CA1258384A - Oximetry - Google Patents

Abstract

ABSTRACT OF THE DISCLOSURE
An apparatus for in-vivo measurement of blood oxygen levels in a patient is described. The apparatus comprises an elongate probe which is adapted to pass into the oesophagus of a patient, means associated with the probe to illuminate the internal surface of the oesophagus, means for observing light reflected from the internal surface of the oesophagus, and means for determining from the reflected light signal the degree of oxygenation of blood in the internal surface of the oesophagus.

Description

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OXIMETRY
This invention relates to oximetry. It has particular application in the use of oximetry during anasthesia, particularly general anaesthesia and the 05 intensive care of patients.
Oximetry is a technique which has been in use for a period of years for measurillg blood oxygenation. lt is found that, iE the oxygen level in blood falls, the colour of the blood moves from the red toward the blue end of the SQectrum. By ~osn~paring light absorbtion at two or more different wavelengtns, for example at a wavelength in the red, and in the infra-red, the level of oxygenation of the blood may be deterrnined. It will be understood that the term "light" is used 1~ herein to include the infra-red and unltra-violet regions of the spectrum, and should not be interpreted as being restricted to visible radiation.
Early oximetry techniques were carried out by direct measurement on the blood, normally by entering a blood vessel, for example as disclosed in U.S.
Patents Nos. 4114604 and 3847483. More recent proposals have been for non-invasive per-cutaneous techniques, for example carried out on a finger or on ~'~5838~

the soft tlssue of the nose. Such techniques are proposed, for example, in European ~atent Specifications Nos. 104771 and 104772.
Furthermore European Patent ~pecification ~o.
05 135840 discloses a per-cutaneous o~irnetry device adapted to be affixed to a blood-perfused portion Gf foetal tissue during childbirth.
Although per-cutaneolls oximetric measurement is far preferable to the earlier, invasi~e methods, the methods proposed to date tend to be somewhat unreliable, because of interference with the measurement caused by pigmentation, changes in blood flow due to vaso-constriction and interference from ambient light.
It has now been discovered that the mucosa lining the internal surfaces of the trachea, and, particularly the oesophagus provide a particularly advantageous site for the measurement of blood oxygenation.
In accordance with a first aspect of the invention, there is provided apparatus for the in-vivo measurement of blood oxygenation levels of a patient, in particular a human patient, which apparatus comprises an elongate probe adapted to pass into the ~5 trachea or, preferably, the oesophagus, means associated with the probe for illuminating the ~258~

internal surface of the trachea or oesophagus laterally of the distal end of the probe, means for viewing in a direction generally lateral ko the distil end of the probe, so as to observe light reflected from the internal surface of the trachea or oesophagus and means for determining from the reflected light the degree of oxygenation of blood in the internal surface of the trachea or oesophagus.
In accordance with the second aspect of the invention, there is provided a probe for the measurement of oxygenation of the internal surface of the trachea or oesophagus, comprising an elongate body portion, means on the body portion for emitting light to illuminate the internal surface of the trachea or oesophagus, means for receiving light reflected from the internal surface of the trachea or oesophagus and means for connecting the light receiving means to means for detecting from the reflected light signal the degree of oxygenation of blood in the internal surface of the trachea or oesophagus.
As indicated above, the probe in accordance with the invention may be utilized in either the oesophagus or the trachea, but it is particularly preferred to utilize an oesophageal probe. The oesophagus is a ~5 particularly preferred site, not only because it is well-perfused with blood, is substantially non-pigmented, is free of ambient light, and not prone to changes in blood perfusion associated with peripheral vaso-constriction, it is also found that it ~58~

is particularly convenient and easy to retain an oesophageal probe in place during operations in ~"hich general anaesthesia is employed. Furthermore, an oesophageal probe in accordance with the invention can ~5 preferably include various lumens, pressure-measuring devices and the like for example as described in European Patent Specification No. 0050983. ~ecause the oesophageal probe is preferred, the invention will be illustrated hereinafter with respect to an oesophageal probe, but it should be understood that, although less preferred, a tracheal probe !na~
alternatively be employed.
The oesophageal probe preferably comprises at least one optical fibre light channel, adapted to conduct light between the interior of the oesophagus and the exterior of the patient. When such a light channel is used, a light-source can be utilised which is to the exterior of the patient, for example mounted in a light-box connected to the optical fibre light channel. The light channel may include a beam-splitter disposed externally of the patient, so that light to illuminate the interior of the oesophagus may be passed down the light channe], and the same light channel utilised to conduct light reflected from the internal surface of the oesophagus, the desired signal being extracted from the 12~3~

beam-splitter. In an alternati~e embodirnent, two separate optical fibre light channels may be utilised, a first for conducting li~Jht from a light source into the oesoL~hagus for illumination, and a second light 05 channel for conducting reflected light to a sensor externall1~ of the patient. The probe may, in a particularly preferred embodiment, be a probe of the kind incorporating means for sensing contractions in the oesophagus, for ex2mple as described in European 1~ Patent specification No. 005~9~3. In this case, one of the fibre optic light channels may be formed by the wall of the probe.
~ ihen a fi~re optic light channel, and external light source, is used to illuminate the oesophageal wall, the light emerging at the distal end of the ?O

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probe tends to emerge axially of the probe, rather than radially, and thus provide ineffective illumination. Accordingly, it is desired to provide at or adjacent to the distal end of the probe means 05 for directing the light emerc,ing from the fibre optic light channel through an angle of approximately 90.
Such means may take the form of, for example, a prism or lens, or shaped part of the probe body provided with appropriate silvering, adapted to direct the light at the appropriate anyle. Alternatively, thi ends of the fibres of the light channel may be cut at an angle, thereby to cause their output to be directed away from their main axes. The arrangement may be such that the light deflector may also serve to protect the wall of the oesophagus from damage by optical fibres of the light channels.
In another embodiment, the means for illuminating the oesophagus may take the form of a light source, for example a light-emitting diode mounted on the probe body at or adjacent the distal end. It is advantageous to be able to provide illumination with light of a wavelength falling within one or more narrow frequency bands, such as are provided by light-emitting diodes. Similarly, a light sensitive detector, for example a phototransistor may be mounted on the probe for receiving light reflected from the :1 Z~83~

internal surface of the oesophagus.
Particularly when the optical fibre arrangement is utiiised, a disperser, for example a silvered curved surface may be provided at the distal end of 05 the probe for ensuring even illumination of the oesoQhagus wall. The sensor used for observiny the reflected light is preferably frequency-specific, to enable a ready comparison of reflectance at one or more wavelengths.
The fibre optic channels, or electricai leads conrlected to light sources or sensors on the probe body may be formed integrally in tAe probe body during its construction. Alternatively, a sub-assembly including the optical and~or wiring components may be first assembled, and then later affixed to a probe as a single unit. The optical fibre light channels, or electrical connections, may be run within a lumen of the probe, affixed to its surface, or, preferably, contained within a channel or groove on the probe surface.
As an alternative to frequency-specific light-emit~ing diodes, a white light source may be used which has been filtered so as to provide the desired frequency or frequencies.
Because of localised folding which occurs in the internal surface o the oesophageal wall, it is possible that the light-source on the probe may come :9 ~58~

to rest opposite a fold, which may give relatiiely poor reflections. The apparatus of the invention preferably includes means for sensing when the intensity of light reflected from the internal surface 05 of the oesophagus falls below a pre-set level, and for gellerating an alarm to alert the clinician when this occurs.
As indicated above, the probe in accordance with the invention may preferably be a probe of a kind disclosed in European Patent Application No. 0050983, for example a probe of a kind including a pressur.sed ballon for stimulating the internal surface of the oesophagus. In this case, the observing means in accordance with the invention may preferably be directed so as to view the area stimulated by the balloon, so that changes in oesophageal reflectance before, during, and after compression by an intralumenal balloon may be observed. When the balloon is fully inflated, the oesophageal mucosa may be relatively de-sanguinated, and this may provide â
useful baseline for the purposes of estimating a background signal level.
Whatever mechanism is employed to transmit the light to the oesophagus, it is desirable to utilise a high intensity light source, which may be intermittent, and thereby assist in the detection of ~5B3~

changes in the reflected and back-scattere~l siynals.
In alternative aspects of the inventi.on, there are provided a number of additional improvements and embodiments relevant to the apparatus and probes ~5 disclosed in European Patent Application No. 0050983.
In particular, we have now discovered that it is of great value to provide either as a part of the apparatus or the probe used with such apparatus mea;ls for protecting the oesophagus of the patient from ov-r inflation of the balloon, or leakaye of the fluid from the probe.
Accordingly, in a further aspect of the invention, there is provided patient monitoring apparatus comprising an oesophageal probe including an oesophageal balloon for provoking the oesophagus of a patient to cause contractions therein, means, for example a gas cylinder or pump for applying a fluid such as air or saline solution under pressure to the oesophageal balloon, a sensor for detecting signals indicative of oesophageal contractions in the oesophagus of the patient, for example a pressure transducer connected to a lumen in turn connected to a second oesophageal balloon, means for deriving from the said signals an output indicative of the depth of anaesthesia of the patient, for example for driving a chart recorder or controlling the administration of a drug, and means on the probe for protecting the ~58~38~
-- 1 o oesophagus of the patient from overinflation of the balloon or leakage of the fluid from the probe.
The means for protecting the~ oesophaglus ~f the patient from overinflation of the balloon, or leakaye 05 of the fluid from the probe, may take the ~orm of an enclosure surrounding at least the provoking balloon, and possibly any other balloons present, for example sensing balloons. Alternatively, the means for protecting the oesophagus may take the form of a lumen open a. an end adapted to terminate in use in the oesophagus of the patient, for relieving oesophageal pressure. A third possibility is that the means for protecting the oesophagus may take the form of means on the probe for detecting pressure in the oesophageal lumen, connected to means for generating an alarm signal or for inhibiting provocation of the oesophagus, on rise in pressure in the oesphagus.
Where a protective enclosure is utilised, a pressure or flow transducer or sensor may be used in communication with the internal space of the enclosure, for example either within the enclosure itself, or withih a lumen connected to the internal space of the enclosure, and the apparatus may include means for preventing the application of pressure to fluid in the balloon, in response to the pressure or flow sensed by the said transducer.

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Wnere an operl-ended lumen is utilised, rneans may be provided for detecting flow o~ fluid ïn the lumen, for example a flow-sensitive transducer Inay be provided, and may be used to yenerate an alarrn signal.
05 An example o~ a suitable trar-lsducer is a heate~
thermistor.
The open-ended lumen provides egress frorn the oesophagus for gas or liquid from the provoking balloon in the event of rupture ,o that overdistel-sion of the oesophagus does not occur.
Overinflation of the provoking bàlloon may be detected and avoided by using a closed system with a fixed volume of gas or liquid attached to the lunen leading to the provoking balloon. Conveniently this may take the form of a reservoir of gas or liquid which is connected to the provoking balloon, preferably a syringe, and a system of emptying the reservoir into the provoking balloon. The reservoir may be pressurised, for example it may take the form of a syringe with a plunger, activated by a spring compressed by a mechanical drive, such as a stepper motor. ~lternatively, a stepper motor may be used directly to provide compression within the reservoir, typically a syringe. In addition, means may be provided for releasing pressure in the reservoir after each provocation, for example by venting the 1~8~

reservoir, by returning the plunger of the syringe by ~eans of a spriny, or preferably using a stepper motor, and means may also be provided for detecting a change in volume or pressure in the pro~okin~
0~ reservoir. Such a change would indicate leakage, and provide a signal indicative of such leakage.
Accordingly, in yet a further aspect of the invention, there is provided patient monitoring apparatus comprising an oeso?hageal probe including ~n oesophageal balloon for provoking the oeso~hagus of a patient to cause contractions therein, means for applying a fluid under pressure to the oesophageal balloon, and means for detecting the pressure rise in the oesophageal balloon resulting from operation of the pressure sensing means.
The detection means is preferably adapted to provide an indication of pressure change in the oesophageal balloon over a predetermined period of time, so as to provide an indication of leakage of fluid from the provoking balloon. The means for applying a fluid under préssure preferably includes means for rapidly releasing pressure from a pressurised vessel into the oesophageal balloon to provide rapid inflation, and for automatically relieving pressure applied to the oesophageal balloon a predetermined period thereafter.

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In a particular embodiment means may be provided for deactivating an otherwise active alarm circuit periodically, when part of the pressure generating means, for example a dia~hragm or syringe retucr-s to 05 its resting positiorl. Such means nay include a reed relay and an alarn circuit with a delay of a few seconds whicll is periodically inactivated by the reed relay. Thus the reed relay inhibits the alarm circuit, provided that the diaphragm or syrinye returns to a position within predetermined limits o~
its previous resting position. The arrangernent is thus such that if fluid is either lost from or ;ained by the reservoir, the alarm circuit is not inhihited.
~lternatively, as indicated above, the pressure may be measured in the oesophayeal balloon. A leak from the closed oesophageal ballon will manifest itself by a negative pressure between provoking impulses, a less than normal pressure during provocation, or a pressure change in the oesophageal balloon over a predetermined period of time after provocation. Therefore by providing a transducer either within the oesophageal provoking balloon itself, or within the lumen attached to it, it is possible to generate an indication of leakage of fluid from the pressure balloon. Signals may be obtained indicative of the pressure within the provoking 125~

balloon, and by means of for example a comparator, a siynal may be generated if there is a negative pressure between the provoking impulses, a less than normal pressure during the provoking impluse, or a 05 fall in the plateau pressure generated within the provoking balloon. The siynal may be used to generate an alarm condition.
However, patients under anaesthesia are freguently given nitrous o~ide, and even if there is no leak, nitrous oxide may diffuse through plastic materials into gas spaces within body cavities, and hence increase the pressure of gas within such cavities. It is therefore convenient to provide a vent in the part of the apparatus which is connected to the provoking balloon. A particularly convenient method of achieving this, when the oesophageal provoking balloon is activated by means of a syringe, is to provide a lateral orifice in the syringe. When the syringe is returned to the resting position, the plunger is withdrawn past the lateral orifice, and any excess gas may be vented. During provocation, the plunger of the syringe passes the orifice, and in doing so closes the orifice. A flow sensor, typically a heated thermistor, may be placed adjacent to the orifice in such a way that flow into and out of the reservoir may be monitored. Should a leak occur into :12~3~3~

or out o~ the system, the signal from the ~low sensor will increase. This can be used to generate an alarm .
In an alternative system of measuring leaks from 05 the provoking balloon, a sensing balloon is utilised to measure contractions in the oesophagus, as described in European Patent ~pecification ~io.
0050983, and means are provided associated With the pressure sensing and measuring balloon for meaSl-ring long term chanyes in averarJe pressure. Thus, the signal from a monitoring transducer may be fed to a comparator, and if the output measured corresponds to a pressure of more than a preset threshold, ~or example 50mm Hg for more than a predetermined time, lS for example lO seconds, an alarm may be activated.
Means may be provided for inhibiting the provocation of the oesophagus, if any alarm condition as indicated above exits, until the device is reset by a clinician.
The pressure within the oesophagus may fluctuate from causes other than oesophageal muscle activity.
These pressure ~luctuations are smaller in amplitude than those seen during oesophageal muscle activity, those due to respiration, either spontaneous or artificial, being typically of the order of lOmm Hg, and those due to cardiac activity being typically of ~25~

the order of lmm Hg. However, these fluctuations may also be monitored to give additional information to the physician about respiratory and cardiac ~unction.
The pressure within the oesophagus fluctuates 05 with cardiac activity. This fluctuation will increase with increased cardiac activity, and vice versa. The changes are small.
The oesophageal pressure will vary with changes in the intrathoracic pressure. The intrathoracic pressure will be reduced by the activity of the diaphragm in spontaneous respiratory activity in a cyclical fashion, thus producing parallel falls in oesophageal pressure. These fluctuations will be produced by spontaneous respiratory effort during spontaneous respiration or during controlled ventilation or intermittent mandatory ventilation, and the size of the fluctuation will increase with increasing respiratory effort. Such increased respiratory effort may be seen with sighing, a reduced respiratory depression produced by therapeutic intervention (as for example in the treatment of myaesthesemia, drug depression) or a reduction in the degree of depression of respiratory effort as seen in the reversal of relaxant drugs or a decrease in level of anaesthesia in spontaneously breathing 3 3 l~ ~

anaesthetised patients. The fluctuations will also increase with obstruction of the airway, an increase i the airway resistance, or in certain modes of failure of breathing circuits.
05 The fluctuations may be reduced by mechanisms opposite to those quoted above.
Hiccoughs, which occur frequently duriny anaesthesia, produce a sharp fall in intrathoracic and hence oesophageal pressure, of a deyree yreater tnan that seen in normal spontaneous respiration.
Duriny artificial ventilation, the intrathoracic pressure will rise with each imposed breath. The fluctuation in intrathoracic pressure will increase the pressure within the oesophagus. These fluctuations will increase in size if there is a reduction in chest wall compliance, as for example if the degree of muscle relaxation is becoming inadequate due to metabolism or breakdown of administered relaxant drugs. ~n increase in fluctuation can be seen with changes in ventilator function, either deliberately imposed or occurring accidentally, and also with an improvement in lung compliance, or a reduction in airway resistance allowing the imposed pressure waveform to be transmitted to the intrathoracic compartment more completely. ~uch an increase in lung compliance will occur if gas or ~B~
, ~
li~uids are removed from the pleural space or if collapsed alveoli are re-expanded.
The fluctuations may be reduced by sirnilar mechanisms acting in the opposite direction.
05 Any fluctuations in intrathoracic pressure will affect not only the pressure in the oesophagus but also the ves~sels within the chest. The pressure in the veins (CVP), the heart, the pulmonary artery (PAP) and the pulmonary blood drainage (left atrial pressure L~P, pulmonary capillary wedge pressure PC~iP) are co~nonly used, usually with measuremellts of flow (cardiac output CO) to derive parameters related to cardiac function and vascular resistance. ~ince all the pressures are affected by the intrathoracic pressure, it is of advantage to the physician to display these parameters not only as the raw data but also in relation to intrathoracic pressure.
The oesophageal pressure reflects the intrathoracic pressure when the muscle of the oesophagus is not contracting. It is therefore to the advantage of the physician to subtract the pressure generated in the oesophagus or some weighted factor derived from that pressure from simultaneously measured cardiovascular pressures or respiratory pressures in order to derive transpulmonary and transvascular pressures.

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_ 19 _ In a further aspect o~ the invention, there is therefore provided apparatus for monitoring patients comprising means for deriving a signal indica~lve of pressure in the oeso~ha~us, and comparator rneans for 05 deriving from the said signal separate signals indicative respectively of deyree of anaesthesia, cardiac activity and respiratory activity. A method of monitoring patients utilising such apparatus s also previded.
1~ The signals indic~tive of pressure within the oesopha3us rnay be displayed and also fed via ~ Eilter into a comparator to isolate low level pressure fluctuations, for example 0.2mm H~ and/or with a ~requency of more than 30/minute may be isolated from them for example by means of a filter, a comparator, or utilising a phase-locked loop circuit. These fluctuations are due to cardiac activity. The signal derived from such fluctuations may be subsequently processed to derive and display heart rate and an output related to the size of or rate of rise of the signal displayed in relation to a control level selected by the physician to indicate an increase or decrease in cardiac activity or rate.
Warning, or alarm signals can be generated by any increase or decrease itl cardiac activity detected by this system, with alarm limits set for example at a ~5831~

- 2~ -10% change, and a reset switch may be provided to allow the physician after reviewing the patient condition to reset the warning or alarm signals to the current level.
~5 ~imilarly a~ a greater level of press~re change, the provision of a suitable filter for pressure fluctuations of for example 2-20mm ~Ig and at a frequency of for example less than 60 per minute, may be used to generate signals which, with a rneans of l~ deriving rate, will allow a display of respiracory rate, to discriminate between s?ontaneous breathing and imposed ventilation and to provide a display indicative of spontaneous respiratory rate and separately of the imposed ventilatory rate. In addition a display of the range of pressure change with spontaneous or imposed ventilation may be provided and by the use of suitable threshold settings related to a level of fluctuation preset by the physician. Warning or alarm settings may be provided at for example a change of 10% of the preset level to indicate a change of patient condition, ventilator or circuit behaviour. In addition, by the rate of fall of and the degree of fall of intrathoracic pressure outside present alarm settings, a warning or alarm setting may be generated to indicate the incidence of hiccoughing.

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~ y multiplexing the derived signal Witsl other physiological signals, further information rnay be derived and displayed. For example by analysis of signals derived from the oesophagus and signals 05 derived from se!lsors in the airway, the compliance of the lungs and/or c~lest wall an~ the resistance of the airways to gasflow may be measured and displa~ed and by the use of suitable thresholds to displa~, warn or alarm of changes of for example lO~ of control levels.
Similarly, by the anali~sis of sigrlals derived from the oesophagus and signals derived from sensors in the cardiovascular system, transvenous pressure may be displayed to indicate the filling pressure of the heart and to differentiate for the physician between venous pressure changes generated by changes in ventilatory or lung function and those generated by a change in cardiovascular function or the degree of distension of the intrathoracic capacitance vessels.
The measured cardiovascular pressures may be corrected by subtraction of the intra-oesophageal pressure, or the change in that pressure, or the correction may be weighted according to data derived from airway monitors and according to the parameter considered.
The same sensor in the oesophagus may be used to provide a signal indicative of oesophageal :~SB~

contractions. Thc~ sensor may be ar-ranyed to produc~, for example a signal proportional to pressure changes in the oesophagus generated by the contraction.
Suitable means, for example, a filter or comparator 05 may be provided to isolate the part of tne signal due to oesophageal contraction, and this mdy be simply measured, or preferably also displayed.
Oesophageal acLivity may be derivei frs:n the said sig;lals either from a direc~ display of the pressure challges or analysis of a si~nal derive.i from the peak pressure~ from an integral of the waveform, the integral of the waveform above a threshold, from the frequency with which a waveform exceeds a threshold or from analysis of the rate of rise of pressure above a preset threshold. A display may be provided of the activity of the oesophageal muscles indicative of the depth of anaesthesia.
Preferably the output is derived from the rate of generation of signals in excess of a preset threshold produced by oesophageal contraction.
Accordingly, patient monitoring apparatus according to the invention may comprise a sensor for producing signals indicative of oesophageal pressure, and means of producing an output indicative of the rat and/or degree of cardiac activity, the rate and~or magnitude of pressure changes produced by both :~2~838~

spontaneous ventilation and imposed ventilation, the incidence of hiccough, the level of and chanye of absolute pressure and the degree of oesophageal muscle activity.
05 Such apparatus may be provided with means for discrirninating between the various signal levels, and rejecting signals outside the relevant range for each parameter. The pressure fluctuaticns generated by oesophageal contraction usually exceed 30mm ~g, that of ventilation is typically less than 20mm ~y, whilst those generated by cardiac function are typically up to 2nm Hg. Each waveform also has a typical frequency, that due to the heart occuring 5~-180 per minute, that due to respiration 5-50 per minute, that due to oesophageal activity less than 5 per minute.
Signals may thus be analysed for frequency and for amplitude for example by the use of a suitable filter e or comparator.
Furthermore, in order to minimise spurious signals arising from irregularities in the pressure waveforms, an inhibition period may be provided for other, lower amplitude signals immediately following each detection of the two higher amplitude signals ie.
a signal in excess of the threshold. A convenient value for the inhibition period is 5-10 seconds for oesophageal contraction, one second for respiratory

3 ~Z5~

fluctuation and 0.3 seconds for cardiac activity, and convenient threshold values are 25mm Hg for oesophageal contraction, 5mm Hg for respiratory activity and lmm ~g for cardiac activity.
05 As indicated in ~uropean Patent Application No.
0050983, the level of anaesthesia of an anaesthetised patient may be monitored by measuring contractions in the lower oesophagus, in the region where the surrounding muscle is smooth, ie involuntary. By providing a second sensing means on a probe for measuring oesophageal pressure, adapted to lie in use in the upper oesophagus, it is possible to forin simultaneously an assessment of the degree of muscle relaxation of the patient. ~uscle in the upper lS oesophagus, at the level of the cricopharyngeus, is of the striated variety, and thus susceptible to the action o~ muscle relaxants.
The measurement in the upper oesophagus is preferably carried out between 15 and 20cm from the incisor teeth.
Contractions in the upper oesophagus may occur spontaneously, or may be provoked. They may be displayed directly, or preferably via a comparator, expressed and displayed either as the peak height of the contraction above a preset threshold, conveniently lOmm Hg, or preferably as a percentage of some 5~3~

previous peak pressure selected by the operator.
Alternatively and preferably, the contractions rnay be displayed as a percentage of the peak height of simultaneously occuring spontaneous or provoked lower 05 oesophageal contractions. The display may conveniently be in the form o~ a trend with time, allowing the operator to observe the increasing pea~
height with tirl,e as the relaxants are metabolised or excreted.
The signals obtained from the monitoriny equipment may be displayed as the raw data on a visual display unit or as hard copy, and ma~ be multiplexed with other physiological signals. The derived data may be similarly displayed. For example a transducer may be inserted into the respiratory tract, and the difference between the oesophageal pressure and the pressure in the oesophageal tract measured in combination with a flow signal from a transducer in the respiratory tract. This can generate signals related to airways resistance, and lung and chest wall compliance, giving indications of changes lung mechanics.
In general, apparatus according to the invention may comprises an oesophageal probe containing one or plurality of balloons and/or lumens, for example of the type described in European Patent Specification ~51~
- 2~ -No. 0050983, and a control unit containing the necessary control and/or timing and measuring apparatus to apply fluids under pressure to the appropriate lumens with the desired timiny, and for 05 measuring pressure in others of t~)e lumens. Thus, in general it is necessary to connect one or ~ore lumens under pressure to corresponding passageways within the control unit. It is hiyhly desirable that means should be provided for ensurillg that, before any pressure is applied to the corresponding passageways in the control unit, the corresponding probe is in fact connected, and is connected correctly. We have discovered that it is useful to provide a connecting device between the various fluid passages including a magnetic insert, and a corresponding sensing device, to enable determination to be made by the control unit of when the probe is connected.
According to yet a further embodiment of the invention therefore, there is provided a connecting device for a fluid, comprising a first connector member including at least a first fluid passage, and a second connector member includiny at least a second fluid passage, ~5 the first and second connector members being adapted to be releasably secured together so as to 1~2S1~3~

bring the said first and second fluid passa~es into communication with each other, a magnet associated with the ~irst collllector member, and a magnetic sensor a.ssociated v~ith the 05 second connector member adapted to sense the prescnce or absence of the said magnet, and means associated with the magnetic sensor for preventillg the application o~ a tluid to the second fluid passage in the absence of the said magnet.
The ~irst fluid passaJ~e will in general be the communication wi h the pressure sensing lumel o~ the oesophageal probe, and the second fluid passage in co~munication with some means for applying pressure, within the control unit. The first and second connector members preferably include third and fourth fluid passages respectively, adapted to be brought into communication with each other on securing of the first and second connector members. The through passageway constituted by the third and fourth fluid passages may, for example, be connected at one end to a sensing balloon and at the other end to means incorporating a pressure transducer.
In a particularly preferred embodirnent, the control unit may comprise means for applying intermittent pressure waves to an oesophageal probe, and for sensing the response caused thereto, for ~'~51~

indicating whether or not the connections betwee,r) the respective first and second, and third and ourth passageways in the connector are sound. Accordingly, in a further aspect of the invention, there is ~5 provided an oesophageal monitoring device for monitoring and applying pressure to the oesophagus of a patient, comprising, means for applyin~; intermittent pressure waves to an oesophageal probe, a connector for connecting an oesophageal pro~e to the aforesaid means, means for enabling the measurement of pressure in a lumen of the oesophageal probe, and control means for appl~ying a corltrolled pressure to the said probe via the conrlector, for sensing the response caused thereto in the measurement enabling means, and for indicating lack of integrity of the probe or connection.
The means for applying pressure may comprise a syringe pump as disclosed in European Patent Application No. 0050983, or as disclosed hereinafter, but may alternatively comprise a pump, with or without a reservoir, a diaphragm vibrator, or an ultrasonic transducer.
The control means may be adapted to operate automatically, for example when connection is effected :~25~33~

between the two parts of a connector.
We have also discussed that monitoring of pressure in the oesophagus can be usefully employed not only in anaesthetised patients but also in patients receiving sedation or analgesia, and that the monitored function relates to the degree of stress and the nature of and extent of suppression by drugs of the physiological response to stress. In particular, decreasing oesophageal activity is seen when th~ response to stress is inhibited or reduced by drugs.
A number of particularly preferred embodiments of the various aspects of the invention will now be described with reference to the accompanying drawings, in which:-Figures la to ld and 2a to 2c, and 3, illustrate various oesophageal probes, Figure 4 illustrates circuitry associated with a microphone and loudspeaker.
Figure 5 is a cross section of a pre~erred oesophageal probe, Figures 6a to 6c illustrate connection devices, Figures 7 and 8 illustrate pressurising mechanisms for a provoking balloon.
Figure 9 illustrates a pneumatic circuit, Figures lOa and lOb illustrate fibre-optic measurement apparatus;

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Flgures lla to lle are perspective views of sections of various oesophageal probes, Figure 12 is a longitudinal sectional view of Figure llb, and Figures 13a and 13b are schematic repr~sentations of oximetry apparatus in accordance with the invention. In both figures 13a and 13b, like reference numerials are used to illustrate like parts.
The apparatus comprises a light-source 1050, in the form of an incandescent lamp 1050, provided with appropriate filtering to provide the desired wavelengths, in known manner. A photo-sensor 1051 is provided to receive light reflected rom the internal surface of the oesophagus. The signal generated by the photo-sensor 1051 is processed by a signal processor 1052, by conventional methods, for example as disclosed in the various ~.S. Patents referred to above, and used to generate a display of degree of blood oxygenation on display device 1053, and an alarm via alarm device 1054, if the blood oxygen level falls below a preset limit.
In the device of figure 13a the light from the light-source 1050 is passed to a beam splitter 1056, and from there to a probe indicated generally at 1057. The probe 1057 includes a optical fibre light channel 1058, and a light deflector 1059, as will be described in more detail hereinafter.

~4 5~3~38~1 Light reflected from the internal wall of the oesophagus enters the same optical fibre light channel 1058, and passes back up the probe 1057. The beam is then split by the beam splitter 1~56, to provide an 05 input for the photo-sensor 1051.
In the arrangement illustrated in figure 13b, a probe 1060 comprises two discrete light channels 1061 and 1062. Light from light-source 1051 is connected to one of these channels 1061, and passes thereby to light deflector 1059. Reflected light from the internal surface of the oesophagus passes back through optical fibre light channel 1062, and thence to photo-sensor 1051.
Figures la to 3 illustrate the probes of the general kind which are preferred for use in the present invention, and will be described in detail hereinafter in connection with other aspects of the invention. Any of probes la to 3 may, however, additionally comprise, in accordance with the first aspect of this invention, fibre-optic light channelled and/or light-sources ~eg. LEDS~ and/or photo-sensors.
A number of preferred arrangements for incorporating fibre optic light channels into such probes are illustrated in figures lla to lle and 12.
Figures lla to lle are perspective views of sections of oesophageal probes, in which only one internal lumen 1070 is shown ~or clarity, although in each case the probe will preferably include multiple ~5~

lemens, as e~plained hereinafter.
Referriny first to lla, the prot,e includes a bundle of optical fibres 1071, which are contained within a PVC sheet 1072, which is bonded to the outer 05 surface of the probe wall 1073. The optical fibres 1071 may constitute a single light charnel of the kind lO58 shown in figure 13a, or may be split into two croups, to constitute two light channels, of the kin~
1061 and 1062 shown in figure 13b.
At the dis~al end of the probe a disperser 1075 is provided, in the form of an area of the surface of the probe which silvered or otherwise renàered reflective. The area 1075 thus serves to assist transmission of light from fibres 1071 to the wall of the oesophagus, and collection of reflected light into fibres 1071.
Figure llb illustrates a similar arrangement, in which fibres 1071 are accommodated within an elongate grove 1076 provided in the surface of the probe wall 1073. This arrangement has the advantage that no protruding surface is presented to the internal wall of the oesophagus, likely cause trauma to the patient.
A disperser 1077 is provided in the form of a scoop-like formation in the internal wall of the probe 1073 the surface of the disperser 1077 is silvered in similar manner to disperser 1075.
Figure llc illustrates yet a further alternative construction, in which optical fibres 1071 are carried 33~3~

within a lumen 1080 of the probe, and are brought to the surface by means of a bend 1079 provided in lurnen 1080.
Figure lld illustrates an arrangement similar to 05 that of figure lla but in which a disperser 1081 takes the form of an inclined ramp, which may be integral with, or affixed to the probe wall 1073, and whicn has the effect of protecting the mucosal lining of the oesophagus from damage caused by the fibre optic asse~bly 1072. The surface 1082 of the disperser 108i has a silvered surface to deflect light fro~ and into fibre optic bundles and fibre optic light guard 1071.
In the arrangement of figure lle, a similar ramp 1081 is utilised to protect the mucosal lining of the oesophagus. In this case however light dispersal is by means of a prism 1083 affixed to surface 1084 of the ramp 1081.
It will be appreciated that other means of deflecting light from and into fibre optic light guide 1071 may be utilised.
The deflector assemblies illustrated in figures lla to lle may be provided at the distal end of the probe, adjacent to means for provoking the oesophagus, as will be described hereinafter.
As an alternative to the incorporation of specific optical fibres 1071 the material of the flexible probe itself may be utilised as an optical pathway, and optical equipment may be attached to the ~25~B~
- 3~ -~ro~i[nal end of the probe, to enable the colour of light passiny throuyh the probe wall to be assessed.
Although the material froln which the probe is constructed may not be an ideal optical material, such 05 medsureme~lts of colour need be only fairly appro~imate, and thus mea~surements made using the probe wall as an optical c~annel may suf~ice. ~ light source may be provide~ at the proximal end o~ the probe for illuminating the interior of the oesophagus, and the probe ~,/all may also be used as a light channel to conduct light from [he light source into the oesophagus.
Figure lOa illustrates a fibroptic saturation meter to be incorporated with tne oesophageal monitoring system. A light source, 1001, passes white light through a rotating filter disc 1002 with alternative filters transmitting light at wavelengths 650 and 800 nanometers respectively. The source is coupled via a light-proof threaded collar 1003 and mating coupling 1004 with a fibre bundle 1005 transmitting light via a single bundle 1~06 to a convenient point in the oesophagus. Reflected light is gathercd by the fibroptic bundle 1007, and the collected light passes through a light proof connection incorporating a threaded collar 1009 and a mating collar 1008 to a photomultiplier 1010. By means of a gated circuit 1011 and a ratio circuit 1012 l~S~38~

the ratio of red liyht reflected to that of infra-red light is calculated and displayed or recorded on unit 1013. This ratio is knvw to be proportional to the saturation of blood, and can be displayed as ~5 haemoglobin saturation. Mucosa is richly supplied with blood vessels and consumes little oxygen in the oesophagus, and there~ore this figure is cl~sel~
related to arterial blood ocygen levels. Suitable alarm levels may be preset to trigger an alarm circuit ] if the oxygen level in ~lood ~allc below a preset level.
The light source and filters may be replaced by suitable liyht emitting diodes, and the photomultiplier by photodetectors.
In addition one or both of the fibre-optic channels may be replaced as shown in Figure 10b, by using the wall of the oesophageal probe.
In Figure 10b, a fibre-optic light guide 1017 is divided into two parts 1016 and 1018. These two parts 1016 and 1018 are conducted to a connector 1030 and 1019 for the various fluid passageways to the probe (only 1, 1014, shown for clarity). In the connector, the two parts 1016 and 1018 surround the fluid passageway 1014 circumferentially, and conduct light to the walls 1015 of an oesophageal probe.
The parts 1016 and 1018 mate with the wall of the probe 1015 by way of the mating light proof collars 1020 and 1021. An optional reflectant surface 1022 338~

may be applied over the upper part of the 2robe to prevent loss of liyht ~rom the outer surface, the reflectant surface being omitted over for example, 15cms of the distal end of the probe. The probe wall 05 may thus replace part of, or both, elements of the ~ibre-optic pathway 1006 of the probe shown in Figure lOa. If both channels of the fibroptic pathway are to be replaced, a proportion of the circumference of collar 1016 may be connected to the transmittiny p~rt, and a proportion to the receiving part of the light circuit. The two parts 1016 and 1018 of the light guide may be divided by a liyht proof divider within the connector 1030 such that the transmitting circuit is isolated from the receiving circuit.
Various additional aspects of the invention are illustrated in figures la to 3.
Referring to Figure la, a probe for sensing contractions in the oesophagus comprises a sensing balloon 1, and a provoking balloon 2, of the kind disclosed in European Patent Specification No.
0050983. Balloon 1 is connected by lumen 3 to a sensing transducer (not shown) and provokiny balloon 2 is connected by lumen 4 to a control unit which includes means for generating pressure. An outer protective envelope 5 surrounds both balloons 1 and 2, and is sealed to the distal part of lumen 4 at the tip 6 of the probe. A third lumen 7 is connected to the inner space of the envelope 5, to enable any leakage 3~

from the provoking balloon 2 to be vented.
Such leakage may be detected by a transducer 8, conveniently a heated thermistor, and used to trigger an alarm circuit 9. The transducer 8 and alarm ~ may 05 preferably be included in the control unit.
The probe of Figure lb is generally similar to that of Figure la, parts 21 to 27 corresponding to parts 1 to 7 o~ Figure la. The envelope or sheath 25 is sealed between the sensing ~alloon 21 and the provoking balloon 22.
A preferred alternative embodiment is illustrated in Figure lc, in which parts 31 to 36 correspond with parts 1 to 6 of Figure la. In this case however, a third lumen 37 is connected not to an envelope surrounding sensing balloon 31 and provoking balloon 32, but instead vents directly into the oesophagus by means of holes 38. Any leakage into the oesophagus will therefore pass through holes 38 and into lumen 37. The leakage can then be detected by a sensor in the same way as in Figure la.
A further alternative embodiment is illustrated in Figure ld. In this embodiment, an envelope 45 is sealed at both its distal and proximal ends 46 and 47.
The envelope thus surrounds completely a sensing balloon~21, and a provoking balloon 42, connected via lumens 43 and 44 respectively. Leakage from provoking balloon 42 will cause the pressure in sheath 45 to rise, and thus cause pressure to be applied to the 338~

-- 3~ --sensin~ balloon 41. This rise in preSslJre can be sensed by the transducer (not shown) used to detect the oesophageal contractions by measllrill-; pr~ssure in balloon 41. An alarm circuit may be trig-;ered if the ~5 pressure~ e~ceeds a predetermined level and tirne span, ~or exa,nple 50mm ~g, and 10 seconds duration. A
nicrophone or other means for monitoring heart and 'ar~ath sounds may be incorporated in any of the various balloons (eg. 1, 21, 31, 41) or lumens (eg. 3, , 23, 24, 33, 34, 43, 44), and they yive additional warning of leakaye.
Figures 2a to 2c illustrate yet further alternative probes, suitable for use with the method and apparatus disclosed in European Patent Application 15 No. 0050983. The probes of Figures 2a and 2b, in addition to sensing balloons Sl and 61, and provoking balloons 52 and 62, connected via lumens 53, 63, 54, and 64 respectively, include at their distal end further balloons 55, 65, adapted to lie inside the 20 stomach. This balloon is initially deflated ~/hilst the probe is inserted through the oesophagus, and is inflated once the balloon (55, 65) is inside the stomach. The balloons 55, 65 may conveniently have a volume from 20 to 50 cc. When the balloons 55, 65 25 have been inflated, the probe may be gently withdrawn until it impacts the oesophago-gastric junction. This enables the sensing and provoking balloons 51, 61, 52, 62 to be located at the correct position in the lower ~ZS~33~

oesophagus. The ~astric balloons 55, 65 may conveniently be located at a distance from 5 to 10 cm from the respective sensing balloons 51, 61.
In the probes o~ Figures 2b and 2c, a further lu~en ~5 67, 77 is provided, which exter-ds a minimum of 20cm distally of the respective sensing balloons 61, 71.
The lumens 67, 77 have a plurality of orifices 68, 78 respectively, to enable gastric aspiration to be ?erformed.
Any of the above probe designs may incorporate an additional balloon to allow an earpiece to be attached, to permit the physician to monitor the heart, and breath sounds of the patient by ~eans of an earpiece or microphone.
Such an embodiment is illustrated in Figure 3.
In the embodiment of Figure 3, a sensing balloon 81, is connected via a lumen 83, and a provoking balloon 82, is connected via a lumen 84 to the usual transducer and provoking arrangements. A third balloon 85 is connected via lumen 86 to an earpiece or microphone 87. An alternative arrangement is illustrated in Figure 2c. The lumen 74 attached to the provoking balloon 72 of the embodiment of Figure 2c includes a side passageway 75 leading to an 25 earpiecQ 77A. Interposed between the sido tuba 75 and the earpieco 77A i~ a flexible diaphragm 76, which prevents the pressure applied to the provoking balloon 72 via the provoking apparatus reaching the earpiece .lZ~8~

- 4~ -77A whi1st allowing sounds transmitted through the fluid in the passag~way 74 to reach tho earpiece. Also i~terposed between the tubo 75 and earpiece 77A i8 a ~low restrictor 79, in the form of a plurality of capillary tubes, to protect the physician in the event o~ ~ailure o~ diaphragm 76. T~e earpiece 77A i~ connected to tho ~ide tube 75 by means of a releasable connector 89.
Alternatively and pre~erably, a microehone may ~e incorporated into the lumen associated with the sensing balloon, or, more preferably, that associated with the provoking balloon. Preferably, means are provided for inhibiting noise associated with provocation of the oesophagus, and a suitable system is illustrated in Figure 4.
In the device of Figure 4, a transducer 90, for example, a microphone, is connected to, for example inserted in, a lumen 91. The transducer ~0 is preferably separated from the interior space of the lumen 91 by a diaphragm 92. The signal from the transducer 90 is amplified by an ampliier 93, and the output used to drive a speaker 94. Alternatively, an earpiece 95 may be used, utilising a switching jack socket 96 which disconnects the speaker 94 when the earpiece 95 is in use.
A comparator 97 detects the occurence of a provocation cycle, and during the provocation cycle inhibits the ~utput from the amplifier 93.

~838~

Pre~erably, the comparator 97 also causes the generation of a white noi~e signal, which may be ~ed directly to the loud speaker or earpiece, or may be fed back to tha amplifier 93 via a level control and comparator (not S shown).
~ he level control 99 permit~ the operator to control the level of the white noi~a. The comparator permits the whito noise to b~ ad~usted to such a level that the average noise level is the name during provocation of the oesophagu3, a~ between provocation.
Alternatively, an acoustic signal can be generated from the pressure waveform sensed by the sensing transducer, and the output of the sensing transducer fed directly to the amplifier 93.

The sensin~ and provoking balloons in the various probes may preferably each have a volume of from 2 to lOc.c., a length of from 3 to lOcm, and a maximum diameter of approximately 2cm.
The probes described above are all preferably fluid filled, the sensing balloon being liquid filled, and the provoking balloon gas filled. However, any or all of the various balloons may be self inflating, and may for example have an internal filling. ~uch probes may be inserted into the oesophagus by prior deflation.
As an alternative to the above-described probes including a sealed pressure sensing balloon, pressure ~l~5~3~38~

- ~2 -in the oesophagus may be sensed by measuring tl~e back pressure generated in a sirnple open ended prohe, through which a saline solution is passe'. The open end of the probe may he positioned a~out 35cm from che 05 incisor teeth, and the ~low rate of saline solution utilised may be very slow, for example IOml/hr.
In addition to providing wit~lin the probes passages for permitting egress of fluid, Eor exam?le as in the probe of Figure lc above, the cross sect~on o~ the stem of the probe may be such as to de~ine a passage between the material of the probe and the wall of the oesophagus. Figure 5 illustrates a possible formation of such a cross section, which could for example be used with the probe of Figure 2c. The probe stem 80 comprises lumens 73, 74 and 77 as shown in Figure 2c. The external shape of the stem 80 is such as to define a space 105, which will form a fluid passage when the probe is in use in the oesophayus.
The cross section illustrated in Figure 5 may be utilised as an additional safety measure with any of the probes used in accordance with the invention.
A material which is opaque to X-rays may be incorporated into, for example, the tip or the wall, of any of the aforesaid probes.
Distance markings may be applied, typically at 30 and 35cm from the tip of the probe, so that the provoking and sensing ballons may be accurately positioned in relation to the incisor teeth.

~S1~38~

Any or all o~ the probes may be modified to include means, for example therMistors, to measure body temperaturt~. In addition, electrodes rrlay be incorporated to record tne electrocardiograrn, either 05 within the oesopha-~us, or between the oesophagus and some part of the chest wall. Furthermore, impedence measurements of body tissues may be rneasured, either within the oesophgus, or between the oesopha~us and some part of the c'nest wall. This la~ter method allows the imped~-~nce pathwal to be selected to include largely cardiovascular structures or lar~ely pulmc~nary structures.

~5~33~

Any or all of the probes may be modified to include means, for e~ample therrnistors, to measure body te.mperature. ln addition, electrodes may ~e incorporated to record the electrocardiogram, either 05 within the oesophagus, or between the oesophagus and soll,e part of the chest wall. Furthermore, impedence measuremellts of body tissues rnay be measured, eitner within the oesoph(~us, or between the oesopha~us dnd some part of the chest wall. This latter rnetho(~
allows the irnpedence pathway to be selected to include large1y cardiovascular structures or largely pulmorlar~
structures.
As indicated above, a typical probe length will allow from 30-35cm to be within the oesopha~us, and will be marked at this distance to facilitate correct placement. However, smaller sizes with shorter and /or smaller balloons rnay be constructed for paediatric and neonatal use.
The sensing balloon is preferably liquid filled, and the lumen attached to the sensing balloon may preferably include a hydrophobic filter, to allow gas to escape from the sensing balloon whilst the balloon and respective lumen is filled with water, whilst not permitting the passaye of the fluid with which the balloon is filled.
There are many tubes which may be used in patients receiving anaesthetics, sedation or analgesia. It is important that any connections by ~ 5 _ means of which the various probes are connected to apparatus for gr;?neratiny pressure in them or monitoriny pressure, should not permit conn~?ction to any other apparatus which mi~ht be used in conrlection 05 with patient care, for example in~ravenous infusions orthe like. It is therefore desirable to provir~e a connecting device which is asy~metric, and whic 3 ~ ~

means o.. which the various probes are connected to apparatus for (;enerating pressure in them or monitorillg pressure should not permit connection to any other apparatus which mi~ht be used in connection J5 with pati.ent care for eY~a~nple intravenous infusions orthe like. It is therefore desirable to provide a connecting device which is dsymmetric, and which cannot be conerlcted to other existing device.s. ~uch a device is il1ustra.ed in Figures 6a to 6b.
Figure 6a is an end view of the centre part of a connector 125. Tapered socket; 106 107 and '0~ are connected to respective fluid ç~assa(~eways 109 110 and 111. Figure 6b an~ 6c snow longitudinal sections through respectively the connector U~rt 125 ada2ted to be connected to the end of a flexible probe, and a second connector part 124, adapted to be panelmounted and to connect thereto. A free threaded collar 118 is adapted to engage a fixed threaded collar 113 mounted on panel 120. Conical projections 121 122 and 123 project from the base of the socket part 124, and are shaped so as to enyage with conical sockets 106, 107, and 108 respectively. Each projection 121, 122, and 123 has a through passageway 115, 116 and 117 respectively. In use, first connector member 125 is releasably secured to second connector 124 by means of threaded collar 118.
Thus, fluid passageway 119 on first connector part 125 is brought into communication with fluid S~338~

passa;jeway 115 on second connector part l24.
Similarly, third ~luid passagewa~ 110 on part 125 communicates with ~ourth passageway 116, and fi~th passageway 123 with sixth passageway 117. Sockets 05 106, 107 and 1~ taper to di~erent extents, socket 106 tapering from 6~m to 4rnrn diameter over a length of ~rnm, socket 107 ~rom 4mm to 2mm over the sane length, and socket 108 from Srnm to 3mm over the same length.
A groove 112 in the tirst conrlector part assists accurate mating and locates with a lug 14 on the second connector 125.
A magnetic insert 128 is incorporated into connector part 125, and causes the operation of a reed relay 129 when the two COrlneCtOr parts are secured together. A Hall effect transducer may be used as an alternative to a reed switch.
Although Figures 6a to 6b show a connecting device incorporating, in all, six fluid passages adapted for connection in three pairs, it may be desirable to provide only one or two fluid passage connections, with certain of the prohes described above and in European Patent Specification 0050983.
In particular, the lumen of the probe attached to the sensing balloon may not be passed through a connection device, but may be terminated externally of the main control equipment with a simple transducer. Thus, the connector may be used only for the lumen connected to the provoking balloon, and, if used, the lumen for ~'~S~31~
- 4~ -detecting leaks.
~ lagnetic insert l28 ;nay be provided wit,~in one of the conical sockets 107, 10~, in the event that such socket is not re~uired Eor fluid connection purpose.s.
~5 As indLcated in European Patent Specification 0()50983, circuitry and hardware associated Wit' provoking the oesophag.l; and sensiny the resp(~nse rna~
conveni~ntly be housed in a single console unit, and the connector part 124 may convelliently be moun~ed on l~) a panel of such a console unit. The console unit also COmpriSeS means, for example an electricall~ operated valve (not shown) for preventing the application of a fluid to the fluid passages 115, 116 and 117 until the reed switch 129 has been actuated by the ma~netic insert 128.
Furthermore, the console unit may include an automatic self test mechanism, in accordance with which actuation of the reed switch 129 caused by connection of the two parts 125 and 124 of the connector causes a pressure to be applied to passageway 115, according to a preset test se~uence, ~or example a plurality of regular bursts may be applied. The corresponding pressure rise applied to through passageway 116 is then sensed by a transd-lcer within the console unit, to ascertain whether it shows corresponding fluctuations, within preset limits.
This is parti.cularly useful with a probe of the kind 12~i98~38~

shown in Figure la, in which the pressure in envelope

5 may be sensed, as pressure is applied to the provoking balloon 2.
Alternatively, connections rnay be effected within 05 the console unit to connect the sensing transducers to the means for applying pressure to the provking balloon. In this way, the response of the sensing transducers can be checked, and if necessary the gain of any amplification circuit associated ~ith them may be adjusted, automatically or rnanually. The magnitude of the signals obtained may be stored, and used in subsequent analysis to detect leakage or overinflation.
Furthermore, the automatic test sequence may measure the pressure produced in the provoking balloon by a given pressure impulse and may measure the pressure decay over a period of time, to indicate leakage from the provoking balloon.
In all the probe devices discussed above, it is desirable to be able to provide a metered amount of fluid, normally air, to the provoking balloon to stimulate the oesophagus. In a preferred emhodiment, this may be achieved by including within the pressure line between the source of pressure and the pressure lumen (eg. lumen 4 in Figure la) an isolating chamber, of the kind shown in Figure 7.

~2S831~-The chamber of Figure 7 llas an outer container 140 containing two spherically dished plates 141 and 142 having a diaphragm 143 sealed to each plate at the edges of the plates, so as to define two compartments 05 14~ and 145. A source of .ntermittent pressure 146 is applied to an inlet pipe 147, and distends the diaphragm 1~3 to cause the metered volume of air contained within compart!nents 144 an~ 145 to be displaced into outlet pipe 148. A movement transducer 149 is connected to diaphragm 143. Control equipment (not shown) is provided to generate an alarn if the displacement of the diaphragm 143 exceeds predetermined limits on any cycle of operation, or if transducer 149 is not actuated at least once for each provoking pressure pulse applied by means 146.
Other shapes of reservoir may be used as an ~lternative to that shown. Alternative means of applying pressure to an oesophageal balloon probe is shown in Figure 8. The pressure applying device in Figure 8 include a syringe 160, typically having a volume of 10ml. The syrinye 160 has a tapered nozzle 161, which may preferably be so tapered as to fit the appropriate socket 106 of connecting c3evice of Figure 6a, to enable the syringe to be used directly with the connecting device if desired. ~enerally however, the 1~838~
~ 51 -tapered nozzle 161 mates with a corres~ondin~ t,~pered socket 162, within the console unit.
A conduit 163 leads from the base of the tapered socket 162 to a connection unit of the kind shown in ~5 Fiyure 6c. A second conduit 164 leads fro~ the base of the socket to a pressure transducer 165. A stepper motor 170 is arranyed to withdraw the plunger 171 of the syringe, against the action of spring 172, until a latch 173 is engaged. At this point, the position of plunger 171 is such as to vent the inner space of the syringe to the ambient atmosphere by means of side vent 174 in the syringe body. When it is desired to cause pressure to be applied to lumen 163 to cause oesophageal provocation, a solenoid 175 releases latch 173, causing the piston 171 to be driven forward under the action of spring 172. As it is driven forward, piston 171 occludes orifice 174, and thus delivers a metered volume of air to lumen 163. The pressure generated may be monitored by transducer 165, utilising comparator 166, and the value detected used ~or sensing leaka~e and the like, as described above.
In particuIar, the comparator 166 should sense a pressure plateau when the plunger 171 reaches the end of its travel. If the balloon to which the pressure is applied is over-distensible, or punctured, the pressure plateau will be lower than expected.

5~8~

Similarly, if the value of the plateall falls by rnore than, say, lOP6 of the oriyinal value over a preset period, an alarm may be generated.
Anaesthetic gases di~fuse freel~ into and out of 05 body cavities, and thus it is likely that ;ases will diffuse into a gas-filled provoking balloon o~ the probes accordiny to this invention. It is therefore desirable to provide means for equalising the volume within the pressure generating means, and this is achieved by means of orifice 174. A transducer 176 is provided adjacent the ori~ice 174 to detect any lar~e and unexpected flow of gas into or out of the syringe.
Diagram 9 shows a particularly preferred embodiment of the pneumatic circuit which may be employed for provocation of the oesophagus and for the monitoring of heart sounds. Reservoir 901, conveniently of 400 cm3 capacity, is pressurised by pump 902. The pressure in the reservoir is conveniently 200mm Hg and is limited by a pressure switch 903 which inhibits pump 902 when the pressure reaches the preset limit. Between provokin~ cycles a provoking balloon (not shown) in connected via lumen 905 and valve 904 to lumen 912 and via valve 910 to a vent 911 to atmosphere. The valve 906 connects lumen 905 with a stethoscope or microphone 907. At the ~838~

start of the provocation cycle valve 906 closes l~men 907 to protect the physician. The valve 910 closes, and valve 904 connects the reservoir 901 via lumen 913 to the provoking lumen 905. After a period of time, 05 conveniently 0.5 sec, valve 904 connects lumen 905 to reservoir 908, conveniently 25cm3 capacity. The pressu~e in the sealed compartment comprisin~
provoking balloon, lumen ~05, lumen 912, reservoir 90 is monitored by transducer 909. By the use of suitable circuitry (not shown) a low pressure ~r a fall in pressure which would indicate leakaye or disconnection is detected, and may generate alarm signals and inhibit the provoking cycle. After an interval, conveniently 5 secs, the provoking cycle ends and valve 910 opens to vent the system to atmosphere via vent 911. Valve 906 subsequently reconnects the stethoscope or mircophone 907 to lumen 905 enabling heart sounds and breath sounds to be monitored between the provoking cycles. Valve 906 remains closed wheneve valve 910 is closed or valve 90~ connects lumen 913 to lumen 905, thus minimising the risk of pressurising stethoscope or microphone 907. Pump 902 is inhibited if valve 906 is closed, valve 910 is closed, or valve 904 connects lumen 913 to lumen 905, thus minimising the risks of over-pressurising the provoking balloon.

1~583~3~
~ 54 -Muscle relaxants are frequently used in anaesthesia and intensive care. They aE~ect mainly striated, voluntary muscle and will reduce the ability o~ that muscle to contract, whilst havin~ little or no 05 effect upon smooth, non-striated muscle. The upper end of the oesophageal musculature consists of striated muscle and the lower end, of smooth muscle.
When muscle rela~ants are given, the ability to contract of the upper end of the oesophagus will diminish and hence the peak height o~ contractions will faLl, as will the lenyth of time a contraction produces a pressure above a preset limit, the area under the curve of that contraction and the rate of rise of pressure during that contraction. The ratio of the parameters to the corresponding parameters of provoked or spontaneous lower oesophageal contractions will also fall. Recovery will slowly occur as the drug is metabolised or more quickly as reversal agents are given. By monitoring the signals, conveniently pressure, from the upper end of the oesophagus, and also by comparing them with those from the lower end of the oesophagus, the state of muscle relaxation, the requirement to give reversal agents or to add further relaxants can be assessed. It may also be convenient to compare the contractions produced in the patient with the same signals produced before relaxants were 12S838~

introduced to give a normal, control, measurement withg which to compare the current value.
According to yet a further aspect of the invention, there is therefore provided a method for 05 determining the degree of skeletal muscle relaxation f of a patient, ~hich method comprises providing signals indicative of contractions at two spaced points in the oesophagus of a patient, and comparing the signals to derive therefrom an output indicative of the degree of skeletal muscle relaxation of the patient. The invention includes within its scope apparatus for carrying out the above method.
To measure such contractions in the upper oesophagus, means for measuring pressure, for example, a balloon or a transducer, may be provided in association with any of the probe devices disclosed above or in European Patent Specification No. 0050983.
A suitable probe may be, for example, one such as that shown in Figure 8 of European Patent Specification No.
0050983, the dimensions being such that the tip of the probe lies, in use, approximately 30cm from the incisor teeth as indicated above, and the upper balloon 84b about 15cm from the incisor teeth. Figure 9 of European Patent Specification No. 0050983 illustrates a suitable schematic control circuit for enabling the necessary information to be extracted ~Z~838~

from two such urobes. The comparator shown may measure peak height, rate of rise of, or area under the curve of any contraction produciny a signal from the upper oesophageal balloon above a preset limit.
05 The output may be displayed directly or as a trend with ti~e, or as a percentage of similar measurements produced by some previous contraction selected by the operator. Alternatively, the signal produced by the lower oesophageal sensing balloon may be used as an input into transducer ~ of the said Figure 9, and the comparator adjusted to give a signal to the peak height of or area under the curve of or time above threshold or rate of rise of the signal from the upper sensor as a percentage of similar readings from the lower sensor. The signal may be displayed or recorded. Suitable alarm limits may be either preset or adjusted by the operator to give warning of too much or too little a degree of relaxation.
Optionally, the signal from the lower oesophagus may be used to derive information regarding the cardiovascular system and the respiratory system. In general, the signal derived from the pressure sensing means represents a composite of respiratory waveforms, cardiac waveforms, and waveforms due to oesophageal contractions. Pressure fluctuations above a threshold value, normally approximately 25mm l~g, may .

~LZ58~89L

be taken to represent oesophageal contractions, and may be dealt with as indicated above, and in ~uropean Patent Specification No. 0050983. The mean pressure between contractions represents intrathoracic 05 pressure.
Because respiratory and cardiovascular values may be disturbed during oesophageal contraction, derivation of data relating to respiratory and cardiovascular function is preferably inhibited durlng L0 oesophageal contractions, ie. when the pressure sensed is more than 25mm Hg. Between contractions, a comparator is arranged to sense pressure waveform with a pea~-to-peak height of from 5 to 25mm Hg. Such waveforms represent ventilation. A rate meter is connected to an adjustable threshold discriminator to allow the display of respiratory rate, and an adjustable alarm setting may be provided.
The amplitude of the respiratory waveforms may be displayed, or multiplexed with other physiological parameters or used as Eactors to solve equations giving lung and chest wall compliance or airway resistance. Adjustable alarms may be provided to give indicators of changing respiratory functions.
Pressure waveforms in the range 1-5mm Hg ~peak to peak) generally represent cardiac activity, and the apparatus preferably includes a discriminator ~ZS8~

to isolate signals due to pressure changes in that range, and a rate meter associated with tne discriminator, to derive Erorn the signals the cardiac rate, and display it. In the same way as described 05 above, the detection of cardiac rate is preferably inhibited during oesophageal contractions.
Alternatively, the respiratory waveform may be derived by subtractiny the oesophageal waveform after filtration, and the cardiovascular waveforrn similarly derived after subtraction of the respiratory waveform, and similar analysis and display performed.
The output from the comparator attached to the pressure transducer can also be used to derive and display intrathoracic pressure. The output may be multiplexed or subtracted from simultaneously measured intravascular pressures to give transvascular measurements for use in calculations of pressure and flow in the cardiovascular system, and enable the operator to discriminate between chanyes produced by changes in intrathoracic pressure, and those produced by changes in the status of the cardiovascular system.
It should be appreciated that the various improvements in and modifications of the method and apparatus disclosed in European Patent Specification No. 0050983 are novel and inventive in themselves, and 3~3~

the various aspects of the invention as disclosed herein should be understood to include such features, wilether or not used ~ith other features of tne ~nvention in conjunction with which they are 05 particularly described. Furthermore, it would be readily apparent to those skilled in the art t'na~
numerous chanyes and modifications are possible, within the scope of the present invention.

Claims (17)

The embodiments of the invention in which an exclusive property or privilege is claimed are defined as follows:

1. Apparatus for the in-vivo measurement of blood oxygen levels in a patient, which apparatus comprises:
an elongate probe having a distal end and adapted to pass into the oesophagus of the patient, means associated with the probe for illuminating the internal surface of the oesophagus laterally of the distal end of the probe, means for viewing in a direction generally lateral to the distal end of the probe, so as to observe light reflected from the internal surface of the oesophagus, and means for determining from the reflected light signal the degree of oxygenation of blood in the internal surface of the oesophagus.

2. Apparatus as claimed in claim 1, including at least one optical fibre light channel, adapted to conduct light between the interior of the oesophagus, and the exterior of the patient.

3. Apparatus as claimed in claim 2, including a beam splitter disposed externally of the patient, whereby a single optical fibre light channel may be utilized both to conduct light into the probe to illuminate the internal surface of the oesophagus, and to conduct light reflected from the internal surface of the oesophagus to the exterior of the patient.

4. Apparatus as claimed in claim 2, including a first optical fibre light channel for conducting light into the probe to illuminate the oesophagus, and a second optical fibre light channel for conducting light reflected from the internal surface of the oesophagus to the exterior of the patient.

5. Apparatus as claimed in any one of claims 2, 3 and 4, including means associated with the distal end of the optical fibre light channel to cause light conducted through the channel to be deflected at approximately 90°.

6. Apparatus as claimed in claim 1, including a light source mounted on the probe for illuminating to internal surface of the oesophagus.

7. Apparatus as claimed in any one of claims 1, 2 and 3, wherein the means for illuminating the internal surface of the oesophagus is adapted to produce light of one or more narrow frequency bands.

8. Apparatus as claimed in any one of claims 1, 2 and 3 wherein the means for illuminating the internal surface of the oesophagus comprises one or more light-emitting diodes.

9. Apparatus as claimed in any one of claims 1, 2 and 3, including a diffuser associated with the illumination means, for diffusing the light emitted by the illumination means within the oesophagus.

10. Apparatus as claimed in claim 1 or claim 6, wherein the means for observing light reflected from the internal surface of the oesophagus comprises a light sensitive detector mounted on the distal part of the probe.

11. Apparatus as claimed in any one of claims 1, 2 and 3,wherein the means for observing light reflected from the internal surface of the oesophagus includes a frequency-specific detector.

12. Apparatus as claimed in claim 1, wherein the means for determining the degree of oxygenation of blood includes means for measuring the reflectance of light from the internal surface of the oesophagus at at least one wavelength.

13. Apparatus as claimed in claim 12, including means for comparing the reflectance of the internal surface of the oesophagus at at least two spaced wavelengths.

14. Apparatus as claimed in any one of claims 1, 2 and 3, including means for generating an alarm signal, when the intensity of light reflected from the internal surface of the oesophagus falls below a pre-set level.

15. Apparatus as claimed in claim 1, including means for measuring oesophageal contractions, to determine the degree of anaesthesia of the patient.

16. Apparatus as claimed in claim 15, wherein the probe includes a balloon adapted to apply stimulating pressure to the internal surface of the oesophagus, and wherein the probe is adapted to receive light reflected from the area of the internal surface of the oesophagus stimulated by the balloon.

17. Apparatus as claimed in claim 1 or 2, wherein the illumination means is adapted to provide intermittent illumination of the oesophagus.