CA2066566C - Multiple facility operating system architecture - Google Patents

Abstract

A computer system employing a multiple facility operating system architecture is disclosed. The compu-ter system includes a plurality of pro-cessor units (12, 14, 15) for imple-menting a predetermined set of peer-level facilities (162, 164, 166, 168) wherein each peer-level facility in-cludes a plurality of related functions and a communications bus (22) inter-connecting the processor units. Each of the processor units includes a cen-tral processor (30, 80, 100) and the stored program (68, 86, 134) that, up-on execution, provides for the imple-mentation of a predetermined peer-le-vel facility and for performing a mul-ti-tasking interface function. The mul-ti-tasking interface function is re-sponsive to control messages for se-lecting for execution functions of the predetermined peer-level facility and is responsive to the predetermined peer-level facility for providing con-trol messages to request or to respond to the performance of functions of another peer-level facility of the computer system. The multi-tasking interface functions of the processor units communicate among one another via the communication bus.

Description

CROSS REFERENCE TO RELATED APPLICATIONS
The present application is related to the following U.S. Patent Applications:
1. PARALLEL I/O NETWORfi FILE SERVER
ARCHITECTURE, inventors: John Row, Larry Boucher, William Pitts, and Steve Blightman;

2. ENHANCED VMEBUS PROTOCOL UTILIZING
SYNCHRONOUS HANDSHAKING AND BLOCfi MODE DATA TRANSFER, inventor: Daryl D. Starr;
2. BUS LOCKING FIFO MULTI-PROCESSOR COMMUNICATIONS
SYSTEM UTILIZING PSEUDOSYNCHRONOUS HANDSHAKING AND
BLOCK MODE DATA TRANSFER invented by William Pitts, Stephen Blightman and Daryl D. Starr;

3. IMPROVED FAST TRANSFER DIRECT MEMORY ACCESS
CONTROLLER, invented by Daryl Starr, Stephen Blightman and Larry Boucher.
The above applications are all assigned to the assignee of the present invention.

ft crwt r ' .
~'O 91/t~4S40 ' ' ' 'i PCI'/U59f!/0~17i3I .

~j.~?SI~~ ttZA Invan~',1~.B__ The present invention is generally related to operating system software architectures and, in particular, to a mufti-processor operating system architecture based on multiple independent multi-tasking process kernels, Background of the Invention:
The desire to improve productivity, in circumstances involving computers, is often rEalized by an improvement in computing throughput. Conventional file servers are recognized as being a limiting factor in the potential' productivity associated with their client workstations.
A file server is typically a conventional computer system coupled through a communications network, such as Ethernet, to client workstations and potentially other workstation file servers. The file server operates to provide a common resource base to its clients. The primary resource is typically the central storage and management of data files, but additional services including single point execution of certain types of programs, electronic mail delivery and gateway connection to other file servers and services are generally also provided.

WO 91/04x10 ~ . ,. ~ ~ ~ ~ ~ ~ ~ pGT/US90/0~4701 The client workstations may utilize any of a number of communication network protocols to interact with the file server. Perhaps the most commonly ' known, if not most widely used, protocol suite is TCP/IP. This protocol suite and its supporting utility programs, provide for the creation of logical - communication channels between multiple client workstations and a file server. These communication channels are generally aptimized for point-to-point file transfers, i.e., multi-user file access control or activity administration is not provided. In addition, the supporting utility programs for these protocols impose a significant degree of user interaction in order to initiate file transfers as well as the entire responsibility to manage the files once transferred.
Recently, a number of network connected remote file system mechanisms has been developed to provide clients with a single consistent view of a file system of data files, even though portions of the file system may be physically distributed between a client's own local storage, one or more file servers or even other client workstations.. These network file system mechanisms operate to hide the distinction between local data files and data files in the remotely distributed portions of the file system accessible only through the network. The advantages of such file WCD 91/0454tD ~ .. P~.'T/U~9U/44701 -.

system mechanisms include retention of mufti-user access controls over the data files physically present on the server, to the extent intrinsically provided by a server, and a substantial simplification of a client workstation's view and productive utilization of the file system.
Two implementations of a network file system mechanism axe known as the network file system. (NFS), available from Sun Microsystems, Inc., and the remote file sharing (ltFS) system available from American Telephone and Telegraph, Inc.
The immediate consequence of network file system mechanism is that they have served to substantially increase the throughput requirements of the file server 1S itself, as well as that of the communications network.
Thus, the number of client workstations that can be served by a single file server must be balanced against the reduction in productivity resulting from increased file access response time and the potentially broader effects of a degradation in communication efficiency due to the network operating at or above its service maximum.
-An increase in the number of client workstations is conventionally handled by the addition of another file server, duplicating or possibly partitioning the file system between the file servers, and providing a wo ~~io45a~ _ .. . .~ ~ ~ ~ ~ ~ ~ ~ ~~'/US90/o~7Q1 _s_ dedicated high bandwidth network connection between the file servers. Thus, another consequence of the limited throughput of conventional file servers is a greater cost and configuration complexity of the file server base in relation to the number of client workstations that can be effectively serviced.
Another complicating factor, for many technical and practical reasons, is a requirement that the file server be capable of executing the same or a similar operating system as the attached client workstations.
The reasons include the need to execute maintenance and monitoring programs on the file server, and to execute programs, such as database servers, that would excessively load the communications network if executed remotely from the required file data. Another often overlooked consideration is the need to avoid the cost of supporting an operating system that is unique to the file server.
Given these considerations, the file .server is typically only a conventional general purpose computer with an extended data storage capacity and communications network interface that is little different from that present on each of the client workstations. Indeed, many file servers are no more than a physically repackaged workstation.
Unfortunately, even with multiple communications w~ ~no~as~a r . ;, ~ ~ ~ ~ ~ ~ ~ P~T/US9a/O~i701 - .

network interfaces, such workstation-based computers are either incapable or inappropriate, from a cost/performance viewpoint, to perform as a single file server to a large group of client workstations.
The throughput offered by conventional general , purpose computers, considered in terms of their sustained file system facility data transfer bandwidth potential, is limited by a number of factors, though primarily due to the general purpose nature of their design. Computer system design is necessarily , dependent on the level and nature of the operating system to be executed, the nature of the application load to be executed, a.nd the degree of homogeneity of applications. f'or example, a computer system utilized solely for scientific computations may forego an operating system entirely, may be restricted to a single user at a time, and employ specialized computation hardware optimized for the anticipated highly homogeneous applications. Conversely, where an operating system is required, the system design typically calls for the utilization of dedicated peripheral controllers, operated under the control of a single processor executing the operating system, in an effort to reduce the peripheral control processing overhead of the system's single primary processor.
Such is the design of most conventional file servers.

, i'J~ 91/74540 ' : , . ;' Y~ ~ ~ ~ 7 ~ ~ lPG'f/IJS~t!/44~01 A recurring theme in the design of general purpose computer systems is to increase the number of active primary processors. In the simplest analysis, a linear improvement in the throughput performance of the computer system might be expected. However, utilization of increasing numbers of primary processors is typically thwarted by the greater growth of control overhead and contention for common peripheral resources. Tndeed, the net improvement in throughput is often seen to increase slightly before declining rapidly as the number of processors is increased.
summary of the Invention:
Therefore, a general purpose of the present invention is to provide an operating system architecture for the control of a mufti-processor system to provide an efficient, expandable computer system for servicing network file system requests.
, This is achieved in a computer system employing a multiple facility operating system architecture. The computer system includes a plurality of processor units for implementing a predetermined set of peer-level facilities, wherein each peer-level facility implements a.plurality of related functions, and a communications bus for interconnecting the processor units. Each of W~ 9»g4~4~ ~ v 2 ~ ~ ~ ~ ~ ~ P~'~U59~~047U1 _$_ the processor units includes a central processor and a stored program that, upon execution,.provides for the implementation of a predetermined peer-level facility and for implementing a mufti-tasking interface function. The mufti-tasking interface function is responsive to oontrol messages for selecting for execution functions of the predetermined peer-level facility. The mufti-tasking interface function is also responsive to the predetermined peer-level facility for providing control messages to request or to respond to the performance of functions of another peer-level facility of the computer system. The mufti-tasking interface functions of each of the plurality of processor units communicate among one another via the network bus.
Thus, in a preferred embodiment of the present invention, the set of peer-level facilities includes network communications, file system control, storage ' control and a local host operating system.
An advantage of the present invention is that it provides for the implementation of multiple facilities, each instance on a respective processor, all within a single cohesive system while incurring little additional control overhead iri order to maintain operational coherency.

' 1 t V6~0 9i/0~15~1U ~ ~ ~ ~ ~ ~ ~ PCT/US9~/fi4.7Ui -g-Another advantage of the present invention is that direct peer to peer-level facility .communication is supported in order to minimize overhead in processing network file system requests.
A further advantage of the present invention is that it realizes a computer system software architecture that is readily expandable to include multiple instances of each peer-level facility, and respective peer-level processors, in a single cohesive operating system environment including direct peer to peer-level facility communications between like facilities.
Yet another advantage of the present invention is that it may include an operating system as a facility operating concurrently and without conflict with the otherwise independent peer to peer-level facility communications of the other peer-level facilities. The operating system peer-level facility may itself be a conventional operating system suitably compatible with the workstation operating systems so as to maintain compatibility with °'standard" file server operating systems. The operating system peer-level facility may be used to handle exceptian conditions from the other peer-level facilities including handling of non-network file system requests. Consequently, the multiple facility operating system architecture of the present r pro ~uo~5~o , ~ ~ ~ ~ 5 fi ~ ~c~iu~~oi~~~~ . .
-io-invention appears to client workstations as a conventional, single processor file server.
A still further advantage of the present invention is that it provides a message-based operating system architecture framework for the support of multiple, specialized peer-level facilities within a single cohesive computer system; a capability particularly adaptable for implementation of a high-performance, high-throughput file server.
brief Description of the Draw~nc~s;~
These and ether attendant advantages and features of the present invention will become apparent and readily appreciated as the same becomes better understood by reference to the following detailed description when considered in conjunction with the accompanying drawings, in which like reference numerals indicate like parts throughout the figures thereof, and wherein:
Fig. 1 is a simplified block diagram of a preferred computer system architecture for implementing the multiple facility operating system architecture of the present invention;
Fig. 2. is a block diagram of a network communications processor suitable for implementing a network communications peer-level facility in ~l(~ 91 /04540 '. . , ~ ~ ~ ~ ~ ~ ~ PGT/1J~90/047~1 accordance with a preferred embodiment of the present invention;
Fig. 3 is a block diagram of a file system processor suitable for implementing a file system . 5 contraller peer-level facility in accordance with a preferred embodiment of the present invention;
Fig. 4 is a bloc) diagram of a storage processor suitable for implementing a storage peer-level facility in accordance with a preferred embodiment of the present invention;
Fig. 5 is simplified block diagram of a primary memory array suitable for use as a shared memory store in a preferred embodiment of the present invention;
Fig. 6 is a block diagram of the multiple facility operating system architecture configured in accordance with a preferred embodiment of the present invention;
Fig. 7 is a representation of a message descriptor passed between peer-level facilities to identify the location of a message;
Fig. 8 is a representation of a peer-level facility message as used in a preferred embodiment of the present invention;
Fig. 9 is a simplified representation of a ' conventional program function call;
Fig. 10 is a simplified representation of an r f 206~5~~
WO 91/04~i0 . PGT/US90/Og7(~l .._ inter-facility function call in accordance with the preferred embodiment of the present invention;
Fig, 11 is a control state diagram illustrating the interface functions of two peer-level facilities in accordance with a preferred embodiment of the present .
invention;
Fig. 12 is an illustration of a data flow for an LFS read request through the peer--level facilities of a preferred embodiment of the present invention;
Fig. 13 is an illustration of a data flow for an LFS write request through the peer-level facilities of , a preferred embodiment of the present invention;
Fig. 14 illustrates the data flow of a non-LFS
data packet between the network communication and local host peer-level facilities in accordance with a preferred embodiment of the present invention; and Fig. 15 illustrates the data flow of a data packet routed between two network communications peer-level facilities in accordance with a preferred embodiment of the present invention.
Detailed Description of the Invention:
While the present invention is broadly applicable to a wide variety of hardware architectures, and its software architecture may be represented and implemented in a variety of specific manners, the WO 91 /04540 PCT/US90/04 i 01 present invention may be best understood from an understanding of its preferred embodiment.
I. System Archt~cture Ov . vi .w A. Hardware Architecture Ov rv;P~
A block diagram representing the preferred embodiment of the hardware support for the present invention, generally indicated by the reference numeral 10, is provided in Fig 1. The architecture of the preferred hardware system IO is described in the above-identified related application entitled PARALLEL
I/O NETWORK cILE SERVER ARCHITECTURE.
The hardware components of the system 10 include multiple instances of network controllers 12, file system controllers 14, and mass storage processors, 16, interconnected by a high-bandwidth backplane bus 22.
Each of these controllers 12, 14, 16 preferably include a high performance processor and local program store, thereby minimizing their need to access the bus 22.
Rather, bus 22 accesses by the controllers 12, 14, 16 are substantially limited to transfer accesses as required to transfer control information and client workstation data between the controllers 12, 14, 16 WO 91 /04540 PCI"/US90/04701 -ia-system memory 18, and a local host processor 20, when necessary.
The illustrated preferred system 10 configuration includes four network controllers 121_4, two file controllers 141_2, two mass storage processors 161_2' a bank of four system memory cards 181_4, and a host processor 20 coupled to the backplane bus 22. The invention, however, is not limited to this number and type of processors. Rather, six or more network communications processors 12 and two or more host processors 20 could be implemented within the scone of the Dresent invention.
Each network communications processor (NP) 121_4 preferably includes a Motorola 68020 (trade-mark) processor for supporting two independent Ethernet network connections, shown as the network pairs 261-264. Each of the network connections directly support the ten megabit per second data rate specified for a conventional individual Ethernet network connection.
The preferred hardware embodiment of the present invention thus realizes a combined maximum data throughput potential of 80 megabits per second.
The file system processors (FP) 141_2, intended to .operate primarily as a specialized compute engines, each include a high-performance Motorola 68020 based microprocessor, four megabytes of local data store and ~'O 91 /04540 PCT/US90/04 r O 1 a smaller quarter-megabyte high-speed program memory store.
The storage processors (SP) I61-2 function as intelligent small computer system interface (SCSI) controllers. Each includes a Motorola 68020 micro processor, a local program and data memory, and an array of ten parallel SCSI channels. Drive arrays 241-2 are coupled to the storage processors 161-2 to provide mass storage. Preferably, the drive arrays 241-2 are ten unit-wide arrays of SCSI storage devices uniformly from one to three units deep. The preferred embodiment of the present invention uses conventional 768 megabyte 5':-inch hard disk drives for each unit of the arrays 241-~. Thus, each drive array level achieves a storage capacity of approximately 6 gigabytes, with each storage processor readily supporting a total of 18 gigabytes. Consequently, a system 10 is capable of realizing a total combined data storage capacity of 36 gigabytes.
The local host processor 20, in the preferred embodiments of the present invention, is a Sun central processor card, model Sun 3E120 (trade-mark) , manufactured and distributed by Sun Microsystems, Inc.
Finally, the system memory cards 18 each provide 48 megabytes of 32-bit memory for shared use within the computer system 10. The memory is logically visible to each of the processors of the system 10.
A VME bus 22 is used in the preferred embodiments of the present invention to interconnect the network S communication processors 12, file system processors 14, storage processors 16, primary memory 18, and host processor 20. The hardware control logic for controlling the VME bus 22, at least as implemented on the network communication processor 12 and storage processor 16, implements a bus master fast transfer protocol in addition to the conventional VME transfer protocols. The system memory 18 correspondingly implements a modified slave VME bus control logic to allow the system memory 18 to also act as the fast data transfer data source or destination for the network communication processors 12 and storage processors 16.
The fast transfer protocol is described in the above-identified related application entitled "ENHANCED
VMEBUS PROTOCOL UTILIZING SYNCHRONOUS HANDSHAKING AND
BLOCK MODE DATA TRANSFER", It should be understood that, while the system 10 configuration represents the initially preferred maximum hardware configuration, the present invention is not limited to the preferred number or type of controllers, the preferred size and type of dish ' ~:~.: ~D.~~56~
~,-~ WO ~l/~454v ' y ' P~Cf/U590/t~~.9(71 drives or use of the preferred fast data transfer VME
protocol.
B. Software .Architecture Overview S Although applicable to a wide variety of primary, or full function, operating systems such as MVS and VMS, the preferred embodiment of the present invention is premised on the Unix operating system as distributed under license by American Telephone and Telegraph, Inc.
and specifically the SunOS version of the Unix operating system, as available from Sun Microsystems, Inc. The architecture of the Unix operating system has been the subject of substantial: academic study and many published works including "The Design of the Unix Operating System", Maurice J. Bach, Prentice Hall, ' Inc., 1986.
In brief, the Unix operating system is organised around a non-preemptive, mufti-tasking, mufti-user kernel that implements a simple file-oriented conceptual model of a file system. Central to the model is a virtual file system (VFS) interface that operates to provide a uniform file oriented, multiple file system environment for both local and remote files.
Connected to the virtual file system is the Unix file system (UFS). The UFS allows physical devices, ~~ ~?1/0454~D '~ P~CT/LJS9U/047U1 ., -la-pseudo-devices and other logical devices to appear and be treated, from a client's perspective, as simple files within the file system model. The UFS interfaces to the VFS to receive and respond to file oriented ' requests such as to obtain the attributes of a file, , the stored parameters of a physical or logical device, and, of course, to read and write data. In carrying out these functions, the UFS interacts with a low level software device driver that is directly responsible for an attached physical mass storage device. The UFS
handles all operations necessary to resolve logical ' file oriented operations, as passed from the YFS, down to the level of a logical disk sector read or write request.
The VFS, in order to integrate access to remote files into the file system model, provides a connection , point fox network communications through the network file system mechanism, if available. The preferred network file system mechanism,.NFS, is itself premised on the existence of a series of cammunication protocol layers that, inclusive of NFS and within the context of , the present invention, can be referred to as an NFS
stack. These layers, in addition to an NFS "layer,"
typically include a series of protocol handling layers generally consistent with the International Standards Organization's Open Systems Interconnection (ISO/OSI) 'Wt~ 911OA54~) ~ ~ PGT/1J~90/047~J1 i model. 'Phe OSI model has been the subject of many publications, both regarding the conceptual aspects of the model as well as specific implementations, including "Computer Networks, 2nd Edition", Andrew S.
Tanenbaum, Prentice Hall, 1988.
In summary, the OSI layers utilized by the present invention include all seven layers described in the OSI
reference model: application, presentation, session, transport, network, data link and physical layers.
These layers are summarized belaw, in terms of their general purpose, function and implementation for purposes of the present invention.
The application layer protocol, NFS, provides a set of remote procedurew call definitions, for use in both server and client oriented contexts, to provide network file services. As such, the NFS layer provides a link between the VFS of the Unix kernel and the presentation protocol layer.
The presentation layer protocol, provided as an external data representation (XDRI layer, defines a common description and encoding of data as necessary to allow transfer of data between different computer architectures. The XDR is thus responsible for syntax ' and semantic translation between the data representations of heterogeneous computer systems.

WQ91/04540 ' ~~-- y:.~ PGT/1JS90/t147U1 ,-The session layer protocol, implemented as a remote procedure call (RPC) layer, provides a remote procedure call capability between ,a client process and a server process. In a conventional file server, the NFS layer connects through the XDR layer to the RPC
layer in a server context to support the file oriented data transfers and related requests of .a network client.
The transport layer protocol, typically implemented as either a user datagram protocol (UDP) or transmission control protocol (TCP) layer, provides for a simple connectionless datagram delivery service.
NFS uses UDP, The network layer protocol, implemented as an Internet protocol (IP) layer, performs Internet rauting, based on address mappings stored in an IP
routing database, and data packet fragmentation and reassembly.
The data link (DL) layer manages the transfer and receipt of data packets based on packet frame information. Often this layer is referred to as a device driver, since it contains the low level software control interface to the specific communications hardware, including program control of low level data transmission error correction/handling and data flow r~~ 9aio4~ao ~ ~ ~ ~ ~ ~ ~ P~ri~s~oioa~oi ;_.., -,. , .. .
-2~-control. As such, it presents a hardware independent interface to the IP layer.
Finally, the physical layer, an ~:thernet controller, provides a hardware interface to the network physical transmission medium.
The conventional NFS stack, as implemented fox the uniprocessor VAX architecture, is available in source code form under license from Sun Microsystems, InC.
The preferred embodiment of the present invention utilizes the conventional SunOS Unix kernel, the Sun/VAX reference release of the UFS, and the Sun/VAX
reference release of the NFS stank as its operating system platform. The present invention establishes an instantiation of the NFS stack as an independent, i.e., . separately executed, software entity separate from the Unix kernel. Instantiations of the UFS and the mass storage device driver are also established as respective independent software entities, again separate from the Unix kernel. These entities, or peer-level facilities, are each provided with an interface that supports direct communication between one another. This interface, or messaging kernel layer, includes a message passing, multi-tasking kernel. The messaging kernel's layers are tailored to each type of peer-level facility in order to support rvo ~ao~s~a ,, ~ .:~ °.~ ; ;v-: P~crmsgoioa~a~
~D6~a~~
_22-the specific facility's functions. The provision for multi-tasking operation allow s the peer-level facilities to manage multiple concurrent processes.
Messages are directed to other peer-level facilities , based upon the nature of the function requested. Thus, for NFS file system requests, request messages may be ' passed from an NFS network communications peer-level facility directly to a UFS file system peer-level facility and, as necessary. then to the mass storage .
peer-level facility. The relevant data path is between the NFS network communications peer-level facility and the mass storage peer-level facility by way of the VME
shared address space primary memory. Consequently, the number of peer-level facilities is not logically bounded and servicing of the most common type of client workstation file system needs is. satisfied while requiring only a minimum amount of processing.
Finally, a Unix kernel, including its own NFS
stack, UFS, and mass storage device driver, is established as a another peer-level facility. As with the other peer-level facilities, this operating system facility is provided with a multi-tasking interface for interacting concurrently with the other peer-level facilities as just another entity within the system 10.
Y~hile the operating system kernel peer-level facility is not involved in the immediate servicing of most NFS

W~ 91/tD~E54D ~ ~ ' ' , .~ ~ ~ ~ ~'~ ~ PCT/LJS90/04701 ..:. . .

requests, it interacts with the NFS stack peer-level facility to perform general management of the ARP and IP data bases, the initial NFS file system access requests from a client workstation, and to handle any non-NFS type requests that might be received by the NFS
stack peer-level facility.
Tr Peer-leyel Pro~sso~.

A Network Con~.rol ~rocesso~

A block diagram of the preferred network control processor is shown in Fig. 2. The network controller 12 includes a 32-bit central processing unit (CPU) 30' coupled to a local CPU bus 32 that includes address, control and data lines. The CPU is preferably a Motorola 68020 processor. The data line portion of the . CPU bus 32 is 32 bits wide. All of the elements coupled to the local bus 32 of the network controller 12 are memory mapped from the perspective of the CPU

30. This is enabled by a buffer 34 that connects the local bus 32 to a boot PROM 38. The boot PROM 38 is utilized to store a boot program and its necessary start-up and operating parameters. Another buffer 40 alloTas the CPU 30 to separately .address a pair of Ethernet local area network (LAN) controllers 42, 44, their local data packet memories 46, 48, and their associated packet direct memory access (bMA) v~~ yria4~aa , ~~ . ~ Q ~ ~ ~ 6 ~ rcrms~aiaa~a~ .

controllers 50, 52, via two parallel address, control, and 16-bit wide data buses 54, 56. The LAN controllers 42, 44 are programmed by the CPU 30 to utilize their respective local buffer memories 46, 48 for the storage and retrieval of data packets as transferred via the Ethernet connections 26. The DMA controllers 50, 52 are programmed by the CPU 30 to transfer data packets between the buffer memories 46, 48 and a respective pair of multiplexing FIFOs 58, 60 also connected to the LAN buses 54, 56. The multiplexing FIFOs 58, 60 each include a 16-bit to 32-bit wide data multiplexer/demultiplexer, coupled to the data portion of the LAN buses 54, 56, and a pair of internal FIFO
buffers. Thus, for example in the preferred embodiment of the present invention, a first 32-bit wide internal FIFO is coupled through the multiplexes to the 16-bit .
wide LAN bus 54. The second internal FIFO, also 32-bit wide, is coupled to a secondary data bus 62. These internal FIFO buffers of the multiplexing FIFO 58, as well as those of the multiplexing FIFO 60; may be swapped between their logical connections to the LAN
buses, 54, 56 and the secondary data bus 62. Thus, a large~difference in the data transfer rate of the LAN
buses 59, 60 and the secondary data bus 62 can be maintained for a burst data length equal to the depth of the internal FIFOs 58, 60.

i~~ 91/O~b5~4fl ~'~'~ ~f I' ~ o ~ ~ ~ ~ PCT/US90/04701 A high speed DMA controller 64, controlled by the CPU 30, is provided to direct the~operation of the multiplexing FIFOs 58, 60 as well as an enhanced VME

' control logic block 66, through which the data provided on the secondary data bus 62 is communicated to the data lines of the VME bus 22. The purpose of the multiplexing FIFOs S8, 60, besides acting as a 16-bit to 32-bit multiplexes and buffer, is to ultimately support the data transfer rate of the fast transfer mode of the enhanced VME control logic black 66.

Also connected to the local CPU data bus 32 is a quarter megabyte block of local shared memory 68, a buffer 70, and a third multiplexing FIFO 74. The memory 68 is shared in the sense that it also appears within the memory address space of the enhanced VME bus 22 by way of the enhanced VME control logic block 66 and buffer 70. The buffer 70 preferably provides a bidirectional data path for transferring data between the secondary data bus 62 and the local CPU bus 32 and also includes a status register array for receiving and storing status words either from the CPU 30 or from the enhanced VME bus 22. The multiplexing FIFO 74, identical to the multiplexing FIFOs 58, 60, provides a higher speed, block-oriented data transfer capability for the CPU 30.

Finally, a message descriptor FIFO 72 is connected between the secondary data bus 62 and the local CPU bus 32. Preferably, the message descriptor FIFO 72 is addressed from the enhanced VME bus 22 as a single shared memory location for the receipt of message descriptors. Preferably the message descriptor FIFO 72 is 32-bit wide, single buffer FIFO with a 256-word storage capability. In accordance with the preferred embodiments of the present invention, the message descriptor FIFO is described in detail in the above-referenced related application "BUS LOCKING FIFO
MULTI-PROCESSOR COMMUNICATIONS SYSTEM".
However, for purposes of completeness, an enhancement embodied in the enhanced VME control logic block 66 is that it preemptively allows writes to the message descriptor FIFO 72 from the enhanced VME bus 22 unless the FIFO 72 is full. Where a write to the message descriptor FIFO 72 cannot be accepted, the enhanced VME
control logic block 66 immediately declines the write by issuing a VME bus error signal onto the enhanced VME bus.

wo 9~iad~a ' ~~ rr1 ~~~~ v~ ~ -Kr ~ ~ 6 ~ ~ ~ ~ ~criu~~oiaa7a~
_',, _2~_ Fi~~ $ys_ tem'Control Processor The preferred architecture of a file system processor 14 60 is shown in Fig. 3. A CPU 80, preferably a Motorola 68020 processor, is connected via a local CPU address, control and 32-bit wide data bus 82 to the various elements of the file controller 14.

These principle elements include a 256 kilobytes of static RAM black 84, used for storing the file system control program, and a four megabyte dynamic RAM block 86 for storing local data, both: connected directly to the local CPU bus 82. A buffer 88 couples the local CPU bus 82 to a secondary 32-bit wide data bus 90 that is, in turn, coupled through an enhanced VME control and logic block 92 to the data bus lines of the VME bus 22. In addition to providing status register array storage, the buffer 88 allows the memory .blocks 84, 86 to be accessible as local shared memory on the VME bus 22. A second buffer 94 is provided to logically position a boot PROM 96, containing the file controller initialization program, within the memory address map of the CPU 80. Finally, a single buffer message descriptor FIFO 98 is provided between the secondary data bus 90 and the local CPU bus 82. The message descriptor FIFO 98 is again provided to allow preemptive writes to the file controller 14 from the enhanced VME bus 22.

w~ 9noas4a 2 ~ ~ ~ ~ ~ ~ P(~rms~oir~a~o~ -.

r e,-~,-~~rP rnnrrol Proce-ssor A block diagram of a storage processor 16 is provided in Fig. 4. A CPU 100, preferably a Motorola 68020 processor, is coupled through a local CPU , address, control and 32-bit wide data bus 102 and a buffer 104 to obtain access to a boot PROM 106 and a double-buffered multiplexing FIFO 108 that is, in turn, connected to an internal peripheral data bus 110. The internal peripheral data bus 110 is, in turn, coupled through a parallel channel array of double-buffered multiplexing FIFOs 1121°10 and SCSI channel controllers 1141-10' The SCSI controllers 1141_10 support the respective SCSI,buses (SCSIO - SCSI9) that connect to a drive array 24.
Control over the operation of the double buffer FIFO 1121_10 and SCSI controller 1141_10 arrays is ultimately by the CPU 100 via a memory-mapped buffer 116 and a first port of a dual ported SRAM command block 118. The second port of the SRAM block 118 is coupled to a DMA controller 120 that controls the. low level transfer of data between the double-buffered FIFOs 108, 1121_10' a temporary store buffer memory 122 and the enhanced VME bus 22. In accordance with a preferred embodiment of the present invention, the DMA
controller responds to commands posted by the CPU 100 _2g_ in the dual-ported SRAM block 118 to select any of the double-buffered FIFOs 108, 1121_0; the buffer memory 122, and the enhanced VME bus 22 as a source or destination of a data block transfer. To accomplish S this, the DMA controller 120 is coupled through a control bus 124 to the double buffered FIFOs 108, 1121-10' the SCSI controllers 1141_10' the buffer memory 122, a pair of secondary data bus huffers 126, 128, and an enhanced VME control and logic block 132. The buffers 126, I28 are used to route data by selectively coupling the in~ernal peripheral data bus 110 to a secondary data bu= 130 and the buffer memory 122. The DMA controller 120, as implemented in accordance with a preferred embcdiment of the present invention, is described in de~ail in the above-referenced related application "IM?ROVED FAST TRANSFER DIRECT MEMORY
ACCESS CONTROLLER" . Finally, a one megabyte local shared memory block 134, a high speed buffer and register array 136, and a preemptive write message descriptor FIFO 138 are provided connected directly to the local CPU data bus I02. The buffer 136 is also coupled to the secondary data bus 130, while the message descriptor FIFO 138 is coupled to the secondary data bus 130.

WO 91104540 ~ ~ ~ ~ ~ ~ ~ 1'GT/US90/~47D1 R P~marv Memory A~.~av Fig. 5 provides a simplified block diagram of the preferred architecture of a memory card 18. Each memory card 18 operates as a slave on the enhanced 'VME
bus and therefore requires no on-board CPU. Rather, a timing control block 150 is, sufficient to provide the necessary slave control operations. In particular, the timing control block 150, in response to control signals from the control portion of the enhanced VME
bus 22 enables a 32-bit wide buffer 152 for an appropriate direction transfer of 32-bit data between the enhanced VME bus 22 and a multiplexes unit 154.
The multiplexes 154 provides a multiplexing and demultiplexing function, depending on data transfer direction, for a six megabit by seventy-two bit word memory array 156. An error correction code (ECC) generation and testing unit 158 is coupled to the multiplexes 154 to generate or verify, again depending on transfer direction, eight bits of ECC data per memory array word. The status of each ECC verification operation is provided back to the timing control block 150.

W~ 91f045aU . : ~ ~ ~ 6 ~CT/1JS90/04701 F Host Pxocessor._ The host processor 20, as shown in Fig. 1, is a conventional Sun 3E120 processor. Due to the conventional design of this product, a software emulation of a message descriptor FIFO is performed in a reservod portion of the local host processor's shared memory space. This software message descriptor FIFO is intended to provide the functionality of the message descriptor FIFOs 72, 98, and 138. A preferred embodiment of the present invention includes a local host processor 20', not shown, that includes a hardware preemptive write message descriptor FIFO, but that is otherwise functionally equivalent to the processor 20.
A Peer-Level Facility Functions Fig. 6 provides an illustration of the multiple peer-level facility architecture of the present invention. However, only single instantiations of the preferred set of the peer-level facilities are shown for purposes of clarity.
The peer-level facilities include the network communications facility (NC) 162, file system facility (FS) 169, storage facility (S) 166. and host facility (H) 168. For completeness, the memory 18 is WC) 91/04540 ~CT/I15~Q~/0~17U1,."
. , ; ~~~~~~~

illustrated as a logical resource 18' and, similarly, the disk array 24 as a resource 24'.~
The network communications facility 162 includes a messaging kernel layer 178 and an NFS stack. The S messaging kernel layer 178 includes a multi-tasking kernel that supports multiple processes. Logically concurrent executions of the node making up the NFS
stack are supported by reference to the process context in which execution by the peer-level processor is performed. Each process is uniquely identified by a process TD (PTD). Context execution switches by the peer-level. processor are controlled by a process scheduler embedded in the facility's mufti-tasking kernel. A process may be "active" -- at a minimum, 1S where process execution by the peer-leve l processor continues until a resource or condition required for continued execution is unavailable. A process is "blocked" when waiting for notice of availability of such resource or condition. For the networ?:
communications facility 162, within the general context of the present invention, the primary source of process blocking is in the network and lower layers where a NC
process will wait, executing briefly upon receipt of each of a series of packet frames, until sufficient .
2S packet frames are received to be assembled into a complete datagram transferrable to a higher level WO 91/Od54a ~ ~ ~' ~' PCT/tJS9~i/t1470I
~~~6a6~

layer. At the opposite extreme, a NC process will block upon requesting a file system or local host function to be performed, i.e., any :function controlled ' or implemented by another peer-level facility.
The messaging kernel layer 178, like all of the messaging kernel layers of the present invention, allocates processes to handle respective communication transactions. In allocating a process, the messaging kernel layer 178 transfers a previously blocked process, from a queue of such processes, to a queue of active processes scheduled for execution by the multi-tasking kernel. At the conclusion of a communication transaction, a process is deallocated by returning the process to the queue of blocked processes.
As a new communication transaction is initiated, an address or process I13 of an allocated process becomes the distinguishing datum by which the , subsequent transactions are correlated to the relevant, i.e., proper handling, process. For example, where a client workstation initiates a new communication transaction, it provides its Ethernet address. The network communication facility, will store and subsequently, in responding to the request, . utilize the client's Ethernet address to direct the response back to the specific requesting client.

WtD 9l/04540 v :.: ~ ~ ~ ~. ~ ~ ~ PCT/1.TS94/t14701 ._ The NC facility similarly provides a unique facility ID and the PID of its,relevant process to another peer-level facility as part of any request necessary to complete a client's request. Thus, an NC
facility process may block with certainty that the responding peer-level facility can direct its response back to the relevant process of the netwoxk communications peer-level facility.
The network and lower level layers of the NFS
stack necessary to suppart the logical Ethernet connections 26' 'are generally illustrated together as an IP layer 172 and data link layer 1?0. The IP layer 172, coupled to the IP route database 17A, is used to initially distinguish between NFS and non-NFS client requests. NFS requests are communicated to an NFS
server 176 that includes 'the remaining layers of the NFS stack. The NFS server 176, in turn, communicate s NFS requests to the network communications messaging kernel layer 178. By the nature of the call, the messaging kernel layer 178 is able to discern between NFS request calls, non-NFS calls from the IP layer 172 and network calls reoeived directly from the network layers 170.
For the specific instance of NFS requests, making up the large majority of requests handled by the network communications facility 162, the relevant NC

ova 9~r~~.~o ~ ~ ~ ~ ~ ~ ~ pc~~rus~oroa7oj process calls the messaging kernel layer 178 to issue a corresponding message to the messaging kernel layer 180 of the file system facility 16A. The relevant NC
' process is blocked pending a reply message and, possibly, a data transfer. That is, when the messaging kernel layer 178 receives the NFS request call, a specific inter-facility message is prepared and passed to the messaging kernel layer 180 with sufficient information to identify the request and the facility that sourced the request. As illustrated, messages are exchanged between t2~e various messaging kernel layers of the system 160. However, the messages. are in fact transferred physically via the enhanced VME bus connecting the peer-level processors upon which the specific peer-level facilities are executing. The physical to logical relationship of peer-level facilities to peer-level processors is established upon the initialization of the system 160 by providing each of the messaging kernel layers with the relevant message descriptor FIFO addresses of the peer-level processors.
In response to a message received, the messaging kernel layer 180 allocates a FS process within its multi-tasking environment to handle.the~ communication transaction. This active FS process is used to call, carrying With it the received message contents, a local W(? 91/04540 ~ ~ ~ ~ ~ ~ ~ , PCf/1J590/U4701 . .

file system (LFS) server 182. This LFS server 182 is, in essence, an unmodified instantiation 184 of the UFS. Calls, in turn, issued ,by this UFS 182, ultimately intended for a device driver of a mass , 5~ storage device, are directed back to the messaging kernel layer 180. The messaging, kernel layer distinguishes such device driver related functions being requested by the nature of the function call.
The messaging kernel layer 180 blocks the relevant FS
process while another inter-processor message is prepared and passed to a messaging kernel layer 186 of the storage facility 166.
Since the storage facility 166 is also required to track many requests at any one time, a single manager process is used to receive messages. For throughput efficiency, this S manager process responds to FIFO
interrupts, indicating that a corresponding message descriptor has just been written to the SP FIFO, and immediately initiates the SP processor operation necessary to respond to the request. Thus, the currently preferred S facility handles messages at interrupt time and not in the context of separately allocated processes: However, the messaging kernel layer 186 could alternately allocate an S worker process to service each received message request.

W~ 91/fl4s4U ~ ~ ~ ~ ~.- PL'T/U~90/0.t701 ..., The message provided from the file system facility 164 includes the necessary information to specify the particular function required of the storage facility in ' order to satisfy the request. Within the context of the allocated active S process, the messaging kernel layer 186 calls the request corresponding function of a device driver 188.
Depending on the availability and nature of the resource requested, the device driver 188 will, for example, direct the requested data to be retrieved from the disk array resource 24'. As data is returned via the device driver layer 188, the relevant S process of the messaging kernel layer 186 directs the transfer of the data into the memory resource 18'.
In accordance with the preferred embodiments of the present invention, the substantial bulk of the memory resource 18' is managed as an exclusive resource of the file system facility 164. Thus, for messages requesting the transfer of data to or from the disk array 24', the file system facility 164 provides an appropriate shared memory address referencing a suitably allocated portion of the memory resource 18'.
Thus, as data is retrieved from the disk array. 24', the relevant S process of the messaging kernel layer 186 will direct the transfer of data from the device driver layer 188 to the message designated location within the .-!W~ 91/U454U PC'f/US9U/U47f11.

memory resource 18', as illustrated by the data path 190. .
Once the data transfer is complete, the relevant S
process "returns" to the messaging kernel layer 186 and S a reply message is prepared and issued by the messaging ' kernel layer 186 to the messaging kernel layer 180.
The relevant S process may then ,be deallocated by the messaging kernel layer 186.
In response to this reply message, the messaging kernel layer 180 unblocks its relevant FS process, i.e., the process that requested the S facility data transfer. This, in turn, results in the relevant FS
process executing the UFS 182 and eventually issuing a return to the massaging kernel layer .180 indicating that the requested function has been completed. In response, the messaging kernel layer 180 prepares and issues a reply message on behalf of the relevant FS
process to the messaging ka.:nel layer 178; this message will include the shared memory address of the requested data as stored within the memory resource 18'.
The messaging kernel layer 178 responds to the reply message from the file system facility 164 by unblocking the relevant NC process. Within that NC
process's context, the messaging kernel layer 178.
performs a return to the NFS server 176~with the shared memory address. The messaging kernel layer 178 vr~ ~~ic~a5aa ~.. ~ . .. s. Pc~rius~oioa~o~
' ~39-' :.
transfers the data from the memory resource 18' via the indicated data path 192 to local stored memory for use by the NFS server layer 176. The data may then be processed through the NFS server layer 176, TP layer 172 and the network and lower layers 170 into packets for provision onto the network 26' and directed to the originally requesting client workstation.
Similarly, where data is received via the network layer 170 as part of an NFS write transfer, the data is buffered and processed through the NFS server layer 176. When complete, a call by the NFS server 176 to the messaging kernel layer 178 results iri the first message of an inter-facility communication transaction being issued to the file system facility 169. The messaging kernel layer 180, on assigning a FS process to handle the request message, replies to the relevant NC process of the messaging kernel layer 178 with an inter-facility message containing a shared memory address within the memory resource 18'. The NFS data is then transferred from local shared memory via the data path 192 by the messaging kernel 178. When this data transfer is complete, another inter-facility message is passed to the relevant FS process of the messaging kernel layer 180. That process is then unblocked and processes the data transfer request through the LFS/UFS 182. The UFS 182, in turn, '~ ~~ ~ s j ~ 4.'t "~~
W~ 91/04S~.t0 ~ ~ ~,~ ~ ~ PCl"/U59fl/04701 _ initiates, as needed, inter-facility communication transactions through the messaging kernel layer 180 to prepare for and ultimately transfer the data from the memory resource 18' via the data path 190 and device ' S driver 188 to the disk array resource 24'.
The host operating system facility 168 is a substantially complete implementation of the SunOS
operating system including a TCP/IP and NFS stack. A
messaging kernel layer 194, not unlike the messaging kernel layers 1?8, 180, 186 is provided to logically integrate the host facility 186 into the system 160.
The operating system kernel portion of the facility 168 includes the VFS 196 and a standard instantiation of the UFS 198. The UFS 198 is, in turn, coupled to a mass storage device driver 200 that, in normal operation, provides far the support of UFS 198 requests by calling the messaging kernel layer 194 to issue inter-facility messages to the storage facility 166.
Thus, the storage facility 166 does not functionally differentiate between the local host facility 168 and the file system facility 164 except during the initial phase of bootup. Rather, both generally appear as unique but otherwise undifferentiated logical clients of the storage facility 166. .
Also interfaced to the VFS 196 is a conventional client instantiation of an NFS layer 202. That is, W~ 9l/04~40 .. ~ ~ ~ ~ ~ ~ ~ PCTlU~90/(f4701 _41_:
the NFS layer 202 is oriented as a client for processing client requests directed to another file server connected through a network communications facility. These requests are handled via a TCP/UDP
layer 204 of a largely conventional instantiation of the Sun NFS client stack. Connected to the layer 204 are the IP and data link layers 206. The IP and data link layers 206 are modified to communicate directly with the messaging kernel layer 194. Messages from the messaging kernel layer 194, initiated in response to calls directly. from the data link layer 206 are logically directed by the messaging kernel 178 directly to the data link layer 170 of a network communications facility. Similarly, calls from the IP layer 172, iS recognized as not NFS requests of a local file system, are passed through the messaging kernel layers 178 and 194 directly to the TCP/UDP layers 204. In accordance with the preferred embodiments of the present invention, the responses by the host facility 168 in such circumstances are processed back through the entire host TCP/IP stack 214, 204, 206, the messaging kernel layers 194, 178, and finally the data link layer 170 of an NC facility 162.
:4ncillary to the IP and data link layers 206, a route database 208 is maintained under the control and direction of a conventional "routed" daemon iNU 9110~~x30 ~ ~ fi t'i ~:~ s:.~ ~ ~ ~ ~ ~'' Pf,'f/US9U/4470I ..
,42_ application. 'This, and related daemons such as the "mountd", execute in the application program layer as background processes. In order to maintain coherency between the route database 208 and the route database 174 present in the network communications facility 162, ' a system .call layer 212, provided as the interface between the application program layer and. the kernel functions of the host facility 168, is modified in accordance with the present invention. The lU modification provides for the issuance of a message containing any update information directed to the route database 208, from the daemons, to be provided by an inter-facility communication transaction from the messaging kernel layer 194 to the messaging kernel layer 178. Upon receipt of such a message, the messaging kernel layer 178 directs an appropriate update to the route database 174.
The system call layer 212 also provides for access to the TCP/UDP layers via a conventional interface layer 214 known as sockets. Low level application programs may use the system call layer 212 to directly access the data storage system by calling directly on the device driver 200. The system call layer also interfaces with the ~7FS 196 for access to or by the HFS
client 202 and the UFS 198.

~, .. ~ ~,~ ~ ~ ~ ~ pf f/UShU104701 4V0 91/045180 ~ ~ ~ ; .

In addition, as provided by the preferred embodiments of the present invention,~the VFS 196 also interfaces to a local file system (LFS) client layer 216. The conventional VFS 196 implements a "mount"
model far handling the logical relation between and access to multiple file systems. By this model a file system is mounted with respect to a specific file system layer that interfaces with the VFS 196. The file system is assigned a file system ID (FSID). File operations subsequently requested of the VFS 196 with regard to a FSID identified file system will be directed to the appropriate file system.
In accordance with the present invention, the LFS.
client layer 216 is utilized in the logical mounting of file systems mounted through the file system facility 164. That is, the host facility's file oriented requests presented to the VFS 196 are routed, based on .
their FSID, through the LFS client layer 216 to the messaging kernel layer 194, and, in turn,. to the messaging kernel layer 180 of the file system facility 164 for servicing by the UFS 182. The model is extended for handling network file system requests. A
client workstation may then issue a mount request for a file system previously exported through the VFS 196.
The mount request is forwarded by a network communications facility 162 ultimately to a mounted c ; <' wo ~no~~ao v'~ ~ ~ ~ a ~ ~ p~riu~9oioa~o~ ....

daemon running in the application layer 210 of the host facility 194. The mounted daemon response in turn provides the client with the FSI,D of the file system if the export is successful. Thereafter, the client's NFS
file system requests received by the network communications facility 162 will be redirected, based ~
on the FS~ID provided with the request, to the appropriate file system facility 164 that has mounted the requested file system.
Consequently, once a file system is mounted by the UFS 182 and exported via the network communications and host facilities 162, 168,, file oriented NFS requests for that file system need not be passed to or processed by the host facility 168. Rather, such NFS
xequests are expediently routed directly to the appropriate file system facility 164.
The primary benefits of the present invention should now be apparent. In addition to allowing multiple, independent instantiations of the network communication, fil a system, storage and host facilities 162, 164, 166, 168, the immediate requirements for all NFS requests may be serviced without involving the substantial performance overhead of the VFS 196 and higher level portions of the conventional Unix operating system kernel.
i .~ : , w~ ~uoas~a~ ~ . ~ ~ ~ ~ ~ ~criusgo~oa7o~
-4s-finally, another aspect of the host facility 168 is the provision for direct access to the messaging kernel layer 194 or via the system call layer 212 as appropriate, by maintenance application programs when S executed within the application program layer 210.
These maintenance programs may be utilized to collect performance data from status accumulation data structures maintained by the messaging kernel layer 194 and, by utilizing corresponding inter-facility messages, the accumulated status information from status data structures in the messaging kernel layers 178, 180 and 186.
BL Messaq~nc~ Kernel Bayer Functions The messaging kernel layers 178, 180, 186 and 194 each include a small, efficient multi-tasking kernel.
As such, it provides only fundamental operating system kernel services. These services include simple lightweight process scheduling, message passing and memory allocation. A library of standard functions and processes provide services such as sleep(), wakeup(), error logging, and real time clocks in a manner substantially similar to those functions of a conventional Unix kernel.
The list below summarizes the primary function wa ~~ ioasao ~ ~-,~~ ~-~ :~3~ ~ y ~GT/US90/44701 ._ -primitives of the mufti-tasking kernel provided in each of ttze messaging kernellayers 178,,180, 186 and 194.

k register(name)Registers the current process _ as a provider of a named service.

k_ resolve(name) Returns the process ID for a named service.

k send(msg,pid) Sends a message to a specified _ process and blocks until the message is returned.

k reply(msg) Returns a received messages to 1 5 its sender.

k null reply(msg)Returns an unmodified message ' o the sender. (Faster than t reply(msg) because the k -message need not be copied back.) k receive() Blocks until a message is sent _ to this process.

The balance of the messaging kernel layers 178, 180, 186 and 199 is made up of routines that presumptively implement, at least from the perspective of the balance of the facility, the functions that a given facility might request of another. These routines are premised on the function primitives provided by the mufti-tasking kernel to provide the specific interface functions necessary to support the NFS stack, UFS, storage device driver, or host operating system. Since such routines do not actually perform the functions for which they are called, they may be referred to as "stub routines".

,., .:..>,:;. :.
WO 91104540 ~ ' - PC~'/U5911/047iD1 -47_ r. Inter-Facility C mmrdt~:,on (T_FCI~ ~~ygt~m ~ Communication of information between the peer level facilities i~ performed as a series of communication transactions. A transaction, defined as:
a request message and a reply message, occurs between a pair of messaging kernel layers, though others may "listen" in order to gather performance data or perform 3lagnostics. A single transaction may be suspend~d, lA i.e., the reply message held, while the receiving messaging kernel layer initiates' a separate communication transaction with another peer-level facility. Once the reply message of the second trgnsaction is received, a properly reply to the 5 initial communisation transaction can then be made.
fir, Mes~~:a_Descrigtors and Messages The transfer of a message between sending arid receiving messaging k~rnel layers is, iu turn, generally a two step process. The first step ib for the sending messaging kernel layer to write a message deecrintor to the receiving messaging kernel layer.
This is accomplishe3 by the massage descriptor being writt~n to the descriptor FTFO of the receiving peer-level processor.

W~ 91/04540 ' PG:f'/'J~90/U4701 ._.
_qg_ The second step is for the message, as identified by the message descriptor, to be copied, either actually or implicitly, from the sending messaging kernel layer to the receiving messaging kernel layer.
This copy, when actually performed, is a memory to memory copy from the shared memory space of.the sending ' peer-level processor to that of the receiving peer-level processor. Depending on the nature of the communication transaction, the message copy will be actually performed by the sending or receiving peer level processor, or implicitly by reference to the image of the original message kept by the messaging kernel layex that initiated a particular communication transaction.
The message identified by a message descriptor is evaluated by the receiving messaging kernel layer to determine what is to be done with the message. A
message descriptor as used by a preferred embodiment of the present invention is shown in Fig. 7. The message descriptor is, in essence, a single 32-bit word partitioned into, two fields. The least significant field is used to store a descriptor modifier; while the high order 30-bit field provides a shared memory address to a message. The preferred values of the modifier field are given in Table 1.

~V(D 91/04540 ' : . P~"f/US90/0~70I
_49_ Table 1 Message Modifiers .
~~ifier _ Meaning , 0 Pointer to a message being sent.
1 Pointer to a reply message 2 Pointer to message to be forwarded 3 Painter to message ~~,~knawledai~a a forwarded message For request messages that are being sent, the receiving messaging kernel layer performs the message copy. For a message that is a reply to a prior message, the sending messaging kernel layer is effectively told whether a message copy must be performed: That is, where the contents of a message have not been changed by the receiving messaging kernel layer, an implicit copy may be performed by replying with a messaging descriptor that points to the .20 original message image within the sending messaging kernel layer's local shared memory space. Similarly for forwarding type communication transactions the receiving messaging kernel layer performs the copy. A
message forwarding transaction is completed when an acknowledgement message is provided. The purpose of the acknowledgement is to notify the sending messaging kernel layer to know that it can return the ref erence message buffer to its free buffer pool..
The preferred block format of a message is illustrated in Fig. 8. The message is a single data .

wo m roasat~ ~ ~ ~ ~ ~ ~ P~CT/LJ59~/(D470I ...
-so-structure defined to occupy 128 bytes. The initial 32-bit word of the message encodss~the message type and a unique peer-level facility identifier. The text of the message then follows with any necessary fill to reach a current maximum text limit. In the preferred embodiment of the present invention, the text length is 84 bytes. An inter-facility communication (IFC) control data block is provided, again followed by any necessary fill characters needed to complete the 128-byte long message. This IFC control data preferably includes a copy of the address of the original message, the relevant sending and receiving (destination) process identifiers associated with the current message, and any queue links required to manage the structure while in memory.
An exemplary message structure is provided in Table 2.

W~ 9H/(H45g0 ~ PCT/U890/f~4701 Table 2 Exemplary Message Structure typedef struct ml6~msg ( K_MSGTYPE type; /* request code */
char msg(84J;
vme_t addr; /* shared memory address of ~ the original message */
PID m16_sende.r_pid; /* PID of last sender. */
PID mi6 forward_pid;/* PID of last forwarder. */
PID m16~_dest~id; /* PID of Best. process. */
/* Following value is LOCAL and need not be transferred. */
struct m16_msg *ml6~link; /* message queue link */
y K MSG;
This structure (K MSG) includes the message type field (R MSGTYPE), the message text (msg(]), and the IFC block (addr, m16-sender_pid, m16_sender~id, m16 dest~id, and m16_link). This K MSG structure is used to encapsulate specific messages, such as exemplified by a file system facility message structure (FS STD T) shown in Table 3.

W!~ 91 /fl4~4fl ~ ~ ~ '~ ~ ~ ~ PC.'T/U~90/fl~7fl1 Table 3 Exemplary Specific Message Structure typedef struct {

IC MSGTYPE type;

long errno;

FC CRED cred; /* Access credentials */

FC FH file; /* File handle */

union {

FSID fsid; /* For fc_get_server. */
FS

_ mode; /* {READ,WRITE,EXEC} for long fC aCCeSS. */

K PID pid; /* ~FS facility server pid */

long mask; /* Mask attributes. */

} un;

} FS STD T;

The FS STD T structure is overlaid onto a K MSG
structure with byte zero of both structures aligned.
This composite message structure is created as part of the formatting of a message prior to being sent. Other message structures, appropriate for particular message circumstances, may be used. However, all are consistent with the use of the K MSG message and block format described above.
2. IFC Messaae Generation The determination to send a message, and the nature of the message, is determined by the peer-level facilities. In particular, when a process executing on _ a peer-level processor requires the support of another peer-level facility, such as to store or retrieve data or to handle some condition that it alone cannot wo 9i/oasao , ~ :~; ,y , ; - rccms~oioa~7o1 ., . .
-s3-service, the peer-level facility issues a message requesting the required function or support. This message, in accordance with the present invention, is generally initiated in response to the same function call that the facility would make in a uniprocessor configuration of, the prior art. That , is, in a .
conventional single processor software system, execution of a desired function may be achieved by calling an appropriate routine, that, in turn, determines and calls its own service routines. This is illustrated in Fig. 9. A function call to a routine A, illustrated by the arrow 300, may select and call 302 a routine B. As may be necessary to carry out its function, the routine B may call 309 still further routines. Ultimately, any functions called by the routine B return to the function B which returns to the function A. The function A then itself returns with the requested function call having been completed.
In accordance with the present invention, the various messaging kernels layers have been provided to allow the independent peer--level facilities to be executed on respective processors. This is generally illustrated in Fig. 10 by the inclusion of the functions A' and B' representing the. messaging kernel layers of two peer-level facilities. A function call 302 from the routine A is made to the messaging kernel wo ~~ioasac~ ~ o ~ ~ ~ ~ ~ ~~iu~~o~oa~o~, .,.
_54_ A'. Although A' does not implement the specific function called, a stub routine is provided to allow the messaging kernel layer A' to implicitly identify function requested by the routine A and to receive any associated function call data; the data beirig needed by , the routine B to actually carry out the requested function. The messaging kernel layer A' prepares a message containing the call data and sends a message descriptor 306 to the appropriate messaging kernel layer B'. Assuming that the message is initiating a new communication transaction, the messaging kernel layer B' copies the message to its own shared memory.
Based on the message type, the messaging kernel. B' identifies the specific function routine B that needs to be called. Utilizing one of its own stub routines, a call containing the data transferred by the message is then made to the routine B. When routine B returns to the stub process from which it was called, the messaging kernel layer B' will prepare an appropriate reply message to the messaging kernel layer A'. The routine B return may reference data, such as the status , ', of the returning function, that must also be transferred to the massaging kernel layer A'. This data is copied into the message before the message is copied back to the shared memory space of the A' peer level processor. The message copy is made to the VffJ gl/04.540 ~ ~ ~ ~ '~( ~, ~ -, PCT/US9fl/04901 .

shared memory location where the original massage was stored on the A' peer-level processor. Thus, the image , of the original message is logically updated, yet without requiring interaction between the two messaging kernel layers to identify a destination storage location for the reply message.. A "reply" message descriptor pointing to the message is then sent to the messaging kernel layer A'.
The massaging kernel layer A', upon successive evaluation of the message descriptor and the messages type field of the message, is able to identify the particular process that resulted in the reply message now received. That is, the- process ID as provided in the original message sent and now returned in the reply message, is read. The messaging kernel layer A' is therefore able to return with any applicable reply message data to the calling routine A in the relevant process context.
A more robust illustration of the relation between two messaging kernel layers is provided in Fig. 11. A
first messaging kernel layer 310 may, for example, represent the messaging kernel layer 178 of the network communications peer-level facility 162. In such case, the series of stub routines A1-X include a complete HFS stack interface as well as an interface to every other function of the network communications 13'0 )1~6a5<dU ' ~ ~ ~j ~ ~ ~ ~ PCf/IJS90/Oa7f~l -.

facility that either can directly call or be called by the messaging kernel layer 178. Consequently, each call to the messaging kernel layer is uniquely identifiable, both in type of function requested as ' well as the context of the process that makes the call. , Where the messaging kernel layer calls a function implemented by the NFS stack of its network communications facility, a process is allocated to allow the call to operate in a unique context. Thus, the call to or by a stub routine is identifiable by the process ID, PID, of the calling or responding process, respectively.
The calling process to any of the stub routines A1-X, upon making the call, begins executing in the messaging kernel layer. This execution services the call by receiving the function call data and preparing a corresponding message. This is shown, for purposes.
of illustrating the logical process, as handled by the logical call format bubbles A1-X. A message buffer is allocated and attached to a message queue. Depending on the particular stub routine called, the contents of the message may contain different data defined by different specific message data structures. That is, each message is formatted by the .appropriate call format bubble A1-X, using the function call data and the PID of the calling process.

WC) 91f045413 .' ' 1 ~ ~ ~. ~ ~ ~ ~ 1'1~T/-U~90/U~11701 The message is then logically passed to an A
message state machine for sending. The A message state machine initiates a message transfer by first issuing a ' message descriptor identifying the location of the message and indicating, for example, that it is a new message being sent.
The destination of the message descriptor is the shared memory address of the message descriptor FIFO as present on the intended destination peer-level processor. The specific message descriptor FIFO is effectively selected based on the stub routine called and the data provided with the call. That is, for example, the messaging kernel layer 178 correlates the FSID provided with the call to the particular file system facility 164 that has mounted that particular file system. If the messaging kernel layex 178 is unable to correlate a FSID with a file system facility 164, as a consequence of a failure to export or mount the file system, the NFS request is returned to the client With an error.
Once the message descriptor is passed .to the messaging kernel layer 312 of an appropriate peer-level facility, the mufti-tasking kernel of the messaging kernel layer 310 blocks the sending. process until a reply message has been received. Meanwhile, the mufti-tasking of the layer 310 kernel continues to WO 91/04x40 . - ;~r~°.~,~ ~ ~ ~j F~'lUS9U/04701 ~.

handle incoming messages, initiated by reading message descriptors from its descriptor FIFO, and requests for messages to be sent based on calls received through the stub routines A1-X.
The messaging kernel layer 312 is similar to the messaging kernel layer 310, though the implementation of the layer specifically with regard to its call format, return format, and stub routines B1-X differ from their A layer counterparts. Where, for example, the messaging kernel layer 312 is the messaging kernel layer 180 of the file system facility 1b4, the stub routines B1-X match 'the functions of the UFS 182 and device driver 188 'that may be directly called in response to a message from another facility or that may receive a function call intended for another facility. Accordingly, the preparation and handling of messages, as represented by the B message parser, call format and return format bubbles, will be tailored to the file system facility. Beyond this difference,.the messaging kernel layers 310, 312 are identical.
The B message state machine implemented by the mufti-tasking kernel of the messaging kernel layer 312 receives a message descriptor as a consequence of the peer-level processor reading the message descriptor from its message descriptor FIFO. Where the message descriptor is initiating a new message transaction, -.' WO 9I/04540 . .'~~ ~~ ~ O ~ ~ ~ ~ ~ PCT/US90I(k1701 i.e., the message modifier is zero or two, the B
message state machine undertakes to copy the message painted to by the message descriptor into a newly ' allocated message buffer in the local shared memory of its peer-level processor. If the message modifier indicates that the message is a reply to an existing message transaction, then the B message state machine assumes that the message has already been copied to the previously allocated buffer identified by the message descriptor, Finally, if the message descriptor modifier indicates that the message pointed to by the message is ~to be .freed, the B.message state machine returns it to the B multi-tasking kernel's free message buffer pool.
Received messages are initially examined to determine their message type. This step is illustrated by the B message parser bubble. Based on message type, a corresponding data structure is selected by which the message can be properly read. The process ID of the relevant servicing destination process is also read from the message and a context SWltch is made. The detailed reading .of the message is illustrated as a series of return format bubbles B1-X. Upon reading the - message, the messaging kernel layer 312 selects a stub routine, appropriate to carry out the function requested by the received message and performs a 'dV0 91/0451(3 '' 'i ~.~'~~.~ ~ ~ F'CT/~Ll~JO/f~170I -- .

function call through the stub routine. Also, in making the function call, the data .contained by the message is formatted as appropriate for transfer to the called routine.
AFC Communica ion ~ansa~tions Figure 12 illustrates an exemplary series of communication transactions that are used for a network communications facility or a local host facility to obtain known data from the disk array 24 of the present invention. Similar series of communication transactions are used to read directory and other disk management data from the disk array. For clarity, the transfer of messages are referenced to time, though time is not to scale. Also for purposes of clarity, a pseudo-representation of the message structures is referenced in describing the various aspects of preparing messages.
a. LFS R~adTransaction At a time t2, an NFS read request is received by the messaging kernel layer 178 of the network communications facility 162 from an executing (sending) process (PID=A$$). Alternately, the read request at t2 -could be from a host process issuing an equivalent LFS
read request. In either case, a corresponding LFS

~;.~,~sss~ s s ~~,v~~a,~~~~
;:

m a s s a g a ( m a s s a g a # 1 ) i s p r a p a r a d (message#l.msg_type=fc read; message#l.sender_pid=A$$;
message#l.dest_pid=H$$).
The destination process (PID=B$$) is known to the messaging kernel layer 178 or 194 as the "manager"
process of the file system facility that has mounted the file system identified by the FSID provided with the read request. The association of an FSID with a particular FS facility's PID is a product of the initialization of all of the messaging kernel layers.
In general, at least one "manager" process is created during initialization of each messaging kernel layer. These "manager" processes, directly or indirectly, register with a "name server manager"
process (SC NAME SERVER) running on the host facility.
Subsequently, other "manager" processes can query the "name server manager" to obtain the PID of another "manager" process. For indirect relations, the supervising "manager" process, itself registered with the "name server manager" process, can be queried for the PIDs of the "manager" processes that it supervises.
For example, a single named °'file system administrator" (FC VICE_PRES) process is utilized to ' supervise the potentially multiple FS facilities in the system 160. The FC VICE PRES process is registered directly with the "name server manager"

WO 91/04540 . '.~j'~ ~ ~ ~~~j~~ F~'f/~LT590/(i~i701 .

(SC NAME_SERVER) process. The "manager" processes of the respective FS facilities register with the "file system administrator" (FC~VICE PRES) process -- and thus are indirectly known to the "name server manager"
(SC'NAME_SERVER). The individual FS "manager" , processes register with the given FSIDs of their mounted file systems. Thus, the "name server manager"
(SC~NAME SERVER) can be queried by an NC facility for the PID of the named "file system administrator"
(FC VICE PRES). The NC facility can then quer for _ y the PID of the unnamed "manager" process that controls access to the file system identified by a FSID.
The function of a non-supervising "manager" .
process is to be the known destination of a message.
1S Thus, such a "manager" process initially handles the messages received in a communication transaction. Each message is assigned to an appropriate local worker process for handling. Consequently, the various facilities need know only the PID of the "manager"
process of another facility, not the PID of the worker process, in order to send a request message.
At t3, a corresponding message descriptor (md#lvme addr; mod=0), shown as a dashed arrow, is sent to the FS's messaging kernel layer 180.
At t4, the FS messaging kernel layer 180 copies down the message (message#1), shown as a solid arrow, wo ~mo~~o . .~ ~:~ ~-~ ~ 5:~-~ ~criu~~oio4~ol for evaluation, allocates a worker process to handle the request and, in the context of the worker process, calls the requested function of its UFS 182. If the required data is already present in the memory resource 18',, no communication transaction with the S messaging kernel layer 186 is required, and the FS messaging kernel layer 180 continues immediately at t14' However, if a disk read is required, the messaging kernel layer 180 is directed by the UFS 182 to initiate another communications transaction to request retrieval of the data by the storage facility 166. That is, the UFS 182 calls a storage device driver stub routine of the messaging kernel layer 180. A message (message#2), including a vector address referencing a buffer location ~n the memory resource 18' ' (message#2.msgtype=sp read; message#2.vme-addr=xxxxh;
message#2.sender-pid=B$$; message#2.dest~pid=C$$), is prepared. At ts, a corresponding message descriptor is sent (md#2vmewaddr; mod=0) to the S messaging kernel layer 186.
At t6, the S messaging kernel layer 186 copies down the message (message#2) for evaluatian, allocates a worker process to handle the request and calls the - requested function of its devise driver 188 in the ' context of the worker process. Between t7 and tll, the requested data is transferred to the message specified ~,-;;e;y:~;~~~~~~i r~(~ ~uo4saa ~ . ~ . ~~~~us~~~oa~o~_--location (message#2.vme-addr=xxxxh) in the memory resource 18'. When complete, the device driver returns to the calling stub routine of the S messaging kernel layer 186 with, for example, the successful (err=0) or unsuccessful (erx=-i) status of the data transfer.
Where there is an error, the message is updated (message#2.err=-1) and, at t12, copied up to the messaging kernel layer 180 (md#2vme_addr). . A reply message descriptor (md#2vme_addr; mod=1) is then sent at t13 to the FC messaging kernel layer 180. However, where there is no error, a k'null reply(msg) is used.
This results in no copy of the unmodified message at t12, but rather just the sending of the reply message descriptor (md#2vme_addr; mod=1) at t13.
Upon processing the message descriptor and reply message (message#2), the FS messaging kernel layer 180 unblocks and returns to the calling process of the UFS
182 (message#2.sender~pid=B$$). lifter completing any processing that may be required, including any additional communication transactions with the storage facility that might be required to support or complete the data transfer, the UFS 182 returns to the stub routine that earlier called the UFS 182. The message is updated with status and the data, location in the w memory resource 18~ (message#l. err=0; message #2.vme_addr=xxxxh=message#l.vme~addr=xxxxh) and, at WtD 91/04540 ~/ f. .J '.~ ~ ~ ~ ~ ~ ~ PCT/US90/04701 _65_ t14' copied up to the messaging kernel layer 178 or 194 (md#lvme_addr). A reply message descriptor (md#lvme_addr; mod=1) is then sent at t15 to the messaging kernel layer of the NC or local host, as appropriate.
The messaging kernel .layer 178 or 196 processes the reply message descriptor and associated message.
As indicated between t16 and t19, the messaging kernel layer 178 or 196, in the context of the requesting process (PSD=A$$); is, responsible for copying the requested data from the memory resource 18~ into its .-peer-level processor's local shared memory. Once completed, the messaging kernel layer 178 or 196 prepares a final message (message#3) to conclude its series of communication transactions with the FS
. messaging kernel layer 180. This message is the same as the first message (message#3=message#1), though updated by the FS facility as to message type (message#3.msg type=fc read~release) to notify the FC
facility that it no longer requires the requested data space (message#3.vme_addr=xxxxh) to be held. In this manner, the FC facility can maintain its expedient, centralized control over the memory resource 18~. A
c o r r a s p o n d i n g m a s s a g a ~d a s c r i p t o r (md#3vme addr=and#lvme~addr; mod=0) is sent at t 20' wo ~~i~~~a . '~:~.~ ~,~:6 ~ ~ ~ ~~rre~,~s~~i~a7m_,n.

At t21, the release message (message#3) is copied down by the FC messaging kernel layer 180, and the appropriate disk buffer management function of the UFS
182 is called, within the context of a worker process o f t h a r a 1 a v a n t m a n a g a r p r o c a s s , (message#3.dest_pid=B$$), to release the buffer memory (message#3.vme addr=xxxxh). Llpon completion of the UFS
memory management routine, the relevant worker process returns to the stub routine of the FS messaging kernel layer 180. The worker process and the message (message#3) are deallocated with respect to the FS
facility and a reply message descriptor (md#3vme addr;
mod=1) is returned to the messaging kernel layer 178 or 196, whichever is appropriate.
Finally, at t23, the messaging kernel layer 178 or 196 returns, within the context of the relevant process (PID=A$$), to its calling routine. With this return, the address of the retrieved data within the local shared memory is provided. Thus, the relevant process is able to immediately access the data as it requires.
b, LFS Trl~~-e Transaction Figure 13 illustrates an exemplary series of communication transactions used to implement an LFS
write to disk.

t~JO 91/04510 ~ ~ ~'~j,~,~.~. ~j: .,, P(.'f/US9fi/04'70I
_67_ Beginning at a time ti, an LFS write request is received by the messaging kernel layer 178 of the network communications facility 162 from an executing process (PID=A$$) in response to an NFS write request.
Alternately, the LFS write request at tl could be from a host process. In either case, a corresponding m a s s a g a ( m a s s a g a # 1 ) i s p r a p a r a d (message#l.msg type=fc write; message#l.sender_pid=A$$;
message#l.destopid=B$$) and, at t2, its message descriptor (md#lvme~addr; mod=0) is sent to the FC
messaging kernel layer 180, At t3, the FC messaging kernel layer 180 copies down the message (message#1) for evaluation, allocates a worker process to handle the request by the manager process (PID=B$$), which calls the requested function of its UFS 182. This UFS function allocates a disk buffer in the memory resource 18' and returns a vector address (vme addr=xxxxh) referencing the buffer to the FC messaging kernel layer 180. The message is again updated (message#2.vme addr=xxxxh) and copied back to the messaging kernel layer 178 or 194 (md#lvme.addr).
A reply message descriptor (md#lvme~addr; mod=1) is' then sent back to the messaging kernel layer 178 or 194, at t5.
Between t6 and tg, the relevant process (PZD=A$$) of the NC or .host facility copies data to the memory ~. t. ~.
W~ 91104~~0 ~ ~ ~ ~ ~ ~ ~ . .. ~'CT/IJ~9(1/~~701,.-..
-sa-resource 18'. When completed, the messaging kernel layer 178 or 194 is again called, at t9, to complete the write request. A new message (message~2=message#1) is prepared, though updated with the amount of data ' S transferred to the memory resource 18' and message type (message#2msg-type=fc write_release), thereby implying that the FS facility will have control over , the disposition of the data. Preferable, this message utilizes the available message buffer of message#1, - thereby obviating the need .to allocate a new message buffer or to copy data from message#1. The message descriptor (md#2vme addr=and#lvmeraddr; mod=0) for this message is sent at t10' The message is copied down by the FC messaging 1S kernel layer 180 and provided to a worker process by the relevant manager process (message#2.dest_pid=B$$).
While a reply message descriptor might be provided back to the messaging kernel layer 178 or 194 immediately, at t12, thereby releasing the local shared memory buffer, the present invention adopts the data coherency strategy of NFS by requiring the data to be written to disk before acknowledgment. Thus, upon copying down the message at tll, the messaging kernel layer 180 ' calls the UFS 182 to write the data to the disk array .
24'. The UFS 182, within the context of the relevant worker process, calls the messaging kernel layer 180 to 2U~~~66 W~ 91 /~D4S40 . . : , ; r YCf/I1S90/~f47~i1 s -69_ initiate another communication transaction to request a write out of the data by the storage facility 166.
Thus, a storage device driver stub routine of the messaging kernel layer 180 is called. A message (message#3), including the shared memory address of a buffer locatian in. the memory resource 18~
( m a s s a g a # 3 . m s g ~ t y p a = s p _ w r i t a ;
message#2.vme_addr=xxxxh; message#2. sender~id=B$$;
message#2.dest_pid=C$$), is prepared. At t16, a corresponding message descriptor is sent (md#3vme_addr;
mod=0) to the S messaging kernel layer 186.
At tl~, the S messaging kernel layer 186 copies down the message (message#3) for evaluation, allocates a worker process to handle the request by the manager process (PID=C$$), which calls the requested function of its device driver 188. Between t18 and t22, the requested data is transferred from the message specified location (message#3.vme_addr=xxxxh) of the memory resource 18'. When complete, the device driver returns to the calling stub routine of the S messaging kernel layer 186 with, for example, the status of the data transfer (err=0). The message is updated (message#3.err=0) and, at~ t23, copied up to the ' messaging kernel layer 180 (md#3vm~ addr). A reply message descriptor (md#3vme~addr; mod=1) is then sent at t24 to the FC messaging kernel layer 180.

:~fl~65~i~~ .
wo ~z>aa~sa ~~~ri~s~oia~~al ._.

Upon processing the message descriptor and reply message (message$3), the FC messaging kernel layer 180 returns to the calling process of the UFS 182 (message)#3.sender_pid=S$$). After completing any UFS
processing that may be required, including any .
additional communication transactions with the storage facility that might be required to support or complete the data transfer, the UFS 182 returns to the messaging kernel layer 180. At this point, the UFS 182 has completed its memory management of the memory resource 18~. At t25, the messaging kernel layer 180 sends the reply message descriptor (md#2vme addr; mod=1) to the messaging kernel layer 178 or 196, as appropriate, to indicate that the data has been transferred to the disk array resource 24'.
Finally, at t26, the messaging kernel layer 178 or 196 returns, within the context of the relevant worker process, to its palling routine.
.~. NCjL~~~l 1I3~,~ Trar~~~er Transaction Figure 14 illustrates the communication transaction and delivery of data, as provided from a NC
facility process (PID=A$$), to an application program _ executing in the application program layer of the local ' host facility. The packet, for example, could contain new routing information to be added to the route data WO 91IO4540 ~ " 't .~ P~T~US90/04701 base. However, since the NC facility does not perform any significant interpretation of nor.-NFS packets beyond identification as an IP packet, the packet is passed to the local host facility. The local host, upon recognizing the nature of the non-NFS packet, will pass it ultimately to the IP client, as identified by the packet, for interpretation. Tn this example, the IP client would be the "route" daemon.
Thus, the transaction begins at t2, with the NC
messaging kernel layer 178 writing a message descriptor (md#l.vme-addr; mod=0) to the host messaging kernel layer 194. The referenced message (message#l.msgTtype=nc_recv-ip_pkt;
message#l.sender~id=D$$; message#l.dest_pid=E$$) is copied down, at t3, by the host messaging kernel layer 194. A reply message descriptor (md#l.vme_addr; mod=3) is then returned to the NC messaging kernel layer i78 at t4.
The packet is then passed, by the local host messaging kernel layer 194, to the TCP/UDP layers 204 of the local host facility for processing and, eventually, delivery to the appropriate application program.
' As shown at t14, the application program may subsequently call the host messaging kernel layer 194, either directly or indirectly through the system call ',aVU 93/04 i4() v ~ = '' ' % ' ; " PCf/US90/O~i7U1 -.
~~~~a~~

layer. This call could be, for example, issued as a consequence of the application program making a system call layer call to update the host's IP route database.
As described earlier, this call has been modified to also call the host messaging kernel layer 194 to send a .
message to the NC facility to similarly update its IP
route database. 'Thus, a message descriptor (md#2.vme addr; mod=0) a.s sent at t15 to the NC
messaging kernel layer 178. The referenced message ( m a s s a g a # 2 . m s g ~ t y p a = n c _ a d d - r o a t a ;
message#2.sender_pid=F$$; message#l.dest_pid=D$$) is copied up, at t16, by the NC messaging kernel layer 178. The NC messaging kernel layer 178 then calls the NC facility function to update the IP route database.
Finally, a reply message descriptor (md#2.vme_addr;
mod=1) is returned to the local host messaging kernel layer 194 at t17.
d. NClNC Routs Transfer Transaction Figure 15 illustrates the routing, or bridging, of a data packet two NC facility processes. The two NC
processes may b2 executing on separate peer-level processors, or exist as two parallel processes executing within the same NC facility. The packet, for example, is intercepted at the IP layer within the context of the first process (PID=A$$). The TP layer 'CVO 91/04540 ~ ~ PCI'/'tJ594/04701 identifies the logical NC facility that the packet is to be routed to calls the messaging kernel layer 178 to prepare an appropriate message (message#1). The data ' packet itself is copied to a portion of the memory resource 18' (vme~addr=xxxxh) that is reserved for the specific NC facility; this memory is not under the control of any FS facility.
Thus, at t2, the NC messaging kernel layer 178 writes a message descriptor (md#l.vme~addr; mod=0) to the second messaging kernel layer 178. The referenced message (message#l.msg~type=nc_forward~ip~pkt;
message#l. sender-pid=F$$; message#l.dest-pid=G$$;
m a s s a g a # 1 . v m a _ a d d r = x x x x h ;
message#l.ethernet_dst~net=xx) is copied down, at t3, by the second NC messaging kernel layer 178. The data packet is then copied, between t4 and t8, from the memory resource 18' to the local shared memory of the second NC peer-level processor.
Since the first NC facility must manage its portion of the memory resource 18', the second NC
messaging kernel layer 178, at t9, returns a reply message descriptor (md#l.vme~addr; mod=1) back to the first'NC messaging kernel layer 178 at t9. This notifies the first NC facility that it no longer reguires the memory resource 18' data space (message#l.vme~addr=xxxxh) to be held. In this manner, 1-VO'~1/OaS4~ ' ~~r~'~.~3 P~T/U~90/0470i_.
.-7a_ the first NC facility can maintain expedient, centralized control over its portion of the memory resource 18'.
'rhe packet data is then passed, by the second NC ' S messaging kernel layer 178, to the IP layer of its NC
facility for processing.
pa"~a~ed Communic~t~on Tray sac ion ~Iessacres Syntax and Seman~ic~
A Notation for Communication Transac ions A terse notation for use in describing communication. transactions has been developed. This notation does not directly represent the code that implements the transactions, but rather is utilized to describe them. A example and explanation of the .
notation is made in reference to a LFS type transaction requesting the attributes of a given file.
The communication 'transaction:
fc_get attributes( FILE,ATTRIBUTES ) identifies that a message with type FC GET~ATTRIEU~ES, the expected format of the message, when sent to the FS facility, for example, is a typedef FILE, and that when the message is returned, its format is a typedef .
ATTRIBUTES.

Wp 91/0~6~40 ~~ '~~~ ~ ~ PCf/US94/t74701 i ~75-A second convention makes it very clear when the FS facility, for example, returns the message in the same format that it was originally sent. The ' communication transaction:
get'buffer( BUFFER,***);
describes a transaction in which the NC facility, for example, sends a typedef BUFFER, and that the message is returned using the same structure.
If a facility can indicate success by. returning the message unchanged (k null reply()). then the format is:
free buffer( BUFFER,* );
Sometimes, when facilities use standard structures, only some of the fields will actually have meaning. The following notation identifies meaningful fields:
get~buffer( BUFFERtdata_len}, ***(data~len,data~ptr});
This transaction notation describes the same transaction as get buffer above, but in more detail.
The facility requests a buffer of a particular length, and the responding facility returns a pointer to the buffer along with the buffer's actual length.

wc~ ~j~a~saa ~c~riusyaia4~oj~
' ~'~~~~~3~~

~~,5 F's'~Cility Com n~unication Transactions The communication transactions that the FS , S facilities of the present invention recognizes, and that the other facilities of the present invention messaging kernel layer recognize as appropriate to interact with the FS faci:Lity, are summarized in Table 4 below.

:' ::~:pe~,~ 5 6 ~
_"_ Table 4 Summary of FS Communication Transactions LFS Configgi~~~~ation anagement M

fc_ find_manager(FC MOUNT T,***{errno,fc_pid} ) fc mount (FC MOUNT_T,***{errno,fc_pid,file}
) fc unmount (FC_STD T{partition.fsid},*{errno}
) LFS Data er essages Transf M

fc~ read ( RDWR_T{un.in}, FC

***{errno,un.out.{bd,vattr}}
) fc write ( _RDWR_T{un.in}, FC

* **
(errno,un.out.{bd,vattr}} ) fc~ readdir ( RDWR
FC T{un.in}, _ ***(errno,un:out.{bd,new_offset}}
) fc readlink ( _RDWR
FC T{un.in.file,un.in.cred}, * _ { **
errno,un.out.bd} ) fc ~release ( RDWR T(un.out.bd},*{errno} ) FC

LFS File ManagementMessages fc null ( K
MSG,***) fc null_null K~MSG,*) ( fc' getattr ( FCSTD_T{cred,file,un.mask}, ~FC
FILE
T{errno,vattr} ) fc_ setattr ( FC_ _ _SATTR_T, FC
FILE
T{errno,vattr} ) fc_ laokup ( FC_ _ _DIROP
T{cred,where}, FC
FILE T ) fc_ create ( FC_ _ CREATE
T, FC
FILE
T ) fc remove ( FC_ _ _ _ DIROP
T{cred,where}, *{errno} ) fc_ rename ( FC_ _ RENAME
T, *{errno} ) fc_ link ( FC_ ~_LINK_T, *{errno} ) fa_ symlink ( FC_SYMLINK_T, *{errno} ) fc rmdir ( FCDIROP
T{cred,where}
*(errno} ) fc_ statfs ( FC_ { _ , _STATFS~T
fsid},***) VOP VFS and Oth erMiscellaneous LFS Messages fc fsync ( FCSTD T{cred,file}, *{errno}
) ~ access ( FC_ fc STD~T{cred,file,mode}; *{errno}
) _ syncfs ( FC_ fc_ ,STD~T{cred,fsid}, *{errno}
) The use of these communication transactions are best illustrated from the perspective of their use.
An FS facility process named FC VICE pRES directs - _ the configuration of all FS facilities in the system WO ~1/045dU ~, ~ w ~ ' ~ PGT/TJ590/447~I
-~a-160. Even with multiple instantiations of the FS
facility, there is only one FC VICE-PRES grocess.
There are also one or more unnamed manager processes which actually handle most requests. Each file system-s -or disk partition--in the system 160 belongs to a particular manager; however, a manager may own more than one file system.. Since managers are unnamed, would-be clients of a file system first check with FC VICE~PRES to get the FS facility pid of the appropriate manager. Thus, the FC VICE PRES process does no actual work. Rather, it simply operates to direct requests to the appropriate manager.
To provide continuous service, managers must avoid blocking. Managers farm out requests that would block to a pool of unnamed file controller worker processes.
These details are not visible to FS facility clients.
The significant message structures used by the FS
facility are given below. For clarity, the commonly used structures are described here. An FSID (file system identifier) identifies an individual file system. An FSID is simply the UNIX device number for the disk array partition which the file system lives on. An FC FH structure (file controller file handle) identifies individual files. It includes an FSID to identify which file system the file belongs to, along 'i~'O »/045~t0 ~ ~ ~ ~,~ ~,~ fl..'T/U~9~Dli~t7~31 -7g_ with an mode number and an inode generation to identify the file itself.
Start-up. Mounting and Unmou~nting Once the FC peer-level processor has booted an instantiation of the FS facility, the first FS facility to boot spawns an FC VICE-PRES process which, in turn, creates any managers it requires, then waits for ' requests. Besides a few "internal" requests to coordinate.the mounting and unmounting of files systems is the operation of multiple file system facilities, The only request it accepts~is:

fc_find~manager ( FC~MOUNT T,***{errno,fc_pid} );

The input message includes nothing but an FSID

identifying the file system of interest. The successful return value is an FS facility process id which identifies the manager responsible for this file system. (laving found the manager, a client facility with the appropriate germissions can request that a file system be made available for user requests (mount) or unavailable for user requests (unmount). These requests are made by the local host facility, through its VFS/LFS client interface; requests for the mounting and unmounting of file systems are not received directly from client NC facilities.
s Wfl 91/OdS40 , , v~:~~~,~ ~ P~T/US90/D47U1 ,.

The transaction:
fc mount ( FC MOUNT~T,***{errno,fc~id,file} );
returns the root file handle in the requested file system.
The unmount transaction: .
fc unmount ( FC STD T{fsid}, *{errno} );
returns an error code. (The * in the transaction descriptio n indicates that a k_null~reply() is possible, thus the caller must set errno to zero to detect a successful reply.) Data Transfer Messaaes There are four common requests that require the transfer data. These are FC READ, FC READDIR, FC READLTNK, and FC WRITE. The FS facility handles these requests with a two message protocol. All four transactions are similar, and all use the FC RDWR T
message structure far their messages.
typedef struct {
void *buf; /* Buffer id. Valid if non-NULL. */
vme_t addr; /* Pointer to data.. */
int count; /* hength of data. */
} FC~BUF DESC;
##i3efine FC RDWR BUFS 2 ~'O 91/04S4U ; ' .''. ~ ~ ~.~~.~ ~ PC.'T/U~90/~7H1 t typedef struct {
int type; .
int errno;
union ( s struct ( FC_CRED cred; /* credentials */
int f lags;
FC_FH file;
int offset;
int count;
} in;
struct {
/*
* Structure used in response to 1S * fc release message.
*%
FC BUF-DESC bd[FC RDWR BUFS];
~* Buffer descriptors. */
F~ VATTR vattr;
} out;
} un, } FC RDWR T;
The FC READ transaction is described in some 2S detail. The three by other transactions are described by comparison.
. A read data communication transactions is:
fc read ( FC RDWR T{un.in}, ***{errno,un.out.{bd,vattr}} );
3G As sent by a client facility, the "in" structure of the union is valid. It specifies a file, an offset and a count. The FS facility locks the buffers which contain that information; a series of message transactions with the S facility may be necessary to 35 read the file from disk. In its reply, the FS facility uses the "out" structure to return both the attributes of the file and an array of buffer descriptors that W~ 91/045441 :., ',: ,.: ;.~' ~ ~ ~ ~ ~ 0 identify the VME memory locations holding the data. A , buffer descriptor is valid only if it,'s "buf" field is non-zero. The FS facility uses non-zero values to identify buffers, but to client facilities they have no meaning. The attributes and buffer descriptors are .
valid only if no error has occurred. For a read at the end of a file, there will be no error, but all buffer descriptors in the reply will have NULL "buf" fields.
After the client facility has read the data out of the buffers, it sends the same message back to the FS
facility a second time. This time the transaction is:
fc release ( FC RDWR T{un.out.bd}, *{errno} );
This fc release request must use the same message that was returned by the fc'read request. In the reply to I5 the fc read, the FS facility sets the message "type"
field of the message to make this work. The following pseudo-code fragment illustrates the sequence:
msg = ( FC RDWR_T*)k alloc msg();
initialize_message;
msg = k_send( msg, fc-pid );
copy_data~from~buffers_into local memory;
msg = k_send( msg, fc~id ) The same message, ar an exact duplicate, must be returned because it contains the information the FS
facility needs to free the buffers.
Although the transaction summary. of Table 4 shows just one fc~release transaction, there are really four:
one for each type of data transfer: fc read_release, t3~fl 9i/f~t540 , '.; ' ~-~ ~' 1'Cf1U~90/flA7U1 fc write release, fc readdir release and fc_read-link-release. Since the FS facility sets the "type" field for the second message, this makes no difference to the client facility.

If the original read transaction returned an error, or if none of the buffer descriptors were valid, then the release is optional.

The FC WRTTE transaction is identical to FC READ, but the client facility is expected to write to the locations identified by the buffer descriptors instead of reading from them.

The FC READDIR transaction is similar to read and write, but no file attributes are returned. Also, the specified offset is really a magic value--also sometimes referred to as a magic cookie--identifying directory entries instead of an absolute offset into the file. This matches the meaning of the offset in the analogous VFS/VOP and NFS versions of readdir. The contents of the returned buffers are "dirent"

structures, as described in the conventional UNIX

"getdents" system call manual page, The FC READLINK transaction is the simplest of the four communication transactions. It returns no file attributes and, since links are always read in their entirety, it requires no offset or count.

. ~ Sr ~; r,. ~j ...
~0 9~>oa~ao ~ ~ ~'' ~ ~ ~ ~mu~g~ioa~~i.;:.

In all of these transactions, the requested buffers are locked during the period between the first request and the second. Client facilities should send the fc release message as soon as possible, because the buffer is held locked until they do, and holding the .
lock could slow down other client facilities when requesting the same block.
In the preferred embodiment of the present invention, the these four transactions imply conventional NFS type permission checking whenever they are received. Although conventional VFS/UFS calls do no permission checking, in NFS and the LFS of the present invention, they do. In addition, the FS
facility messages also supports a "owner can always read" permission that is required for NFS.
LFS File Management Messages The LFS communication transactions, as described below, are similar to conventional NFS call functions with the same names.
The communication transaction:
fc null (R MSG,***);
does nothing bzzt uses k reply().
The communication transaction: ' fc null null( K MSG,*);

~~~~~6~
--,~ WQ 91/U4~4U '. ,. .s , ; - , Pf;'f/iJS~U/U47U1 also does nothing, but uses the quicker k~null reply().

Bath of these are intended mainly as performance tools for measuring message turnaround time.

The communication transaction:

. , 5 fc-getattr (FC STD~T{cred,file,un.mask}, FC~FILE T{errno,vattr} );

gets the vnode attributes of the specified file. The mask specifies which attributes should be returned. A

mask of FC ATTR ALL gets them all. The same structure is always used, but for un-requested values, the fields are undefined. .

The communication transaction:

fc setattr ( FC SATTR T,FC FILE T{errno,vattr} );

sets the attributes of the specified file. Like fc-getattr, fc-setattr uses a mask to indicate which values should be set. In addition, the special bits FC ATTR TOUCH_[AMC]TIME can be set to indicate that the access, modify or change time of the file should be set to the current time on the server. This allows a Unix "touch" command to work even if the times on the client and server are not well matched. ' The communication transaction:

fc-lookup ( FC~DIROP~T{cred,where},FC~FILE~T );

searches a directory for a specified file name, returning the file and it's attributes if it exists.

The "where" field of FC DIROP T is an FC DIROP

wo 9noa~o 2 ~ '~ ~ ~ ~ ~ °,~ y Pcrm~~~ioa~o~ -.:
_86_ structure which contains a file, a name pointer, and a name length. The name pointer contains the vme address of the name. The name may be up to 256 characters long, and must be in memory that the FS facility can read. , ' The communication transaction:
fc~create( FC~CREATE~T,FG FILE T );
creates files. The FC~CREATE T describes what type of file to create and where. The vtype field may be used to specify any file type including directories, so mkdir is not supported. ' If the "FC~CREATE~EXCL" bit is set in the flag field, then fc create will return an error if the file already exists. Otherwise, the old file will be removed before creating the ne~a one.
The communication transaction:
' fc remove ( FC DIROP T{cred,where},*{errno} );
removes the specified name from the specified directory.
The communication transaction:
fc rename ( FC RENAME T,* );
changes a file from one name in one directory to a different name in a (possibly) different directory in the same file system.
The communication transaction:
fc-link ( FC LINK T,*{errno) ); ' 'S In s.
P~T/US901047~1 ,~°~ 5, 'W~ 91/Oa540 ~ ~ ~ ~ s'~ ~ ~ ~ ' >, _87_ links the specified file to a new name in a (possibly) new directory.
The communication transaction:
fc_symlink ( FC SYMLINK T,*{errno} );
creates the specified symlink.
The communication transaction:
fc rmdir ( FC_DIROP T{cred,where},*{errno} );
removes a directory. The arguments for fc~rmdir are like those for fc remove.
The communication transaction:
fc statfs ( FC STATES T{fsid},*** );
returns file system statistics for the file system containing the specified file.
VFS/VOP LFS Su~poxt Transactions The communication transactions described below are provided to support the VFS/VOP subroutine call interface to the LFS client layer. Most VOP calls can be provided for using the message already defined above. The remaining VOP function call support is provide by the following transactions.
The communication transactions:
fc_fsync ( FC STD T{cred,file},*{errno} };
fc_syncfs ( FC~STD T{cred,fsid), *{errno} );
ensure that all blocks for the referenced file or file system, respectively, are flushed.

wo ~mr~5~o ~'~'~'~'~ 6 ~ ~crius~aiaa~ai .~
,, _ss_ The communication transaction:
fc_accesst FC STD_T(cred,file,mode),*(errno) ):
determines whether a given type of file access is legal for specified credentials ("creel") on the specified file. The mode value is "FC~READ-MODE", .
"FC~WRITF_MODE", or "FC_EXEC~MODE". If the mode is legal, the returned errno is zero.
Table 5 lists the inter-facility message 'types supported by the FS facility.
Table 5 FS Facility Message Types (R MSGTYPE) #define FC ID ( (long)( 'F'<<8); ') ) 16 ) ( ('C

\* External Messages *\

#define FC FIND_MANAGER ( 1 FC_ID ) ;

#define _ MOUNT ( 2 FC_ID ) FC ;

#define _ UNMOUNT ( 3 FC D ) FC ; I

#define FC READ ( 4 ; ID
FC_ #define _ WRITE ( 5 ; ID ) FC FC
~

#define _ READDIR ( 6 ; ID ) FC FC

#define FC READLINK ( 7 ; ID ) FC

#define FC READ_RELEASE ( 8 ; ID
~ FC_ #define FC RELEASE ( 9 ; ID ) WRITE FC_ #define FC~__ ( 10 ; ID ) READDIR_RELEASE FC_ #define FClREADLINK RELEASE( 11 ; ID ) FC-#define FC NULL ( 12 ; _ID ) FC

#define _ NULL_NULL ( 13 ; _ID
FC FC

#define _ GETATTR ( 14 ; ID ) FC_ FC

#define FC_SETATTR ( 15 ; _ID ) FC

#define FC LOOKUP ( 16 ; _ID ) FC

#define FC ~_CREATE ( 17 ;.FCID ) #define FC REMOVE ( 18 ; _ID ) FC

#define FC _ ( 19 ; _ID ) _RENAME FC

#define FC _LINK ( 20 ; ID ) FC ~

#define FC SYtdLINK ( 21 ; ID ) FC

P~f/I1590/047ai _89_ #define FC RMDIR ( 22 FC_ID
; ) #define _ STATFS ( 23 FC~ID
FC ; ) #define FC FSYNC ( 24 FC_ID
; ) #define FC _ ( 25 FC_ID
ACCESS ; ) . #define FC SYNCFS ( 25 FC~ID
; ) /* Internal Messages.
*/

#define FC _REG_PARTITION ( 27 FC_ID
; ) #define FC _UNREG PARTITION( 28 FC~ID
; ) The FS facility message structures area listed below.
/* Standard Structure handles many messages. */
which typedef struct {

K_MSGTYPE type;

long errno;

FC cred; /* Access credentials */
CRED

_ file;
FC FH

union {

FC FSID fsid; /* For fc-get server. */

long { READ,WRITE,EREC} for mode; /*

access. */
fc PID pid; _ K /* FS facility pid of ~ server. */

long mask; /* Mask attributes.

(FC ATTR *). */
_ _ ) un' } FC STD T;

/* Structure r fs control-- mounting, uximounting. */
fo typedef struct {

K MSGTYPE type;

long errno;

long fc; /* IN: Which FC to use. (i.e.

0, 1, ...)*/

long flags; /* IN: Mount flags. */

PARTITI ON partition;
FC /* IN:
Describes SP

~ partition to use. */

K PID fc~id; /* OUT: PID of manager for FS.

*/

95 FG FH file; /* OUT: Root file handle of fi le system. */

} FC MOUNT T;

:~. ~, .
~f~ ~J1/tD4.5~8f7 ~ ~ ~ ~ ~ ~ ~j ~'CT/US90/~7~31..-,.

typedef struct MSGTYPE type; .
K

_ cred;
FC CRED
-FC file;
FH

_ mask; /* Mask attributes.
long (FC-ATTR_*) */ , FC_SA'fTR sattr;

} FC SATTR T;

typedef struct ( K MSGTYPE type;

long ' errno;

FC FH file;
~

FC vattr;
_VATTR

} FC FTLE T;

typedef struct {

void *buf;

vme addr; /* fc returned data. */
t ~ count; /* fc returned data length. */
long } FC_BUF DESC;

The FC BUF DESC
structure is used in the two message data transfer protocols.
A typical sequence is:

fc~read ( FC_RDWR_T{flags,un.in}, FC RDWR_T{flags,un.out} );
fc~release ( FC_RDWR_T{flags,un.out}, FC~RDWR T{flags,un.out} ) Note that the "out" union member is the output for the first message and the input for the second.
#define FC RDWR BUFS 2 typedef struct {
K_MSGTYPE type;
long errno;
. union {
struct {
FC-FH file; /* For first message. */
FC,CRED cred;
long flags; ~ .
long offset; /* User requested file offset. */

20~b~6r~ . .
,..-.~ wo ~noa~a~ , . ~orius>oioa~~~

long count; /* User requested count. */
} in;
struct /* Structure used in response to fc_release message. */
FC BUF DESC bd[FC RDWR BUFS];
%* Buffer descriptor. */
FC VATTR vattr; /* For responses. */
long new offset; /* For READDIR.
*/
} un;
} FC RDWR T;
/* #define FC_RDWR_SYNC 0x0001 /* #define FC_RDWR_NOCACHE 0x0002 /* Donut cache buffer. */
This structure is used in those operations that take a directory file handle and a file name within that directory, namely '°lookup", "remove", and "rmdir".
typedef struct K_MSGTYPE type; v long errno;
FC_CRED cred;
FC_DIROP where; /* File to look up or remove. */
} FC DIROP T;
Not all fields that can be set oan be specified in a create, so instead of including FC SATTR, only the values that can be set as included. .

i~ ~.
~o ~aioasa~ ~'~ ~ ~ ~~~'~ a~trius~oioa7oi .:-typedef struct {

MSGTYPE type;
K

_ CRED cred;
FC

_ ;
DIROP where FC

S _ short flag;

short vtype ; /* Type for new file. ~/

, short mode; /* Mode for new file. */
u _ num; /* Major number for short major devices.
*/

short minor num; /* Minor number fox _ devices.
*/

} FC_CREATE T;

/* Values for the ag. */
fl #define FC CREATE CL 0x0001 Exclusive. */
EX /*

typedef struct {

K MSGTYPE type;

long errno;

FC cred;
CRED

_ from;
FC_FH

FC_DIROP t0;

} FC RENAME T;

typedef struct {

K_MSGTYPE type;

long errno;

FC CRED cred;
~

FC from;
_FH

FC_DIROP to;

} FC LINK T;

typedef struct {

K_MSGTYPE type;

long errno;

FC CRED cred;

FC~_DIROP from; /* File to create. */

ulshort movie; /* File permissions. */

vme tour; /* Pointer to contents t ~ fo r symlink */

long to-len;

} FC~SYMLINK~T;

'JVfl 9I /04540 ~ ~ ~ ~ °~ ~ ~ ~; - ~ ~ '' - Pf,T/U590/04'l0I
i typedef struct [

MSGTYPE type;
K

_ errno;
long FC FSID fsid;

a long bsize; /* Block size. */

a long blocks; /* Total number of blocks. */

u_long bfree; /* Free blocks. */

long bavail; /* Blocks available to u _ non-priv users. */

u files; /* Total number. of file long _ slots. */

u ffree; /* Number of free file iong _ slots. */

u~long (avail; /* File slots available to non-priv users. */

struct timeval stime;
/* Server's current time of day. */

} FC_STATFS_T;

#define FC MAXNAMLEN 255 .
~

#define FC MAXPATHLEN1024 dirent {
struct fc _ off; /* offset of next disk u long d _ dir ectory entry */ ;

a long d fileno; file number of entry */
/*

short d~ reclen; length of this record */
u /*

~ namlen; length of string in,d name u~short d /*

3 0 * %

char d FC N + 1}; /* name (up to name[ MAXNAMLE

~ ~ MAXNAMLEN 1) */

}:
b. NC Facility Communication Transactions The communication transactions that the NC
facilities of the present invention recognize, and that the other.messaging kernel layers of the present invention messaging kernel layer recognize as appropriate to interact with the NC facility, are ~CT/I1S90/()~7(31:::-..
_94_ summarized in Table 6 below. The NC facility also uses and recognizes the FS facility communication transactions described above.
Table 6 Summary of NC Communication Transactions Ne twork InterfaceC'rLMassaq~
IO

nc register ( REGISTER
dl NC DL
T,***{status} ) no _set~romis ( _ NC _ _ IFIOCTL
T{unit,promis), _ _ ***{status} ) nc add multi ( IFIOCTL_T{unit,mc addr}, NC

***{status} ) nc ,delmulti ( IFIOCTL T{unit,mc addr}, NC

***{status) ) nc ~set~ifflags ( IFIOCTL T{unit,flags}, NC

***{status} ) nc ~get_ifflags ( IFIOCTL
NC T{unit}, 2O _ ~***{status,flags} ) nc set ifrnetric ( _IFIOCTL_T{unit,metric}, _ _ NC

***{status}) nc _set_ifaddr ( _IFIOCTL T{unit,if addr}, NC

***{status} ) nc _get_ifaddr ( _IFIOCTL
NC T{unit}, _ ***{status,if addr} ) nc _getifstat ( IFSTATS
NC T,***~) nc _ _macflags ( _ _set NC ~IFIOCTL T{unit,flags}

, t nc _getmacflags ( _IFIOCTL_ ' NC T{unit}, ***{status,flags} ) nc ~set_ip'braddr ( INIOCTL 7.', *** ) NC

nc _get~ip braddr ( _ NC INIOCTL
T, *** ) nc _set-ip~netmask ( _ NC ~
INIOCTL
T, *** ) nc ~getip netmask ( _ NC _ INIOCTL
T
*** ) nc ~ arp ( _ add entry NC , ~
ARPIOCTL T
*** ) nc _ ~ ( _ del_arp~entry NC , ARPIOCTL~
T, *** ) nc _get_arp ( _ entry NC ~
ARPIOCTL
T
*** ) nc _add_~ ( _ , NC _ route , RTIOCTL T, ***) nc del route ( RTIOCTL T, ***) NC

NF S figuration ssaqgg Con Me nc~ nfs_start ( NFS START
NC T
* ) nc nf5 export ( _ ~ NC , ~_NFS~EXPORT T, ***{errno) ) nc nfs_unexport ( NFS_UNEXPORT
_ NC T, ***{errno} ) nc_ nfs_getstat ( _ NC NFS-STATS T,*** ) VV~ 91>O~b54~) 2 ~ ~ ~ ~ ;~' ~ ~'CT1i1590/~4701 r~
_ 95--Network zn~r~~p~ta MessaaeS
nc_xmit-pkt ( NC_PKT_IU_T,* ) nc-recv_ dhpkt ( NC_PKT_IO_T, * ) nc-recv_ip~kt ( NC PKT_IO T,* ) nc_recv~promis_pkt ( NC~PKT_IO~_T,*) nc-forward_ipJpkt ( NC PKT-IO T,* ) ~eGhrp,~A~a~~E~~~rL~ssaaes ks decrypt ( KS_DECRYPT_T{netname,netnamelen,desblock}, ,10 ***{rpcstatus,ksstatus,desblock} ) ks_getcred ( KS GETCRED_T{netname,netnamelen}, ***{rpcstatus,ksstatus,cred} ) A network communications facility can exchange messages with the host facility, file system facility and any other network communications facility within the system 160. The host facility will exchange messages with the network communications facility for configuring the network interfaces, managing the ARP
table and IP routing table, and sending or receiving network packets. Tn addition, the host facility will exchange messages with the network communications facility for configuring the NFS server stack and to respond in support of a secure authentication service request. The network communications facility will exchange messages with the file system facility for file service using the external FS communication transactions discussed above. Finally, a network communication facility will exchange messages with other network communication facilities for IP packet routing.

i~'U 91 /fl454fl ~, ~ ~j ~ ~ ~ ~~ I'G'T/IU~90/Ug~n1 ;,,:

~Y~.C.y~m ~.~ L~Y.~~anaas The exportfs(), unexport(), rtrequest(), arpioctl() and in_control() function calls in the system call layer have been modified. The exportfs() and unexport() functions are called to export new file systems and unexport an exported file system, respectively. A call to these modified functions now also initiates the appropriate NC NFS'EXPORT or NC NFS UNEXPORT communication transactions to each of the network facility.
The rtrequest() function is called to modify the kernel routing table. A call to the modified function now also initiates an appropriate NC communication transaction (NC ADD ROUTE for adding a new route or NC DEL ROUTE for deleting an existing route) to each of the network facility.
The arpioctl() function is called to modify the kernel ARP table. This function has now been modified to also initiate the appropriate NC communication transaction (NC ADD ARP for adding a new ARP entry or NC_DEL ARP for deleting an existing entry) to each of the network facility.
Finally, the in~control() function is called to configure the Internet Protocol parameters, such as .
setting the IP broadcast address and LP network mask to be used for a given interface. This function has been ~Jd~ 91/~l~iS40 ' ' PLT/US90/0~1701 modified also initiate the appropriate NC
communications transaction (NC SET IP BRADDR or NC SET IP NETH1ASK) to the appropriate network facility.
N.C Facility Initialization When a network communications facility is initialized follawing bootup, the following manager processes are created:

nc-nfs vp<n> NFS server process for processing NFS EXPORT and NFS UNEXPORT

communication transactions from the host;

nc dlctrl<n> Network interface control process for processing IOCTL communication transactions from the host; and nc dlxmit<i> Network transmit process for processing NC XMIT PRT and NC FWD IP PKT

communication transactions.

where:
<n> is the network processor number:
0,1,2, or 3.
<i> is the network interface (LAN) number: 0,1,2,3,9,5,6, or 7.

VSO 9i/~J4~40 r ~. ~ s '~ '~ PCT/U59f)/~g701--;.
_g~_ Once initialized, the NC facilities reports the "nacres" of these processes to a SC NAME SERVER manager process, having a known default PID, started and running in the background, of the host facility. Once ' identified, the host facility can configure the , network interfaces (each LAN connection is seen as a logical and physical network interface). The following command is typically issued by the Unix start-up script for each network interface:
ifconfig <interface name> <host name> <options> up where: ' <interface name> is the logical name being used for the interface;
<host name> is the logical host name of the referenced <interface name.
The ifconfig utility program ultimately results in two IOCTL commands being issued to the network processor:
nc~set~ifflags( flags = UP + <options> );
nc,set ifaddr( ifaddr=address of~host-name(<host name>) );
The mapping of <host name> to address is typically specified in the "/etc/hosts" file. To start the NFS

-~.~ wo ~m~a~.so ~ ~ ~ ~ ~ ~ ~ ~ rcrms~oioa~~~

service, the following commands are typically then issued by the Unix start-up script:
nfsd <n>
exportfs -a where:
<n> specifies number of parallel NFS server process to be started.
The nfsd utility program initiates an "nc nfs_start"
communication transaction with all network communication facilities. The "exportfs" communication transaction is used to pass the list of file systems (specified in /etc/exports) to be exported by the NFS
server using the °'nc_nfs_export" communication transaction.
Once the NFS service is initialized, incoming network packets address to the "NFS server UDP port"
will be delivered to the NFS server of the network communications facility. It will in turn issue the necessary FS communication transactions to obtain file service. Tf secure authentication option is used, the NFS server will issue requests to the Authentication server daemon running on the host processor. The conventional authentication services include: mapping (ks~getcred()) a given <network name. to Unix style credential, decrypting (ks decrypt()) a DES key using the public key associated with the <network name> and 'f~O 91/045't(3 ,I ,f'~ I'7 ' ~ ~ ~ ~ ~ ~ ~ Pf:f/'US90/0470I;-..;

the secret key associated with user ID 0 (ie. with the <network name> of the local host).
Routina Once a network communication facility is , initialized groperly, the IP layer of the network communication facility will perform the appropriate IP
packet routing based on the local routing database ,.
table. This routing table is managed by the host facility using the "nc add route" and "nc del route"
IOCTL commands. Once a route has been determined for a particular packet, the packet is dispatched to the appropriate network interface. If a packet is destined to the other network interface on the same network communication facility, it is processed locally. If a packet is destined to a network interface of another network communication facility, the packet is forwarded using the "nc_forward-ip_pkt()" communication transaction. If a packet is destined to a conventional network interface attached to the host facility, it is forwarded to the host facility using the °'nc_forward_ip-pkt()" communication transactioh.
The host facility provides the basic network front-end service for system 160. All,packets that are addressed to the system 160, but are not addressed to the NFS stack UDP server port, are forwarded to the WO ll/fl~d~tfl , . " ~I 'w ~ ~ ~ ~ ~ ~ ~ p~CT/TIS90/Og7fl1 bast facility's receive manager process using the following communication transactions:
nc_recv dl~kt ( NC PKT IO T,* );
where the packet type is not IP; and S nc recv ip_pkt ( NC PKT_IO~T,* );
where the packet type is IP.
The communication transaction:
nc recv~romis~kt ( NC PKT IO T, * ) ;
transfers packets not addressed to system 160 to the host facility when a network communication facility has been configured to receive in promiscuous mode by the host facility.
To transmit a packet, the host facility initiates a communication transaction:
nc xmit~kt ( NC~PKT_IO T,*);
to the appropriate network communication facility.
Finally, the host facility may monitor the messages being handled by a network communication facility by issuing the communication transaction:
nc recv~promis~kt- ( NC PKT~IO T,*);
to the appropriate network communication facility.
Table 7 lists the inter-facility message types . 25 supported by the FS facility.

WAD 91/0440 ~. , . , ~; : ~ ~ ~ ~ ~ ~ ~ P~C:T/US9i~/04701 ,.

Table 7 NC Facility Message Types #define NC:_ID( (long) ( 8) ; ) ) 16 ) ('N' ('C' #define NC_ IOCTL'CMD~CLASS(type)(type& Oxfffffff0) /* NC "mac" octl's */ , i #define MAC CMDS ((1 4) + NG
IOCTL ID) #define NC _ (MAC IOCTL_ _ CMDS+0) REGISTER_DL

#define _ SET MACFLAGS (MAC V_IOCTLCMDS+1) NC ~

#define _ MACFLAGS (MAC IOCTL_ NC GET~ CMDS+2) #define NC~ _ (MAC ~IOCTL_ GET IFSTATS CMDS+3) is /* BSD
"if" ioctl's */

#define DL IOCTL ((2 4) + NC
CMDS ID) #define _ _ (DL IOCTL_ NC_ SET_PROMSIC ~ CMDS+0) #define NC ADD_MULTI (DL IOCTL~CMDS+1) V

#define NC DEL_MULTI (DL~ _ CMDS+2) _ IOCTL

#define NC_ SET_IFFLAGS _ IOCTL~CMDS+3) (DL

#define NC_ GET_IFFALGS _ _ CMDS+4) (DL IOCTL

#define NC_ SET_IFMETRIC (DL IOCTL~CMDS+5) #define NC SET_IFADDR (DL~ IOCTL~CMDS+6) #define NC GET-IFADDR (DL _ CMDS+7) IOCTL

/* BSD "in"
ioctl's */

#define TN IOCTL ((3 4) + NC ID) CMDS

#define NC~__ (IN IOCTLCMDS+0) SET_TP_BRADDR

#define NC SET_IP_NETMASK(IN IOCTLCMDS+1) ~

#define NC_ GET IP BRADDR (IN IOCTLCMDS+2) #define NC GET IP NETMASK(IN~ IOCTL~CMDS+3) /* BSD "arp"ioctl's */

#define ARP_IOCTL ((4 4) + NC
CMDS ID) #define NC_ _ (ARP _ ADD_ARP IOCTL
CMDS+0) #define NC_ DEL ARP (ARP _IOCTL~_CMDS+1) #define NC_ GET ARP (ARP -IOCTL
CMDS+2) /* BSD "route"
ioctl's */

#define RT_ IOCTL_CMDS ((5 4) + NC
ID) #define NC_ ADD_ROUTE (RT IOCTL_ CMDS+0) #define NC~ DEL ROUTE (RT IOCTLCMDS+1) /* Host /NC
to NC
data communication transactions.
*/

#define NC_ DLXMIT_MSGTYPES((6 4) + NC
ID) #define NC_ XMIT_PKT (NC _ DLXMIT
MSGTYPES+0) #define NC~ FWD-IP~PKT (NC- DLXMIT
MSGTYPES+1) !; ;~', ; ~ ~} j : ~ ~ ~ ~ ~ ~ ~ P~T/U590/})47UI
V,!(? 91/045=Its , /* Data communication transactions to host receiver processes. */
#define NC_DLRECV_MSGTYPES ((7 « 4) + NC_ID) #define NC_RECV_DL_PKT (NC DLRECV_MSGTYPES+0) #define NC RECV_PROMIS_PRT (NCVDLRECV MSGTYPES+1) #define NC~RECV IP PKT (NC-DLRECV MSGTYPES+2) /* NFS server communication transactions */
#define NFS_CMDS ((8 « 4) + NC-TD) #def:ine NC_NFS_START (NFS CMDS+0) #define NC_NFS_EXPORT (NFS CMDS+i) #define NC_NFS_UNEXPORT (NFS CMDS+2) #define NC NFS GETSTAT (NFS CMDS+3) #define NC~NFS~STOP (NFS CMDS+4) - - - _ The NC facility message structures are listed below.
/*
* exported vfs flags.
*/
#define EX RDONLY 0x01 /* exported read only */
#define EX RDMOSTLY 0x02 /* exported read mostly *%
#define EXMAXADDRS 10 /* max number address list */
typedef struct {
u-long naddrs; /* number of addresses */
vme-t addrvec; /* pointer to array of addresses */
} NC EXADDRLIST;
/*
* Associated with AUTH-UNIX is an array of Internet * addresses to check root permission.
*/
#define EXMAXROOTADDRS 10 typedef struct {
NC_EXADDRLIST rootaddrs;
} NC-iJNTXEXPORT;

bYQ 9I Ib45~0 ~ ' ' . .' v;' ~:~ ~ ~ ~ ~ ~ ~ Pi: f/ US90/i!4'~01,:; , , /*
* Associated with AUTH_DES is a list of network names * to check root permission, plus a time window to * check for expired credentials.
*/
#define EXMAXROOTNAMES 10 typedef struct {
u_long nnames;
vme~t rootnames; /* names that point to netnames */
vme_t rootnamelens; /* lengths */
u_i.nt window;
} NC DESEXPORT;
typedef struct {
long val[2}; /* file system id type */
} fsid t;
/* File identifier. Should be unique per filesystem on a single machine.
*/
#define MAXFIDSZ 16 struct fid {
a short fid len; /* length of data in bytes */
char fia aorta[MAXFIDSZ}; /* aorta */
l;
~*****************************************************
* NFS Server Communication transaction Structures.
************************.****************************/
typedef struct {
K_MSGTYPE m type;
int nservers; /* number of servers to start uP */
} NC NFS,-START-T;

-"~ '6"VO ~ 1 /04540 . . . , .,' ~ ~ ~ ~ ~ ~ PCT/t1~90/U4701 typedef struct ( type;
MSGTYPE m h _ /* error returned */.
_ long errno;

t fs:id; /* FSID for directory being fsid _ exported */

struct fid fid; /* FID for directory being exported */

long flags; /* flags */

short anon; /* uid for unauthenticated u _ requests */

long , auth; /* switch for authentication type */

union {

NC UNIXEXPORT exunix; /* case AUTH_UNIX */

NC DESEXPORT exdes; /* case AUTH~DES */

} un;

NC_EXADDR~IST wri teaddrs;

} NG-NFS~EXPORT~T;

typedef struct K MSGTYPE m type;

long errno; /* error returned */

fsid t fsid; /* of directory being u nexported */

struct fid fid; /* FID for directory being unexported */

NC NFS UNEXPORT T;

/*

* Return server statis tics.

*/

typedef struct {

int rscalls; /* Out - total RPC calls */

int rsbadcalls; /* Out - bad RPC calls */

int rsnullrecv;

int rsbadlen;

int rsxdrcall;

int ncalls; /* Out -- total NFS calls */

int nbadcalls; /* - calls that failed */

int reqs{32]; /* - calls for each request */

} NC NFS_STATS T;

~,t~vu~JUu ,, wvo g~io~s~ao ~ ~= . . , ~~rriusg~ioa7o~.-: .

/*____________________________________________________ * Network Interface IOCTL communication transaction structures *__________________________________________________*/

typedef struct { _ type;
K MSGTYPE m _ /* output */
short status;

char unit; /* Only used with IF, MAC and IN commands. */

char pad;

PID receiver pid;
K

_ ~
short mem xfer mode;
/*
0-normal, _ block, 2-AEP */

long recv mem _size;
~ /*
I
*/

long recv addr;/*
mem I
*/
start _ _ f~_addr; /* O: address of ETHADDR int _ interface */

} NC REGISTER DL T;

a0 typedef struct {

K MSGTYPE m~type;

short status; /* output */

char unit; /* Only used with IF, 2rlAC and IN commands. */

char pad;

union {

long pro mis;/* I */

ETHADDR mc addr;/* I: add and delete */

_ gs; /* I: set flag; O: get short fla flag */

long met ric;/* T */~

struct sockad dr if addr;
/*
I
*/
_ un; _ } NC IFIOCTL T;

typedef struct {

K_MSGTYPE m type;

_ /* output */
short status;

char unit; /* Only used with IF, MAC and IN commands. */

char pad;

struct if_stats {

long if~ipackets; /* packets received */

long if /* bytes received */
ibytes;

_ /* input errors */
long if_ierrors;

long if /* packets sent */
opackets;

- /* bytes sent */
long if obytes;

long if~_oerrors; /* output errors */

, long if CSMA collisions */
collisions; /*

_ } if_stats;

} NC IFSTATS T;

-,-.,'t W~ 91101540 , ~ ~ ~ ~ J ~ ~ pCT/U5~0/0~17~11 typedef struct { , type;
MSGTYPE m K

- /* output _ */
short status;

char unit; /* Only usedwith hF,- MAC and IN commands.*/

char pad;

union ' struct in addr br addr; I */
/*

struct in_addr net_mask; I */
/*

} un;

} NC INIOCTL'T;

typedef struct {

MSGTYPE m;type;
K

_ /* output short status; */

char unit; /* Only usedwith IF, MAC and TN commands.*/

char pad;

struct arpreq arp~req;

} NC ARPIOCTL T;

typedef struct {

K _ MSGTYPE m type;

_ /* output short status; */

char unit; /* Only usedwith IF, MAC and IN commands.*/

char pad;

struct rtentry route req;

} NC RTIOCTL T;

/*________________________.___________ _________________ * Network Interface Data on transaction Communicati Structure *___________________________________ _______________*/

typedef struct {

long len;

caddr t address;

_ } PKT DATA BUFFER;

#define MAX DL_BUFFRAG 4 ~

#define VME NORMAL
_XFER MODE_ 0 ~

#define VME_XFER 1 BLOCK

_ 2 #define VME XFER AEP /* enhanced protocol */

',~Q 91/U4S4U ~ ~ . . .. , p~'/U~gU/U47Ui,:, , -1oF-typedef struct ether"-xmit { .
K_MSGTYPE m_type;
char src_net; /* Source of packet. */
char dst_net; /* Destination of packet. */
char vme_xfer mode; /* What transfer mode can be used to access data in buflist.. */
char padl;
short pktlen; /* Total packet length. */
short pad2;
' PKT_DATA_BUFFER pkt~buflist[MAX_DL BUFFRAG~1];
} NC PKT~IO~T;
/**************************************************.***
* Secure Authentication Server Communication transactions ' ****************************************************/
/*
* Name under which the key server registers.
*/
#define KEYSERV~NAME "KEYSERV"
/* Key server message types. */
#define KS DECRYPT 69 #define KS GETCRED 137 typedef struct {
K_MSGTYPE type;
u_long rpcstatus; /* RPC status */.
a long ksstatus; /* key server reply status */
vme_t netname; /* netname */
long netnamelen; /* length of netname */
des_block desblock; /* DES block in and out */
} KS DECRYPT T;
typedef struct {
R_MSGTYPE type;
u_long rpcstatus; /* RPC status */
u-long ksstatus; /* key server reply status */
vme_t netname; /* netname */
long netnamelen; /* length of netname */
unixcred cred; /* credentials returned */
} KS GETCRED T;

i~b'~ ~~/045C1t~ ~; ,: . . ;.' :, , , ~ ~ ~ ~ ~ ~ ~ ~ClJL'S90/tta701 c. Ho, Fac~],,a~y Communication Transa~'~tions The communication transactions that the host ' 5 facility of the present invention recognizes and provides are summarized in Table 8 below. These transactions are used to support the initialization and ongoing coordinated operation of the system 160.
Table 8 Host Facility Message Types sc register~fifo ( REGISTER
SC FTFO
T,*** );

sc _get sys config( _ S~_ _ GET_SYS_CONFIG
T,***);

sc _register ( _ name SC REGISTER
NAME
T,*** );

sc _ _ _ _init ( _ complete SC INIT
COMPLETE
T,*** );

sc _ _ _ resolve_name ( _ SC RESOLVE
NAME
T',*** );

sc resolve ( _ fifo SC _ _ RESOLVE
FIFO
T,*** );

sc _ ( _ time_register SC _ _ TIME
REGISTER
T,*** );

sc real_time ( _ SC _ _ REAL_TIME_T,*** );
~

. sc -err_log~msg ( ERR_LOG MSG_T,*** );
SC

sc err-log'msg2 ( ERR LOG MSG2,*** );
SC

Name Service The name server daemon ("named") is. the Unix host facility process that boots the system and understands all of the facility services that are present in the system. That is, each facility provides at least one service. In order for any facility to utilize a service of another, the name of that service must be . published by way of registering the name with the name server daemon. A name is an ascii string that W0 91/U4S4U ~ P~T/LJS9U/U~l7fli ._>
~~~~~J~~

represents a service. When the name is registered, the relevant servicing process PID is also provided.
Whenever the name server daemon is thereafter queried to resolve a service name,. the name server daemon will respond with the relevant process PID if the named .
service is available. This one level of indirection relieves the need to otherwise establish. fixed process IDs for all of the possible services. Rather, the multi-tasking kernels of the messaging kernel layers are allowed to establish a PID of their own choosing to each of the named services that they may register.
The communication transaction:
sc'register fifo ( SC~REGISTER FIFO T,*** );
is directed to the named daemon of the host facility to provide notice that the issuing NC, FS, or S facility has been started. This transaction also identifies the name of the facility, as opposed to the name of a service, of the facility that is registering, its unique facility ID (VME slot ID) and the shared memory address of its message descriptor FIFO.
The communication transaction:
sc_get~sys-config ( SCiGET SYS~CONFIG T,***);
is used by a booting facility to obtain configuration information about the rest of the system 160 from the name server daemon. The reply message identifies all .

1~V0 91J0~1S~0 ~w ~ : ;:~ ~ ~. ~ ~ ~ ~ ~ P~'/U594/0~7~1 facilities that have been registered with the name server daemon.
The communication transaction:
sc~ini~ :omplete ( SC~INIT COMPLETE~T,*** );
S is sent to \the name server daemon upon completion of its initialization inclusive of handling the reply message to its sc_get,_sys config transaction. When the name server daemon returns a reply , message, the facility is cleared to begin normal operation.
The communication transaction:
sc register name ( SC~REGISTER NAME~T,*** );
is used to correlate a known name for a service with the particular PID of a facility that provides the service. The names of the typical services provided in the preferred embodiment of the present invention are listed in Table 9.
Table 9 Named Facility Services Host Facility Resident SC NAME_SEit'VER - the "Name server" daemon -executes on the host peer-level processor, or primary host processor if there is more than one host facility present in the system.
Provides the system wide name service.
Operates also to collect and distribute information as to the configuration, both physical (the total number of NCs present in the system and the VME slot number of each) and logioal (what syste m services are available).

W~ 91I04S4~ ;; ,; :~' %a P~"q°/US90/04701 .., . _, w ~~~~56~

ERRD - the "ERRD" daemon - 'executes on the SC

_ host peer-level processor, or primary host processor if there is more than one host facility present in the system. Injects an error message into the UNIX syslogd system. .

This results in the error message being printed on the system console and, typically, logged it in an error file.

TIMED - the "TIMED" daemon - executes on the SC

_ host peer-level processor, or primary host processor if there is more than one host facility present in the system. Returns the current system time. Can also be instructed to give notification of any subsequent time changes.

KEYSERV - executes on the host peer-level SC

_ processor, or primary host processor if there is more than one host facility present in the system. When NFS runs in secure (DES

encryption) mode, it provides access to the conventional Unix daemon that, in turn, provides access to keys which authenticate users.

FS Facili~-,~y Residen FC VICE PRES - executes on the FC peer-level ~

processor, or primary FC processor if there is more than one such facility present in the system. Coordinates the operation' of multiple FS facilities by servicing all requests to identify the PID of the unnamed manager process that controls access to a FSID. At least one unamed manager process runs in each FS facility.

FC-STATMAN# - executes in a respective FC

facility {~#). Functions as a "statistics manager" process on the FC facility to collect and allow other facilities to request a repcrt of current statistics, such as the number of messages received.

..
Wi7 91/045419 ~ ~ ~ ~ ~ ~ ~ P~f141S9U/t3s~7U1 ~ Es~~,i 1,~,~y Resident MANAGER# - executes the' respective S
S

_ facility (#). All low-level disk requests for the disk array coupled to the storage S processor (#) are directed to this manager . process. Unnamed worker processes are allocated, as necessary to actually carry out the request.

~10 S
STATMAN# - executes in a respective S

, _ facility (#). Functions as a "statistics manager" process on the S facility to collect and allow other facilities to request a ' report of current statistics.

NC Facility Resident NC~NFS_VP# - executes in a respective NC facility (#). Controls the operation of NFS for its respective NC facility. Accepts messages 20 from the host facility for starting and stoping NFS and for controlling the export and unexport of selected file systems.

NC_DLCTRL# - executes in a respective NC

25 facility (#). Functions as the Data Link controller for its NC facility (#) Accepts ioctl commands for a local message specified data link and allocates a worker process, as necessary, to carry out the message request.

NC-DLXMIT# - executes in a respective NC

facility (#). Functions as the Data Link transmitter for its NC facility (#). Accepts transmit commands for a local message 35 specified data link and allocates a worker process, as necessary, to carry out the message request.

NC_STATMAN# - executes in a respective NC

X10 facility (#). Functions as a "statistics manager" process on the NC facility to collect and allow other facilities to request a report of current statistics.

WO 9llt)ASad~ ~:. ; , ~ ; ..~ ~ ~ ~ PCf/iJ590/04701 , .
i.' ~.. !. .. . . .~. ';'.i The communication transaction:
sc_resolve~name ( SC_RESOLVE NAME T,*** );
is used by the messaging kernel layer of a facility to identify the relevant process PID of a service provided by another facility. The reply message, when returned , by the name server daemon, provides the "resolved"
process ID or zero if the named service is not supported.
The communication transaction:
sc resolve~fifo ( SC RESOLVE FIFO~T,*** );
is issued by a facility to the name server daemon the first time the facility needs to communicate with each of the other facilities. The reply message provided by the name server daemon identifies the shared memory address of the message descriptor FIFO that corresponds to the named service.
Time Service The time server daemon ("timed") provides system wide timer services for all facilities.
The communication transaction:
sc time register ( SC TIME REGISTER T,*** );
is issued by a facility to the timed daemon to determine the system time and to request periodic time ' synchronization messages. The reply message returns the current time.

~O 9 ~ /O~~t(i P~'T/U~3~1U470I
~2~66~~~
-m s-The communication transacti_an:
sc~real_time ( SC~REAL TIME T,*"* );
is issued by the time server daemon to provide "periodic" time synchronization messages containing the current time. These 'transactions are directed to the requesting process, based the "client~pid" in the originally requesting message. The period of the transactions is a function of a default time period, typically on the order of several minutes, or whenever the system time is manually changed.
Error Loac~~r~erv'~r~, The error server daemon ("errd.') provides a convenient service to send error messages to the system is console for all facilities.
The communication transaction:
sc'err~log msg ( SC~ERR LOG MSG T,*** );
prints the string that is provided in the send message, while the transaction:
sc err_log msg2 ( SC~ERR LOG_MSG2,*** );
provides a message and an "error id" that specifies a print format specification stored in an "errd message format'' file. This format file may specify the error message format in multiple languages.
2s pro ~iio4~4o , , , , . P~ri~s~~»~o~-. .

/*********************x************x**********
* Structures and Constants for the SC NAMED process.
********************************************/
/*

* Board types.

*/

#define NONE 0 BT

#define _ 1 Host Processor */
BT /*
UNIX

#define _ 2 Storage Processor */
BT /*
PSA

#define _ 3 File Controller. */
BT /*
FC

#define _ 4 Network Controller. */
BT /*
NC

#define _ 5 Test Environment */
BT /*
PLESSEY

#def ine _ 6 M a s s a g a T r a c a BT_TRACE_ANAL /
*

Analyzer.
*/

#define BT MEM 7 memory board. */
/*

/*

* Slot descriptor.

*/

typedef struct ( short boardutype;

short slot~id;

} SLOT~DESC
T;

/************************** ***********

* SC_NAMED:
Types and structures.

***of*********************** *********/

#define SC MSG GROUP ( )( ('S' 8) ; ('C') ) (long #define SC REGISTER (1 ; SC MSG
FIFO GROUP ) ~

#define _ (2 _ SC ; SCVMSG
RESOLVE FIFO GROUP ) #define SC~_REGISTER (3 _ NAME ; SC~
MSG
GROUP ) #define _ (4 _ SC RESOLVE _ NAME ; SC MSG_GROUP ) ~ ~

#define SC (5 ; SC
DELAY MSG
~ GROUP ) #define SC (6 _ _GET SYS _ CONFIG ; SC
MSG
GROUP

#define _ (7 _ SC~INTT COMPLETE _ ; SG~MSG GROUP

#define K_MAX NAME~LEN 32 /* Maximum process name length. */
typedef struct {
K_MSGTYPE type;
short my-slot_id;
short sender_slot_id;
char name[K MAX NAME LENj;
M16_FIFO_DESC fifo desc;
short flags; /* flags defined below */

~O 91/04540 ~ . . ' . ~ ~ ~ ~ ~ ~ ~~ p~'/U~9B/0~fltll s SC REGISTER FIFO T;
/*
* SC REGISTER FIFO T flags:
*/ _ _ ~ #define NO_CM ACCESS 1 /* can't access common memory */
tygedef struct {
R_MSGTYPE type;
short my'slot_id;
short dent slot id;
M16_FIFO DESC fifo~_desc; /* 0 => not found */
} SC~RESOLVE FIFO T;
typedef struct {
K MSGTYPE type;
R_PID pid;
char name[R MAX_NAME LEND;
} SC REGISTER -NAME T;
typedef struct {
R_MSGTYPE type;
R_PID pid; /* 0=> not found */
char name(R MAX NAME LEND; /* input */ _ _ } SC RESOLVE NAME T;
typedef struct {
R_MSGTYPE type; w SLOT DESC_T confi.g(M16 MAX_VSLOTS];
} SC'GET SYS CONFIG_T;
typedef struct {
R_MSGTYPE type;
short my~slot~id;
} SC_INIT COMPLETETT; ' 1y0 9t104S~d0 ' ' ~ -~ ~ .; '' ~ ~ ~ ~ ~ ~'~ Pt.°i'/~3~90/0~1703....

/*********************************************

* SC TIMED: Types and structures. .

*****~*********************************x****/

#define SC_TIMED_REGISTER ( 101 ; SC MSG GROUP ) #define SC REAL~TIME ( 102 ; SC MSG GROUP ) , typedef struct {

MSGTYPE type;
K

_ PID client pid;
K

_ /* in seconds. */
_ long max update~eriod;

/* output */

long seconds; /* seconds since Jan. 1970 1, */

long microseconds; /* and micro seconds.*/

} SC TIMED REGISTER T;

typedef struct {

MSGTYPE type;
K

_ seconds since Jan. 1970 long seconds; /* 1,.

*/

long microseconds; /* and micro seconds.*/

} SC REAL TIME T;

/*************************************
* SC ERRD: Types and Structures.
************************************/
/*

* SC ER RD message structures.

* Error log usage notes:

* - Must include "syslog.h"

* - Priority levels are:

* LOG_EMERG system is unusable * LOG_ALERT action must be taken * immediately * LOG_CRIT critical conditions * LOG_ERR error conditions * LOG WARNING warning conditions ~

* LOG normal condition _NOTICE

* LOG informational INFO

* _ debug-level messages LOG~DEBUG

*/

#define SC_ERR_LOG MSG (301 ; SC
MSG
GROUP ) #define SC_ERR~LOG MSG2 _ _ (302 ; SC
MSG
GROUP ) ~
~
' #define ERR LOG~MSG_LEN
(K MSG SIZE - sizeof(K
MSGTYPE) sizeof(short)) ~vo 9leU~~~fU . , ~ . ~ ~ ~ ~ ~ ~ ~P~f/tJ~9U/U47U1 -lly-typedef struct { .
K_MSGTYPE type; /* SC-ERR_LOG~MSG */
short priority_level;
char msg(ERR LOG MSG'LEN}; /* message */
} SC_ERR~LOG_MSG_T;
typedef struct {
K_MSGTYPE type; /* SC_ERR_LOG~MSG */
short id; /* Message id */
short 6 111; /* Unused. */
union {
char c(80]; /* constants. */
shs~rt s[40];
long 1[20];
} data;
} SC ERR LOG MSG2 T;
d S Facility Communication Trans-'ons The communication transactions that the S
facilities of the present invention recognize, and that the other messaging kernel layers of the present invention recognize as appropriate to interact with the S facility, are summarized in Table 10 below.

w~ 9maasaa ~ .. . . : . ~ ~ ~ ~p ~ ~ ~ ~c~rius~aian°roz _ , ,. .:..
-lzo 'fable 10 Summary of S Communication Transactions sp_ noop msg ( SP_MSG,*** );

sp_ send config ( SEND_CONFIG_MSG,*** );

sp receive_config( RECEIVE_CONFIG_MSG,*** ):

sp~ r/w_sector ( SP_RDWR_MSG,*** );

sp~ r/w_cache_pg ( SP_RDWR_MSG,*** );-sp~ ioctl_req- ( SP_IOCTL_MSG,*** );

sp_ start_stop~msp( SP_IOCTL_MSG,*** );

sp_ inquiry_msg ( SP'MSG,*** );

sp read message buffer msg ( SP_MSG,***
);

sp_ set sp_interrupt~msg (SP MSG,*** );

The S facility generally only responds to communication transactions initiated by other facil-ities. However, a few communication transactions are initiated by the S facility at boot up as part of the initial system configuration process.
Each S facility message utilizes the same block message structure of the FS and NC facility messages.
The first word provides a message type identifier. A
second word is generally defined to return a completion status. Together, these words are defined by a SP HEADER structure:
typedef char reserved; /* byte 0 */

char msg_code; /* byte 1 */

char msg~modifier; /* byte 2 */

char memory~type; /* byte 3 */

char coinplete_status;/* byte 4 */

char bad /* byte 5 */ _ drive;

char ~
sense key; /* .byte6 */

char sense coda; /* byte 7 */

] SP HEADER; .

W(3 91/U454(~ ~ _ - ~ ~ ~ ~ ~ ~ '~ ~ ~ pC'f/ZJ~9U/047(31 -lz~-The reserved byte will be used by the other facilities to identify a S facility message. Msg_code and msg modifier specify the S facility functions to be performed. Memory type specifies the type of VME

memory where data transfer takes place. The S facility uses this byte to determine the VMEbus protocols to be used for data transfer, Memary~type is defined as:

03 -- Primary Memory, Enhanced Block Transfer O1 -- Local Shared Memory, Block transfer .

00 -- Others, Non-block transfer The completion status word is used by the S

facility to return message completion status. The status word is not written by the S facility if a message is completed without error. One should zero out the completion status of a message before sending it to the S facility. When a reply is received, one examines the completion status word to differentiate a k reply from a kVnull reply.

The bad~drive value specifies any erroneous disk drive encountered. The higher order 4 bits specify the drive SCSI ID (hence, the drive set); the lower order 4 bits specify the S facility SCSI port number. The sense~key and sense~code are conventional SCSI error identification data from the SCSI drive.

The currently defined S facility functions, and identifying msg-code bytes are listed in Table 11.

WAD 911n~540 i ,. YCT/U~90/04701,,-:-~

Table 11 S Facility Message Types O1 - - No Op 02 - - Send Configuration Data 03 - - Receive Configuration Data 04 - - S facility IFC Initialization 05 - - Read and Write Sectors 06 - - Read and Write Cache Pages , 07 - - IOCTL Operation 08 - - Dump S facility Local RAM

09 - - Start/Stop A SCSI Drive OA - - not used OB - - not used OC - - Inquiry OD - - not used OE - - Read Message Log Buffer OF - - Set S facility Interrupt The message completion status word (byte 4-7 of a message) is defined as:
Byte 00 -- completion status O1 -- SCSI device ID and S facility SCSI port number 02 -- SCSI sense key 03 -- SCSI sense code WO 91/04540 ~ ~ ~ ~ 1'Cf/US90/(14701 The completion status byte values are defined below:

00 -- Completed without error O1 -- Reserved 02 -- SCSI Status Error on IOCTL btessage 03 -- Reserved 04 -- An inquired message is waiting to be executed '10 05 -- An inquired message is not found 06 -~- VME data transfer error 07 -- Reserved 08 -- Invalid message parameter 09 -- Invalid data transfer count or VME data address OA -- S facility configuration data not available OB -- Write protect or drive fault OC -- Drive off-line OD -- Correctable data check 0E -- Permanent drive error or SCSI interface error OF -- Unrecovered data check After receiving a message, the S facility copies the contents into its memory. After a message's function is completed, a k_reply or k null reply is used to inform the message sender. K nul hreply is used when the processing is completed without error;
kureply is used when the processing is completed with error. When k reply is used, a non-zero completion status word is written back to the original message.
Therefore, when a reply is received, a message sender checks the status word to determine how a message is completed. When k-null~reply is used, the original message is not updated. The S facility simply acknowledges the normal completion of a message.

rya ~~io~~ao ' ~ ~ PCTl13S9f)/04703 .:
~~66a~~

If a message is not directed to a disk drive, it is executed immediately. Disk I/O messages are sorted and queued in disk arm elevator queues. Note, the INQUIRX message returns either 04 or OS status and uses k-reply only. , The input parameters for this message are defined as:
sp~noop msg ( SP~MSG,*** );
The only parameter needed for this message is the message header. The purpose for this message is to test the communication path between the S facility and a message sender. A k nullMreply is always used.
Send Configuration Data The input parameters for this operation are defined as:
sp-sendrconfig ( SEND~CONFIG_MSG,*** );
This message is used to inform the S facility about the operating parameters. It provides a pointer pointing to a configuration data structure. The S facility fetches the configuration data to initialize its local RAM. The configuration data is also written to a reserved sector on each SCSI disk such that they can be read back when the S facility is powered up. Hence, it 2~~~~~h W~ 91/U4540 ,: , . i'~f/1JS90/0~1701 is not necessary to send this message each time the S
facility is powered up.
In the configuration data structure, vme_bus re quest_level specifies the S facility data transfer request level an the VME bus. The access mode specifies if the S facility ,should run as independent SCSI drives or as a single logical drive. In the latter case, number~,of_disks should be same as number of banks because all nine drives in a bank are grouped into a single logical disk.
Total-sector is the disk capacity of the attached SCSI disks. Total capacity of a disk bank is this number multiplying the number of disks. When addition-al disk banks are available, they could have sizes different from the first bank. Hence, total sector is a three_entry array. Stripe~size is meaningful only when the S facility is running as a single logical disk storage subsystem. Different stripe sizes can be used for different drive banks. Finally, online drive bit--map shows the drives that were online at the last reset. Bit 5 of online-drive_bit~map[i] being sat indicates drive 5 of bank 1 is online. Total sector and online_drive bit~map could not and should not be specified by a user.
The configuration data are written to the disks in a S facility reserved sector, which is read at every S

w~ ~maa~a ~ ' ' P~:rius~aiaa7aa-:

facility reset and power up. When the configuration data are changed, one must reformat the S facility (erase the old file systems): When this message is completed, a k reply or k null reply is returned.
~e:ive Conf i a3d.~'~zon Data The input parameters for this operation are defined as:
sp receive config ( RECEIVE CONFIG MSG,*** );
This message requests the S facility to return configuration data to a message sender. Vme_pointer specifies a VME memory location for storing the configuration data. The same configuration data structure specified n the last section will be returned.
Read and Write Sectors The input parameters for this operation are defined as:
sp r/w sector ( SP RDWR_MSG,*** );
Unlike most S facility messages, which are processed immediately, this message is first sorted and queued.
Up to 200 messages can be sent to the S facility at one time. Up to thirty messages axe executed on thirty SCSI drives simultaneously. The messages are sorted by wa g~/o4~0 , . , : ~~ 0:~ ~ 5 ~ ~ ~cri~s~oioa~o~
,, their sector addresses. Hence, they are not served by the order of their arrivals. ' There are two possible functions specified by this message:
msgimod = 00 -- Sector Read - O1 -- Sector Write Scsi~id specifies the drive set number. Disk number specifies which SCSI port to be used. Sector-count specifies the number of disk sectors to be transferred.
For a sector read message, erase-sector count specifies the number of sectors in the VME memory to be padded with zeros (each sector is 512 bytes). For a sec-for write message, eraselsector~count specifies the number of sectors on the disk to be written with zeros (hence, erased). To prevent sectors from being erased inadvertently, a sector write message can only specify . one of the two counters to be non-zero, but not both.
Sector~address specifies the disk sector where read or write operation starts. Vme~address specifies a starting 'VME memory location where data transfer takes place.
There are three drive elevator queues maintained by the S facility for each SCSI port (or one for each disk drive). The messages are inserted in the queue sorted by their sector addresses, and are executed by their orders in the queue. The S facility moves back and forth among queue entries like an elevator. This wo ~na~s~o ~~ :, ~ ~ ~ ~i ~ ~ ~ rcri~s~oi~~al . , is done to minimize the disk arm movements. Separate queues for separate disk drives. These queues are processed currently because the SCST drive disconnects from the bus whenever there is no data or command transfer activities on the bus.
Tf no error conditions are detected from the SCSI
drivels), this message is completed normally. When data check is found and the S facility is running as a single logical disks, recovery actions using redundant data are started automatically. When a drive is down and the S facility is running as a single logical disk, recovery actions similar to data check recovery will take place. Other drive errors will be reported by a corresponding status code value.
R reply or R null_reply is used to report the completion of this message.
Read/Write Cache Pages The input parameters for this operation are defined as:
sp_r/w cache~g ( SP RDWR ~4SC, * * * ) ;
This message is similar to Read and Write Sectors, except multiple vme_addresses are provided for transferring disk data to and from disk sectors. Each vme address points to a memory cache page; whose size is specified by cache_page'size. When reading, data ~U~~~~~
W~ 91 /4540 ~ ' ~ ' ' ' ' PST/ U~90/(147UI

are scattered to different cache pages; when writing, data are gathered from different cache~pages (hence, it is referred to as scatter_gather function).
~ There are two possible functions specified by this message;
msg mad = 00 -- Cache Page Read - O1 -- Cache Page Write Scsi_id, disk~number, sector~aount, and sector address are described in Read and Write Sector message. Both sector address and sector_count must be divisible by cache~agp_size. Furthermore, sector,_count must be less than 160 (or 10 cache pages). Cache~age~size specifies the number of sectors for each cache page.
Cache pages are read or written sequentially on the drivels). Each page has its own VME memory address.
Up to 10 vme_addresses are specified. Note, the limit of 10 is set due to the size of a S facility message.
Like the sector read/write message, this message is also inserted in a drive ele~~ator queue first.
If no error conditions are detected from the SCSI
drivels), this message is completed normally. When an error is detected, a data recover action is started.
When there is a permanent drive error that prevents error recovery action from continuing, an error status code is reported as completion.
K reply or K~null reply is used to report the completian of this message.

wo ~~io~~ao ~ ~ ~ ~ ~ ~ ~~~~~r~~oioa~~~..

IOCTL Request The input parameters for this operation are defined as: ' sp_ioctl req ( SP~IpCTL~MSG,*** );
This message is used to address directly any SCSI disk or peripheral attached to a SCSI port. Multiple messages can be sent at the same time. They are served in the order of first come first serve. No firmware error recovery action is attempted by the S facility.
Scsi~id, scsi~port, and scsi_lun address identify uniquely one attached SCSI peripheral device.
Command_length and data~length specify the lengths of command and data transfers respectively. Data buffer-address points to a VME memory location for data transfer. The command bytes are actual SCSI command data to be sent to the addressed SCSI peripheral device. Note, the data length must be multiples of 9 because the S facility always transfers 9 bytes at a time. Sense_length and semsesaddr specify size and address of a piece of VME memory where device sense data can be stored in case of check status is received.
These messages are served by the order of their arrivals.
When this message is terminated with drive error, a corresponding status code is returned. R reply and ~.vo ~mo~~ao : ~,, ~ ~ ~ ~ j ~ ~ ~cr/us~o/oa~oZ

k_null_reply are used to report the completion o~ this message.
' ~t~t/S~2p SGSI Drive The input parameters for this operation are defined as:
sp~start_stop~msp ( SP-IOCTL MSG,*** );
This message is used to fence off any message to a specified drive. It should be sent only when there is no outstanding message on the specified drive. Once a drive is fenced off, a message directed to the drive will receive a corresponding error status back.
When the S facility is running as a single logical disk, this message is used to place a SCSI disk drive in or out of service. Once a drive is stopped, all operations to this drive will be fenced off. In such case, when the stopped drive is accessed, recovery actions are started automatically. When a drive is restarted, the data on the drive is automatically reconfigured. The reconfiguration is performed while the system is online by invoking recovery actions when the reconfigured drive is accessed.
When a drive is reconfigured, the drive configura-tion sector is updated to indicate that the drive is now a part of a drive set.

iV~ 31/09540 . . ~ Q ~ ~ ~ ~j P~'/USgO/OA701~

t~lQ~ssac~e Inauirv The input parameters for this message are defined as:
sp_inquiry msg ( SP MSG,*** );
This message requests the S facility to return the status of a message that was sent earlier. A k reply is always used. The status of the message, if available in the S facility buffers, is returned in the completion status word.
This message is used to verify if a previous message was received by the S facility. If not, the message is lost. A lost message should be resent.
Message could be lost due to a local board reset.
However, a message should, in general, not be lost. If messages are lost often, the S facility should be considered as broken and fenced off.
Read Messacre Loci The input parameters for this message are defined as:
sp read~message~buffer~msg ( SP~MSG,*** );
The S facility keep's a message buffer which contains the last 200 messages. Data buffer specifies a piece of VME memory in which the messages are sent.
Number of message should not e~tceed 200. Each message is 128 bytes long as defined at the beginning of this ~.v~ ~~/aas4a . ~ '- ~ ~ ~ ~ ~ ~ ~ PCT/U~9a/U47a1 Section. An application program must allocate a buffer big enough to accommodate all returned messages.
Normally this message is sent when there is no active messages. Otherwise, it is very difficult to determine how many used messages are in the S facility message buffer. For example if. there are 200 active ~messages, there will be no used onesw in the message buffer. Where there are less than requested messages in the message buffer, 128 bytes of zeros are trans-mitted for each shortage. R reply and k null reply are used for the completion of this message.
SP_Interru,pt The input parameters for this message are defined as:
. sp_set_sp~interrupt msg (SP MSG,*** );
This message tells the S facility to pass control to an on-board debug monitor, as present in the SP boot rom.
After completing this message, the S facility no longer honors any messages until the monitor returns control. A k null reply is always returned for this message.

~~ mva4s~a _ l =:' ~ ~ ~ ~ ~ ~ rcrvu~~ava4~a~ : .

The S facility ucturesare sted message str li below:

typedef struct psa msg { /* A MessageTemplate*/

HEADE R header;
SP

_ vme_addr;
vme t _ data_length;
long u _ sram_addr;
u-long u msg-body[K MSG SIZE 2];
char ~ - 3 _ (*rtnadr) (); /* return address of void a readymessage*/

struct psa -msg *rblink; a work area /* points to or msg link * /

u_long start-time;

} SP_MSG;

typedef struct {

char vme bus request-level;

char access_mode;

char number_of_disks;

char number_of_banks;

short firmware_revision;

short hardware_revision;

int total sector(3]

int size[3]
stripe int _ online drive-bit-map(3]

} config-data;

typedef struct ( SP header; /* byte0-7 HEADER */

_ /* byte8-11 config data *vme */
ptr;

long 1 /* byte2-15 data-length; sizeof config data */

} SEND CONFIG
MSG;

typedef struct {

SP HEADER header; /* byte0-7 */

config-data *vme~pointer;

long data-length;

} RECEIVE CONFIG
MSG;
- __ typedef struct {

SP_HEADER header; /* byte0-7 */

char scsi_id; /,* 8 */
byte char disk /* byte9 */
number;

short -reserved; /* byte10-11 /
*

short sector /* byte12-13 /
count; *

short - /* byte19-15 /
erase-sector-count; *

, long sector_address; /* byte16-19 /
*

u_long vme /* byte20-23 / .
address; *

j SP RDWR MSG; ---~ WO 91/04~d0 ' ''' ~ ~ ~ ~ ~ ~ ~ PC'I'/U~~O/t147U1 :-; ;
-13s-typedef struct SP header;
HEADER /* byte 0.-7 */

_ id; /* byte 8 */
char scsi char _ /* byte 9 */
number;
disk short _ /* byte 10-11 */
reserved;

short sector_count; /* byte 12-13 */

short caehe~age~size; /* byte 14-15 */

long address; /* byte 16-19 */
sector IU u_long _ /* byte 20-23 */
vme address[10];

} SP RDWR MSG; _ ' typedef struct SP header; /* byte 0-7 ' HEADER */

_ scsi_id; /* byte 8 */
char char scsi /* byte 9 */
port;

char _ /* byte 10 scsi_lun */
address;

char _ /* byte 11 command~length; */

a long data length; /* byte 12-15 */

u~_long data s;/*byte 16-19 */
buffer addres char ~ /* byte 20-39 */
_ command bytes[20];

u_long sense /* byte 40-93 */
length;

u_long - /* byte 44-47 */
sense addr;

} SP_IOCTL MSG;

IV. Start-uto oeratians G

A. IFC Initialization The chart below summarizesthesystem operations that occur during system boot.

WO ~I/04540 FGT/U~90/047U1 ~....

Table 12 Summary of System Initialization Phase 1; A.11 peer ~eve~,grocessors I
boot to "boot--level" ready state;
~h.~~Q"~~The host boot lw,~l fac~~:Ltv boot Unix image through boot-level S facility;
execute Unix image;
start SC_"NAME'SERVER process;
) ghase 3: The,~~s'~facilitv {
for each boot-level facility {
probe for existence;
initialize FIFO for receiving;
for each ( SP NC FC ) {
read boot image and parameters from boot-level S facility;
download boat image and boot parameters (including the PID of the SC NAME SERVER
process) to the shared memory program store of the peer-level processor;
start controller;
I
) Phase 4: Each deer-level processor {
begin executing facility image initialize controller {
send SC_REG FIFO to SC_NAME_SERVER;
send SC_GET-_SYS_CONF to SC_NAME_SERVER;
send SC INIT CM~L to SC NAME SERVER;
- - -start manager processes {
send SC_REG_NAMEs to SC_NAME_SERVER;
send SC RESOLVE_NAMEs 'to SC NAME_SERVER;
~ send SC-RESOLVE FIFOs to SC-NAME SERVER;
- .- -PCT/~JS9010~7(31 o~.~ ~O 9llO~S40 -1:i7-The SP peer-level processors boot from onboard EPROMs. The SP boot program, in addition to providing for power-on diagnostics and initialization to a ready state, includes a complete S facility. Thus, the SP
peer-level processor is able to perform SCSI disk and tape operations upan entering its ready state. In their ready states, the NC, FC, SP and H processors can be downloaded with a complete instantiation of their respective types of facilities. The downloaded program is loaded into local shared memory; for the S facility, for example, the program is loaded into its local 256h static ram. The ram download, particularly to static ram, allows bath faster facility execution and use of the latest release of the facility software.
After powering up or resetting the SP processor, the host facility, executing its boot program, waits for the SP boot program to post ready by indicating a ready state value in an SP status register.
Once the S boot program has posted ready, a Sector Read message from the host boot program can be used to retrieve any disk block to any VME memory location.
Generally, the read request is to load the host facility from disk block 0, the boot block. In preparing a read_sectar message for. the S facility after power up, the local host boot program specifies WO 91104540 . PCf/US30/04701,:j;~:
~~~6~~~
,_ 138-the following (in addition to normal read~sector message contents):
sender~id=Oxffffffff destrpid=0x00000001 By specifying the above, the local host boot program , signals the S facility to bypass normal IFC reply protocols and to, in turn, signal a reply complete by directly by changing the Oxffffffff message value in the original message image to any other value, such as the value of the message descriptor. That is, after building a read sector message, the host boat program writes a message descriptor to the S facility. The host boot program can then poll this sender~id word to determine when the message is completed. Messages to the S facility axe sent in this manner until the full host facility boot is complete.
Once the local host boot program has loaded the .host facility and begun executing its initialization, the host facility generally~switches over to normal IFC
communication with the S facility. To do this, local host facility sends an IFC Initialization message to the S facility. After receiving this message, the S
facility expects a shared memory block, as specified by the message, to contain the following information:
o Byte 00-03 - Baotlock, provides synchronization with , the local host facility o Byte 04-05 -- S facility board slot id, o Byte 06-07 -- Reserved, Wt~ 91/04510 ~ ~ ~ ~ ~ ~./U590/tkt7fll o Byte U8-09 -- This board's IFC virtual slot ID
o Byte 10-11 -- System controller process number, o Byte 12-27 -- System controller fifo descriptor Byte UO-O1 -- System controller fifo type, Byte 02-03 -- System controller slot id Byte 09-07 -- Fifo address Byte 08-09 -- Soft fifo index, Byte 10-11 -- Soft fifo index mask, Byte 12-13 -- Interrupt request level, Byte 19-15 -- Interrupt vector address, o Byte 28-31 - Address of this common memory, and o Byte 32-35 -- Size of this common memory.
o Byte 36-39 -- Hardware fifo address of the S facility The first thing the S facility does is check the bootlock variable. When it is set to a "BOOTMASTER"
value, it means the local host facility is up and ready to receive message from the S facility. Otherwise, the S facility waits for the local host facility to complete its own initialization and set the bootlock word. As soon as the bootlock word is changed, the S
facility proceeds to perform IFC initialization. The following IFC messages are sent to the local host facility:' 1. Register FIFO
2. Get System Configuration 3. Initialization Complete 9. Register Name 5. Resolve FIFO
Tile second message allows the S facility to know who is in what VME slots within the system. The S
facility will only register one name, "SPn" (n is either O.or 1), with a processor ID of 1. Hence all WO 9I/O~i~O ~ ~ ~ ~ 1'CT/CJ590/f34701 .-140-messages directed tc~ the S facility specify F'ID -SP SLOT cc 16 + 0x0001. Basically, a processor ID
(PID) is a 4-byte word, in which the higher order two bytes contain the processor's VME slot ID. The lower order two bytes identify a process within a processor.
The register FIFO message formally informs the local host facility about the S facility's fifo address. The get system configuration message retrieves a table describing all available processors from the local host facility. After completing initialization, using the Initialization Complete message, the S facility advertises its services by issuing the Register Name message, which informs the host facility that the S facility service process is up and running. When another facility sends a message to the S facility for the fixst time, the S facility uses a Resolve FIFO message, directed to the host facility, to obtain the fifo address needed for a reply.
* * * * * *
i, Thus,. a multiple facility operating system architecture that provides for the control of an efficient, expandable multi-processor system particularly suited to servicing large volumes of network file system requests has been described.
Clearly, many modifications in variations of the present invention are possible in light of the above ~$9D~J~f~D
~'aU 91/fl~54fl PCT/U~9fl/(1~67flI

teachings. Therefore, it is to be understood that within the scope of the appended claims, the principles of the present invention may be realized in embodiments other than as specifically described herein.

Claims (19)

1. A server system architecture providing for the transfer of server data in response to client requests, said architecture comprising:
a) host processor means for executing an operating system, said operating system including a plurality of components including an operating system kernel portion, a first messaging component and first instantiations of a communications component, a filesystem component, and a storage access component;
b) communications processor means for executing a communications control program, said communications control program including a first subset of said operating system including a second messaging component and a second instantiation of said communications component;
c) filesystem processor means for executing a filesystem control program, said filesystem control program including a second subset of said operating system including a third messaging component and a second instantiation of said filesystem component; and d) storage processor means for executing a storage access control program, said storage access control program including a third subset of said operating system including a fourth messaging component and a second instantiation of said storage access component, where said first, second and third subsets of said operating system are exclusive of said operating system kernel portion and where said second, third and fourth messaging components each include means for sending and receiving messages with another of said second, third and fourth messaging components.

2. The architecture of claim 1 wherein said communications control program is responsive to a predetermined client request, wherein said second instantiation of said communications component includes means for resolving said predetermined client request into a predetermined filesystem request, said second instantiation of said communications component being coupled to said second messaging component to transfer said predetermined filesystem request, said filesystem component being coupled to said third messaging component to transfer said predetermined filesystem request, said second messaging component being coupled to said third messaging component to provide a first predetermined message identifying said predetermined filesystem request.

3. The architecture of claim 2 wherein said second instantiation of said filesystem component includes means for resolving said predetermined filesystem request into a predetermined storage access request, said storage access component being coupled to said fourth messaging component to receive said predetermined storage access request, said third messaging component being coupled to said fourth messaging component to provide a second predetermined message identifying said predetermined storage access request.

4. The architecture of claim 3 wherein said predetermined storage access request identifies predetermined data, said architecture further comprising memory means for storing data, said filesystem component providing for the allocation of a predetermined data space within said memory means for storing said predetermined data, said storage access component providing for the transfer of data with respect to said predetermined data space in response to said predetermined storage access request.

5. The architecture of claim 4 wherein said communications component provides for the transfer of data with respect to said predetermined data space in response to said predetermined filesystem request.

6. A network file server responsive to client request received via a network, said network file server comprising:
a) host processor means for executing an operating system, said operating system including an operating system kernel portion, a first messaging portion, and first instantiations of a first network communications portion and a first filesystem portion, said operating system kernel portion being coupled to said first instantiation of said first network communications portion through a first interface, to said first instantiation of said first filesystem portion through a second interface;
b) network processor means for executing a peer-level facility including a second communications portion and a second messaging portion, said second network communications portion being a second instantiation of said first network communications portion and said second messaging portion being coupled to and providing a third interface to said second network communications portion substantially equivalent to said first interface, said network communications portion, in response to a client request, generating and providing a filesystem request to said third interface, said second messaging means including means, responsive to said filesystem request, for sending a filesystem request message; and c) filesystem processor means for executing a peer-level facility including a second filesystem portion and a third messaging portion, said second filesystem portion being a second instantiation of said first filesystem portion and said third messaging portion being coupled to and providing a fourth interface to said second filesystem portion substantially equivalent to said second interface, said third messaging portion including means for receiving said filesystem request message autonomously with respect to said host means.

7. The network file server of claim 6 further comprising means, coupled to said network processor means, for storing data, said third messaging portion, in response to said filesystem request message, providing said filesystem request to said fourth interface, said filesystem portion including means for transferring data to or from said storing means in response to said filesystem request.

8. A network file server comprising:
a) storage interface means for processing data storage requests to provide for the transfer of data with respect to a rotating disk data storage medium;
b) filesystem interface means for processing filesystem requests to provide said data storage requests to said storage interface means;
c) network interface means for processing data packets transferred through a local area network to provide said filesystem requests to said filesystem interface means and to provide for the transfer of data with respect to said local area network; and d) means for coupling said storage interface means, said filesystem interface means, and said network interface means, said coupling means providing a direct data transfer path between said storage interface means and said network interface means, and said coupling means providing a direct filesystem request transfer path between said network interface means and said filesystem interface means and a direct data storage request path between said filesystem interface means and said storage interface means.

9. A network file server comprising:
a) storage interface means for processing data storage requests to provide for the transfer of data with respect to a rotating disk data storage medium;
b) filesystem interface means for processing filesystem requests to provide said data storage requests to said storage interface means;
c) network interface means for processing data packets transferred through a local area network to provide said filesystem requests to said filesystem interface means and to provide for the transfer of data with respect to said local area network; and d) means for coupling said storage interface means, said filesystem interface means, and said network interface means, said coupling means providing a direct data transfer path between said storage interface means and said network interface means, and said coupling means providing a direct filesystem request transfer path between said network interface means and said filesystem interface means and a direct data storage request path between said filesystem interface means and said storage interface means, said direct data transfer path including a data buffer coupled between said storage interface means and said network interface means through which said storage interface means and said network interface means directly exchange data transferred to and from said local area network, said direct filesystem request transfer path including a first command path coupled directly between said network interface means and said filesystem interface means to pass filesystem commands requesting the transfer of data between said storage interface means and said network interface means, said direct data storage request path including a second command path coupled directly between said filesystem interface means and said storage interface means to pass storage system commands requesting the transfer of data between said storage interface means and said network interface means.

10. A network file server system couplable to a network for the exchange of network requests including first and second network request types, the set of first and second network request types corresponding to a set of network requests that a network operating system can responsively perform, the network operating system including a plurality of facilities that conventionally participate in performing the set of network requests, said network file server system comprising:
a) storage means, including a storage facility of a network operating system, for transferring data with respect to a data storage medium in response to a storage request;
b) filesystem means, including a filesystem facility of a network operating system, for generating storage requests in response to file requests;
c) network means, including a network facility of said network operating system, for exchanging said first and second types of network requests with a network, said network facility including means for generating file requests in response to network requests of said first set of network requests, said network means providing said file requests exclusively to said filesystem means.

11. A network file server system couplable to a network for the exchange of network requests, said network file server system comprising:
a) storage means, including a storage facility of a network operating system, for transferring data with respect to a data storage medium in response to a storage request;

b) filesystem means, including a filesystem facility of said network operating system, for generating storage requests in response to file requests;
c) network means, including a network facility of said network operating system, for generating file requests in response to network requests;
d) host means, including a host facility of said network operating system, for executing an operating system, and e) communication means for coupling said storage, filesystem, network and host facilities to enable the transfer of a first set of said storage and file requests between said storage, filesystem, and network facilities and exclusive of the transfer of said first set of storage and file requests to or from said host facility, and to enable the transfer of a second set of said storage and file requests between said network, host filesystem and storage facilities.

12. A network file server system couplable to a network for the exchange of network requests, said network file server system comprising:
a) storage means, including a storage facility of a network operating system, for transferring data with respect to a data storage medium in response to a storage request;
b) filesystem means, including a filesystem facility of said network operating system, for generating storage requests in response to file requests;
c) network means, including a network facility of said network operating system, for generating file requests in response to network requests;
d) host means, including a host facility of said network operating system, for executing an operating system; and e) bus means, responsive to said storage, filesystem, network and host means, for selectively transferring said network, file and storage requests between predetermined combinations of said storage, filesystem, network and host facilities, a first selectable transfer combination including said network, filesystem and storage facilities and excluding said host facility, whereby said storage, filesystem and network facilities directly communicate with one another and selectively communicate with said host facility in response to network requests of a predetermined type.

13. A network file server system couplable to a network for the exchange of network requests, said network file server system comprising:
a) storage means, including a storage facility of a network operating system, for transferring data with respect to a data storage medium in response to a storage request;
b) filesystem means, including a filesystem facility of said network operating system, for generating storage requests in response to file requests;
c) network means, including a network facility of said network operating system, for generating file requests in response to network requests;
d) host means, including a host facility of said network operating system, for executing an operating system, and e) a transfer path coupling said storage, filesystem and network means, said transfer path providing for the transfer of storage requests, file requests and data among said storage, filesystem and network facilities to enable said storage, filesystem and network means to operate autonomously relative to said host facility in responding to network requests.

14. A method for performing a network file server function through a partial operating system including a network facility coupled to a local area network, a filesystem facility and a storage facility coupled to a data storage disk, and request and data transfer paths intercoupling said network, filesystem and storage facilities, said method comprising the steps of:
a) receiving a network filesystem request from said local area network by said network facility;
b) communicating said network filesystem request directly to said filesystem facility via a first request transfer path;
c) processing said network filesystem request by said filesystem facility to communicate a data storage request directly to said storage facility via a second request transfer path;
d) processing said data storage request by said storage facility to retrieve data from said data storage disk and to directly transfer said data to said network facility via a data transfer path; and e) transferring said data received by said network facility to said local area network.

15. A method for performing a network file server function through a partial operating system including a network facility coupled to a local area network, a filesystem facility and a storage facility coupled to a data storage disk, and request and data transfer paths intercoupling said network, filesystem and storage facilities, said method comprising the steps of:
a) receiving a network filesystem request and data from said local area network by said network facility;
b) communicating said network filesystem request directly to said filesystem facility via a first request transfer path;
c) processing said network filesystem request by said filesystem facility to communicate a data storage request directly to said storage facility via a second request transfer path;
d) transferring said data received by said network facility directly to said storage facility via a data transfer path; and e) processing said data storage request by said storage facility to receive and transfer said data to said data storage disk.

16. The method of Claim 14 or 15 wherein the direct transfers of said requests and said data are characterized as being performed in the absence of a step of transferring said requests and said data through a host facility.

17. The method of Claim 14 wherein the direct transfer of said data from said storage facility to said network facility comprises the steps of:
a) transferring said data to a memory buffer by said storage facility; and b) transferring said data from said memory buffer by said network facility.

18. The method of Claim 15 wherein the direct transfer of said data from said network facility to said storage facility comprises the steps of:
a) transferring said data to a memory buffer by said network facility; and b) transferring said data from said memory buffer by said storage facility.

19. The method of Claim 14, 15, 17 or 18 wherein the step of processing said network filesystem request by said filesystem facility excludes a step of processing said network filesystem request through a virtual filesystem.