, such as in the transplantation of microencapsulated 25 islets or cells, the mechanical stability of the sonically crosslinked alginate microcapsules will erode since the extracellular concentration of monovalent cations exceeds the concentration of the divalent calcsum cations, resulting in the exchange by diffusion of the monovalent 30 and divalent cations.
Attempts to chemically modify alginate micro-capsules or gels by utilizing covalent crosslinking rather than ionic crosslinking have been made in order to improve mechanical stability. However, the reagents and reaction conditions involved with these techniques often prove toxic and even fatal to the encapsulated materials. In order to further improve mechanical stability, covalently modified alginates have been photopolymerized to produce covalently crosslinked alginate gels. The rapid photo-polymerization or photocrosslinking of the alginate avoids the exposure of the encapsulated materials to the toxic species that are present during the above-described processes.
It has also been found. that implanted alginate gels having higher fractions of a-L-guluronic acid (G
blocks) are more biocompatible than those containing a larger fraction of p-D-mannuronic acid (M blocks), since they do not induce a cytokine response from monocytes.
Alginates having a higher fraction of M blocks on the other hand, induce a cytokine response when implanted in a physiological environment. This M block induced~cyto-kine response results in fibrous overgrowth of the implanted alginate encapsulation material, thereby restricting the supply of nutrients> and preventing the encapsulated material from permeating the encapsulation barrier for delivery to the physiological environment.
Polylysine has been used as an additional layer with microcapsules using high G-block alginates in order to improve chemical and mechanical stability. Neverthe-less, although high G block alginate-polylysine gels have been..demonstrated to successfully reverse diabetes in spontaneous diabetic dogs when used to encapsulate trans-planted islets of Langerhans, the long term function of these ionically crosslinked gels have been hampered by chemical and/or mechanical disruption of the
2 WO 93/21266 ~ ~ ~ ~ ~ ~ PCT/US93/03066 alginate-polylysine membrane, thereby resulting in rejection and fibrous overgrowth.
Water-insoluble polymers, such as acrylate polymers or copolymers, and methacrylate polymers or copolymers, have been used in efforts to improve the stability of encapsulation materials. Photopolymerized polyacrylamides have also been in this regard. Likewise, however, these materials, or the organic solvents associated with them, often prove cytotoxic to the encap-l0 sulated living cells. Moreover, these water insoluble ' polymers'terid to be bioincompatible in vivo in the long term.
Crosslinked polyethylene glycol (PEG) gels have been used to immobilize enzymes and microbial cells. Poly-merizable derivatives of PEG, such as PEG dimethacrylate, have been photocrosslinked using ultraviolet light in the presence of a suitable initiator to form a gel. This technique is desirable for the encapsulation of not only enzymes, but also far cells and organelles, due to the absence of heating, the avoidance of extreme pll values, and the absence of toxic chemicals in the photopolymeriza-tion process.
Polyethylene glycol is generally suitable as a biocompatible, protein repulsive, non-inflammatory, and nonimmunogenic modifier for drugs, proteins, enzymes, and the surfaces of implanted material. These characteristics oaf polyethylene glycol are attributable to its nonionic character, its water solubility, the flexibility of its backbone, and its volume exclusion effect in solution or when immobilized at a surface. Further, surfaces modified with PEG have been found to be extremely nonthrombogenic, resistant to fibrous overgrowth in vivo, and resistant to
3 WO 93/21266 PC1'/US93/03066 2~~. 3 ~ 9'~'~
bacterial adhesion. PEG bound to bovine serum albumin has been shown to have reduced immunogenicity and increased circulation times in a rabbit.
PEG has been covalently bound to poly-L-lysine (PLL) to enhance the biocompatibility of alginate-PLL
(PLL) microcapsules for encapsulation of cells. PEG has also been covalently bound to polysaccharides such as alginates in order to make them soluble in organic media.
However, this material requires the additional steps necessary to chemically modify the alginate before it can gibe cro5slinked.
Polyethylene glycol has also been utilized as a component of interpenetrating polymer networks (or ZPNs), which are a combination of two or more different polymer systems, at least one of which is synthesized or cross-linked individually in the presence of the other. In particular, polyethylene glycol has been used as a component in IPNs with several polymers and monomers such as N-acryloylpyrrolidine, polysiloxane, epoxy resins, and poly acrylic acid. Nevertheless, the IPNs known in the art have not utilized alginates as one of the crosslinked _ w components, nor are IPNs known in which one of the components'is ionically crosslinked.
Although many of the polyethylene glycol gels known in the art elicit a very low fibrc~tic response in physiological environments, such gels often require an essential;emulsion or co-extrusion step with an oil or water immiscible phase for the formation of droplets or microcapsules. This may result in some toxicity due to the possibility that some of the oil phase may be carried over into the implanted host.
4 v ;, ;, ,, . ::, : ;: - :. ~:-. . , ... : .. .,.

Accordingly, there exists a definite need for gel or encapsulation materials which are not unstable under physiological conditions. There also exists a need for very mild and gentle methods for encapsulating biologics, especially for encapsulating living cells or tissues in an aqueous environment, whereby such methods allow a subsequent or simultaneous covalent crosslinking for chemical and mechanical stability without the necessity of a potentially toxic oil phase. Further, there exists a need for biocompatible encapsulation or microencapsulation materials which are mechanically and ' chemically stable in physiological environments. There also exists the need for such materials which provide immunoprotectivity of the encapsulated biologics. Addi tionally, there exists a need for biocompatible encap sulation materials which allow for the controlled release of an encapsulated biologic. , SUMMARY OF THE INVENTION
In accordance with the present invention, there are provided compositions and processes for encapsulating biologics, such as biologically active components and diagnostic markers. More specifically, the compositions of the present invention comprise a crosslinked bio-compatible material having at least one sonically cross-linked component and at least one covalently crosslinked component. The crosslinked biocompatible materials are formed from mixtures having at least one ionicall.y cross-linkable component and at least one covalently crosslink-able component.
The combination of an sonically crosslinked component and a covalently crosslinked component provides a non-cytotoxic, immunoprotective gel that can be used to
5
6 PCT/US93/03066 2~3~~7'~
entrap or encapsulate a biologic in a tightly crosslinked network, while preventing the diffusion of the ionically crosslinked component out of the crosslinked gel even in the presence of monovalent ions or ion chelators. The covalently crosslinked component further provides mechan-ical and chemical stability to the encapsulation material or gel. The ionically~crosslinked component provides a matrix or pre-formed gel which facilitates the rapid covalent crosslinking of the covalently crosslinkable l0 component without the necessity of an immiscible, poten-tially toxic oil phase required for the formation of -gelled droplets or capsules. These dually crosslinked materials provide the required properties for immuno-protectivity of the encapsulated biologics (including xenotransplanted biologics) by preventing the migration of molecules through the material which are potentially harmful to the biologics. Furthermore, the biocompatible materials or compositions of the present invention provide for the controlled release of biologics, or components thereof, into the physiological environment for .thera-peutic purposes, such as drug delivery.
The present invention also is embodied in a _ a crosslinkable biocompatible mixture suitable for encap sulating a biologic, such as biologically active materials or diagnostic markers, once it is properly crosslinked.
The crosslinkable biocompatible mixture is comprised of an ionically crosslinkable component and a covalently cross-linkable component having at least one polymerizable func-t,ianal group subject to free radical polymerization.
The present invention further relates to pro-cesses far encapsulating a biologic comprising coating the biologic with a composition having a covalently cross-linked component and an ionically crosslinked component.

WO 93/21266 ~ ~ ~ ~ ~ rJ ~~ PCT/US93/03066 In yet a further aspect of the invention, a retrievable encapsulation material is provided which is comprised of a macrocapsule of the crosslinked biocompat ible material of the present invention for encapsulating free cells or other microcapsules.
Other features and advantages of the present invention will become apparent from the following detailed description, taken in conjunction with the accompanying drawings and examples, which illustrate the principles of the invention.
BRIEF DESCRIPTION OF THE DRAWINGS ' FIG. 1 is a graph showing the permeability of an alginate/PEG-DA (AP) lOK crosslinked encapsulation gel to different molecular weight dextrans. , FIG. 2 is a graph comparing perifusion of canine islets in alginate/poly-L-lysine microcapsules and the AP
lOK microcapsules of the present invention.
FIG. 3 is a graph comparing perifusion of canine islets in different molecular weight AP macrocapsules of the present~invention.
FTG. 4 is a graph showing insulin secretion respanse of canine islets in alginate-polylysine micro-capsules further encapsulated in AP.macrocapsules.
FIG. 5 is a graph of the effects on blood glucose, urine volume and body weight of dog to rat xenotransplanted islets in AP lOK microcapsules of the present invention.

WO 93/21266 ~,~ , PCf/US93/03066 FIG. 6 is a perifusion graph of retrieved, dog to rat xenotransplanted islets in AP 10K microcapsules of the present invention.
FIG. 7 is a graph of an intravenous glucose tolerance test on rats having implanted canine islets in AP microcapsules of the present invention. .
FIG. 8 is a graph showing the effects of a dog _ to rat xenotransplant of AP macrocapsules of the present invention containing canine islets in alginate/PLL micro-10capsules.
DETAILED DESCRIPTION OF. THE PREFERRED EMBODIMENT
In accordance with the present invention there is provided a crosslinkable biocompatible mixture for encapsulating biologics, such as biologically active materials or diagnostic markers. The crosslinkable biacompatible mixture is comprised of an ionically cross-linkable component and a covalently crosslinkable component. The ionically crosslinkable component is selected from a polysaccharide, a polyanion, or a poly-cation. The covalently crosslinkable component is selected from a polyalkylene oxide having at least one functional group capable of undergoing free radical polymerization.
The present invention also relates to cross-linked biqcompatible materials having at least one ioni-cally crosslinked component and at least one covalently crosslinked component. The crosslinked biocompatible materials are suitable for encapsulating biologically active materials, such as living cells, hormones, enzymes, tissues, drugs or pharmaceuticals, or diagnostic markers WO 93/21266 PC1'/US93/03066 2 ~. 3 2 ~'~'~
such as imaging contrast media, radio contrast media and the like.
Ionically crosslinkable polysaccharides suitable for the present invention include, but are not limited to, alginate and natural ionic polysaccharides such as chito-san, gellan gum, xanthan gum, hyaluronic acid, heparin, pectin and carageenan. Examples of sonically crosslink-able polyanions suitable for use in the practice of the present invention include, but are not limited to, poly-l0 acrylic acid and polymethacrylic acid. Ionically cross-hinkable polycatsons such as polyethylene imine and polyl-ysine are also suitable for use in the present invention.
In a preferred embodiment of the present inven-tion, the polysaccharide alginate serves as the sonically crosslinkable component. (Alginate as used herein refers , to salts of alginic acid.) Preferably, the alginate has a high fraction of a-L-guluronic acid (G blocks) to pre-vent the inducement of a c:ytokine response from monocytes.
More particularly, alginates having at least 60 percent, and preferably 70 percent or greater, a-L-guluronic acid' blocks are used in accordance with the present invention.
Alginates having higher fractions of a-L-guluronic acid or G blocks are~more biocompatible than those containing a larger fraction of Q-D-mannuronic acid or M blocks since high M block alginates have been found to induce fibrotic overgrowth.
Alginate in a concentration range of about 0.1%
to 5%.w/v is generally suitable when used as the sonically crosslinkable component in the biocompatible mixture of the present invention. Preferably, the alginate is provided in a concentration range of 1.5-2.0% w/v when used in a mixture containing particular concentrations of 213 2 ~ °~'~
polyethylene glycol diacrylate (as discussed below) as the covalently crosslinkable component. It should be appre ciated, however, that varying amounts or concentration ranges of alginates in the final mixture may be utilized in order to carry out the invention.
The sonically crosslinkable component is ions-cally crosslinked by the addition to the bicompatible encapsulation mixture of multivalent cations, such as cal-cium, zinc, barium, strontium, aluminum, iron, manganese, nickel, cobalt, copper, cadmium, lead; or mixtures of any ~2 or more thereof. Calcium, barium, and strontium are preferable, with calcium being the most preferred for sonically crosslinking the sonically crosslinkable component of the mixture.
A polyalkylene oxide having at least one func-tional group capable of undergoing free radical polymeri-zation is suitable as the covalently crosslinkable component of the present invention. An example. of a sustable polyalkylene oxide is polyethylene glycol which is modified with at least one acrylate group to render it polymerizable. The polyethylene glycol acrylate, such as polyethylene diacrylate, or (PEG-DA), is capable of under--going free radical. polymerization. A wide variety of functional groups such as acrylate groups, vinyl groups, methacrylate groups, and the like can also be used to modify the polyethylene glycol to render it polymerizable.
Other suitable methods, however, may be utilized wto modify. PEG so that it is crosslinkable. For example, several methods may be utilized to prepare a modified PEG
that is crosslinkable or polymerizable by introducing unsaturation at the .ends of the PEG chain. A preferred way to modify polyethylene glycol is to treat it with r' ,.l PCT/US93/03066 acryloyl halide, such as acryloyl chloride. An esteri-fication reaction between PEG and acrylic acid (or a higher homologue or derivative thereof ) may be carried out in an organic solvent such as toluene in order to render the PEG polymerizable. A small amount of acid such as p-toluene sulfonic acid may be used to catalyze the reaction. Excess of one of the reactants, such as the acrylic acid, will drive this equilibrium reaction towards completion. The reaction mixture is refluxed for several _ ~10 hours. Since water is formed as a product of the reaction, the water may be continuously withdrawn by distillation of the azeotrope formed with toluene in order to drive the equilibrium towards the products. Standard purification schemes may be utilized.
Methacrylic acid, alkyl methacrylates or metha-cryloyl halides may be reacted in a similar fashion with PEG to obtain a crosslinkable derivative, as described by Fukui, S. and Tanaka, A., 1976; FEBS. Letters 66:179.
Alternatively, PEG alkoxide may be reacted with acetylene gas to produce the vinyl ethers of PEG in order to produce a crosslinkable PEG derivative, as set forth in Mathias, L.J., Canterberry, J.B.,,and South, M., 1982; J. Polym.
Sci.; Polym. Lett. Ed. 20:473. PEG may be reacted with methacrylic anhydride to obtain PEG dimethacrylate.
A reaction between PEG and allyl chloride in a dry solvent, catalyzed by small amounts of stannic chloride, will also result in a crosslinkable PEG. It shall be appreciated by those of skill in the art that several other known techniques may be utilized to obtain polymerizable PEG derivatives.
Polyethylene glycols or PEGS having a wide range of molecular weights can be modified for use in accordance WO 93/21266 213 2 ~'~'~ PCT/US93/03066 with the present invention. For example, PEGs having molecular weights from 200 to 500,000 could be modified as described above to render them polymerizable. PEGS in an intermediate range of about 1,000 - 35,000 are particu-larly preferred. In accordance with a most preferred embodiment, PEG having a molecular weight in the range of about 3,000 - 10,000 is modified with acrylate using acryloyl chloride for use in the present invention.
The modified PEG derivatives are crosslinked by free radical polymerization, preferably initiated by ' irradiation of the mixture with electromagnetic radiation, such as visible light, ultraviolet radiation, or lasers.
In order to covalently photocrosslink the PEG-DA, a free radical initiator is added which could be a combination of a photoinitiator; such as ethyl eosin, a cocatalyst, such as triethanolamine, and optionally a comonomer, such as 1-vinyl 2-pyrrolidinone. It should be appreciated, however, that other photoinitiators, cocatalysts, and comonomers may be used to photocrosslink the'PEG-DA. For example, if the PEG-DA is photocrosslinked using ultra-violet (UV) light rather than visible light, UV suitable photoinitiators include ,2,2-dimethoxy-2-phenyl aceto-phenone, benzoin ethyl ether, 2,2-dimethyl phenoxy-acetophenone, benzophenones and ionic derivatives thereof (for water solubility), benzils and ionic derivatives thereof, and thioxanthones and ionic derivatives thereof.
Visible light photoinitiators such as, ethyl eosin, erythrosin, rose bengal, thionine, methylene blue, riboflavin; and the like, are also suitable. Other suitable cocatalysts include triethanolamine, methyl diethanolamine, triethylamine, arginine, and the like. It should be appreciated that the amount and type of comonomer used, if desired, may vary.

In accordance with the present invention, it has been found that a range of composition ratios of the ioni-cally crosslinkable component to the covalently crosslink-able component in the mixture are effective for the forma-tion of a stable, crosslinked biocompatible encapsulation material or gel. A range of concentrations for PEG-DA of particular molecular weight(s), and the composition ratio between alginate and PEG-DA in the mixture suitable for the formation of a stable, crosslinked biocompatible encapsulation gel can be determined in accordance with the present invention. As set forth immediately below and as discussed more specifically in the examples, the following concentrations of PEG-DA of particular molecular weights and the accompanying composition ratios (alginate to PEG-DA) have been found to be effective for forming a stable, ionically and covalently crosslinked encapsulation gel.
~ Concentration range Range of ratios ' ' ~

( ' of PEG-DA suitable (alginate: PEG-~ Molecular ~ for stable cross- ~ DA) acceptable ~

weight of i linking properties ~ for stable PEG-DA when added to 1.8% ionic and ~ alginate solution ~ covalent cross-linking 1000 14-17% 1:9.5 - 11.5 3400 9-12% 1:5.5 - 1:7.5 10000 4-8% 1:2.5 - 1:5.0 20000 4-8% 1:3.0 - 1:5.0 35000 5-9% 1:3.0 - 1:5.0 20M 5-7% 1:3.0 - 1:4.5 Further in accordance with the present inven-~tion, by using a covalently crosslinkable component of a .particular molecular weight or a combination of molecular weights, it is possible to tailor the permeability or molecular weight cutoff (MWCO) of the mixture as may be required~to achieve immunoprotectivity of the biologics in a physiological environment once the mixture has been 2132~'~7 crosslinked. Also, in this respect, it is possible to tailor a crosslinkable biocompatible mixture having a porosity effective for the controlled release of at least a portion of encapsulated biologics or any material produced or secreted by the biologics once the mixture has been crosslinked. Knowing the molecular dimensions of drugs, enzymes or the like that have therapeutic use, an encapsulation gel of the present invention could be synthesized that would release the encapsulated biologic . 10 at a desired rate. Examples of such implantation therapy could include the treatment of hemophilia by a sustained -release of Factor VIII; the sustained release of human growth hormone; the sustained release of thyroid supple-ments or substitutes in patients that have undergone thyroidectomies; the sustained release of adrenal supple-ments or substitutes for replacement of adrenal function;
the sustained release of estrogen for birth control and , the like.
In yet another aspect of the present invention, the osmolarity and pH of the crosslinkable biocompatible encapsulation mixture are adjusted such that they are suitable for the biologics to be encapsulated. The osmolarity and pH of mixtures or solutions prepared for cell treatment should be as close to physiological conditions as possible. Physiological osmolarity is maintained at about 290 milliosmoles (mOsm)/kg and physio-logical pli is considered to be around 7.4. In the handling of islets of Langerhans, it has been determined that a slightly hyperosmolar (>290 mOsm/kg) environment is preferable, rather than a slightly hyposmolar (<290 mOsm/kg) environment.

WO 93/21266 ~ ~ ~ ~ ~'~ ~r PCT/US93/03066 Thus, the biocompatible mixture of the present invention can form an encapsulation material that may be ideally suited for biological or drug delivery systems.
The Examples set forth below describe the use of algi-nate/polyethylene glycol diacrylate or AP gels in providing an immunoprotection barrier for islets of Langerhans for the treatment of autoimmune type I
diabetes. Importantly, the compositions of the present invention can provide immunoprotection for islets of _ 10 Langerhans, or other biologics, from highly discordant species when xenotransplanted in vivo, without any further need for immunosuppression. This technique thus opens the possibilities for treatment of a wide variety of dis-orders. Several disease states could be treated by encapsulation of the appropriate cell types: Among the potential cell types are dopamine secreting cells for treatment of Parkinsonism, nerve growth factor secreting , cells for the reatment of Alzheimer's disease, hepato-,cytes for treatment of liver dysfunction, adrena line/angioten.sion secreting cells for regulation of hypo/hypertension, parathyroid cells for replacing thyroid function, norepinephrine/metencephalic secreting cells for the control of pain, and erythropoietin secreting cells for use as artificial erythrocytes or red blood cells for oxygen transport.
Further, the treatment of several diseases requires the in vitro culture of biopsied cells to test the effects of drugs that offer potential treatments.
Culturing these cells often takes several days, and often, weeks may, pass before an effective drug is found that affects the cultured cells in the desired fashion. A
quick substitute to this technique may be the encapsula-tion of these cells in accordance with the present inven-tion and subsequent implantation in animals. These animals would then be treated or screened with a variety of drugs or chemotherapeutic agents, and a more realistic in vivo picture of the toxicity and efficacy of these drugs on the encapsulated cells may be obtained by examining these cells following retrieval from the animal.
Such in vivo assessments would be difficult or impassible to perform without the benefits of immunoisolation afforded by this encapsuhation technology.
In accordance with yet another aspect of the l0 present invention, there is provided a process for encap-~sulating a biologic, comprising coating the biologic with a crosslinked biocompatible material having an sonically crosslinked component and a covalently crosslinked component. In an alternative embodiment, a biologic is encapsulated in a crosslinked network by sonically and covalently crosslinking a suspension containing a , biologic, an sonically crosslinkable component, and a covalently crosslinkable component. In yet a further alternative embodiment, the process comprises suspending the biologic material in a mixture of an sonically cross-linkable component, and a covalently crosslinkable compo-nent; sonically crosslinking the sonically crosslinkable component; and covalently crosslinking the covalently crosslinkable component. The sonically crosslinkable component, such as alginate, is crosslinked by adding multivalent cations, such as calcium, to the mixture. The covalently crosslinkable component is crosslinked by initiating free radical polymerization, for example, by phatocrosslinking or exposing the mixture to electro-magnetic radiation, especially UV radiation or visible light, in the presence of a photoinitiating system as described.

WO 93/21266 ~ ~ ~ ~ ~ rl ~ PCT/US93/03066 The process of the present invention provides for a short time interval between the ionic crosslinking and the covalent crosslinking of the mixture. The longer the ionically crosslinked gel is formed prior to the covalent crosslinking of the covalently crosslinkable component, the greater the possibility exists that the components of the photoinitiating system will diffuse out of the gel and weaken the crosslinking process. Thus, by minimizing the time period between the covalent and ionic _. 10 crosslinking of the mixture, a stable crosslinked encap-sulation material is formed. Preferably, the time delay should be limited to less than about 5 minutes. However, ~ _ it should be further recognized that encapsulation spheres or capsules of different sizes may require a much shorter or longer time frame between the crosslinking steps. In general, spheres of smaller size will have a larger diffu sion surface compared to larger spheres containing the , same total volume of material. Thus, the potential for doss of the components essential for photocrosslinking by diffusion is greater in smaller spheres and therefore the time interval between the ionic and photocrosslinking steps should be adequately minimized. The present inven tion also contemplates the simultaneous ionic and covalent crosslinking of the components of the mixture.
Microcapsules generated by conventional techni-ques, such as by coaxial flow with an air stream, are difficult to retrieve following peritoneal implantation due to their small size (on the order of a few hundred microns). A typical dosage in a dog involves the implan-rotation of approximately 30 ml of capsules. Accordingly, a retrievable macrocapsule for containing microcapsules or free cells is provided in accordance with the present invention. A large.number of individual microcapsules or free cells may be localized to a preferred region in the ~

WO 93/21266 ~ ~. ~ ~ ~ r'rJ PCT/US93/03066 PEG 10k was dried thoroughly by heating it in a vacuum oven at 80°C for 24 hours. Alternatively, the PEG
could be dissolved in toluene and the solution distilled wherein any moisture present could be removed as an azeo-trope with the toluene. 40g of dry PEG were then dis-solved in 200-250 ml of dry toluene (acetone, benzene, and other dry organic solvents may also be used). The solu-tion was cooled in an ice bath before the addition of acryloyl chloride. A five-fold molar excess of acryloyl _.10 chloride was added (3.26 ml) and a base, triethylamine ( 5 : 54 ml ) , was added to remove HC1 upon formation . The reaction could also be carried out in the absence of a base and the liberated HC1 released in gaseous form.
The reaction was carried out in a round bottomed flask under argon with constant reflux for 24 hours. The reaction- mixture was filtered to remove the insoluble .
triethylamine hydrochloride, while the filtrate was added to an excess of diethyl ether to precipitate the PEG
diacrylate (PEG-DA). The product was redissolved in toluene and precipitated twice with diethyl ether for further purification, and any remaining solvent removed in the vacuum oven. The y held was 35g of PEG-DA. Other purification schemes such as dialysis of a PEG-water solu tion against deionized water followed by freeze drying are also acceptable.
,i fJ ~, PHOTOCROBBLINKING OF PEG DERI'V~1TI'VEB
Example 2 Visible Light Photocrosslinking To Produce PEG
Gels.
PEG derivatives prepared as described in Example 1 were dissolved in aqueous bicarbonate buffered saline at pN 7.4 (or other buffers) and a concentration of 1-40%.
A photoinitiator, ethyl eosin (0.10'7M 'to 10'4M) , a cocata-wlyst; triethanolamine ( 10'4M to 10'~M) , and a comonamer, 1-vinyl 2-pyrrolidinone (0.001 to 1.00 of total vol., but not essential) were added to the solution which was protected from light until the photocrosslinking or photo-polymerization process.
A small quantity of the prepared solution was taken in a test tube and exposed to visible radiation either From an argon ion laser at a wavelength of 514 nm at powers between lOmW to 2W, or a 100 watt mercury arc lamp which has a fairly strong emission around 500-550 nm.
:The gelling time was noted and found to be extremely rapid 2d with the laser (on the order of milliseconds) and fairly rapid with the mercury lamp (an the order of seconds), and varied with the concentrations of polymer, initiator, cocatalyst, and comonomers in the system.
Example 3 UV Light Photopolymerization Or Photocross-linking To Produce PEG Gels.
A different' initiating system from the one described above was used ~o produce PEG gels. A

WO 93/21266 2 ~ ~ ~ P('TlUS93/030bb c~ rJ
ultraviolet (UV) photoinitiator, 2,2-dimethoxy-2-phenyl acetophenone, was added to a solution of polymerizable PEG
in aqueous buffer at a concentration of 1.000 - 1500 ppm.
A small amount of dimethyl sulfoxide (DMSO) could be added to enhance the solubility of the photoinitiator. This solution was exposed to long wave length UV radiation from a 100 watt UV lamp. The time required for gelation was of the order of seconds and was a function of the concentra-tion of initiator and the addition of a polymerizable _. to comonomer such as vinyl pyrrolidinone (0.001 to 1.0%). A
UV laser may also be used for the phc5topolymerization of the PEG .
HIGH G BLOCK ALGINATES
Exampl~ 4 Alginate can be prepared according to methods well known in the art. For example, alginate can be comm~.rcially obtained from numerous outlets including Sigma (St. Louis, MO) and Protan A/S (Drammen, Norway).
Poly G alginate may be obtained from Protan (Norway or . Seattle), or may be obtained by isolation of the material from natural sources or by chemical conversion by methods well known in the art. Some alginate is relatively high in M block residues and must be converted to low M blocks for use in accordance with the preferred aspect of this invention. An example of a procedure which can be used for reducing the level of M blocks in alginate follows.
,w Commercial alginate from the algae Laminaria hyperborea containing 64% guluronic acid residues was obtained from Protan A/S, Drammen, Norway (Protan batch number BL 5417368). . Lipopolysaccharide (LPS) contamina-tion in the alginate was removed by the method described 2132~r1rr by Karplus et al. [("A new method for reduction of endo-toxin contamination from protein solutions"; ,1. Immunol.
Methods, (1987) 105: 211)] using a combination of (1) Polymyxin-B-sepharose 4B (PB-seph 4B) (Pharmacia, Uppsala, Sweden) affinity binding and (2) endotoxin-protein disso-ciation with the dialyzable surfactant octyl-p-D-gluco-pyranoside (OBDG, Sigma, St: Louis, MO, USA).
Briefly; 1% (w/v) OBDG was added tq 10 (w/v) of the alginate solution (dissolved in elution buffer consisting of NaHC03'pH 8.5), and mixed for 30 minutes at room temperature: Equal volumes of the PB=Seph 4B-gel and OBOG/alginate solution were mixed and transferred to a dialysis bag (MW l2-14000). The:bag was then placed in a container with phosphate buffered saline (PBS)' and dialyzed'for 48 hours at room temperature: Subsequently, the PB=S~ph '4B=gel. was removed by centrifugation at 2750 r.'p.m., for 30 minutes at 4'C: 0.2% NaCI (w/v) was added to the alginate solution and the alginate was',precipitated with 96% ethanol. The alginate was then washed twice. with 96% ethanol and finally once with 96% ethanol and once with diethylether before it was dried. This alginate is referred to herein as poly, G alginate or G-block alginate or high G block alginate. Alginate fragments containing more than 85% G units, and a degree of polymerization of 40 G blocks (or DPI=40), can also be prepared from Laminaria dicxitata .

WO 93/21266 PCf/US93/03066 ~.~3~~7~
MIXTURES OF ALGINATE AND PEG-DIACRYLATE FOR
SIMULTANEOUS OR SEQUENTIALLY CROSSLINRED ENCAPSULATION
GELS OR INTERPENETRATING POLYMER NETWORKS
Example S
Determination Of Concentration Ranges Of Mixtures Of Alginate And PEG-Diacrylat~ Required For The Fonaation Of Stable Crosslinked Encapsulation Gels.
A solution of sodium alginate in saline was prepared at a final concentration of 1.8% (.w/v). pEG-DA
lOk prepared as described in Example 1 was added to this solution at final concentrations ranging from 1% to 30%
(w/v) and these solutions tested for ionic crosslink-ability of the alginate followed by the covalent photo-crosslinkability of the PEG-DA. Since a dual property solution was desired, namely one possessing the unique qualities of ionic crosslinkability as well as chemical or covalent crosslinkability, these solutions were tested to satisfy both requirements.
Ionic crosslinking was tested by dropping a w small quantity of the solution in a beaker containing a 0.4% calcium chloride solution. The criterion for passing this test was the instantaneous formation of a gelled mass upon contact of the alginate/PEG-DA mixture (abbreviated AP) with the calcium solution. Those solutions forming very soft gels or ones that did not rapidly form a gel were considered to fail this test. Similarly, the test for chemical or covalent crosslinking was conducted by addition of 5 ~sl/ml of a solution of ethyl eosin (con-sisting of 5 mg. of ethyl eosin in 1 ml. of Z-vinyl 2-pyrrolidinone) , and .5 ~cl/ml of a solution of triethanol-amine (TEA) , 70% by volume in saline, to the AP solutions.

WO 93/21266 2 1 3 ~ (~ ~~ r~ PCT/US93/03066 The AP mixtures were then exposed to a 100 watt mercury lamp for 15 seconds following thorough mixing. If a con-sistent gel was not formed during this exposure, the AP
solution was considered unstable and thus failed the test for chemical or covalent crosslinkability. These results are summarized in the following table.
PEG-DA lOk 'Ionic Crosslinking ~Photocrosslinkingi iconcentration ~ 0.4% CaCl3 ;
15 sea exposure to , (rr/v) ' . . 1 ++

2 ++ _ ++ . _ 4 : ++ +

5 + + ' 6, + +
.
7 ++
+

g _ ++

g __ ++

2.0 ' 10 _ ++

15 ++

__ ++

__ ++

Whereby; '++ equals very Consistent gel: +, equals 25 moderately consistent gel; '-' equal s poor g:,el quality;

s__r e~als no gelling.

The AP mixtures~passing both the above criteria (i.e., those having a net positive score, namely the AP

mixtures containing~l-8~ of PEG-DA) were further tested as 30 follows. Droplets of these AP mixtures containing ethyl eosin and triethanolamine at conc entrations mentioned above were formed in a calcium solution.
The droplets were exposed .to a 100 Watt mercury (Hg) lamp while sus-~

~ the calcium solution. The bleaching of the pended in .ethyl eosin (i:e., red to colorless) was observed over 30 seconds. Photobleaching of the dye is an indication of polymeri-nation. Following this exposure, the now dually crvs5~lir~ked droplets were tested for stability in a 'solution of sodium citrate (1.0 M, a calcium chelator) ~

molecular weights in different proportions to achieve dual crosslinking capabilities. This latter method can be useful in tailoring the molecular weight cutoff (MWCO) of a crosslinked alginate/PEG-DA gel. Z'he diffusion charac-teristics and MWCO of these gels is addressed in Example 7. Suitable concentration ranges of PEG-DA in AP mixtures (on a weight/final volume basis) showing stable dual cross-linking properties are summarized below.
' ' Concentration range of PEG-DA ' Molecular Weight of ~ suitable far stable dual PEG-DA ~ crosslinking prop~rties when ~ add~d to 1.8% alginnte solution v ~ m 1000 ~ 14-17%

3400 9-12%

10000 4-8%

20000 4-8%

35000 5-9%

20M 5-7%

It is evident that the preparation of the above solutions by the addition of PEG-DA into a 1.8% solution of alginate resulted in the dilution of alginate in that solution and a concomitant drag in alginate concentration 25. that was proportional to the amount of added PEG-DA. The final alginate~concentration was however retained between 1.5-2.0%. To make the composition of the mixtures easily comprehensible, the amount of PEG-DA added was normalized to the amount of alginate present in the solution and expressed as a ratio. An acceptable range of ratios (alginate: PEG-DA) was determined for each molecular weight of PEG-DA tested. The results expressed in this fashion are tabulated below.

r Holacular Weight of ~ Range of ratios (alginate: PEG- ' PEG-DA ' DA) acceptable for stable dual ~ crasslinkinq 1000 1:9.5 - 1:11.5 3400 1'.5.5 - 1:7.5 10000 1:2.5 - 1:5.0 20000 1:3.0 - 1:5.0 35000 1:3.0 - 1:5.0 20M 1:3.0 - 1:4.5 Utilizing these ratios, a solution of alginate w and PEG-DA can be made up with the final concentration of alginate in the solution preferably between 1.5% to 2%
(weight/final volume;, but nat limited to this range. As an example, an ionic and covalent or dually crosslinkable mixture containing PEG-DA lOk at the ratio of 1:3.5 is made using 1g of alginate with 3.5g of PEG-DA 10k, and making up the mixture to an alginate final concentration of 1.7%, i.e. by making up the volume to 58.8 ml by 2~ addition of water (final concentration of alginate -(1/58.8)x100 = 1.7%). The concentration of PEG-DA in the solution is then = (3.5/58.8)x100 = 5.95%.
To test the effect of dilution with water on a particular acceptable AP mixture (as determined from the table above), the above described mixture (1:3.5 algi-nate:PEG-DA 10k) was prepared at three different final concentrations of alginate at 1.2%, 1.7%, and 2.1%. Drop-lets of these mixtures (containing photocatalysts) were formed in a calcium solution followed by exposure to light and a 1M sodium citrate solution. In each case, the drop-lets remained stable in citrate indir_ating that a dilution in the range of 1.2-2.1% alginate did not disrupt the dual gelling capability., WO 93/21266 ~~ ~ PCT/US93/()3066 Example 6 Effect Of Time Dslay Between Ionic Crosslinking And Coval~nt Photocrosslinking On Stability Of The Cross-linked Encapsulation Material or GeI.
An ionically gelled sphere of an AP mixture that has not as yet been covalently crosslinked is likely to lose its ability to covalently photocrosslink if there is - a long time delay between the ionic and photocrosslinking steps. This loss in ability to photocrosslink is in all likelihood due to the diffusion of species that are active in the photocrosslinking process from the ionically gelled sphere into the surrounding solution. , As the local concen-trations of these species (for example, PEG-DA, ethyl eosin, triethanolamine, vinyl pyrrolidinone) within the gelled sphere decrease, its ability to form enough covalent crosslinks to retain stability upon exposure to a sodium citrate solution correspondingly decreases.
Thus, the time delay between the two crosslinking steps is likely to be of prime importance in the formation of a stable, ionically and covalently crosslinked gel.
The effect of a time delay between the ionic and covalent photocrosslinking steps was tested with an AP
mixture containing a 5o concentration of PEG-DA and a photoinitiating system (as described above). Gelled spheres (3-4 mm in diameter) were prepared in a .4~
calcium chloride solution and then exposed to radiation from a Hg Lamp (for 30 seconds) following a known time delay. The spheres were observed for bleaching (an indication of crosslinking or polymerization) and then transferred to a sodium citrate solution for 15 minutes.
The integrity of the spheres was examined and conclusions were made regarding a maximum allowable time delay between the two crosslinking steps that would result in a stable dually crosslinked gel. The results are summarized in the table below.
'Time Delay bettyeen ' Bleaching aft~r 30 ' State of gel' Ionic ~ Photo ~ sec exposure to Hg ~ exposed to crosslinking ~ lamp ~ 1M sodium ~ citrates, ~ 15 minutes ZO sec yes ++

30 sec yes ++

1 min yes ++

5 min yes ++

10 min yes --15 min yes . -Whereby, "++" equals retains integrity; "+" equals mild dissolution; "-" equals loss in form.; "--" equals fragmentation.
The above results clearly indicate the importance of limiting the time delay to preferably no more than about five minutes between the two crosslinking steps. Upon examination of these spheres in citrate after, 24 hours, it was found that spheres subject to a 15 minute time delay were fragmented while the remainder maintained their states that were observed after 15 minute exposure to the sodium citrate solution. Tt of course should be recognized that for spheres of a different size or shape, the acceptable time delay can be readily determined, but it suffices to say that the time delay should be as small as possible.

ASSAYB FOR THE SOITABILITY OF DUALLY
CROBSZ.INKABLE GELS IN BIOLOGICAL SY8TEM8 Exampl~ 7 Immunoprotective Effects Of AP Encapsulation Gels As Det~rmined Hy Diffusion Of Suitable Labelled Macromolecules.
The diffusion of FITC (fluorscein isothio-cyanate) labelled dextrans of known molecular weights through crosslinked AP gel beads was used to determine the diffusibility or molecular weight cutoff (MWCO) of the gel beads in order to elucidate their immunoprotective nature.
AP solutions containing 6% PEG-DA lOk and 1% FITC-dextrans having molecular weights 10000, 70000, and 150000 were prepared. Appropriate amounts of the photoinitiators were added to the solution and spherical beads were prepared by dropping a (fixed volume (0.5 ml) of the solution into a 0.4% calcium chloride solution using a 1 ml syringe with a 20 gauge needle. About 35-45 beads were produced from 0.5 ml. of the solution. Immediately following this step, the sonically gelled berads were covalently photocross-linked by exposure to a Hg lamp for 30 seconds. The beads were then allowed to sit in the calcium solution for 10 minutes, following which they were washed three times in a Hanks balanced salt solution (obtained from Flow Labora-tories, Inc., McLean, Virginia) and incubated in 5 ml of this solution at 4'C. The absorbance of these solutions at 490 nm were measured periodically in a spectrophoto-meter and the amount of FITC-dextrans released from the beads was calculated from standard curves of absorbance versus concentrations prepared prior to the experiment.
FIG. 1 shows the permeability of an alginate/PEG-DA lOk WO 93/21266 ~ ~ ~ ~ ~ rl ~ PC.'T/US93/030f>6 dually crosslinked gel to different molecular weight dextrans.
Clearly, the permeability of the crosslinked encapsulation gel is a function of the molecular weight of the dextrans, with the 150k dextran showing a signifi-cantly lower release than the lower molecular weight dextrans.
- By using a higher concentration of the 10k PEG-DA, or a lower molecular weight PEG-DA, or mixtures of PEG-DA of varying molecular weights, or a combination of PEG-DA with low molecular weight water soluble monomers (e. g. 1-vinyl-2-pyrrolidinone, hydroxyethyl methacrylate, . or acrylamide, or the like), the permeability of the dually crosslinked gels may be tailored to particular specifications. An example of a desired specification would be a very low permeability to macromolecules having molecular weights greater than 150,000 daltons as may be required to achieve immunopratectivity. As detailed herein, the dually crosslinked gels of the present inven-tion also provide immunoprotection, without the need for further immunosuppression, for biologics from highly discordant species when xenotransplanted in vivo.
Example 8 Preparation of An AP Mixture For Islet call Encapsulation.
.AP mixtures or solutions were made up while carefully monitoring pH and osmolarity. An example of the preparation of an AP solution containing 10k PEG-DA is outlined here. Similar steps are followed when different PEGs or other monomers are used in this mixture.

WO 93/21266 PCT/US93/030f>6 It was desired to prepare an AP solution containing PEG-DA lOk at a final concentration of 6°c (w/v) and sodium alginate at a final concentration of about 1.7%
(w/v). A final volume of 200 ml was desired. The following components were mixed together: deionized water (186.4 ml), a 70% solution of triethanolamine in 0.9%
saline (1 ml), a 5 mg/ml solution of ethyl eosin in vinyl pyrrolidinone (1 ml), and sodium chloride (0.8 g). The pH
of this solution was adjusted to 7.2 by addition of 5N
- l0 HC1. 12 g of PEG-DA lOk and 3.4 g of sodium alginate were added and the solution stirred overnight in the dark.
.This solution was light sensitive and was therefore protected from light at all times. Following the d~.ssolu-tion of PEG and alginate, the osmolarity of thi.s.solution was adjusted to 290-350 mOsm/kg by addition of a small quantity of a saturated NaCl solution in deionized water.
Verification of pH of the solution was found to be of critical importance since a high pH strongly affected islet function while a pH below 6.4-6.5 would render the mixture nonpolymerizable or noncrosslinkable when exposed to electromagnetic radiation or light because most of the triethanolamine would be present in the protoneted form _ and therefore unable to produce free radicals necessary for polymerization.
The solution was tested for ionic crosslinking as well as covalent photocrosslinking and was also subjected to the citrate test described earlier to verify its stability. The solution was then sterile filtered by pumping it through a 0.2 micron hollow fiber system. The sterile solution was stored in a refrigerator for later use.

WO 93/21266 ~ ~ ~ ~ ~ ~ ~ P0f/US93/03066 Example 9 Encapsulation Of Islets Of Langerhans In AP
Encapsulation Gels.
Islets of Langerhans isolated from dogs, rats, pigs, or humans were obtained by techniques known in the art and maintained in culture. Prior to encapsulation, they were washed in saline and precipitated as a pellet by centrifugation. This pellet was resuspended in the AP
mixture at a concentration of approximately 5000 islets/ml of AP mixture. This suspension was pumped through a coaxial flow jethead with concentric air flow to produce droplets of a desired size. Droplets produced by this technique were typically 200-700 micron s in diameter. The droplets were collected in a beaker containing 0.4~
calcium chloride solution where they instantly,gelled by ionic crosslinking on contact with the solution. A
calcium chloride solution of 0.1-2.0~ can be used, but preferably a .4-.8~ solution is used. The transparent glass collection vessel was exposed to electromagnetic radiation (Hg lamp, 100 watt) with a bandpass green filter (transmission 500 - 580 nm) with a peak transmission around 550 nm. This wavelength range is coincidental with the absorption spectrum of ethyl eosin which functions as the dye or photoinitiator in the system. Ultraviolet and other wavelengths were screened out to prevent potential damage to the islets.
The sonically crosslinked droplets or. capsules wer.~ simultaneously polymerized or photocrosslinked upon exposure to electromagnetic radiation, or light. This resulted in dually (i.e., ionic and covalent) crosslinked droplets or capsules containing islets. Exposure of these cells to light was limited to about five minutes although WO 93/21266 PCT/US93/0306f, no evidence of deterioration or damage to islet function was observed at longer times. The capsules were thoroughly rinsed in saline and culture media and then put into culture.
Alternatively, large capsules (on the order of mm) could be prepared by injecting the solution through a syringe. Also, microcapsules prepared by conventional techniques could be further encapsulated in a 'macro-- capsule' by this technique, the benefits of which are discussed below.
Example 10 In Vitro Tests Of Islet Functioxa Following Encapsulation With AP Mixtures.
Static glucose stimulations (SGS) were performed on the encapsulated islets to assess islet function.
Staining with dithizone or acridine orange/propidium iodide was done to assess viability. briefly, the SGS
technique involves stimulation of islets with a high Level of glucose and measurement of the secreted insulin (by RIA) in response to the glucose level. The islets are first incubated for an hour in a basal level of glucose (typically 40-60 mgt) followed by incubation at a stimula-tory level for an hour (300-400 mg%) and then back down to a basal level of glucose for an hour. An increase in the secreted insulin level above the basal secretion during the stimulation phase, followed by a return in secreted insulin to basal levels is a requisite for good islet function.
Two controls were used for this experiment.
They were free islets and islets encapsulated in the WO 93/21266 r c r r PCT1US93/03~Dfi6 2~a~~1 l ~
conventional alginate/polylysine microcapsule~: (such as those disclosed in U.S. Patent Nos. 4,352,F3E33, X1,392,909, and 4,409,332.) The stimulation ratios (relative to initial basal insulin levels) for the free islets were 1.0:6.6:1.6, ratios for the alginate/polylysine encap-sulated islets were 1.0:11.0:2.5, while levels for the AP
encapsulated islets were 1.0:17.0:6.35. (The first number in the ratio refers to the normalized basal insulin level, the second refers to the insulin level in response to the glucose challenge, and the third to the basal level after the glucose challenge.) These results indicated adeguate islet function and, along with viability staining, conf firmed that there was no apparent damage to islet func-tion as a result of the polymerization process or presence of other monomers and catalysts. It indicated, in fact, that the treatment of islets with the AP mixtures resulted in a better stimulation of islets in terms with insulin output.
Exnmple 11 In uitro Tests Of Islet Function ny Ferifusion Following Encnpsulation Of Islets with AP Mixtures.
Eff~ct Of Capsule Size On Kinetics Of Insulin Release.
Canine islets in conventional alginate-polylysine microcapsules as described in t1.5. Patent No.
4,663,286) as well as islets encapsulated by the AP
mixtures of the present invention (300-800 microns diameter) were tested for insulin secretion in a peri-fusuon apparatus. Perifusion involves the testing of the islet response to a stimulatory level of glucose in a flowing system rather than a static system as described above. It is therefore possible to obtain the kinetics of insulin release by using this technique. Culture medium 213 2 9 '~ '~

containing an appropriate amount of glucose is perfused through the system that has a chamber containing encap-sulated islets and the perfused medium is collected periodically in a fraction collector and assayed for released insulin by RIA. In this particular test, a basal level of glucose (40 mg%, or 40 mg of glucose/100 ml of.
medium) was maintained for the first 60 minutes followed by a stimulatory level of glucose (300 mg%) for 30 minutes and a return to basal levels of glucose (40 mg%) for the remainder of the experiment.
The results as illustrated in FIG. 2 show a distinct increase in insulin output measured relai~ive to basal levels of insulin (at 40 mg% glucose) secreted by the islets when the chamber is perfused with medium containing 300 mg%. There is a lag phase of typically about 10 minutes before the islets start secreting an .
increased amount of insulin in response to the stimulatory level of glucose. About 15 minutes after the stimulation is ended, the insulin output from the islets falls back to basal levels of secretion. Clearly there is no difference in the kinetics of the response (or rapidity of the response) to increased glucose levels between the conven-tionally encapsulated islets (alg/PLL capsule) and the AP
encapsulated islets. The AP encapsulated islets however show a greater stimulation in terms of insulin output than the alginate/PLL encapsulated islets.
To assess the effect of size of microcapsules on the kinetics of insulin release, larger microcapsules or "macrocapsules" were prepared containing canine islets.
These macrocapsules (typically 5-7 mm diameter) were prepared simply by extruding a suspension of islets in the AP solution through a syringe and forming droplets in a calcium solution followed by photocrosslinking. AP

WO 93/21266 PCf/US93/03066 e~ ~ t1 r' solutions containing two different molecular weights of PEG-DA were prepared. They were AP 10k (with PEG-DA 10000 MW) and AP 3.4k (with PEG-DA 3400 MW). Macrocapsules of these materials containing canine islets were perifused to obtain the insulin release profiles as shown in FIG. 3.
Islets encapsulated in the different AP solutions both showed a response to increased glucose within 10-15 minutes after the stimulus began. Thus there was no significant difference between the microcapsules and - 10 macrocapsules in terms of rapidity of insulin release following a stimulus of glucose. This was an important observation since it suggested that the size of the capsule may not be of importance in the kinetics of insulin response. On the other hand, the "downregulation°' of insulin release seemed to occur much more slowly for the macroencapsulated islets providing a slow release system of insulin that may have advantages over the rapid .
downregulation seen in microencapsulated islets. This provides the potential advantage of a continuous low level baseline of insulin in vivo.
Thus, it was clear that the decreased porosity expected in case of the I~,P 3.4k gel compared to the AP lOk gel did not affect the diffusion of small molecules such as glucose and insulin through these gels although the diffusion of macromolecules may be affected.
Canine islets in conventional alginate-polyly-sine microcapsules were also further encapsulated in AP
macrocapsules. The results in FIG. 4 clearly show the initial basal level of secreted insulin followed by an insulin secretion response to the stimulatory level of glucose (for the time period between dashed lines) and a slow return to basal insulin secretion levels towards the end of the experiment.

It should be noted once again that the response to stimulus lags by about 10-1.5 minutes and this is comparable to the microcapsules and macrocapsules above.
The downregulation is slower compared to the microcapsules as observed for the macrocapsules above. Nevertheless, the results are once again indicative of healthy func-tioning islets and the relatively innocuous encapsulation procedure.
Example 12 In Vivo Tests Of Function Of AP Encapsulated Islets In A xenotransplant Model Followed Hy Retrieval Of Functioning Implants.
Islets were encapsulated in a microcapsule of the AP 10k solution. The procedure involved suspension of the islets in a AP solution and formation of tiny droplets (300-800 microns) by injection of the suspension through a coaxial flow jethead (with an external air flow) and subsequent photopolymerization by exposure to green light from a I~~g lamp. The droplets were rinsed thoroughly in saline and culture media. They were cultured for three days before transplantation into the peritoneal cavities of streptozotocin (STZ) induced diabetic rats. The rats were kept in metabolic cages and their blood glucose, urine volume, and body weight were measured routinely.
FIG. 5 shows the blood glucose, urine volume and body weights of the rats receiving microencapsulated islets (AP lOk solutions). 10,000 canine islets were transplanted into the peritoneal cavities of these rats.
The blood glucose shows an immediate drop to normal levels WO 93/21266 PCf/US93/03066 l ~ ~ ~) rd '~
Normoglycemia is maintained for 34 days at which time these implants are retrieved (although they are func-tioning normally) for purposes of assessing the state of the implant. Immediately after retrieval the blood glucose and urine volumes are seen to raise back towards diabetic levels. The body weights of these rats were seen to increase at a steady rate of approximately a gram per day during the period of the transplant which is typical in a healthy rat.
l0 The implanted microcapsules were recovered at 34 days and the animals sacrificed. The recovered micro-~capsules were cultured in vitro, observed for tissue reactian to the material, subject to viability staining, static glucose stimulation (SGS), and perifusion for assessment of islet function. Mast of the microcapsules were free from tissue overgrowth and staining of islets with dithizone (stain for insulin) showed the presence of insulin in more than 80% of the recovered islets. SGS
gave stimulation ratios to be 1.0:50.8:10.9 indicating extremely healthy islets. The perifusion profile (FIG. 6) of these recovered islets showed a result that essentially matched the SGS in terms of stimulation ratios showing the characteristic profiles of insulin secretion that were observed in in vitro studies prior to implantation.
An intravenous glucose tolerance test (I'1GTT) was performed on the transplanted rats prier to retrieval of the implants to determine the kinetics of glucose clearance from the vascular system of these rats when challenged by an injection of glucose. The procedure involved the cannulation of the external jugular vein of these rats with a catheter under general anesthesia. The animals were then allowed to recover for a day or two.
Glucose (500 mg/kg body weight) was administered through WO 93/21265 ~ PCT/US93/03~66 the catheter and blood was withdrawn periodically after the injection at 1, 5, 10, 20, 30, 60, and 90 minutes.
Blood glucose was measured and plotted as a function of time to determine the rapidity of clearance from the vascular system of the rat. FIG. 7 shows these results.
The rapidity of clearance is measured in terms of a K
value which is computed by determining the slope of a line between the glucose values at 1 minute and 30 minutes plotted on a logarithmic scale. The higher the K value, the faster the clearance of glucose. For a normal rat, the K value is typically greater than 3.0 while for - diabetic namilas it is significantly lower. The curves in FIG. 7 show the results for a normal rat, a diabetic rat, and a diabetic rat receiving a xenotransplant of canine islets in AP microcapsules, at 30 days after transplanta tion. The glucose clearance curve far the transplanted rat very closely approximates that of the normal rat .
indicating the success of the transplant and alleviation of diabetic symptoms.
Example 13 In Vivo Tests .Of Islet Function In A
Xenotransplant Hodel l.9ith Conventional Alginate/PLL
Microcapsules Further Encapsulated In AF Macrocapsules.
Canine islets encapsulated in conventional alginate/PLL microcapsules (MIC) were further encapsulated in AP lOk macrocapsules by suspension of the MICs in the AP mixture and extrusion through a syringe to form drop-lets (5-~ mm diameter) into a calcium solution followed by photocrosslinking. These were transplanted into the peri-toneal cavity of STZ induced diabetic rats and the blood glucose, urine volumes, and body weights monitored over time. FIG. 8 shows the results of these transplants indi-WO 93/21266 ~ ~ c~ ~ ~~ ~~ r' eating a complete reversal of diabetes in these rats as determined by their normal blood glucose levels (< 200 mg/dl), normal urine volumes (15-25 m1/24 hours), and increase in body weights by approximately a gram per day. The status of these implants was ongoing for more than 45 days at the time of this application, totally independent from exogenous insulin requirements.

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Claims (58)

We claim:
1. A crosslinked biocompatible material comprising;
at least one ionically crosslinked component; and at least one covalently crosslinked component;
wherein the ionically crosslinked component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation.
2. The crosslinked biocompatible material of claim 1, wherein the ionically crosslinked component is alginate.
3. The crosslinked biocompatible material of claim 2, wherein the alginate is a high G
block alginate having at least 50% .alpha.-L-guluronic acid:
4. The crosslinked biocompatible material of claim 3, wherein the alginate comprises at least 70% .alpha.-L-guluronic acid.
5. The crosslinked biocompatible material of claim 1, further comprising a biologic encapsulated by the material.
6. The crosslinked biocompatible material of claim 5, wherein the material is effective to provide immunoprotection for the biologic in a physiological environment.
7. The crosslinked biocompatible material or claim 6, wherein the material provides immunoprotection of the biologic when xenotransplanted.
8. The crosslinked biocompatible material of claim 7, wherein the biologic is a biologically active material or a diagnostic marker.
9. The crosslinked biocompatible material of claim 8, wherein the biologically active material is a drug.
10. The crosslinked biocompatible material of claim 8, wherein the biologically active materials are living cells selected from the group consisting of islets of Langerhans, dopamine secreting cells, erythropoietin secreting cells, nerve growth factor secreting cells, hepatocytes, adrenaline/angiotensin secreting cells, parathyroid cells, and norepinephrine/metacephalin secreting cells.
11. The crosslinked biocompatible material of claim 1, wherein the covalently crosslinked component is derived from a polyalkylene oxide.
12. The crosslinked biocompatible material of claim 11, wherein the covalently crosslinked component is polyethylene glycol diacrylate.
13. The crosslinked biocompatible material of claim 11, further comprising a biologic encapsulated by the material.
14. The crosslinked compatible material of claim 13, wherein the material is effective to provide immunoprotection for the biologic in a physiological environment.
15. The crosslinked biocompatible material of claim 14, wherein the material provides immunoprotection of the biologic when xenotransplanted.
16. The crosslinked biocompatible material of claim 13, wherein the biologic is a biologically active material or a diagnostic marker.
17. The crosslinked biocompatible material of claim 16, wherein the biologically active material is a drug.
18. The crosslinked biocompatible material of claim 16, wherein the biologically active materials are living cells selected from the group consisting of islets of Langerhans, dopamine secreting cells, erythropoietin secreting cells, nerve growth factor secreting cells, hepatocytes, adrenaline/angiotensin secreting cells, parathyroid cells, and norepinephrine/metacephalin secreting cells.
19. A crosslinkable biocompatible mixture comprising:
at least one ionically crosslinkable component; and at least one covalently crosslinkable component;
wherein the ionically crosslinkable component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation.
20. The crosslinkable biocompatible mixture of claim 19, wherein the ionically crosslinkable component is alginate.
21. The crosslinkable biocompatible mixture of claim 20, wherein the alginate is capable of ionically crosslinking by adding multivalent cations to the mixture.
22. The crosslinkable biocompatible mixture of claim 19, wherein the composition ratio between the ionically crosslinkable component and the covalently crosslinkable component is effective for the stable crosslinking of the mixture, whereby a gelled encapsulation material is formed.
23. The crosslinkable biocompatible mixture of claim 22, wherein the concentration and the molecular weight(s) of the covalently crosslinkable component are effective to provide immunoprotection to the encapsulated functional core once the mixture has been crosslinked.
24. The crosslinkable biocompatible mixture of claim 23, wherein the mixture has an osmolarity and pH compatible with living tissues or cells.

44~
25. ~The crosslinkable biocompatible mixture of claim 24, wherein the osmolarity of the mixture is about 290 milliosmoles per kilogram and the pH is about 7.4.
26. ~The crosslinkable biocompatible mixture of claim 23, wherein the concentration and the molecular weight(s) of the covalently crosslinkable component are effective for the controlled release of the biologic or components of the biologic once the mixture has been crosslinked.
27. ~The crosslinkable biocompatible mixture of claim 19, wherein the covalently crosslinkable component is a polyalkylene oxide.
28. ~The crosslinkable biocompatible mixture of claim 27, wherein the polyalkylene oxide is capable of covalently crosslinking by free radical polymerization.
29. ~The crosslinkable biocompatible mixture of claim 27, wherein the polyalkylene oxide is polyetheylene glycol diacrylate.
30. ~The crosslinkable biocompatible mixture of claim 27, wherein the composition ratio between the ionically crosslinkable component and the covalently crosslinkable component is effective for the stable crosslinking of the mixture, whereby a gelled encapsulation material is formed.
31. ~The crosslinkable biocompatible mixture of claim 30, wherein the concentration and the molecular weight(s) of the covalently crosslinkable component are effective to provide immunoprotection to the encapsulated functional core once the mixture has been crosslinked.
32. ~The crosslinkable biocompatable mixture of claim 31, wherein the mixture has an osmolarity and pH compatible with living tissues or cells.
33. ~The crosslinkable biocompatible mixture of claim 32, wherein the osmolarity of the mixture is about 290 milliosmoles per kilogram and the pH is about 7.4.
34. ~The crosslinkable biocompatible mixture of claim 31, wherein the concentration and the molecular weight(s) of the covalently crosslinkable component are effective for the controlled release of the biologic or components of the biologic once the mixture has been crosslinked.
35. ~A retrievable implantation material, comprising:

a crosslinked biocompatible macrocapsule comprising:
at least one ionically crosslinked component selected from the group consisting of a polysaccharide, a polyanion, and a polycation, and at least one covalently crosslinked component, whereby said macrocapsule encapsulates a microcapsule(s) or a biologic.
36. ~The retrievable implantation material of claim 35, wherein the macrocapsule provides immunoprotection of the encapsulated microcapsule(s) or biologic when xenotransplanted.
37. ~A process for encapsulating a biologic in a crosslinked, biocompatible material, comprising:
coating the biologic with a crosslinked biocompatible material having:
at least one ionically crosslinked component selected from the group consisting of a polysaccharide, a polyanion, and a polycation, and at least one covalently crosslinked component.
38. ~The process of claim 37 wherein the sonically crosslinked component is alginate, and the covalently crosslinked component is polyethylene glycol diacrylate.
39. ~A process for encapsulating a biologic in a crosslinked biocompatible material, comprising:
ionically crosslinking an ionically crosslinkable component in a suspension further having a biologic, and a covalently crosslinkable component, wherein said ionically crosslinkable component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation; and covalently crosslinking the covalently crosslinkable component.
40. ~The process of claim 39, wherein the ionically crosslinkable component is alginate.
41. ~A process for encapsulating a biologic in a crosslinked biocompatible material, comprising:
ionically crosslinking an ionically crosslinkable component in a suspension further having a biologic, and a covalently crosslinkable component;
wherein said ionically crosslinkable component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation, and wherein said covalently crosslinkable component is derived from a polyalkylene oxide, and covalently crosslinking the covalently crosslinkable component.
42.~The process of claim 41, wherein the covalently crosslinkable component is a polyalkylene oxide having at least one functional group capable of undergoing free radical polymerization.
43.~A process for encapsulating a biologic in a crosslinked biocompatible material, comprising:

suspending the biologic in a mixture comprising a covalently crosslinkable component and an ionically crosslinkable component, wherein said ionically crosslinkable component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation.
ionically crosslinking the ionically crosslinkable component; and covalently crosslinking the covalently crosslinkable component.
44. The process of claim 43, wherein the ionic crosslinking occurs prior to the covalent crosslinking.
45. The process of claim 43, wherein the ionically crosslinkable component is selected from the group consisting of a polysaccharide, a polyanion, and a polycation.
46. The process of claim 45, wherein the component is the polysaccharide alginate.
47. The process of claim 46, wherein the alginate is a high G block alginate having at least 60% .alpha.-L-guluronic acid.
48, The process of claim 47, wherein the alginate is ionically crosslinked by adding multivalent cations to the mixture.
49. The process of claim 43, wherein the covalently crosslinkable component is a polyalkylene oxide having at least one functional group capable of undergoing free radical polymerization.
50. The process of claim 49, wherein the polyalkylene oxide is polyethylene glycol acrylate.
51. The process of claim 43, wherein the covalently crosslinkable component is covalently crosslinked by exposing the mixture to electromagnetic radiation in the presence of a photoinitiating system.
52. The process of claim 51, wherein the electromagnetic radiation is ultraviolet light.
53. The process of claim 51, wherein the electromagnetic radiation is visible light.
54. The process of claim 51, wherein the covalent crosslinking of the covalently crosslinkable component is carried out within a sufficient time interval after the ionic crosslinking of the ionically crosslinkable component in order to provide a stable, crosslinked encapsulation material.
55. The process of claim 54, wherein the time interval is about five minutes or less.
56. The process of claim 51, wherein the photoinitiating system comprises a photoinitiator and a cocatalyst effective for covalently crosslinking the covalently crosslinkable component.
57. The process of claim 43, wherein the biologic is a living cell(s) selected from the group consisting of islets of Langerhans, dopamine secreting cells, nerve growth factor secreting cells; hepatocytes, adrenaline/angiotensin secreting cells, parathyroid cells, erythropoietin secreting cells, and norepinephrine/metacephalin secreting cells.
58. The process of claim 43, wherein.the composition ratio between the ionically crosslinkable component and the covalently crosslinkable component is effective for the stable crosslinking of the mixture, whereby a suitable gelled encapsulation material is formed.
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